Statute · United States Code

15 U.S.C. § 78o–4a — Commission Office of Municipal Securities

15 U.S.C. § 78o-4a

Type
Statute
Source
United States Code
Jurisdiction
Federal
Date
2026-11-03

(a) In general There shall be in the Commission an Office of Municipal Securities, which shall— (1) administer the rules of the Commission with respect to the practices of municipal securities brokers and dealers, municipal securities advisors, municipal securities investors, and municipal securities issuers; and (2) coordinate with the Municipal Securities Rulemaking Board for rulemaking and enforcement actions as required by law. (b) Director of the Office The head of the Office of Municipal Securities shall be the Director, who shall report to the Chairman. (c) Staffing (1) In general The Office of Municipal Securities shall be staffed sufficiently to carry out the requirements of this section. (2) Requirement The staff of the Office of Municipal Securities shall include individuals with knowledge of and expertise in municipal finance.

Citator

15 U.S.C. § 78o–4a — Commission Office of Municipal Securities is in force in the current edition of the Code, and nothing recorded condemns it.

(a) In general There shall be in the Commission an Office of Municipal Securities, which shall— (1) administer the rules of the Commission with respect to the practices of municipal securities brokers and dealers, municipal securities advisors, municipal securities investors, and municipal securities issuers; and (2) coordinate with the Municipal Securities Rulemaking Board for rulemaking and enforcement actions as required by law. (b) Director of the Office The head of the Office of Municipal Securities shall be the Director, who shall report to the Chairman. (c) Staffing (1) In general The Office of Municipal Securities shall be staffed sufficiently to carry out the requirements of this section. (2) Requirement The staff of the Office of Municipal Securities shall include individuals with knowledge of and expertise in municipal finance.