Opinion · Utah Supreme Court
State v. Shockley
29 Utah 25
- Type
- Opinion
- Court
- Utah Supreme Court
- Jurisdiction
- Utah
- Date
- 1905-04-14
- Topic
- general
How later courts describe this case
- at common law, conservators of the peace had duty to prevent breaches of the peace and to arrest for breaches of the peace committed in *Page 5 their presence
- “[T]he state depended almost entirely upon the confession made by the defendant for conviction. For without this confession it is extremely doubtful if a conviction could have been procured.”
- “[S]o long as [the defendant] kept his gun in his hand prepared to shoot, [the victims] were neither expected nor required to construe and accept any act or statement of his as an intent on his part to discontinue the assault and surrender himself as a prisoner.”
Citator
UpLaw has not yet analyzed State v. Shockley. The absence of a flag is not a finding that it is good law.
- Cited by
- 35 opinions
After stating tbe facts, delivered tbe opinion of tbe court.
Appellant contends that tbe judge of tbe city court bad no jurisdiction to act as a committing magistrate, and therefore tbe district court was without jurisdiction to try tbe case. The constitutional and statutory provisions bearing upon tbis question are as follows: Section 1, article 8, Constitution provides that:
“The judicial power of tbe State shall be vested in tbe Senate sitting as a court of impeachment in. a Supreme Court, in district courts, in justices of tbe peace and in such other courts inferior to tbe Supreme Court as may be established by law.”
Section 21 provides that tbe “judges of tbe Supreme Court, district courts and justices of tbe peace shall be conservators of tbe peace and may bold preliminary examinations in cases of felony.”
Section 14, chapter 109, page 113, session laws 1901, provides that:
“Tbe city court shall have original jurisdiction of cases arising under or by reason of tbe violation of any city.: ordinances, and shall have tbe same powers and jurisdictions as justices of tbe peace in all other criminal actions, and tbe judges of said courts shall be magistrates with all powers and jurisdiction of tbe justices of tbe peace as magistrates.”
It is conceded that under and by virtue of said section 1, Constitution, tbe Legislature bad authority to create tbe city
*35 “Indeed, the language of the Constitution, owing its whole force to its ratification by the people, is always to be taken in its common acceptation — its plain, ordinary, natural, untechnieal sense — unless the very nature of the subject indicates, or the context suggests, that it was used in its technical sense. It must also be presumed that the people who who adopted the Constitution understood the force and extent of the language used, and that the language has been employed with sufficient precision to convey the intent. It follows that, where the words of the constitutional provision, taken in their ordinary sense and in the order of their grammatical arrangement, embody a definite meaning, which involves no absurdity or conflict with other parts of the same instrument, the meaning thus apparent on the face of the provision is the only one that can be presumed to have been intended, and there is no room for construction.”
By adherence to this rule in the construction of the provisions last referred to of the Constitution, we not only give to the language used its plain and ordinary meaning, but avoid the absurdities and mischievous consequences heretofore pointed out which would inevitably result should we adopt the construction contended for by appellant. We fail to discover any conflict whatever, either in letter or spirit, between the provisions of the Constitution referred to and the provisions of the act creating city courts and defining their jurisdiction.
The defence requested the court to give the jury the following instruction: “If you find from the evidence that Mr. Gleason was shot by the defendant after the attempt to rob had been voluntarily and in good faith abandoned by the defendant, and that Gleason was not at that time in danger of being robbed, and by the conduct of defendant Mr. Gleason understood these facts, and that if Mr. Gleason afterwards assaulted the defendant in such a way as to induce in the de
“A man who assails another with a deadly weapon cannot kill his adversary in self-defense until he has fairly notified him by his conduct that he has abandoned the contest, and, if the circum*39 stances are such that he cannot so notify him, it is his fault, and he must take the consequences.”
In the case of People v. Button, (Cal.) 39 Pac. 1073, 28 L. R. A. 591, 46 Am. St. Rep. 259, it is also said:
“In order for an assailant to justify the killing of his adversary, he must not only endeavor to really and in good faith withdraw from the combat, but he must make known his intentions to his adversary. His secret intentions to withdraw amount to nothing. They furnish no guide for his antagonist’s future conduct. They indicate in no way that the assault may not be repeated, and afford no assurance to the party assailed that the need of defense is gone.”
And again, in the same opinion:
“It is therefore made plain that knowledge of the withdrawal of the assailant in good faith from the combat must be brought home to the assailed. lie must be notified in some way that danger no longer threatens him, and that all fear of further harm is groundless.”
In 25 Am., and Eng. Encyc. L., 270, the rule is stated as follows:
“While he remains in the conflict, to whatever extremity he may be reduced, he cannot be excused for taking the life of his antagonist to save his own. In such a case it may be rightfully and truthfully said that he brought the necessity upon himself by his own criminal conduct.”
And again it is said, on page 271:
“If the circumstances are such, arising either from the condition of his adversary, caused by the aggressor’s acts during the affray, or from the suddenness of the counter attack, that the original assailant cannot so notify his adversary, it is such assailant’s fault, and he must take the consequences.” (1 McClain, Crim. Law, secs. 309,*40 310; Stoffer v. State, 15 Ohio St. 47, 86 Am. Dec. 470; State v. Rogers, 18 Kan. 78, 26 Am. Rep. 754; Parker v. State, 88 Ala. 4, 7 South 98; Carpenter v. State, 62 Ark. 306, 36 S. W. 900; People v. Robertson, 67 Cal. 646, 8 Pac. 600; Smith v. State, 73 Ga. 79.)
Section 4638, Revised Statutes 1898, provides that a private person may arrest another “for a public offense committed or attempted in his presence.” Therefore, when Gleason stated to defendant that “he had better put up his hands,” it was his duty to throw down his gun and surrender himself as a prisoner. And Gleason and Brighton, under the foregoing provision of the statute, had a right to use whatever force was necessary to disarm him and prevent his escape. The same rule does not govern in this case that applies to parties engaged in a mutual combat, or one that arises from a sudden quarrel or heat of passion, wherein both parties may be at fault. In such a ease the aggressor, if he can do so, may in good faith withdraw from the combat and place of encounter, and, if he does, the party assailed is not justified in pursuing him for the purpose of continuing the affray. In this case the defendant was acting in the role of an outlaw and hold-up. He was endeavoring to, and in fact was in the act of, robbing a couple of blameless and inoffensive men, and, when he was told to put up his hands, he was in effect placed under arrest; and the killing of these men, under the circumstances as related by himself in order to make his escape, was just as culpable and indefensible as though he had, without warning, shot them down when he first entered the car. At no time from the moment he entered until he fired the fatal shot that killed Gleason did he do anything that would even suggest that he intended in good faith to withdraw from the contest, much less abandon his felonious attempt of robbery or surrender himself as a prisoner. True, according to his testimony, which, for the purpose of this case, we must accept as true, after he had shot Gleason he said to Brighton, “Bor God’s sake man! don’t kill me; I will give up.” When he made this statement he bad already committed the crime
In concluding tbe discussion of this branch of tbe case, we have no hesitancy in saying that, according to defendant’s own testimony, which, as hereinbefore stated, we must assume to be true, from tbe time be entered tbe car and told tbe occupants to throw up their bands, and until be killed Brighton, there was not a moment that either Gleason or Brighton would not have been justified in shooting bim down — • first, for tbe protection of their own persons and lives; and, second, to prevent bis escape. And there is an entire absence of testimony that would even tend to suggest that be, at any time after tbe affray began, ceased to be tbe aggressor. This is conclusively shown by bis testimony, wherein be stated, referring to the time be slipped and fell: “There was nothing said or done by tbe men up until this time, except as I have stated; there was nothing done or stated to cause me to abandon tbe thought of taking tbe money from these men.” In reading tbe record, one looks in vain to find any evidence that prior to tbe shooting of Gleason tbe defendant gave notice of any kind of any intention of abandoning bis attempted robbery or of ceasing from bis felonious assault. Tbe instructions asked for by tbe defendant were therefore properly ' refused.
The first question presented by this assignment of error is, was it incumbent upon the defendant to personally make the objections and claim his privilege from answering the questions asked, respecting the commission of other crimes by him, or did he have the right to make his objections and claim his privilege and immunity through his counsel? The general rule is that the right to refuse to answer incriminating questions .is a personal privilege of the witness, which he can either exercise or waive. And the authorities all agree that, if the witness chooses to answer incriminating questions, neither the defendant nor his counsel can legally object. But we do-not understand the authorities to hold that, when the witness is also the defendant in the case, his counsel cannot speak for him and make the proper objections and protect him in his right and immunity from answering questions on cross-examination respecting the commission by him of other crimes which, are in no way connected with the one for which he is on trial. We have been able to find but three cases which go to the extent of holding that, -when a defendant takes the witness stand in his own behalf, he, for the time being, in effect ceases to be a defendant, and forfeits his constitutional right to the assistance of counsel. The first case is that of the State v. Wentworth, 65 Me. 234, 20 Am. Rep. 688, and the court, in that, case, bases its conclusions upon certain New York cases cited in the opinion. It will be seen by an examination of those cases that the question as to whether the defendant can speak through his counsel and claim his immunity from answering incriminative questions was not before the court in either of them. The New York court in a later decision (People v.
“I understand it to be conceded by the counsel for the people that this objection would be valid if it had been taken by the witness himself instead of the counsel. . . . Such is the rule as to a witness who is not himself a party. It is then a question between the witness and the court, with which the party has nothing to do, and with which counsel of the party has no right to interfere. . • . . But when, the witness is also the party, I see no reason for the application of this rule. By taking the stand as a witness, while he may subject himself to the rules applicable to other witnesses, he is not thereby deprived of his rights as a party; and it follows that his counsel, while he is in the witness box, has a right to speak for him, and that an error committed by the court against him may inure to his benefit as a party. Especially ought this protection to be afforded to persons on trial for criminal offenses, who often, by a species of moral compulsion, are forced upon the stand as witnesses, and, being there, are obliged to run the gauntlet of their whole lives on cross-examination, and every immorality, vice, or crime of which they may have been guilty, or suspected of being guilty, is brought out, ostensibly to affect credibility, but practically rised to produce a conviction for the particular offense for which the accused is being tried, upon evidence which otherwise would be deemed insufficient. Such a result is manifestly unjust, and every protection should be afforded to guard against it. I am of opinion that the witness was privileged from answering the question, and that the objection was well taken by his counsel, and that the exception is available to him. Neither in the Brandon Case, 42 N. Y. 265, nor in*46 the Connors Case, 50 N. Y. 240, was tbe question of privilege presented.”
Tbe two New York eases mentioned in tbe opinion just quoted are tbe cases cited in tbe case of tbe State v. Wentworth, supra. Tbe next case is that of tbe People v. Larsen, 10 Utah 143, 37 Pac. 258, which is cited and relied upon by tbe Attorney General as decisive of tbis question. In that case tbe defendant, wbo bad testified as a witness in bis own bebalf, was asked on cross-examination tbe following question: “Have you ever been arrested for a crime similar to tbis?” Tbe court, in tbe course of tbe opinion, says: “In tbis case tbe question was not claimed by tbe witness to be privileged. It was simply objected to by counsel as immaterial, irrelevant, and not cross-examination. Nor did it imply an answer wbicb would prove a link in a chain of testimony and render it sufficient to convict bim of crime. Nor would it be criminative evidence at all.” It will tbus be observed that tbe question now under discussion was not in any sense at all before tbe court. Therefore while tbe expressions of tbe court on this question in that case are entitled to respectful consideration, they cannot be regarded as a precedent by wbicb tbis court must be bound in tbis and other like cases, should any arise. Tbe only other case we have been able to find in wbicb tbis doctrine is announced is tbe case of tbe State v. Kent, 5 N. D. 516, 67 N. W. 1052, 35 L. R. A. 518. By an examination of that case it will be seen that on tbe cross-examination of the defendant be was questioned about tbe commission of other crimes by bim, for tbe purpose of showing a motive for tbe commission of tbe crime for wbicb be was on trial. To tbis course of examination counsel for tbe defendant objected, and based bis objection on tbe grounds that it was incompetent, irrelevant, immaterial, improper cross-examination, and that tbe statements were privileged, wbicb privilege was claimed both by counsel and defendant, and that tbe defendant declined to answer tbe questions on tbe ground that it would tend to disgrace bim. There was evidence in tbe record which tended strongly to show that be bad committed tbe crime for wbicb be was on trial for tbe pur
“There is ample authority for the proving of alias and collateral crimes for the purpose of showing the motive for the commission of tbe crime for which the defendant is being tried, the limitation being that such alias crime must bear such a relation to the crime for which the party is being tried that the court can clearly see that, if established, it will have a tendency to furnish motive for the commis-
V’ sion of the other crime.”
And again the court says:
“Plaintiff in error had denied what Swidenski had testified was his self-declared motive. The subject of motive being thus opened up, it was proper to cross-examine him upon the entire subject.”
The court having determined, and very properly so, that the questions, under the circumstances of that case, were not privileged, the question as to whether the objection should be made by counsel or in person by the defendant became unimportant; and the opinion of the court, wherein it is held that the defendant in that case could not speak through his counsel and claim his privilege from' answering questions that would tend to disgrace him, but that it was incumbent upon him to personally make the objection, at most, was only dictum. The court having held that the questions were not privileged, and that the defendant was properly compelled to answer them, the question as to whether a defendant in a criminal case who desires to claim his exemption from answering disgracing or incriminating questions is bound to claim his privilege personally or may do so through his counsel was no longer before the court. (McKelvey on Ev., 304.) The rule announced by the New York Court of Appeals is more in ac
The next question raised is, did the trial court err in permitting the district attorney, over defendant’s objections, to ash him, on cross-examination, the questions hereinbefore mentioned respecting the commission by him of other crimes, none of which were in any way linked or connected with the one for which he stands convicted? The testimony thus sought to be elicited in no way tended to prove any issue, fact, or circumstance in the case. Nor did it directly or remotely refer to any fact or circumstance testified to by him, or that came within the range of his examination in chief. We recognize the well established rule that a defendant, when he takes the witness stand in his own behalf, may be cross-examined the same as any other witness. He may be examined as to any fact, occurrence, or transaction relevant to the issue, or which sheds light upon the commission and character of the offense for which he is on trial. And he may be questioned for the purpose of testing his memory, and examined as to matters which tend to discredit his testimony or which affect his credibility as a witness. But it is apparent that the questions complained of in this case were not asked, nor was the evidence sought to be elicited thereby, for any such purpose. And it is apparent that the questions were not asked, nor was the evidence sought to be elicited thereby, for the purpose of affecting his credibility as a witness or the weight of his testi-
“Every person guilty of murder in the first degree shall suffer death, or, upon the recommendation of the jury, may be imprisoned at hard labor in the State Prison for life in the discretion of the court.”
And the jury was so charged. And in Calton v. People, 130 U. S. 83, 9 Sup. Ct. 435, 32 L. Ed. 870, on appeal from the territorial Supreme Court of Utah, it was held reversible error not to so charge the jury. Whatever disposition, if any, there may have been on the part of the jurors to make the said recommendation, may have been entirely overcome and removed by reason of these rulings of the court. There is no settled and arbitrary rule defining the limits within which the ' cross-examination must be confined. The latitude that may be allowed is largely within the discretion of the trial court, to be exercised and governed by the facts and circumstances of each particular case. The demeanor and appearance of the-witness while testifying, the extent and character of his testimony in chief, his inclinations and prejudices, the disposition he has shown to speak or evade the truth, as the case may be, the interest or lack of interest, if any, he has in the result
“I am of the opinion that the cross-examination of the persons who are Aptnesses in their own behalf when on trial for criminal offenses should in general be limited to matters pertaining to the issues, or such as may be proved by other witnesses. I believe such a rule necessary to prevent a conviction*52 for one offense by proof that the accused may have been guilty of others. Such a result can only be avoided practically by the observance of this rule/’
This same doctrine was reaffirmed in a later case by the New York court. (People v. Crapo, 76 N. Y. 288, 32 Am. Rep. 302.) In that case the defendant was on trial for burglary, and testified as a witness in his own behalf. On cross-examination he was asked the following question, which was objected to: “Were you also . . . arrested on a charge of bigamy ?” This was held to be reversible error. The court, in the course of the opinion, said:
“The discretion which courts possess- to permit questions of particular acts to be put to witnesses for the purpose of impairing credibility should be exercised with caution when an accused person is a witness in his own trial. He goes upon the witness stand under a cloud; he stands charged with a criminal offense not only, but is under the strongest possible temptation to give evidence favorable to himself. His evidence is therefore looked upon with suspicion and distrust, and if, in addition to this, he may be subjected to a cross-examination, every incident of his life and every charge of vice or crime which may have been made against him, and which may have no bearing on the charge for which he is being tried, he may be so prejudiced pn the minds of the jury as frequently- to induce them to convict upon evidence which otherwise would be deemed insufficient. It is not legitimate to bolster up a weak case by probabilities based upon other transactions. An accused person is required to meet the specific charge made against him, and is not called upon to defend himself against every act of his life.”
Underhill in his work on Criminal Evidence (section 62),' says r
*53 “To compel the accused to answer indiscriminately all questions, respecting past criminal transactions, wbicb, ■ though similar, are separate and distinct from, that for which he is on trial, would not -only be treating him more harshly than other witnesses, but would be a serious infringement of his constitutional privileges.”
(G. C. & S. F. Ry. Co. v. Johnson, 83 Tex. 628, 19 S. W. 151 State v. Houx, 109 Mo. 654, 19 S. W. 35, 32 Am. St. Rep. 686; Elliot v. Boyles, 31 Pa. 67; Commonwealth v. Schaffner, 146 Mass. 515, 16 N. E. 280; Emery et al. v. State, 101 Wis. 648, 78 N. W. 145; Anthony v. State [Idaho] 55 Pac. 884; People v. Un Dong, 106 Cal. 83, 39 Pac. 12; State v. Gleim [Mont.], 41 Pac. 998, 31 L. R. A. 294, 52 Am. St. Rep. 655; State v. Huff, 11 Nev. 17; State v. Underwood, 44 La. Ann. 852; 11 South. 277; Gale v. People, 26 Mich. 157; People v. Pinkerton, 79 Mich. 110, 44 N. W. 180; Elliot v. State, 34 Neb. 48, 51 N. W. 315; State v. Saunders, 14 Or. 300, 12 Pac. 441; Bailey v. State, 67 Miss. 333, 7 South. 348; State v. Carson, 66 Me. 116; Clarke v. State, 78 Ala. 474, 56 Am. Rep. 45; Commonwealth v. Thrasher, 11 Gray 450.)
For the reasons herein stated, the case is reversed, with directions to the trial court to grant a new trial.
STRAUP, L, concurs.