Opinion · Supreme Court of the United States

Ewing v. California

Ewing v. Cal., 538 U.S. 11 (2003)

Type
Opinion
Court
Supreme Court of the United States
Jurisdiction
Federal
Date
2003-03-05
Topic
general

How later courts describe this case

  • recognizing that the Eighth Amendment “contains a ‘narrow proportionality principle’ that ‘applies to noncapi-tal sentences’ ” in “exceedingly rare” cases
  • recognizing that Eighth Amendment’s “narrow proportionality principle” applies to noncapital sentences in “exceedingly rare” cases
  • holding that a 25-years-to-life sentence under California’s three strikes law did not violate the Eighth Amendment’s prohibition on cruel and unusual punishment
  • holding that a 25-years-to-life sentence for grand theft under the California three-strikes law did not violate the Eighth Amendment’s prohibition on cruel and unusual punishment
  • holding that a 25-years-to-life sentence under the California three-strikes law did not violate the Eighth Amendment’s prohibition on cruel and unusual punishment
  • holding that petitioner’s 25-years-to-life sentence under the California three strikes law did not violate the Eighth Amendment’s prohibition against cruel and unusual punishment
  • holding that petitioner’s 25-years-to-life sentence under the three-strikes law did not violate the Eighth Amendment’s prohibition against cruel and unusual punishment
  • holding that 25-years-to-life sentence under the California three-strikes law did not violate the Eighth Amendment’s prohibition on cruel and unusual punishment

Citator

Ewing v. California is good law as far as the corpus records: followed by 1 later decision, and nothing recorded condemns it.

Authority status
positive
Cited by
1516 opinions
Followed
1 times

Headnotes

  1. Criminal Law & Procedure — California Three Strikes Law Under California's three strikes law, a defendant convicted of a felony and previously convicted of two or more serious or violent felonies must be sentenced to an indeterminate term of life imprisonment; such a defendant becomes eligible for parole on a date calculated by reference to a minimum term, which is the greater of three times the term otherwise provided for the current conviction, 25 years, or the term determined for the underlying conviction including enhancements. Cal. Penal Code Ann. §§ 667(e)(2)(A), 1170.12(c)(2)(A); §§ 667(e)(2)(A)(i)-(iii), 1170.12(c)(2)(A)(i)-(iii)
  2. Criminal Law & Procedure — Wobblers Under California law, certain offenses known as "wobblers" may be classified as either felonies or misdemeanors; such offenses are triggering offenses under the three strikes law only when they are treated as felonies. A wobbler is presumptively a felony and remains a felony unless and until the trial court actually exercises its discretion to impose a misdemeanor sentence. People v. Williams, 27 Cal. 2d 220, 229, 163 P.2d 692, 696 (1945)
  3. Criminal Law & Procedure — Sentencing In California, prosecutors may exercise their discretion to charge a wobbler as either a felony or a misdemeanor, and trial courts have discretion to reduce a wobbler charged as a felony to a misdemeanor either before preliminary examination or at sentencing in order to avoid imposing a three strikes sentence. In exercising that discretion, the court may consider the nature and circumstances of the offense, the defendant's appreciation of and attitude toward the offense, and the general objectives of sentencing. Cal. Penal Code Ann. §§ 17(b)(5), 17(b)(1); People v. Superior Court (Alvarez), 14 Cal. 4th 968, 978, 928 P.2d 1171, 1177-1178 (1997)
  4. Criminal Law & Procedure — Dismissal of Prior Strike Allegations California trial courts have discretion to vacate allegations of prior serious or violent felony convictions under the three strikes law, either on motion by the prosecution or sua sponte. In ruling on such a motion, courts consider whether, in light of the nature and circumstances of the defendant's present felonies and prior serious or violent felony convictions, and the particulars of his background, character, and prospects, the defendant may be deemed outside the three strikes scheme's spirit, in whole or in part. People v. Superior Court (Romero), 13 Cal. 4th 497, 529-530, 917 P.2d 628, 647-648 (1996); People v. Williams, 17 Cal. 4th 148, 161, 948 P.2d 429, 437 (1998)
  5. Constitutional Law — Cruel and Unusual Punishment The Eighth Amendment contains a narrow proportionality principle that applies to noncapital sentences; it does not require strict proportionality between crime and sentence but forbids only extreme sentences that are grossly disproportionate to the crime. Harmelin v. Michigan, 501 U.S. 957, 996-997, 1001 (1991) (Kennedy, J., concurring in part and concurring in judgment)
  6. Constitutional Law — Cruel and Unusual Punishment Proportionality review under the Eighth Amendment is guided by the principles that the primacy of the legislature, the variety of legitimate penological schemes, the nature of the federal system, and the requirement that proportionality review be guided by objective factors inform the final principle that the Eighth Amendment forbids only extreme sentences grossly disproportionate to the crime. The Constitution does not mandate adoption of any one penological theory; a sentence can have a variety of justifications, including incapacitation, deterrence, retribution, or rehabilitation. Harmelin v. Michigan, 501 U.S. 957, 998-1001 (1991) (Kennedy, J., concurring in part and concurring in judgment)
  7. Constitutional Law — Recidivism Statutes Recidivism has long been recognized as a legitimate basis for increased punishment, and the constitutionality of inflicting severer criminal penalties upon habitual offenders is no longer open to serious challenge. A State is entitled to place upon a recidivist the onus of one who is simply unable to bring his conduct within the social norms prescribed by the criminal law of the State. Rummel v. Estelle, 445 U.S. 263, 276, 284 (1980); Oyler v. Boles, 368 U.S. 448, 451 (1962); Almendarez-Torres v. United States, 523 U.S. 224, 230 (1998)
  8. Constitutional Law — Recidivism Statutes — Penological Goals The primary goals of a recidivist statute are to deter repeat offenders and, at some point in the life of one who repeatedly commits criminal offenses serious enough to be punished as felonies, to segregate that person from the rest of society for an extended period of time. Both incapacitation and deterrence are rationales for recidivism statutes, and the State has a valid interest in deterring and segregating habitual criminals. Rummel v. Estelle, 445 U.S. 263, 284 (1980); Parke v. Raley, 506 U.S. 20, 27 (1992)
  9. Constitutional Law — Judicial Deference to Legislative Sentencing Policy The responsibility for making the difficult policy choices that underlie any criminal sentencing scheme lies primarily with the legislature, not the federal courts; a sentence reflecting a rational legislative judgment is entitled to deference, and courts do not sit as a superlegislature to second-guess the legislature's sentencing policy choices. Harmelin v. Michigan, 501 U.S. 957, 998 (1991) (Kennedy, J., concurring in part and concurring in judgment); Rummel v. Estelle, 445 U.S. 263, 274 (1980)
  10. Constitutional Law — Gross Disproportionality — Threshold Test A sentence violates the Eighth Amendment's prohibition on cruel and unusual punishments only if a threshold comparison of the crime committed and the sentence imposed leads to an inference of gross disproportionality; in weighing the gravity of the offense, both the current felony and the defendant's long history of felony recidivism must be placed on the scales. If the threshold is crossed, the court should compare the sentence at issue with sentences imposed on other criminals in the same or other jurisdictions, and that comparative analysis will validate or invalidate the initial judgment. Harmelin v. Michigan, 501 U.S. 957, 1004-1005 (1991) (Kennedy, J., concurring in part and concurring in judgment)
  11. Constitutional Law — Gross Disproportionality — Recidivist Offenders In assessing whether a recidivist sentence is grossly disproportionate, the analysis must focus upon the sentence-triggering behavior, with recidivism playing a relevant but not necessarily determinative role; a crime committed by a recidivist is not per se serious enough to warrant an extended sentence, and no penalty is per se constitutional. Solem v. Helm, 463 U.S. 277, 290, 296 n.21 (1983); Harmelin v. Michigan, 501 U.S. 957, 1001 (1991) (Kennedy, J., concurring in part and concurring in judgment)
  12. Constitutional Law — Cruel and Unusual Punishment Outside the context of capital punishment, successful challenges to the proportionality of particular sentences have been exceedingly rare, and courts will rarely find it necessary to engage in extended analysis before rejecting a claim that a sentence is grossly disproportionate. Rummel v. Estelle, 445 U.S. 263, 272 (1980); Harmelin v. Michigan, 501 U.S. 957, 1004 (1991) (Kennedy, J., concurring in part and concurring in judgment)
  13. Constitutional Law — Cruel and Unusual Punishment The proportionality principle comes into play in the extreme example where a legislature makes overtime parking a felony punishable by life imprisonment; a broad proportionality principle would preclude reliance on any of the justifications for punishment to support such a sentence. Rummel v. Estelle, 445 U.S. 263, 274 n.11 (1980)
  14. Constitutional Law — Three Strikes Law — Proportionality A sentence of 25 years to life in prison imposed under California's three strikes law for felony grand theft is not grossly disproportionate and does not violate the Eighth Amendment's prohibition on cruel and unusual punishments. Such a sentence is justified by the State's public-safety interest in incapacitating and deterring recidivist felons, and reflects a rational legislative judgment entitled to deference that offenders who have committed serious or violent felonies and who continue to commit felonies must be incapacitated. Ewing v. California, 538 U.S. 11 (2003)
  15. Constitutional Law — Proportionality — Seriousness of Grand Theft Grand theft is a serious offense in the context of proportionality review; that grand theft is a wobbler is of no moment, for it remains a felony unless the trial court imposes a misdemeanor sentence. A trial judge justifiably exercises discretion not to extend lenient treatment given a defendant's long criminal history. In re Lynch, 8 Cal. 3d 410, 432 n.20, 503 P.2d 921, 936 n.20 (1972)
  16. Constitutional Law — Cruel and Unusual Punishments — Original Meaning The Eighth Amendment's prohibition of cruel and unusual punishments was aimed at excluding only certain modes of punishment and was not a guarantee against disproportionate sentences; the Amendment contains no proportionality principle. Harmelin v. Michigan, 501 U.S. 957, 966-985 (1991) (Scalia, J., concurring in the judgment)
  17. Constitutional Law — Proportionality — Relation to Penological Goals Proportionality—the notion that the punishment should fit the crime—is inherently a concept tied to the penological goal of retribution; it becomes difficult to speak intelligently of proportionality once deterrence and rehabilitation are given significant weight. Harmelin v. Michigan, 501 U.S. 957, 989 (1991)
  18. Constitutional Law — Cruel and Unusual Punishment The Eighth Amendment prohibits excessive bail, excessive fines, and cruel and unusual punishments; by broadly prohibiting excessive sanctions, it directs judges to exercise their best judgment in assessing the proportionality of all forms of punishment, including fines, bail, and imprisonment. United States v. Bajakajian, 524 U.S. 321, 334-336 (1998); Stack v. Boyle, 342 U.S. 1, 5 (1951); Solem v. Helm, 463 U.S. 277, 289 (1983)
  19. Constitutional Law — Proportionality — Judicial Discretion The absence of a black-letter rule does not disable judges from exercising their discretion in construing the outer limits on sentencing authority that the Eighth Amendment imposes; judges are constantly called upon to draw lines and to exercise their judgment to give meaning to the Constitution's broadly phrased protections. Solem v. Helm, 463 U.S. 277, 294 (1983)
  20. Constitutional Law — Cruel and Unusual Punishment From the beginning of the Republic, federal judges were entrusted with wide sentencing discretion; in exercising that discretion, sentencing judges employed a proportionality principle that took into account all of the justifications for punishment—deterrence, incapacitation, retribution, and rehabilitation. Stith & Cabranes, Fear of Judging: Sentencing Guidelines in the Federal Courts 9, 14 (1998); Mistretta v. United States, 488 U.S. 361, 364 (1989)
  21. Criminal Law & Procedure — Mens Rea The overarching objective of California's three strikes law is to prevent serious or violent offenders from repeating their criminal behavior by ensuring longer prison sentences and greater punishment for those who commit a felony and have been previously convicted of serious or violent felony offenses. The California Legislature made a deliberate policy choice that the gravity of the new felony should not be a determinative factor in triggering the application of the three strikes law. Cal. Penal Code Ann. § 667(b) (West 1999)
  22. Criminal Law & Procedure — Three Strikes Law — Felony — Misdemeanor Distinction California's three strikes statute draws an administrative line separating felonies from misdemeanors; this felony/misdemeanor distinction often reflects history rather than logic, and the line dividing felony theft from petty larceny, usually based on the value of the property taken, varies markedly from one State to another. Rummel v. Estelle, 445 U.S. 263, 284 (1980); United States v. Watson, 423 U.S. 411, 438-441 (1976) (Marshall, J., dissenting)
  23. Criminal Law & Procedure — Wobbler Statutes — Classification Under California's wobbler statutes, classification of conduct as a felony or misdemeanor depends primarily upon whether the rehabilitation of the convicted defendant either does or does not require, or would or would not be adversely affected by, incarceration in a state prison as a felon; in wobbler cases, the felony/misdemeanor classification turns primarily upon the nature of the offender, not the comparative seriousness of the offender's conduct. Cal. Penal Code Ann. §§ 17(a), (b) (West 1999); In re Anderson, 69 Cal. 2d 613, 664-665, 447 P.2d 117, 152 (1968) (Tobriner, J., concurring in part and dissenting in part)
  24. Criminal Law & Procedure — "Petty Theft with a Prior" Statute California's "petty theft with a prior" statute classifies a petty theft as a felony if, but only if, the offender has a prior record that includes at least one conviction for certain theft-related offenses; under that statute, the distinction between misdemeanor and felony turns upon characteristics of the offender, not the specific offense conduct at issue. Cal. Penal Code Ann. § 666 (West Supp. 2002); Cal. Penal Code Ann. § 490 (West 1999)
  25. Criminal Law & Procedure — Three Strikes Law — Prior Strike Definitions The three strikes statute defines prior "strikes" by listing the kinds of serious criminal conduct that fall within the definition of a strike; the statute's definitions of both serious and violent felonies include crimes against the person, crimes that create danger of physical harm, and drug crimes, but do not include even serious crimes against property such as obtaining large amounts of money through theft, embezzlement, or fraud, and grand theft is omitted from the strike definition. Cal. Penal Code Ann. §§ 667.5(c), 1192.7(c) (West Supp. 2002)
  26. Criminal Law & Procedure — Three Strikes Law — Prosecutorial Discretion A prosecutor must formally allege prior serious or violent felony convictions under the three strikes law, and a trial court must find such prior convictions. Prior convictions must be alleged in the charging document, and the defendant has a right to a jury determination that the prosecution has proved the prior convictions beyond a reasonable doubt. Cal. Penal Code Ann. §§ 667(g), 1170.12(e); § 1025; § 1158
  27. Constitutional Law — Cruel and Unusual Punishment In repeatedly upholding recidivism statutes, the Supreme Court has rejected double jeopardy challenges because the enhanced punishment imposed for the later offense is a stiffened penalty for the latest crime, which is considered an aggravated offense because it is a repetitive one. Witte v. United States, 515 U.S. 389, 400 (1995) (quoting Gryger v. Burke, 334 U.S. 728, 732 (1948))
  28. Constitutional Law — Cruel and Unusual Punishment The Eighth Amendment does not prohibit a State from choosing to incapacitate criminals who have already been convicted of at least one serious or violent crime in order to protect public safety. State legislatures enacting three strikes laws made a deliberate policy choice that individuals who have repeatedly engaged in serious or violent criminal behavior, and whose conduct has not been deterred by more conventional punishment approaches, must be isolated from society to protect the public safety. Ewing v. California, 538 U.S. 11 (2003)
  29. Constitutional Law — Cruel and Unusual Punishments — Recidivist Sentencing It does not violate the Eighth Amendment for a State to sentence a three-time offender to life in prison with the possibility of parole; a mandatory life sentence imposed upon a recidivist does not constitute cruel and unusual punishment under the Eighth and Fourteenth Amendments. Rummel v. Estelle, 445 U.S. 263, 284-285 (1980)
  30. Constitutional Law — Three Strikes Law — Legislative Policy Choices Neither the Eighth Amendment nor Supreme Court precedent forecloses the California Legislature's choice that the gravity of the new felony is not determinative in triggering the three strikes law. It is enough that the State has a reasonable basis for believing that dramatically enhanced sentences for habitual felons advance the goals of its criminal justice system in any substantial way. Solem v. Helm, 463 U.S. 277, 297 n.22 (1983)
  31. Criminal Law & Procedure — Three Strikes Law — State's Interest in Harsher Punishment In imposing a three strikes sentence, the State's interest is not merely punishing the offense of conviction or the triggering offense; it is in addition the interest in dealing in a harsher manner with those who by repeated criminal acts have shown that they are simply incapable of conforming to the norms of society as established by its criminal law. Proportionality review of a sentence must take into account the State's legitimate penological goal in imposing a three strikes sentence. Rummel v. Estelle, 445 U.S. 263, 276 (1980); Solem v. Helm, 463 U.S. 277, 296 (1983)
  32. Criminal Law & Procedure — Wobblers — Reduction to Misdemeanor The purpose of the trial judge's sentencing discretion to downgrade certain felonies is to impose a misdemeanor sentence in those cases in which rehabilitation of the convicted defendant either does not require, or would be adversely affected by, incarceration in a state prison as a felon. The reduction of a wobbler is not based on the notion that it is conceptually a misdemeanor; rather, it is intended to extend misdemeanant treatment to a potential felon. In re Anderson, 69 Cal. 2d 613, 664-665 (1968); Necochea v. Superior Court, 23 Cal. App. 3d 1012, 1016 (1972)
  33. Criminal Law & Procedure — California Three Strikes Law — Legislative Findings The intent of the California Legislature in enacting the three strikes law is to ensure longer prison sentences and greater punishment for those who commit a felony and have been previously convicted of serious and/or violent felony offenses; the law is aimed at snaring long-term habitual offenders with multiple felony convictions. Cal. Penal Code Ann. § 667(b) (West 1999)
  34. Criminal Law & Procedure — Three Strikes Law — Comparison with Other Jurisdictions Outside the California three strikes context, a recidivist sentence of 25 years to life for felony grand theft is virtually unique in its harshness for the offense of conviction. In the vast majority of States and under federal law, an offender with a similar criminal history convicted of grand theft would face a significantly shorter maximum sentence.
  35. Constitutional Law — Cruel and Unusual Punishment The analytical framework for a gross disproportionality claim requires a threshold comparison of the crime committed and the sentence imposed; if that comparison does not lead to an inference of gross disproportionality, the inquiry is at an end. Sentence-related characteristics that define the comparative spectrum include the length of the prison term in real time, the sentence-triggering criminal conduct, and the offender's criminal history. Harmelin v. Michigan, 501 U.S. 957, 1004-1005 (1991) (Kennedy, J., concurring in part and concurring in judgment); Rummel v. Estelle, 445 U.S. 263, 265-266, 269, 276, 278, 280-281 (1980); Solem v. Helm, 463 U.S. 277, 290-303 (1983)
  36. Constitutional Law — Gross Disproportionality — Sentencing Comparisons Sentencing comparisons are particularly important because they provide proportionality review with objective content, whereas a threshold test makes the assessment of constitutionality highly subjective. The relevant prison time for comparative purposes is real prison time—the time an offender must actually serve—not hypothetical punishment, because sentencing statutes often set maximum sentences while the sentence imposed and the sentence served are frequently much less. Solem v. Helm, 463 U.S. 277, 291-292, 298-300 (1983)
  37. Criminal Law & Procedure — Three Strikes Law — Seriousness of Triggering Offense Special criminal justice concerns related to California's three strikes policy may justify including a theft within the class of triggering criminal conduct, thereby imposing a severe punishment, even if the sentence would otherwise seem disproportionately harsh. The legislature has primacy in making sentencing policy. Harmelin v. Michigan, 501 U.S. 957, 998-999, 1001 (1991)
  38. Constitutional Law — Cruel and Unusual Punishment In cases involving recidivist offenders, a defendant is punished only for the offense of conviction, which is considered an aggravated offense because it is a repetitive one, and the analysis must focus on the offense that triggers the life sentence. A minor offense such as an overtime parking violation cannot trigger a life sentence even for a serious recidivist. Witte v. United States, 515 U.S. 389, 402-403 (1995); Rummel v. Estelle, 445 U.S. 263, 288 (1980) (Powell, J., dissenting)
  39. Constitutional Law — Cruel and Unusual Punishment No penalty is per se constitutional; a crime committed by a recidivist is not per se serious enough to warrant an extended sentence. A claim of gross disproportionality must pass a threshold test that permits arguably unconstitutional sentences to pass, at least where the arguments for unconstitutionality are unusually strong, because a threshold test that blocked every ultimately invalid constitutional claim would be a determinative test that failed to take account of highly pertinent sentencing information, namely, comparison with other sentences. Solem v. Helm, 463 U.S. 277, 290-292 (1983); Harmelin v. Michigan, 501 U.S. 957, 1000-1005 (1991) (Kennedy, J., concurring in part and concurring in judgment)
  40. Constitutional Law — Cruel and Unusual Punishments — Legislative Policy The Eighth Amendment's prohibition of cruel and unusual punishments expresses a broad and basic proportionality principle that takes into account all of the justifications for penal sanctions; however, courts must keep in mind that legislative policy will primarily determine the appropriateness of a punishment's severity, and hence courts must defer to such legislative policy judgments. If courts properly respect legislative policy judgments regarding punishment severity, they will find that a sentence fails the gross disproportionality test only in rare instances. Solem v. Helm, 463 U.S. 277, 289-290 n.16 (1983); Rummel v. Estelle, 445 U.S. 263, 272, 274-276 (1980); Harmelin v. Michigan, 501 U.S. 957, 998, 1004 (1991) (Kennedy, J., concurring in part and concurring in judgment)
  41. Constitutional Law — Cruel and Unusual Punishments — Proportionality and Retribution The Eighth Amendment prohibits "excessive" sanctions. Proportionality—the notion that punishment should fit the crime—is inherently tied to the penological goal of retribution; it becomes difficult to speak intelligently of proportionality once deterrence and rehabilitation are given significant weight. Atkins v. Virginia, 536 U.S. 304, 311 (2002); Harmelin v. Michigan, 501 U.S. 957, 989 (1991)
  42. Constitutional Law — Cruel and Unusual Punishment The Eighth Amendment forbids, as cruel and unusual punishments, prison terms that are grossly disproportionate. In applying the gross disproportionality principle, courts must keep in mind that legislative policy will primarily determine the appropriateness of a punishment's severity, and hence defer to such legislative policy judgments. Solem v. Helm, 463 U.S. 277, 303 (1983); Lockyer v. Andrade, 538 U.S. 63 (2003)
  43. Constitutional Law — Cruel and Unusual Punishment The Constitution directs judges to apply their best judgment in determining the proportionality of fines, bail, and other forms of punishment, including the imposition of a death sentence. It would be anomalous to suggest that the Eighth Amendment makes proportionality review applicable in the context of bail and fines but not in the context of other forms of punishment, such as imprisonment. United States v. Bajakajian, 524 U.S. 321, 334-336 (1998); Stack v. Boyle, 342 U.S. 1, 5 (1951); Coker v. Georgia, 433 U.S. 584, 592 (1977); Solem v. Helm, 463 U.S. 277, 289 (1983)
  44. Constitutional Law — Gross Disproportionality — Recidivist Sentencing A sentence violates the Eighth Amendment's prohibition on cruel and unusual punishments only if a threshold comparison of the crime committed and the sentence imposed leads to an inference of gross disproportionality. If that comparison does not lead to such an inference, the inquiry is at an end. The framework established by Harmelin v. Michigan applies in analyzing an Eighth Amendment claim. Harmelin v. Michigan, 501 U.S. 957, 1004-1005 (1991) (Kennedy, J., concurring in part and concurring in judgment)
  45. Constitutional Law — Cruel and Unusual Punishment The Constitution does not mandate adoption of any one penological theory; selecting the sentencing rationales is generally a policy choice to be made by state legislatures, not federal courts. A sentence can have a variety of justifications, such as incapacitation, deterrence, retribution, or rehabilitation, and traditional deference to state legislatures in making and implementing important policy decisions is longstanding. Harmelin v. Michigan, 501 U.S. 957, 998-999 (1991) (Kennedy, J., concurring in part and concurring in judgment); Gore v. United States, 357 U.S. 386, 393 (1958); Rummel v. Estelle, 445 U.S. 263, 274 (1980)