Opinion · Wisconsin Supreme Court
Tammy W-G. v. Jacob T.
333 Wis. 2d 273
- Type
- Opinion
- Court
- Wisconsin Supreme Court
- Jurisdiction
- Wisconsin
- Date
- 2011-05-17
- Topic
- general
“[W]e cannot ignore the fact that any roadblock to establishing a relationship with [the child] caused by [the father’s] arrest, bond, and conviction was produced by [the father’s] own conduct.”
Citator
- Cited by
- 39 opinions
¶ 1. This case comes before us by certification from the court of appeals. Certification was recommended to "resolve the ambiguities and uncertainties regarding the use of Wis. Stat. § 48.415(6) as a ground to terminate parental rights." Tammy W-G. v. Jacob T, No. 2009AP2973, unpublished slip op., at 11 (Wis. Ct. App. Apr. 22, 2010). The certified questions are:
(1) Whether "once a 'substantial parental relationship' is established, the relevant time period ends and subsequent events are not relevant to the issue of a substantial parental relationship";
(2) "whether a fact-finder may determine that, despite significant parenting, poor quality parenting is a reason to find that a 'substantial parental relationship' has not been established"; and
(3) Whether our interpretation of Wis. Stat. § 48.415(6) as it relates to the preceding two issues "comports with the constitutional protections afforded parents."
¶ 3. We conclude that Wis. Stat. § 48.415(6) (2007-08)1 prescribes a totality-of-the-circumstances test. When applying this test, the fact-finder should consider any support or care, or lack thereof, the parent provided the child throughout the child's entire life. This analysis may include the reasons why a parent was not caring for or supporting her child and exposure of the child to a hazardous living environment. We further conclude that the statute was not unconstitutional as applied to Jacob. Finally, the circuit court did not err when it denied Jacob's motion for a directed verdict and Jacob waived his argument that the jury instruction was improper. Accordingly, Jacob's parental rights were lawfully terminated; we affirm the judgment of the circuit court.
I. BACKGROUND
¶ 4. Gwenevere was born to Tammy W-G. (Tammy) and Jacob T. (Jacob) in mid-January of 2005. Tammy and Jacob lived together for approximately a year before Gwenevere was born. During Tammy's pregnancy, Jacob left his job to take care of Tammy who was on "extreme bed rest." Moreover, he accompanied Tammy to doctor appointments, was at Gwenevere's delivery, and was excited about the baby.
¶ 5. For the first two months of Gwenevere's life, Tammy and Jacob were both home full-time, but then
¶ 6. At the time of their separation, Jacob and Tammy agreed to a custody plan in which Gwenevere would spend two months with Tammy, followed by two months with Jacob. However, Tammy testified that she refused to go through with the plan because of concerns about Jacob's alcohol abuse and "drug paraphernalia"2 and the effect this could have on Gwenevere's safety.
¶ 7. Following Jacob's May 2005 relocation to Illinois, he had little contact with Gwenevere. He drove from his home in Illinois to Minnesota to visit Gwenevere either two or three times3 between 2005 and 2006. The first visit was in either July or August of 2005. The visit lasted approximately one-and-a-half hours.
¶ 9. Between July of 2005 and November of 2006, Jacob testified that he called Tammy with regard to Gwenevere, but that his calls were "random." Specifically, Jacob said he "didn't do it like every week or every two weeks." Moreover, Jacob testified that he spoke with Gwenevere on the phone two to three times between 2007 and 2008; however, Tammy did not recall any contact, via phone or otherwise, between Jacob and Gwenevere in 2007. Throughout this time, Tammy updated Jacob when her contact information changed. Of note, in 2006, Tammy, Douglas, Gwenevere, and the couple's other two daughters moved to a city in southwest Wisconsin only two hours from Jacob's Illinois residence. Jacob was aware of their relocation.
¶ 10. Jacob explained that his lack of contact with Gwenevere from the summer of 2005 up until trial was not the result of Tammy's refusal to let him see Gwenevere, but rather her condition that these visits be supervised. Specifically, Tammy required that Jacob's visits with Gwenevere be supervised by Tammy, Douglas, or someone that Jacob hired.4
¶ 12. Jacob's final contact with Gwenevere before the August 2009 fact-finding hearing was a call in mid-January 2009 on Gwenevere's fourth birthday. During this call, Tammy and Jacob discussed a potential visit in February that never took place. Tammy also told Jacob she wanted to have Jacob's rights terminated so that Douglas could adopt Gwenevere.
¶ 13. On April 8, 2009, Tammy filed a petition in Grant County Circuit Court to terminate Jacob's parental rights. The petition was amended on May 20, 2009. It claimed Jacob's rights should be terminated because he had failed to assume parental responsibility as defined in Wis. Stat. § 48.415(6). A fact-finding hearing was heard by a jury on August 13 and 14 of 2009.
¶ 15. Jacob appealed the termination of his parental rights to the Wisconsin Court of Appeals. The court of appeals determined that its holding in State v. Quinsanna D., 2002 WI App 318, 259 Wis. 2d 429, 655 N.W.2d 752, prevented it "from interpreting Wis. Stat. § 48.415(6) in a manner that is consistent both with the language of the statute and constitutional protections accorded parental rights." Tammy W-G., No. 2009AP2973, at 2. Therefore, the court of appeals certified the appeal, which we accepted pursuant to Wis. Stat. § 808.05.6 We now affirm the decision of the circuit court.
II. DISCUSSION
A. Standard of Review
¶ 16. The interpretation of Wis. Stat. § 48.415(6) and the application of that statute to a given set of facts
¶ 17. We examine as a question of law whether the circuit court properly refused to grant a directed verdict. See Bubb v. Brusky, 2009 WI 91, ¶ 30, 321 Wis. 2d 1, 768 N.W.2d 903. We independently review, as a question of law, whether the evidence is sufficient to support the jury's verdict. State v. Poellinger, 153 Wis. 2d 493, 501, 451 N.W. 752 (1990).
B. Wisconsin Stat. § 48.415(6): Failure to Assume Parental Responsibility
a. Termination of parental rights proceedings
¶ 18. A brief overview of termination of parental rights proceedings in Wisconsin is a helpful starting point. Termination of parental rights proceedings involve a two-step process that begins when the petitioner pleads one of the ten grounds for involuntary termination under Wis. Stat. § 48.415. The first step of the proceeding is the fact-finding hearing. "The purpose of the fact-finding hearing is to determine whether grounds exist for the termination of parental rights in those cases where the termination [is] contested...." Wis. Stat. § 48.424(1). "If the jury or court determines that the facts alleged in the petition have not been proven, the court dismisses the petition. Conversely, '[i]f grounds for the termination of parental rights are
¶ 19. The second-step, the dispositional hearing, occurs only after the fact-finder finds a Wis. Stat. § 48.415 ground has been proved and the court has made a finding of unfitness. Id., ¶ 28. In this step, the best interest of the child is the "prevailing factor." Id. See also, Wis. Stat. § 48.426(2). If the court finds a termination of parental rights is in the child's best interest, termination should be ordered. Julie A.B., 255 Wis. 2d 170, ¶ 38.
b. Statutory interpretation
¶ 20. "[Statutory interpretation begins with the language of the statute. If the meaning of the statute is plain, we ordinarily stop the inquiry." State ex rel. Kalal v. Circuit Court for Dane Cnty., 2004 WI 58 ¶ 45, 271 Wis. 2d 633, 681 N.W.2d 110 (internal quotation and citation omitted). Moreover, "statutory language is interpreted in the context in which it is used; not in isolation but as part of a whole . . . and reasonably, to avoid absurd or unreasonable results." Id., ¶ 46. "Where statutory language is unambiguous, there is no need to consult extrinsic sources of interpretation, such as legislative history." Id.
¶ 21. This case requires us to interpret subsec. (6) of Wis. Stat. § 48.415, "Grounds for involuntary termination of parental rights." Subsection (6) provides:
Failure to assume parental responsibility, (a) Failure to assume parental responsibility, which shall be*287 established by proving that the parent or the person or persons who may be the parent of the child have not had a substantial parental relationship with the child.
(b) In this subsection, "substantial parental relationship" means the acceptance and exercise of significant responsibility for the daily supervision, education, protection and care of the child. In evaluating whether the person has had a substantial parental relationship with the child, the court may consider such factors, including, but not limited to, whether the person has expressed concern for or interest in the support, care or well-being of the child, whether the person has neglected or refused to provide care or support for the child and whether, with respect to a person who is or may be the father of the child, the person has expressed concern for or interest in the support, care or well-being of the mother during her pregnancy.
(emphasis added).
¶ 22. The language of Wis. Stat. § 48.415(6), specifically the underscored language, indicates that under § 48.415(6), a fact-finder must look to the totality-of-the-circumstances to determine if a parent has assumed parental responsibility. With regard to the relevant time period, the fact-finder should consider the circumstances that have occurred over the entirety of the child's life.7 The fact-finder may also consider whether a parent exposed her child to a hazardous living environment.
¶ 23. The first certified question is whether "once a 'substantial parental relationship' is established, the relevant time period ends and subsequent events are not relevant to the issue of a substantial parental relationship." Tammy W-G., No. 2009AP2973, at 5. We conclude that a fact-finder should consider a parent's actions throughout the entirety of the child's life when determining whether he has assumed parental responsibility.
¶ 24. Looking first to para, (a) of the statute, the language, "have not had," does not direct the fact-finder to consider only a limited time period. For example, it does not say "have not had for at least several months." Rather, the statute gives latitude to the fact-finder to consider the entirety of the child's life and determine if the parent's actions have been sufficient to find that he has assumed parental responsibility.
¶ 25. The accuracy of this interpretation is supported by para, (b) of Wis. Stat. § 48.415(6). In defining "substantial parental relationship," para, (b) speaks of "significant responsibility for the daily supervision, education, protection and care of the child." (Emphasis added.) The words "significant" and "daily" do not indicate that the assumption of parental responsibility is established when the parent has cared for the child for only a short portion of the child's life.
¶ 26. Paragraph (b) goes on to explain that in deciding whether there is a "substantial parental relationship," the fact-finder may consider, among other things, whether the parent "has expressed concern for or interest in the support, care or well-being of the child," and whether the parent "has neglected or refused
¶ 27. While we employ a plain language meaning to interpret Wis. Stat. § 48.415(6), we note that the legislative history of § 48.415(6) supports a totality-of-the-circumstances test. Subsequent to the enactment of § 48.415(6) in 1979,8 there have been efforts to change the language in § 48.415(6) that concern the relevant
¶ 28. The statutory history of Wis. Stat. § 48.415(6) also supports a totality-of-the-circumstances analysis. In 2005, the legislature changed the language in what was formerly para. (6) (a) so that a fact-finder no longer had to find that parents "have never had a substantial parental relationship," but rather it must find they "have not had a substantial parental relationship." (Emphasis added.) The amendments also eliminated the word "ever" in para. (b). Id., ¶ 87 n.38.
[t]he use of the term "never" in this statute is troublesome and dramatically misleading. The fact that a parent may have been June Cleaver or Doctor [Huxtable] for a week or even a month of a child's two-year existence should not defeat a claim made under the statute. The relationship is not substantial because it is so insignificant in length. Yet we hear over and over again defense lawyers arguing: "never means never". The term is misleading and unnecessary.10
¶ 30. The elimination of the words "never" and "ever" from the statute afford the fact-finder flexibility with regard to the time period it may consider. Therefore, the elimination of words supports our conclusion that the statute does not direct a fact-finder to a limited time period.
¶ 31. In addition, examining the entirety of a child's life is the logical interpretation given the diverse fact situations that fall under Wis. Stat. § 48.415(6). For example, if, as counsel for Jacob argued in oral arguments, 100 days is the threshold time period that will
¶ 32. Consistent with our past decisions, under a totality-of-the-circumstances analysis, the fact-finder can and should consider the reasons why a parent has not supported or cared for her child. See L.K. v. B.B. (Baby Girl K.), 113 Wis. 2d 429, 442, 335 N.W.2d 846 (1983) ("A court cannot ignore the circumstances of why this father was not physically available from the fifth month of pregnancy. He was convicted and sentenced for burglary. This was not a case of being absent because of illness, military service or the demands of a job. His absence was due to incarceration from the wilful act of burglary"). Ann M.M. v. Rob S., 176 Wis. 2d 673, 685, 500 N.W.2d 649 (1993) ("[W]e cannot ignore the fact that any roadblock to establishing a relationship with SueAnn caused by [the father's] arrest, bond, and conviction was produced by [the father's] own conduct.").11
¶ 34. Second, Jacob's interpretation ignores the definition of "substantial parental relationship" in Wis. Stat. § 48.415(6)(b) that calls for "significant responsibility" for "daily supervision, education, protection and care of the child." (Emphasis added.) Third, Jacob's interpretation ignores the statutory and legislative history discussed above. That history demonstrates that the legislature considered limiting the fact-finder in ways that would prevent it from finding a parent failed to assume parental responsibility if the parent was involved with the child for only a small portion of the child's life. The legislature rejected such a limitation.
¶ 35. Jacob also points to the phrase "have not had" in para. (a). He argues that because the phrase is in the past-tense, not the present tense equivalent, "do not have," the statute does not mean a parent must "assume and maintain" a "substantial parental relationship." This, however, does not advance Jacob's case. The fact-finder still is permitted to look at the child's life as a whole, and to decide whether, given all the facts, there has been an assumption of parental responsibility.
¶ 36. The second certified question is "whether a fact-finder may determine that, despite significant parenting, poor quality parenting is a reason to find that a 'substantial parental relationship' [as defined in Wis. Stat. § 48.415(6)] has not been established." Tammy W-G., No. 2009AP2973, at 5. The certification of this question comes from the court of appeals decision in Quinsanna D., which held that it would have been acceptable for the jury to conclude that Quinsanna did not exercise significant responsibility for the twins because her " 'daily supervision' of [the twins] included her daily exposure of them to her own drug use and drug house." Quinsanna D., 259 Wis. 2d 429, ¶ 32.12 Because the court in Quinsanna actually was deciding whether it was acceptable for the fact-finder to consider Quinsanna's exposure of her twins to a hazardous living environment, we interpret the second certified question to be whether the fact-finder may consider whether a parent exposed her child to a hazardous living environment, as opposed to the consideration of the amorphous term, "quality of parenting."
¶ 37. We conclude that under the totality-of-the-circumstances test, a fact-finder may consider whether, during the time the parent was caring for his child, he exposed the child to a hazardous living environment. Supervision, protection and care of a child, by definition, involve keeping that child out of harm's way.
c. Application
¶ 39. The jury was asked, "Has Jacob [] failed to assume parental responsibility for Gwenevere []?" The jury found that he failed to do so.14 When reviewing a
¶ 40. In the four-and-a-half years of Gwenevere's life leading up to the fact-finding hearing, Jacob had actual custody of Gwenevere for only the first four months. He never had legal custody of her. Moreover, after month four, he provided Gwenevere no financial or material support. Consequently, Jacob supported Gwenevere, with regard to both care and finances, for only a small portion of her life.
¶ 41. In addition, Jacob's contact with Gwenevere after his move to Illinois in May 2005 does not demonstrate that he had a "substantial parental relationship" with Gwenevere. Since she was approximately five months old, Jacob has had in-person contact with Gwenevere, at most, three times, and each visit was of short duration. Moreover, Jacob's calls to Tammy and Gwenevere were infrequent, and a jury could easily have found that there were extremely long periods of time, even a year's length, when Jacob did not contact Gwenevere. Finally, there was no evidence Jacob sent Gwenevere cards, birthday or holiday gifts, however small, or had any other contact with her besides the few short visits and infrequent phone calls. This is far from "daily" care.
¶ 43. Of note, while we conclude that a fact-finder may consider the exposure of a child to hazardous environments under the totality-of-the-circumstances test, the jury could not have relied on a hazardous environment in this case, as there was none. Jacob's messy housekeeping, drinking alcohol and smoking marijuana were not shown to be sufficient to create a hazardous environment for a four-month-old child, and there was no evidence presented of Jacob's habits subsequent to his move to Illinois in 2005.
C. Constitutionality
¶ 45. The third certified issue is whether the application of Wis. Stat. § 48.415(6), "comports with the constitutional protections afforded parents." Tammy W-G., No. 2009AP2973, at 11. This question turns on whether Jacob has a constitutionally protected interest in his parentage, i.e., a fundamental liberty interest in his relationship with Gwenevere.15 Randy A.J. v. Norma I.J., 2004 WI 41, ¶ 20, 270 Wis. 2d 384, 677 N.W.2d 630.
a. Constitutional challenges
¶ 46. The two major types of constitutional challenges are "facial" and "as-applied." State v. Joseph E.G., 2001 WI App 29, ¶ 5, 240 Wis. 2d 481, 623 N.W.2d 137. Statutes are generally presumed constitutional. Id. "Because a facial constitutional challenge attacks the
¶ 47. However, we interpret Jacob's challenge to Wis. Stat. § 48.415(6) as a claim that § 48.415(6). is unconstitutional as applied to him. In an as-applied challenge, the constitutionality of the statute itself is not attacked; accordingly, the presumption that the statute is constitutional applies, just as it does in a facial challenge. State v. Wood, 2010 WI 17, ¶ 15, 323 Wis. 2d 321, 780 N.W.2d 63 (concluding that Wood, who mounted both a facial and an as-applied constitutional challenge, "must prove that the challenged statute is unconstitutional beyond a reasonable doubt. . . . [and t]hat presumption [that the statute is constitutional] and burden [of persuasion] apply to facial as well as to as-applied constitutional challenges"); State v. Smith, 2010 WI 16, ¶ 8, 323 Wis. 2d 377, 780 N.W.2d 90 (concluding that in a challenge based on an allegedly unconstitutional application of Wis. Stat. § 301.45 the "statute enjoys a presumption of constitutionality").
¶ 48. However, in as-applied challenges, "[w]hile we presume a statute is constitutional, we do not
¶ 49. To explain further, the analysis that is employed for an as-applied challenge contains no presumption in regard to whether the statute was applied in a constitutionally sufficient manner. Rather, the analysis of an as-applied challenge is determined by the constitutional right that is alleged to have been affected by the application of the statute. Stated otherwise, the analysis differs from case to case, depending on the constitutional right at issue.
¶ 50. For example, in State v. Miller, 202 Wis. 2d 56, 549 N.W.2d 235 (1996), we considered whether Wis. Stat. § 347.245(1), which required displaying a red and orange triangular emblem on slow-moving vehicles, was an unconstitutional burdening of the religious beliefs of Miller and others who were members of the Old Order Amish faith. Id. at 59. Miller had been
¶ 51. In State v. Hamdan, 2003 WI 113, 264 Wis. 2d 433, 665 N.W.2d 785, we considered whether Wisconsin's concealed carry statute, Wis. Stat. § 941.23 (1999-2000), was applied in violation of Hamdan's rights under Article I, Section 25 of the Wisconsin Constitution.17 We concluded that "courts may limit the broad application of the [concealed carry] statute in those circumstances where limitation is necessary to narrowly accommodate the constitutional right to keep and bear arms for lawful purposes." Id., ¶ 39. The test we set out was "whether the State may restrict the carrying of a concealed firearm in these circumstances without unreasonably infringing Hamdan's rights under Article I, Section 25." Id., ¶ 43. In this test of reasonableness, we balanced the "rights of an individual
b. Substantive due process
¶ 52. Parents who have developed a relationship with their children have a fundamental liberty interest in the "care, custody, and control of their children." Troxel v. Granville, 530 U.S. 57, 57 (2000). The Supreme Court has emphasized the magnitude of parents' rights:
The rights to conceive and to raise one's children have been deemed essential, basic civil rights of man, and Mights far more precious . . . than property rights. It is cardinal with us that the custody, care and nurture of the child reside first in the parents, whose primary function and freedom include preparation for obligations the state can neither supply nor hinder.
Stanley v. Illinois, 405 U.S. 645, 651 (1972) (internal citations and quotations omitted). When a fundamental liberty interest is found, "any statute that impinges on that right must withstand strict scrutiny." Ponn P., 279 Wis. 2d 169, ¶ 20. Strict scrutiny requires a showing that the statute, as applied, is narrowly tailored to advance a compelling state interest. Monroe Cnty. Dep't of Human Servs. v. Kelli B., 2004 WI 17, ¶ 17, 271 Wis. 2d 51, 678 N.W.2d 831.
¶ 54. In Stanley, the Court held that an unwed father who had "sired and raised" his children was entitled to a hearing on unfitness before his children could be taken from his care.18 Stanley, 405 U.S. at 650-51. That father had lived intermittently for 18 years with the mother of his children and participated actively in the children's upbringing. Id. at 646.
¶ 55. Several years later, the Court examined the rights of a father, Quilloin, who was less involved in the life of his child. In Quilloin v. Walcott, 434 U.S. 246 (1978), the mother sought termination of Quilloin's parental rights to their 11-year-old son so he could be adopted by his step-father. Id. at 247. The mother and Quilloin were never married and had never resided together. Id. Moreover, Quilloin never petitioned for legitimization of his son. Id. at 249. While the child always had been in the care and custody of his mother, his father "provided support only on an irregular basis," visited with him on "many occasions" and gave him toys and gifts "from time to time." Id. at 251. Nevertheless, the Georgia trial court terminated the father's rights and granted the adoption. Id. at 247. A finding of unfitness was never made. Id. On review, the Court
¶ 56. A year later in Caban v. Mohammed, 441 U.S. 380 (1979), the Court held that the natural father, Caban, had manifested a significant parental interest for his two children so that their adoption by their step-father could not be granted without Caban's permission.20 Caban and the children's mother resided together for more than five years, during which time the children were born. Id. at 382. Caban lived with the children until they were two and four years-old and contributed to their support during this time. Id. After the couple separated, Caban continued to have contact with the children. He visited with them each week until their maternal grandmother took them to Puerto Rico. Id. Despite their geographical distance, "Caban communicated with the children through his parents, who also resided in Puerto Rico." Id. at 383. Given these facts, the Court concluded that Caban had "established a substantial relationship" with the children and was therefore entitled to heightened procedural protections. Id. at 391, 393.
¶ 58. The Court stated that Justice Stewart was correct in his dissent in Caban when he observed that,
"Even if it be assumed that each married parent after divorce has some substantive due process right to maintain his or her parental relationship, it by no means follows that each unwed parent has any such right. Parental rights do not spring full-blown from the biological connection between parent and child. They require relationships more enduring."
Id. at 260 (quoting Caban, 441 U.S. at 397 (J. Stewart, dissenting)) (internal citation omitted). The Court went on:
The difference between the developed parent-child relationship that was implicated in Stanley and Caban, and the potential relationship involved in Quilloin and this case, is both clear and significant. When an unwed father demonstrates a full commitment to the responsibilities of parenthood by coming forward to participate in the rearing of his child, his interest in personal contact with his child acquires substantial protection under the Due Process Clause.... The importance of the familial relationship, to the individuals involved and to the society, stems from the emotional attachments that derive from the intimacy of daily association,*306 and from the role it plays in promoting a way of life through the instruction of children ... as well as from the fact of blood relationship.
Id. at 261 (emphasis added) (internal quotations and citations omitted). The Court specified when a father's constitutional rights attach:
The significance of the biological connection is that it offers the natural father an opportunity that no other male possesses to develop a relationship with his offspring. If he grasps that opportunity and accepts some measure of responsibility for the child's future, he may enjoy the blessings of the parent-child relationship and make uniquely valuable contributions to the child's development. If he fails to do so, the Federal Constitution will not automatically compel a State to listen to his opinion of where the child's best interests lie.
Id. at 262 (emphasis added).
¶ 59. The Court concluded that Lehr had "never had any significant custodial, personal, or financial relationship with [his daughter], and he did not seek to establish a legal tie until after she was two years old." Id. Therefore, the New York notice proceedings were sufficient to protect Lehr's "inchoate" interests under the Due Process Clause. Id. at 265.
¶ 60. In sum, under Supreme Court jurisprudence, a liberty interest protected by the Due Process Clause arises only when biological parents have taken sufficient steps to establish and protect those rights.
¶ 61. Similarly, we have acknowledged that when a parent has not taken advantage of the opportunity to develop a relationship with his offspring and accept responsibility for the child's future, no liberty interest protected by substantive due process arises. Randy A.J., 270 Wis. 2d 384, ¶ 20.
¶ 63. In J.L.W., we disagreed with Mr. and Mrs. B.'s argument that Mrs. R. was like the father in Quilloin who had no fundamental right to "family integrity." Id. at 134. We first distinguished Quilloin because the "existing 'family unit'" in Quilloin involved the child's natural mother. Id. at 135. We went on to hold that unless there were circumstances comparable to those presented in Quilloin where the father had no constitutionally protected liberty interest, due process prohibits the "termination of a natural parent's rights, unless the parent is unfit." Id. at 136. In J.L.W., the facts supported Mrs. R.'s claim that she had a fundamental liberty interest in her parental relationship with her son and therefore, we concluded that the termination of her parental rights was improper without first making a finding that Mrs. R. was unfit. Id. at 137.
¶ 64. In Baby Girl K., 113 Wis. 2d 429, we distinguished J.L.W.:
*308 Although in J.L.W., this court suggested that due process might require a finding of unfitness before any natural parent's parental rights are terminated, the specific holding related only to a parent who had physical custody of the child for the first four months of the child's life and whose every action "from the time she learned of her pregnancy showed a concern for the child she was to bear." Unlike Lehr, J.L.W. was a case where the parent had already "demonstrated a full commitment to the responsibilities of parenthood."
Id. at 446 (quoting J.L.W., 102 Wis. 2d at 137, Lehr, 463 U.S. at 261) (emphasis added). We went on to say,
A natural father's interest in personal contact with his child is protected under the due process clause because of this society's belief in the protection of the familial relationship. The significance of this relationship "to the individuals involved and to [the] society, stems from the emotional attachments that derive from the intimacy of daily association, and from the role it plays in promoting a way of life through the instruction of children as well as from the fact of blood relationship."
Id. at 447 (quoting Smith v. Org. of Foster Families for Equality & Reform, 431 U.S. 816, 844 (1977) (emphasis added).
¶ 65. In Baby Girl K., Wis. Stat. § 48.415(6) was at issue. We held that Baby Girl K.'s father had not established a substantial relationship with her and therefore, a finding of unfitness was not required before his parental rights were terminated. Id. at 447-48. Baby Girl K.'s father was incarcerated when she was born. We explained that although the father could have established a relationship with his daughter by writing, calling or asking to see her, he chose instead to have no contact with her and the contact he had with the child's mother was harmful. Id. at 447.
¶ 67. Next in Kelli B., we held that the natural mother had a protected liberty interest. In that case, the mother, Kelli, had lived with and had custody of her three children until they were three, two, and seven-months-old.21 Kelli B., 271 Wis. 2d 51, ¶ 20. We held that Kelli established a fundamental liberty interest in parenting the children based on the amount of time she lived with and had custody of her children. Id., ¶ 24. As such, it was a violation of due process to terminate Kelli's parental rights without a finding that she was unfit. Id., ¶ 26.
¶ 68. Finally, in Kenosha Cnty. Dep't of Human Servs. v. Jodie W, 2006 WI 93, 293 Wis. 2d 530, 716 N.W.2d 845, we held that the mother, Jodie, had a fundamental liberty interest in parenting her son, Max. Jodie cared for Max for the first two years of his life. However, when he was two-years-old, Jodie faced criminal convictions unrelated to her care of Max and was
¶ 69. Based on both the Supreme Court precedent and our own precedent, we conclude that Wis. Stat. § 48.415(6) was constitutionally applied to Jacob. The fact-finder determined that Jacob failed to assume parental responsibility for Gwenevere. Jacob did not assume, or take steps to assume, emotional or financial responsibility for Gwenevere. He provided insufficient evidence to show that he had a protected liberty interest in his parental relationship with her. Quilloin, 434 U.S. at 256; Randy A. J., 270 Wis. 2d 384, ¶ 20. Without a protected liberty interest, we consider whether, as applied to Jacob, the statute is rationally related to a legitimate legislative interest. Kelli B., 271 Wis. 2d 51, ¶ 17.
¶ 70. There is a legitimate legislative interest in keeping an existing family unit intact. We note that one of the legislative purposes of the Children's Code is "to preserve the unity of the family." Wis. Stat. § 48.01(1). Gwenevere has been living in a family unit with Tammy, Douglas, and her half sisters for most of her life.22 By terminating Jacob's rights, Douglas will be
D. Directed Verdict
¶ 71. In reviewing the denial of a motion for a directed verdict, we assess whether the record contains sufficient credible evidence, including the inferences therefrom, to sustain a finding in plaintiffs favor. James v. Heintz, 165 Wis. 2d 572, 576-77, 478 N.W.2d 31 (Ct. App. 1991). Jacob's argument that the circuit court should have granted his motion for a directed verdict is driven by his argument that the fact-finder should have considered only the first four months of Gwenevere's life when deciding whether he "assumed parental responsibility." Because, as discussed above, the fact-finder is to consider the entirety of the child's life and to apply a totality-of-the-circumstances analysis, the circuit court did not err in denying Jacob's motion.
E. Jury Instructions
¶ 72. Jacob argues that the jury instructions were improper because they did not specify that the jury
III. CONCLUSION
¶ 73. We conclude that Wis. Stat. § 48.415(6) prescribes a totality-of-the-circumstances test. When applying this test, the fact-finder should consider any support or care, or lack thereof, the parent provided the child throughout the child's entire life. This analysis may include the reasons why a parent was not caring for or supporting her child and any exposure of the child to a hazardous living environment. We further conclude that the statute was not unconstitutional as applied to Jacob. Finally, the circuit court did not error when it denied Jacob's motion for a directed verdict and Jacob waived his argument that the jury instruction was improper. Accordingly, Jacob's parental rights were lawfully terminated; we affirm the judgment of the circuit court.
By the Court. — The decision of the circuit court is affirmed.
All subsequent references to the Wisconsin Statutes are to the 2007-08 version unless otherwise indicated.
Tammy's concerns regarding Jacob's drug abuse related to his use of marijuana. There is no evidence Jacob used other, "harder" drugs.
As discussed below, there is conflict in the trial testimony about whether there were two or three visits.
At trial, Jacob asserted that instead of abiding by Tammy's conditions in order to see his daughter, his plan was to save up enough money to hire an attorney to take Tammy to court and challenge her conditions.
When first asked at trial if Jacob or his cousin offered to pay child support during Jacob's first visit with Gwenevere, Tammy testified that someone "might have said something, but I can't remember." She later acknowledged that Jacob might have offered her $150. Ivan, Jacob's cousin, who witnessed this visit, testified that Jacob offered her $200 and also offered to buy diapers and clothes, but Tammy refused.
Wisconsin Stat. § 808.05(2) provides in relevant part- : The supreme court may take jurisdiction of an appeal or any other proceeding pending in the court of appeals if: ... [i]t grants direct review upon certification from the court of appeals prior to the court of appeals hearing and deciding the matter ____"
Per Wis. Stat. § 48.415(6), the fact-finder should consider whether a father expressed concern and support for the mother during pregnancy and therefore, the relevant time period should include the time the child was in útero. Hereinafter, we will refer to the child's time in útero and after birth, collectively, as the "child's life." This is for the ease of reading.
When Wis. Stat. § 48.415(6) was first enacted, it read:
Failure to assume parental responsibility, (a) Failure to assume parental responsibility may be established by a showing that a child has been born out of wedlock, not subsequently legitimated or adopted, that paternity was not adjudicated prior to the filing of the petition for termination of parental rights and:
1. The person or persons who may be the father of the child have been given notice under s. 48.42 but have failed to appear or otherwise submit to the jurisdiction of the court and that such person or persons have never had a substantial parental relationship with the child; or
2. That although paternity to the child has been adjudicated under s. 48.423, the father did not establish a substantial parental relationship with the child prior to the adjudication of paternity although the father had reason to believe that he was the father of the child and had an opportunity to establish a substantial parental relationship with the child.
(b) In this subsection, "substantial parental relationship" means the acceptance and exercise of significant responsibility for the daily supervision, education, protection and care of the child. In evaluating whether the person has had a substantial parental relationship with the child, the court may consider such factors, including, but not limited to, whether the person has ever ex*290 pressed concern for or interest in the support, care or well-being of the child or the mother during her pregnancy and whether the person has neglected or refused to provide care or support even though the person had the opportunity and ability to do so.
(Emphasis added.)
Wis. Legis. Council, Rep. to the Leg.: Special Committee on Adoption and Termination of Parental Rights Law, at 11 (July 25, 2005).
Chris Foley, Mem. re: Declarations of Parental Interest; Abandonment and Failure to Assume Parental Responsibility, Sept. 22, 2004.
Contrary to Jacob's assertion, our decision does not defeat the rights of parents whose military service or illness prevents them from caring for their children for extended periods of time.
In Quinsanna D., the State removed Quinsanna's two-year-old twins from her care when Quinsanna was arrested following a police raid of her residence that she was using as a drug house. State v. Quinsanna D., 2002 WI App 318, ¶¶ 4-5, 259 Wis. 2d 429, 655 N.W.2d 752. Quinsanna was convicted of various drug charges as a result of the raid. Id., ¶ 5.
Jacob argues that this interpretation of Wis. Stat. § 48.415(6) renders other grounds for termination, specifically § 48.415(1), "Abandonment," and § 48.415(2), "Continuing need of protection or services," superfluous. However, both those grounds require a fact-finder to consider different factors than § 48.415(6). For example, under § 48.415(1), there are grounds for termination if a parent leaves a child without provisions for care and support, and the petitioner is unable to find either parent of the child for 60 days. Under § 48.415(2), the grounds for termination are based largely on the child's placement outside the home. Consequently, while there may be fact situations where there would be grounds for terminations under numerous subsections, there could also be fact patterns where § 48.415(1) and (2) would provide grounds for the termination of parental rights when § 48.415(6) does not. Therefore, our interpretation of § 48.415(6) does not render other subsections superfluous.
Chief Justice Abrahamson in her dissent attempts to
Jacob argues that Wis. Stat. § 48.415(6) as applied to him does not meet strict scrutiny because he was not allowed to prove he is not unfit by showing that there was good cause for his lack of contact with Gwenevere. Moreover, he argues that he should have been given an opportunity, with the help of reasonable services from the State, to regain custody of Gwenevere.
The certified question, independent of Jacob's contentions, could be interpreted to mount a facial challenge to Wis. Stat. § 48.415(6). However, when there is at least one interpretation and application of a statute that is constitutional, that statute is constitutional on its face. See Dane Cnty. Dep't of Human Servs. v. Ponn P., 2005 WI 32, ¶ 33, 279 Wis. 2d 169, 694 N.W.2d 344. Because, as discussed below, we conclude the § 48.415(6) is constitutional as applied to Jacob, it is therefore facially constitutional. Even more, "a 'facial challenge should generally not be entertained when an 'as-applied' challenge could resolve the case.'" Society Ins. v. LIRC, 2010 WI 68, ¶ 27 n.8, 326 Wis. 2d 444, 786 N.W.2d 385 (citing Colo. Republican Fed. Campaign Comm. v. Fed. Election Comm'n, 518 U.S. 604, 624 (1996)).
In State v. Cole, 2003 WI 112, ¶¶ 12-18, 264 Wis. 2d 520, 665 N.W.2d 328, decided the same day as State v. Hamdan, 2003 WI 113, 264 Wis. 2d 433, 665 N.W.2d 785, we concluded that a facial challenge to Wis. Stat. § 941.23 did not lie.
Stanley involved a challenge to an Illinois law that made children of unwed mothers wards of the state upon the death of their mother. Stanley v. Illinois, 405 U.S. 645, 646 (1972).
This language is extremely similar to the language of Wis. Stat. § 48.415(6). Because of this similarity and because § 48.415(6) was passed a year after Quilloin was decided, the Wisconsin legislature may have considered Quilloin when it enacted § 48.415(6).
The New York Statute in Caban required the permission of an unmarried mother before her children could be adopted, but not the permission of the unmarried father. Caban v. Mohammed, 441 U.S. 380, 386-87 (1979).
The children were approximately five, four, and two when the State filed the petition to terminate Kelli's rights.
Unlike the facts of J.L.W., the existing family unit includes Gwenevere's biological mother and two biological half-sisters.