Opinion · Supreme Court of the United States

Tennessee v. Lane

541 U.S. 509

Type
Opinion
Court
Supreme Court of the United States
Jurisdiction
Federal
Date
2004-05-17
Topic
general

How later courts describe this case

  • holding that Title II of the ADA was a valid use of Congress' power under Section 5 of the Fourteenth Amendment
  • holding that the legislative record "makes clear beyond peradventure that inadequate provision of public services and access to public facilities was an appropriate subject for prophylactic legislation"
  • holding that the ADA protects an individual’s fundamental right of access to the courts, as applied under the Fourteenth Amendment
  • holding that private plaintiffs could enforce Title II with respect to inaccessible courthouses
  • holding that because a statute was constitutional as applied to the “class of cases” implicated by the matter before it, the Court “need[ed to] go no further”
  • recognizing that Title II applies to the class of cases implicating the right of access to the courts
  • recognizing that Eleventh Amendment immunity protects states from suits brought by their own citizens as well those of other states and countries
  • recognizing that Title II does not require states to provide accommodations that would fundamentally alter the nature of the service provided

Citator

Tennessee v. Lane has been questioned or limited by later authorities: relies on overruled authority: 22 L. Ed. 2d 600 (overruled by Edelman v. Jordan, 415 U.S. 651 (1974)). Read them before relying on it. 1,000 later decisions cite it.

Authority status
caution
Cited by
1000 opinions

Headnotes

  1. Constitutional Law — Eleventh Amendment The Eleventh Amendment renders States immune from suits in law or equity commenced or prosecuted against them by citizens of another State or foreign subjects, and that immunity extends to unconsented suits brought by a State's own citizens. U.S. Const. amend. XI; Garrett, 531 U.S. at 363; Kimel, 528 U.S. at 72-73
  2. Constitutional Law — Congressional Abrogation of Immunity Congress may abrogate a State's Eleventh Amendment immunity, but only upon resolving two predicate questions: whether Congress unequivocally expressed its intent to abrogate, and if so, whether it acted pursuant to a valid grant of constitutional authority. Kimel v. Florida Bd. of Regents, 528 U.S. 62, 73
  3. Constitutional Law — Section 5 Enforcement Power Congress may abrogate state sovereign immunity when it acts pursuant to a valid exercise of its power under § 5 of the Fourteenth Amendment to enforce that Amendment's substantive guarantees; the measure of what constitutes appropriate legislation is the flexible "necessary and proper" standard of McCulloch v. Maryland. Fitzpatrick v. Bitzer, 427 U.S. 445, 456; Katzenbach v. Morgan, 384 U.S. 641, 651
  4. Constitutional Law — Prophylactic Section 5 Legislation Section 5 authorizes Congress to enact prophylactic legislation prohibiting a broader swath of conduct than the Fourteenth Amendment itself forbids, including facially constitutional conduct and practices discriminatory in effect if not in intent, in order to prevent and deter unconstitutional conduct and make the Amendment fully effective. Kimel, 528 U.S. at 81; Hibbs, 538 U.S. at 727-728; Boerne, 521 U.S. at 518; Ex parte Virginia, 100 U.S. at 345
  5. Constitutional Law — Limits on Section 5 Power Congress's § 5 power is broad but not unlimited: while Congress must have wide latitude in devising remedial and preventive measures for unconstitutional actions, such measures may not work a substantive change in the governing law; the enforcement power is corrective or preventive, not definitional, and the line between remedial legislation and substantive redefinition, though not easy to discern, exists and must be observed. Boerne, 521 U.S. at 519-520, 525
  6. Constitutional Law — Congruence and Proportionality Test Section 5 legislation is valid only if it exhibits congruence and proportionality between the injury to be prevented or remedied and the means adopted to that end. Boerne, 521 U.S. at 520; Hibbs, 538 U.S. at 728
  7. Constitutional Law — Section 5 Legislation Invalidated The Religious Freedom Restoration Act of 1993, enacted in direct response to Employment Division v. Smith to restore a constitutional rule that Smith had rejected, was so out of proportion to the objective of enforcing the Free Exercise Clause as interpreted in Smith that it could be understood only as an attempt to work a substantive change in constitutional protections. Boerne, 521 U.S. at 512, 515, 529, 532
  8. Constitutional Law — Patent Remedy Act Given the virtually complete absence of a history of unconstitutional patent infringement by the States and the Act's expansive coverage, the Patent and Plant Variety Protection Remedy Clarification Act served Article I concerns of providing a uniform remedy and placing States on equal footing with private parties, not the enforcement of Fourteenth Amendment guarantees, and therefore did not validly abrogate state sovereign immunity. Florida Prepaid Postsecondary Ed. Expense Bd. v. College Savings Bank, 527 U.S. 627, 647-648
  9. Civil Rights Law — Sovereign Immunity Title I of the ADA was not a valid exercise of Congress's § 5 power because Congress identified no pattern of unconstitutional employment discrimination by the States and the statute's broad remedial scheme was insufficiently targeted to remedy or prevent such discrimination; private suits for money damages against States under Title I are therefore barred by the Eleventh Amendment. Board of Trustees of Univ. of Ala. v. Garrett, 531 U.S. 356, 368, 372-374
  10. Civil Rights Law — Scope of Title II Title II provides that no qualified individual with a disability shall, by reason of such disability, be excluded from participation in or denied the benefits of the services, programs, or activities of a public entity, or be subjected to discrimination by any such entity; a "public entity" includes state and local governments and their agencies and instrumentalities, and an individual is "qualified" if, with or without reasonable modifications, removal of barriers, or auxiliary aids, he meets the essential eligibility requirements for the service or program. 42 U.S.C. §§ 12131(1), (2), 12132
  11. Civil Rights Law — Enforcement Provision Title II's enforcement provision incorporates by reference § 505 of the Rehabilitation Act of 1973, which authorizes private citizens to bring suits for money damages. 42 U.S.C. § 12133
  12. Constitutional Law — Equality and Disability Classifications The Fourteenth Amendment commands that all persons similarly situated be treated alike, and classifications based on disability satisfy that command so long as they bear a rational relationship to a legitimate governmental purpose. Cleburne v. Cleburne Living Center, Inc., 473 U.S. 432, 439, 446; Garrett, 531 U.S. at 366
  13. Constitutional Law — Scope of Section 5 Inquiry The first step of the congruence-and-proportionality inquiry requires identification of the constitutional rights Congress sought to enforce; Title II, like Title I, seeks to enforce the prohibition on irrational disability discrimination, and it also seeks to enforce other basic constitutional guarantees subject to heightened judicial scrutiny, including rights protected by the Due Process Clause such as the right of access to the courts, the right to a meaningful opportunity to be heard, the right to be present at critical stages of trial, the right to a jury drawn from a fair cross section of the community, and the right of public access to criminal proceedings. Garrett, 531 U.S. at 365-366; Dunn v. Blumstein, 405 U.S. 330, 336-337; Boddie v. Connecticut, 401 U.S. 371, 379; Faretta v. California, 422 U.S. 806, 819 n.15; Taylor v. Louisiana, 419 U.S. 522, 530; Press-Enterprise Co. v. Superior Court, 478 U.S. 1, 8-15
  14. Constitutional Law — Historical Inquiry Under Section 5 Whether § 5 legislation validly enforces constitutional rights must be judged with reference to the historical experience it reflects, and the appropriateness of a prophylactic remedy depends on the gravity of the harm it seeks to prevent; strong measures appropriate to address one harm may be an unwarranted response to a lesser one. South Carolina v. Katzenbach, 383 U.S. 301, 308; Florida Prepaid, 527 U.S. at 639-640; Boerne, 521 U.S. at 530; Kimel, 528 U.S. at 88
  15. Constitutional Law — Judicial Findings of Unconstitutional Treatment The Supreme Court's cases have identified unconstitutional treatment of disabled persons by state agencies, including unjustified commitment, abuse and neglect of persons committed to state mental health hospitals, and irrational discrimination in zoning decisions. Jackson v. Indiana, 406 U.S. 715; Youngberg v. Romeo, 457 U.S. 307; Cleburne, 473 U.S. 432
  16. Civil Rights Law — Legislative Record on Access to Public Services Congress found that discrimination against individuals with disabilities persists in critical areas including access to public services, and the legislative record — including a report showing that 76% of public services and programs housed in state-owned buildings were inaccessible to persons with disabilities, testimony describing the physical inaccessibility of local courthouses, and numerous examples of exclusion from state judicial services such as denial of jury service and failure to provide interpretive services — established that inadequate provision of public services and access to public facilities was an appropriate subject for prophylactic § 5 legislation. 42 U.S.C. § 12101(a)(3); U.S. Commission on Civil Rights, Accommodating the Spectrum of Individual Abilities 39 (1983); Garrett, 531 U.S. at 371 n.7, 379, 391
  17. Constitutional Law — Comparison to Hibbs Because the FMLA's family-care leave provision was targeted at sex-based classifications subject to heightened judicial scrutiny, it was easier for Congress to show a pattern of state constitutional violations than in cases involving classifications subject to rational-basis review such as Garrett and Kimel, and the FMLA provision was upheld as valid § 5 legislation on that basis. Nevada Dept. of Human Resources v. Hibbs, 538 U.S. 721, 728-737
  18. Constitutional Law — Section 5 and Nonstate Actors A valid exercise of Congress's § 5 power need not always be predicated solely on evidence of constitutional violations by the States themselves; evidence of violations by nonstate governmental actors is relevant to the § 5 inquiry, but evidence of state violations is particularly important when the sole purpose of reliance on § 5 is to place the States on equal footing with private actors with respect to amenability to suit. South Carolina v. Katzenbach, 383 U.S. 301, 312-315; Florida Prepaid, 527 U.S. 627; Kimel, 528 U.S. 62; Garrett, 531 U.S. 356
  19. Civil Rights Law — As-Applied Validity of Title II Nothing in the Court's case law requires treating Title II, with its wide variety of applications, as an undifferentiated whole; the question is not whether Congress could validly subject States to damages suits for failing to provide access to every public facility, but whether Congress had § 5 power to enforce the constitutional right of access to the courts, and Title II is valid § 5 legislation as applied to the class of cases implicating the accessibility of judicial services. United States v. Raines, 362 U.S. 17, 26
  20. Civil Rights Law — Congruence and Proportionality of Title II Title II's requirement of program accessibility is congruent and proportional to Congress's object of enforcing the right of access to the courts; unequal treatment of disabled persons in the administration of judicial services has a long history and has persisted despite several legislative efforts to remedy disability discrimination, and faced with considerable evidence of the shortcomings of prior legislative responses, Congress was justified in concluding that a difficult and intractable problem warranted added prophylactic measures. Hibbs, 538 U.S. at 737; Boerne, 521 U.S. at 532; Kimel, 528 U.S. at 86
  21. Civil Rights Law — Scope of the Accommodation Requirement Recognizing that failure to accommodate persons with disabilities will often have the same practical effect as outright exclusion, Title II requires States to take reasonable measures to remove architectural and other barriers to accessibility, but does not require States to employ any and all means of making judicial services accessible, to compromise essential eligibility criteria, or to make modifications that would fundamentally alter the nature of the service; the requirement is satisfied only when the individual is otherwise eligible for the service. 42 U.S.C. §§ 12131(2), 12132; 28 C.F.R. §§ 35.150(a)(2), (a)(3), 35.150(b)(1), 35.151
  22. Constitutional Law — Access to the Courts Within the limits of practicability, a State must afford all individuals a meaningful opportunity to be heard in its courts; affirmative obligations flow from that principle, including waiver of filing fees in certain family-law and criminal cases, provision of transcripts to criminal defendants seeking review, and provision of counsel to certain criminal defendants, and ordinary considerations of cost and convenience alone cannot justify a State's failure to provide individuals with a meaningful right of access to the courts. Boddie v. Connecticut, 401 U.S. 371, 379; Griffin v. Illinois, 351 U.S. 12; Gideon v. Wainwright, 372 U.S. 335
  23. Civil Rights Law — Reasonable Prophylactic Measure Title II's affirmative obligation to accommodate persons with disabilities in the administration of justice is not so out of proportion to a supposed remedial or preventive object that it cannot be understood as responsive to, or designed to prevent, unconstitutional behavior; it is a reasonable prophylactic measure reasonably targeted to a legitimate end, and as applied to the class of cases implicating the fundamental right of access to the courts it constitutes a valid exercise of Congress's § 5 authority to enforce the guarantees of the Fourteenth Amendment. Boerne, 521 U.S. at 532; Kimel, 528 U.S. at 86
  24. Civil Procedure — Interlocutory Appeals States and state entities claiming to be arms of the State may invoke the collateral order doctrine to appeal a district court order denying a claim of Eleventh Amendment immunity. Puerto Rico Aqueduct and Sewer Authority v. Metcalf & Eddy, Inc., 506 U.S. 139, 147
  25. Civil Procedure — Eleventh Amendment Immunity of Local Courts Local governments are typically treated as arms of the State for Eleventh Amendment purposes in the provision of judicial services, and municipal courts are arms of the State entitled to Eleventh Amendment immunity. Mt. Healthy City Bd. of Ed. v. Doyle, 429 U.S. 274, 280; Callahan v. Philadelphia, 207 F.3d 668, 670-674 (CA3 2000); Kelly v. Municipal Courts, 97 F.3d 902, 907-908 (CA7 1996); Franceschi v. Schwartz, 57 F.3d 828, 831 (CA9 1995)
  26. Civil Rights Law — Sources of Congressional Findings The ADA was passed by large majorities of both Houses of Congress after decades of deliberation and investigation into discrimination against persons with disabilities, including 13 congressional hearings and the work of a special task force gathering evidence from every State; Congress found that individuals with disabilities are a discrete and insular minority who have faced a history of purposeful unequal treatment and political powerlessness based on stereotypic assumptions, and it invoked the sweep of its authority, including its power to enforce the Fourteenth Amendment, to provide a clear and comprehensive national mandate for the elimination of discrimination against individuals with disabilities. 42 U.S.C. §§ 12101(a)(7), 12101(b)(1), (b)(4)
  27. Civil Rights Law — Three Titles The ADA forbids discrimination against persons with disabilities in three major areas of public life: employment (Title I), public services, programs, and activities (Title II), and public accommodations (Title III); Title I defines discrimination to include failure to provide reasonable accommodations, Title II requires reasonable modifications to rules, policies, and practices by public actors, and Title III requires reasonable modifications in public accommodations' policies, practices, and procedures. 42 U.S.C. §§ 12112(b)(5), 12131(2)-12132, 12182(b)(2)(A)(ii)
  28. Civil Rights Law — Equality and Accommodation The ADA advances a comprehensive view of discrimination that embraces failures to provide reasonable accommodations, reflecting Congress's understanding that including individuals with disabilities among "We the People" would sometimes require responsiveness to difference rather than blindfolded equality, and accommodation rather than indifference. Olmstead v. L.C., 527 U.S. 581, 598, 601
  29. Constitutional Law — Due Process The Due Process Clause protects fundamental rights subject to heightened Fourteenth Amendment scrutiny, including voting, the right to move to a new jurisdiction, the right to be present at critical stages of trial, and the right of access to the courts; transportation, health, education, and recreation programs, by contrast, are accorded only rational-basis scrutiny under the Equal Protection Clause. Dunn v. Blumstein, 405 U.S. 330, 336-337; Shapiro v. Thompson, 394 U.S. 618, 634; Skinner v. Oklahoma ex rel. Williamson, 316 U.S. 535, 541; Faretta, 422 U.S. at 819 n.15
  30. Civil Rights Law — Breadth of Title II Title II applies indiscriminately to all services, programs, or activities of any public entity, requires special accommodations for disabled persons in virtually every interaction they have with the State, and prohibits far more state conduct than the equal protection ban on irrational discrimination, its broad terms doing nothing to limit its coverage to cases involving arguable constitutional violations. 42 U.S.C. § 12132; Florida Prepaid, 527 U.S. at 646
  31. Constitutional Law — Equal Protection Special accommodations for the disabled, if required, must come from positive law and not through the Equal Protection Clause. Garrett, 531 U.S. at 368
  32. Constitutional Law — Everyard's Breweries — Prohibition Enforcement Where the Eighteenth Amendment's § 2 granted Congress and the States concurrent power to enforce the article by appropriate legislation, the McCulloch v. Maryland test governed whether the Supplemental Prohibition Act's limitation of medicinal liquor prescriptions to spirituous and vinous liquor was appropriate legislation, and the Court held that it was; the only consequence of going beyond "enforcement" narrowly defined was an arguable incursion upon powers left to the States. James Everard's Breweries v. Day, 265 U.S. 545, 558-563; McCulloch v. Maryland, 4 Wheat. 316
  33. Constitutional Law — Fifteenth Amendment Enforcement Congress may suspend literacy tests and similar voting requirements under its power to enforce the Fifteenth Amendment as a measure to combat racial discrimination in voting, despite the facial constitutionality of the tests, and other measures protecting voting rights fall within Congress's enforcement power despite the burdens those measures place on the States. South Carolina v. Katzenbach, 383 U.S. 301, 308; Lassiter v. Northampton County Bd. of Elections, 360 U.S. 45; Katzenbach v. Morgan, 384 U.S. 641; Oregon v. Mitchell, 400 U.S. 112; City of Rome v. United States, 446 U.S. 156, 161
  34. Constitutional Law — Adequacy of the Section 5 Record A congressional enactment under § 5 must be supported by a legislative record identifying a history and pattern of constitutional violations by the States; unexamined, anecdotal evidence lacking sufficient detail to determine whether the instances were irrational does not suffice, and evidence of discrimination by nonstate governments is irrelevant to whether Congress validly abrogated Eleventh Amendment immunity, a privilege enjoyed only by the sovereign States. Garrett, 531 U.S. at 368-371; Florida Prepaid, 527 U.S. at 640; Kimel, 528 U.S. at 89
  35. Constitutional Law — Substantive Redefinition A congressional attempt to rewrite the Fourteenth Amendment law laid down by the Court, rather than to remedy or prevent state constitutional violations, is not legitimate § 5 legislation; the third step of the congruence-and-proportionality inquiry asks whether the rights and remedies created by a statute are congruent and proportional to the constitutional rights it purports to enforce and the record of constitutional violations adduced by Congress. Garrett, 531 U.S. at 372-374; Hibbs, 538 U.S. at 737-739
  36. Constitutional Law — Textual Meaning of "Enforce" Section 5 grants Congress power to enforce the Fourteenth Amendment's provisions by appropriate legislation, but within any normal meaning of the term one does not enforce a prohibition by issuing a still broader prohibition directed to the same end; so-called prophylactic legislation is reinforcement rather than enforcement, and § 5 does not allow Congress to proscribe, prevent, or remedy conduct that does not itself violate the Fourteenth Amendment. U.S. Const. amend. XIV, § 5
  37. Civil Rights Law — Section 1983 Section 5 authorizes Congress to create a cause of action through which a citizen may vindicate his Fourteenth Amendment rights; the Ku Klux Klan Act of April 20, 1871, was enacted under the § 5 power, and its § 1—later codified as 42 U.S.C. § 1983—authorized a cause of action against any person who, under color of state law, custom, or usage, subjects any person to the deprivation of rights secured by the Constitution. 17 Stat. 13; Rev. Stat. § 1979; 42 U.S.C. § 1983
  38. Constitutional Law — Substantive Due Process The Fourteenth Amendment incorporates and applies the Bill of Rights against the States, and the doctrine of substantive due process holds that the Due Process Clause protects unenumerated liberties. Duncan v. Louisiana, 391 U.S. 145, 147-148; Lawrence v. Texas, 539 U.S. 558; Planned Parenthood of Southeastern Pa. v. Casey, 505 U.S. 833
  39. Constitutional Law — Narrower Scope of Section 5 Outside Racial Discrimination Congress's enforcement power is broadest when directed to eliminating discrimination on account of race, the principal object of the Civil War Amendments; the Supreme Court has given narrower scope to § 5 when congressional regulation has not targeted racial discrimination, and the results in Boerne, Florida Prepaid, Kimel, Morrison, and Garrett are consistent with the narrower compass afforded such regulation. Oregon v. Mitchell, 400 U.S. 112, 124-130; Slaughter-House Cases, 16 Wall. 36, 81
  40. Constitutional Law — Stare Decisis and Permissive Standard Principally for reasons of stare decisis, the permissive McCulloch standard is to be applied to congressional measures designed to remedy racial discrimination by the States, because many important and well-accepted measures such as the Voting Rights Act assume the validity of Morgan and South Carolina v. Katzenbach. McCulloch v. Maryland, 4 Wheat. 316
  41. Constitutional Law — Harris Dictum on Section 5 Dicta in United States v. Harris suggested that even nonprophylactic provisions could not be adopted under § 5 except in response to a State's constitutional violations, but there is no textual basis for that interpretation of § 5. United States v. Harris, 106 U.S. 629, 639
  42. Civil Rights Law — Rejection of Title II Abrogation Title II of the ADA cannot be a congruent and proportional remedy to the States' alleged practice of denying disabled persons access to the courts, because Congress failed to identify evidence of such a practice, Title II regulates far more than access to the courts, and a statute subjecting States to liability without regard to whether a failure to accommodate results in a constitutional wrong lacks the required congruence and proportionality. Florida Prepaid, 527 U.S. at 645-647; Garrett, 531 U.S. at 370
  43. Civil Procedure — As-Applied Review of Section 5 Legislation An as-applied approach to § 5 legislation is inconsistent with the congruence-and-proportionality test, which measures the breadth of a statute's coverage against the scope of the constitutional rights it purports to enforce and the record of violations it purports to remedy; such an approach would eliminate Congress's incentive to craft § 5 legislation to remedy actual constitutional violations and would subject States to piecemeal litigation to vindicate their Eleventh Amendment rights. United States v. Raines, 362 U.S. 17, 26
  44. Constitutional Law — Nature of the Congruence Inquiry The congruence-and-proportionality standard is a standing invitation to judicial arbitrariness and policy-driven decisionmaking, bringing the Court into constant conflict with a coequal branch of Government without a demonstrable basis in the text of the Constitution; low walls and vague distinctions will not be judicially defensible in the heat of interbranch conflict. Plaut v. Spendthrift Farm, Inc., 514 U.S. 211, 239