Opinion · Trademark Trial And Appeal Board
Grand Canyon West Ranch, LLC v. Hualapai Tribe
Grand Canyon W. Ranch, LLC v. Hualapai Tribe, No. 91162008, UP11282681 (T.T.A.B. June 30, 2008)
- Type
- Opinion
- Court
- Trademark Trial And Appeal Board
- Jurisdiction
- Federal
- Date
- 2008-06-30
- Topic
- litigation
THIS OPINION IS A PRECEDENT OF THE T.T.A.B. Mailed: June 30, 2008 jtw UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board ______ Grand Canyon West Ranch, LLC v. Hualapai Tribe _____ Opposition No. 91162008 to Application Serial No. 76484111 filed on 1/23/2003 _____ Eric R. Olsen and Joel Z. Schwarz of Gordon & Silver, Ltd. for Grand Canyon West Ranch, LLC.
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THIS OPINION
IS A PRECEDENT OF THE
T.T.A.B.
Mailed:
June 30, 2008
jtw
UNITED STATES PATENT AND TRADEMARK OFFICE
_____
Trademark Trial and Appeal Board
______
Grand Canyon West Ranch, LLC
v.
Hualapai Tribe
_____
Opposition No. 91162008
to Application Serial No. 76484111
filed on 1/23/2003
_____
Eric R. Olsen and Joel Z. Schwarz of Gordon & Silver, Ltd.
for Grand Canyon West Ranch, LLC.
Michael F. Campillo and Joseph R. Meaney of Venable,
Campillo, Logan & Meaney, P.C. for the Hualapai Tribe.
______
Before Walsh, Mermelstein and Wellington, Administrative
Trademark Judges.
Opinion by Walsh, Administrative Trademark Judge:
Grand Canyon West Ranch, LLC (opposer) has opposed the
application of the Hualapai Tribe (applicant) to register
the mark GRAND CANYON WEST in standard characters for
services now identified as: “airport services; air
transportation services; arranging for recreational travel
tours and providing related transportation of passengers by
air, boat, raft, bus, and motorized on-road and off-road
vehicles.” The Board ordered entry of this identification
Opposition No. 91162008
of services in an interlocutory decision in this case, a
decision we will discuss below. See Grand Canyon West Ranch
LLC v. Hualapai Tribe, 78 USPQ2d 1696
(TTAB 2006).
The GRAND CANYON WEST application is based on
applicant’s claim that the mark was first used in commerce
on February 14, 1988, under Trademark Act Section 1(a), 15 U.S.C. § 1051
(a), and applicant’s claim that the mark has acquired distinctiveness under Trademark Act Section 2(f),15 U.S.C. § 1052
(f).
The Grounds
As grounds for the opposition, opposer asserts that
applicant committed fraud “… by falsely stating that it had
used the GRAND CANYON WEST mark in connection with services
that neither it nor its licensee has provided” and that
applicant’s mark “… consists of matter which, when applied
to applicant’s services, is merely descriptive of
Applicant’s services in violation of 15 U.S.C. §1052
(e), and has not acquired distinctiveness or secondary meaning within the meaning of15 U.S.C. §1052
(f).” First Amended Notice of
Opposition at 4. Applicant has denied the essential
allegations of the first amended notice of opposition.
The Record
The record consists of the pleadings and the record
related to the opposed GRAND CANYON WEST application, as
well as witness testimony and notices of reliance filed by
2
Opposition No. 91162008
applicant, and notices of reliance filed by opposer.
Applicant’s five witnesses are all either persons hired by
applicant to manage its enterprise or tour operators which
provided services under agreements with applicant. None of
applicant’s “principals” testified. Neither party has
maintained objections to any evidence.
Standing
Opposer has standing to bring this proceeding. Opposer
asserts that it is using and that it has filed applications
to register the GRAND CANYON WEST RANCH mark, and
applicant’s witnesses confirm opposer’s use of GRAND CANYON
WEST RANCH. See, e.g., Testimony of Allison Raskansky
(Raskansky) at 54. Thus, the registration of applicant’s
mark could impact opposer’s ability to register or to
continue to use GRAND CANYON WEST RANCH. Therefore, opposer
has established a real interest in this proceeding. See
generally Jewelers Vigilance Committee Inc. v. Ullenberg
Corp., 823 F.2d 490
,2 USPQ2d 2021, 2023
(Fed. Cir. 1987).
Findings of Fact
Applicant owns a large expanse of land on the west rim
of the Grand Canyon. The area identified as the “west rim”
extends for 100 to 110 miles east from the point where the
Colorado River meets Lake Meade. Testimony of Earl Jobson
(Jobson) at 15. In 1986, applicant developed a plan to
establish a tourist destination at a specific site within
3
Opposition No. 91162008
its property. Applicant’s plans focused on bringing
tourists from Las Vegas and other places to applicant’s
“destination” to experience the Grand Canyon from a pristine
perspective and to experience Hualapai culture. Testimony
of Judith Strand (Strand) at 14-16. The site applicant
selected and eventually developed is about 115 miles east of
Las Vegas. Jobson at 15.
When applicant first implemented its plan in 1988,
applicant began to offer tours and other related services at
the selected destination or site on the western rim of the
Grand Canyon within applicant’s property. Strand at 18-19.
One of the chief features of the plan was the opening
of an air strip to provide air access to the destination,
and eventually, helicopter flights from the site into the
canyon. The airstrip was completed in 1988 and Applicant
began bringing visitors to the site by both air and van on
February 14, 1988, a total of six visitors by van and seven
by airplane. Id.
On that date, applicant identified the
air strip and the destination or site as GRAND CANYON WEST,
and applicant began to use the GRAND CANYON WEST mark to
identify the source of the services applicant offered at
this “destination.” Id. at 25. Initially, applicant
provided guided tours at GRAND CANYON WEST directed by
members of the Hualapai Tribe. Shortly thereafter applicant
offered additional services, such as an Arizona-style
4
Opposition No. 91162008
barbeque. Also, shortly after opening, applicant began to
use school buses to transport visitors during their tours of
the site. Id. at 43.
There is no evidence that prior to applicant’s adoption
of the GRAND CANYON WEST mark anyone else had used GRAND
CANYON WEST either to identify this particular destination
or site or for any other purpose.
Applicant implemented its plan to establish GRAND
CANYON WEST as a tourist destination by enlisting tour
operators and others to provide transportation to the
destination. From the outset, applicant has controlled
access to the site, among other means, by charging a fee for
each visitor to the site. Id. at 57.
The number of tour operators servicing the site and the
number of visitors to GRAND CANYON WEST increased steadily
from the opening to the present. From the thirteen visitors
on the first day of operations in 1988, the numbers of
visitors grew to between 60 and 100 per day in three years.
Id. at 57. By 1993, at least ten tour operators were
bringing visitors to GRAND CANYON WEST. Id. at 69. At this
time, one tour operator alone ran six to nine buses to the
site each day, each carrying between 40 to 50 visitors. Id.
at 69-70. By 1994, one tour operator was bringing
approximately 300 visitors per day to GRAND CANYON WEST by
airplane. Raskansky at 10-11. Helicopters began to land at
5
Opposition No. 91162008
GRAND CANYON WEST by 1995-96; these helicopters carried
visitors from the top of the canyon at GRAND CANYON WEST to
the canyon floor and the Colorado River. Id. at 19-20. In
recent years the numbers of visitors to GRAND CANYON WEST
have increased dramatically: 220,209 in 2003, 269,427 in
2004, 299,000 in 2005 and 334,874 in 2006. Id. at 67-69.
Applicant marketed its services through Las Vegas tour
operators and hotels, as well as directly to groups outside
the United States in countries including England, Korea,
Japan and China. Strand at 20-22. In the early 1990s,
applicant distributed between 60,000 and 100,000 “rack
cards” each year through one tour operator to advertise
tours to GRAND CANYON WEST. Id. at 24. Applicant also
operates a web site to promote its services under the GRAND
CANYON WEST mark. Raskansky at 60-61.
More recently, applicant developed a “Skywalk” which
opened in March 2007. The Skywalk is a bridge-like
structure with a see-through glass deck and glass
railings/walls which extends for 70 feet over the canyon
from the canyon wall. The Skywalk provides a view over the
Grand Canyon to the floor 4,000 feet below which is both
dramatic and unique. The opening of the Skywalk resulted in
significant coverage of GRAND CANYON WEST in the media.
Stories about the Skywalk and about applicant’s activities
more generally referring to GRAND CANYON WEST have appeared
6
Opposition No. 91162008
in numerous publications including The Arizona Republic, The
Las Vegas Sun, The Detroit Free Press, The Chicago Tribune,
USA Today, The New York Daily News, Jet (magazine), The
Miami Herald and The Los Angeles Times, among others. See,
e.g., Applicant’s Second Notice of Reliance.
Applicant also made of record articles featuring GRAND
CANYON WEST from publications outside the United States,
including Australia, New Zealand, Canada and the United
Kingdom. While articles from foreign countries often lack
probative value in our proceedings, in this case we find the
articles probative because the record also establishes that
the potential customers for applicant’s services, that is,
visitors to GRAND CANYON WEST, often travel from foreign
countries to avail themselves of the services applicant
offers at GRAND CANYON WEST. Id.
By August 2007, applicant employed 300 people in the
operation of GRAND CANYON WEST and averaged 2,000 visitors
per day. Raskansky at 70. Numerous tour operators were
bringing visitors to GRAND CANYON WEST by air, bus, van and
other similar vehicles. At the time of the opening of the
Skywalk, applicant was receiving 3 million hits (visitors)
per month on its web site. Id. at 61.
Opposer provides helicopter tours of the Grand Canyon
from a site designated as GRAND CANYON WEST RANCH.
Opposer’s base of operation is at a ranch which is located
7
Opposition No. 91162008
along the access road to applicant’s GRAND CANYON WEST site,
but not on applicant’s property. Prior to applicant’s
adoption and use of the GRAND CANYON WEST mark, the site of
opposer’s operation was known as the Diamond Bar Ranch.
Opposer’s sign now includes references to both Diamond Bar
Ranch and GRAND CANYON WEST RANCH. Id. at 52-54. Applicant
argues that Opposer’s use of GRAND CANYON WEST RANCH causes
confusion and violates its rights. Id. at 55. However,
neither likelihood of confusion nor any alleged violation of
applicant’s rights is at issue in this proceeding; rather,
the only issues in this proceeding are opposer’s claims in
opposition to the registration of applicant’s mark.
The Descriptiveness Claim
In the notice of opposition opposer asserts that GRAND
CANYON WEST is unregistrable under Trademark Act Section
2(e) without specifying whether Section 2(e)(1) or 2(e)(2)
applies. In its brief applicant responds with alternative
arguments under both subsections. Furthermore, opposer also
argues, in the alternative, that applicant failed to show
acquired distinctiveness under Trademark Act Section 2(f) as
to both. Applicant has responded to the arguments under
both subsections. Similar analysis applies to both Section
2(e)(1) and 2(e)(2), and we reach the same conclusion as to
both. That is, we conclude that GRAND CANYON WEST is merely
descriptive and/or primarily geographically descriptive of
8
Opposition No. 91162008
applicant’s services. However, we conclude that applicant’s
evidence of acquired distinctiveness is more than sufficient
and therefore, we dismiss opposer’s claims under Section
2(e).
In a case such as this, where applicant amended the
application to seek registration based on a claim of
acquired distinctiveness under Section 2(f), we could treat
the lack of distinctiveness as an established fact and forgo
any discussion on that point. See, e.g., Target Brands Inc.
v. Hughes, 85 USPQ2d 1676
, 1679-80 (TTAB 2007). However, in
this instance, we will address the arguments of the parties
regarding the descriptiveness of the mark for completeness
and to establish a foundation for our discussion of the
issue of acquired distinctiveness.
First we consider whether GRAND CANYON WEST is merely
descriptive under Section 2(e)(1). A term is merely
descriptive if it immediately describes a significant
quality, characteristic, function, feature or purpose of the
services with which it is used. In re Gyulay, 820 F.2d 1216
,3 USPQ2d 1009
(Fed. Cir. 1987). We must consider the term at issue in the context in which it is used, not in the abstract. In re Abcor Development Corp.,588 F.2d 811
,200 USPQ 215, 218
(CCPA 1978); In re Remacle,66 USPQ2d 1222
,
1224 (TTAB 2002). That is, we must assume that prospective
consumers will encounter the term in relation to the
9
Opposition No. 91162008
identified services and determine whether those consumers
will understand the term to convey information about the
services. In re Tower Tech, Inc., 64 USPQ2d 1314
, 1316-1317 (TTAB 2002); In re Patent & Trademark Services Inc.,49 USPQ2d 1537
, 1539 (TTAB 1998); In re Home Builders Association of Greenville,18 USPQ2d 1313
, 1317 (TTAB 1990);
In re American Greetings Corp., 226 UPSQ 365, 366 (TTAB
1985).
Finally, in determining whether a mark is merely
descriptive, we must consider the mark in its entirety.
See Concurrent Technologies Inc. v. Concurrent Technologies
Corp., 12 USPQ2d 1054
, 1057 (TTAB 1989). In this regard,
applicant argues that the order of the words in this case,
that is, the placement of WEST after GRAND CANYON, negates
any descriptive meaning which might otherwise be inherent in
the component parts of the mark.
The mark is GRAND CANYON WEST. The services are
“airport services; air transportation services; arranging
for recreational travel tours and providing related
transportation of passengers by air, boat, raft, bus, and
motorized on-road and off-road vehicles.”
For the record, GRAND CANYON is defined in the Merriam-
Webster’s Collegiate Dictionary (11th ed. 2003) under
“Geographical Names” as follows: “Grand Canyon gorge of the
Colorado NW Ariz. extending from the mouth of the Little
10
Opposition No. 91162008
Colorado W to the Grand Wash Cliffs; over 1 mi (1.6 km)
deep; area largely within Grand Canyon National Park…”1
Each of applicant’s witnesses and virtually all of the
publications applicant submitted either explicitly or
implicitly recognize the Grand Canyon as a natural wonder
and a popular tourist destination. The record also
establishes beyond question that the west rim of the Grand
Canyon is the focus of applicant’s services. That is, the
purpose of applicant’s airport, air transportation and other
transportation services is to bring visitors to the west rim
of the Grand Canyon to enjoy applicant’s recreational and
tour services featuring the wonders of the west rim of the
Grand Canyon. Thus, GRAND CANYON describes the fundamental
purpose or object of the identified services, and WEST
simply identifies more precisely where along the Grand
Canyon applicant offers those services. Accordingly, we
conclude that GRAND CANYON WEST is merely descriptive of
applicant’s services within the meaning of Section 2(e)(1).
We find unpersuasive applicant’s argument that the placement
of WEST after GRAND CANYON in the mark alters the
descriptive character of the mark.
1
The Board may take judicial notice of dictionary definitions.
University of Notre Dame du Lac v. J. C. Gourmet Food Imports
Co., Inc., 213 USPQ 594
(TTAB 1982), aff'd,703 F.2d 1372
,217 USPQ 505
(Fed. Cir. 1983).
11
Opposition No. 91162008
We now turn to consideration of GRAND CANYON WEST under
Section 2(e)(2). To determine whether GRAND CANYON WEST is
primarily geographically descriptive of applicant’s services
we must determine: (1) whether the primary significance of
the mark is as the name of a place which is generally known;
and (2) whether relevant purchasers would associate the
services of applicant with the place named, that is, whether
the public would believe that the services come from the
place named. In re Societe Generale des Eaux Minerales de
Vittel S.A., 824 F.2d 957
,3 USPQ2d 1450, 1452
(Fed. Cir. 1987); In re JT Tobacconists,59 USPQ2d 1080
, 1081 (TTAB 2001); In re California Pizza Kitchen Inc.,10 USPQ2d 1704
, 1705 (TTAB 1988). The two questions are bound together, that is, there can be no services-place association if the place named is so obscure or remote that purchasers of the service at issue would not recognize it as a place. Vittel,3 USPQ2d at 1452
.
We have already concluded based on this record that the
Grand Canyon is a place that is generally known and not
obscure. See also In re Spirits of New Merced LLC, 85 USPQ2d 1614
(TTAB 2007) (YOSEMITE BEER held primarily
geographically descriptive for beer). Furthermore, based on
the record before us, we also conclude without hesitation
that relevant consumers would associate applicant’s services
with the Grand Canyon. See In re U.S. Cargo Inc., 49 USPQ2D
12
Opposition No. 91162008
1702 (TTAB 1998) (U.S. CARGO held primarily geographically
descriptive for towable trailers carrying cargo and vehicles
and for commercial purposes); In re Chalk's Int’l Airlines
Inc., 21 USPQ2d 1637
(TTAB 1991) (PARADISE ISLAND AIRLINES
held primarily geographically descriptive for transportation
of goods/passengers by air). As we have already stated, the
Grand Canyon is the entire focus of applicant’s services.
In fact, applicant’s services would serve no purpose but for
their location at the Grand Canyon.
In this context as well, we again reject applicant’s
argument that the placement of WEST after GRAND CANYON in
the mark in any way alters its character. In re Joint-Stock
Co. “Baik”, 80 USPQ2d 1305
(TTAB 2006) (BAIKAL portion of
“BAIKALSKAYA” mark for vodka is name of place known
generally to public, since Lake Baikal is not remote or
obscure place; BAIKALSKAYA, adjectival form of geographical
term, likewise geographical). In fact, WEST enhances the
geographically descriptive significance of the mark by
providing further specificity to the geographical place
indicated by the mark.
In particular, we have carefully considered applicant’s
arguments that its mark is not primarily geographically
descriptive based on In re Pebble Beach Co., 19 USPQ2d 1687
(TTAB 1991) (17 MILE DRIVE held not primarily geographically
descriptive of tee-shirt, sweatshirts, paper napkins,
13
Opposition No. 91162008
ceramic mugs, canvas tote bags, and recreation services,
namely, providing facilities for picnicking and
sightseeing). Applicant argues that, as in the Pebble Beach
case, applicant coined the term GRAND CANYON WEST.
Applicant also argues that it owns and controls access to
the site associated with GRAND CANYON WEST, as in the Pebble
Beach case. In fact, we conclude that the record supports
applicant’s position on both points. However, there is a
fundamental difference between the mark at issue here and
the mark in the Pebble Beach case. Unlike the mark 17 MILE
DRIVE, GRAND CANYON WEST consists of two terms GRAND CANYON
and WEST which had geographical significance before
applicant adopted the mark. Although applicant “coined” the
composite GRAND CANYON WEST in the sense that applicant was
the first to use the term, nevertheless, the composite, from
its inception, described a geographical place. Furthermore,
the fact that applicant uses GRAND CANYON WEST to identify a
property which it owns and controls does not, by itself,
remove it from the category of those terms which are
“primarily geographically descriptive” under Section
2(e)(2). Accordingly, we conclude that GRAND CANYON WEST is
primarily geographically descriptive of applicant’s services
under Trademark Act Section 2(e)(2).
This conclusion is by no means the end of our inquiry
regarding opposer’s claims under Section 2(e) of the Act.
14
Opposition No. 91162008
Applicant asserts, in the alternative, that GRAND CANYON
WEST has acquired distinctiveness under Section 2(f).
Opposer, on the other hand, also argues, in the alternative,
that applicant has failed to establish acquired
distinctiveness. As we noted above, we agree with
applicant.
In an opposition proceeding, opposer has the initial
burden to present prima facie evidence or argument upon
which we could reasonably conclude that applicant’s mark has
not acquired distinctiveness. Yamaha Intl. Corp. v. Hoshino
Gakki Co. Ltd., 840 F.2d 1572
,6 USPQ2d 1001, 1004-1008
(Fed. Cir. 1988). If opposer does so, the burden of proof shifts to applicant to prove by a preponderance of the evidence that the mark has acquired distinctiveness.Id.
In this case opposer has argued that the mark is merely
descriptive and that applicant has not shown that the mark
has acquired distinctiveness. Opposer states:
… Applicant’s mark has not acquired a “secondary
meaning” within 15 U.S.C. § 1052
(f). Under15 U.S.C. § 1052
(f), a mark acquires secondary
meaning, and is therefore trademarkable, if it
becomes “distinctive of applicant’s goods in
commerce.” See Hoover Co. v. Royal Appliance Mfg.
Co., 238 F.3d 1357, 1360
(Fed. Cir. 2001). The
factors to be considered in determining whether a
secondary meaning has been achieved include: “(1)
whether actual purchasers of the product bearing
the claimed trademark associate the trademark with
the producer, (2) the degree and manner of
advertising under the claimed trademark, (3) the
length and manner of claimed use of the trademark,
and (4) whether the claimed use of the trademark
15
Opposition No. 91162008
has been exclusive.” Levi Strauss & Co. v. Blue
Bell, Inc., 778 F.2d 1352, 1358
(9th Cir. 1985)(en
banc).2
Opposer’s Brief at 10.
We conclude, based on opposer’s argument and the
record, that opposer has satisfied its burden of
establishing a prima facie challenge to the adequacy of
applicant’s evidence of acquired distinctiveness. Id.
Accordingly, we will proceed to consider whether applicant
has established that GRAND CANYON WEST has acquired
distinctiveness by a preponderance of the evidence.
The circumstances of the particular case dictate the
type and amount of evidence which is sufficient to establish
that the mark has acquired distinctiveness. Yamaha Intl.
Corp. v. Hoshino Gakki Co. Ltd., 6 USPQ2d at 1008
.
As an initial matter, before considering the
sufficiency of applicant’s evidence of acquired
distinctiveness, we analyze the degree of descriptiveness of
GRAND CANYON WEST because that fact will have a bearing on
the amount of evidence required to show acquired
distinctiveness. Yamaha Intl. Corp. v. Hoshino Gakki Co.
Ltd., 6 USPQ2d at 1008
(the greater the degree of
2
We note that both opposer and applicant have cited 9th Circuit
authority extensively in their briefs. While we believe our
conclusions are entirely consistent with those cases, we have
relied primarily on precedent from the Federal Circuit, not only
because the Federal Circuit is our primary reviewing court, but
also because its cases address registration issues more
specifically.
16
Opposition No. 91162008
descriptiveness, the heavier the burden in proving that the
mark has acquired distinctiveness). See also Target Brands
Inc. v. Hughes, 85 USPQ2d 1676
(TTAB 2007).
We conclude that GRAND CANYON WEST is highly
descriptive. GRAND CANYON identifies a well-known place and
WEST is a common term to indicate location. Even though
there is no evidence of use by anyone other than applicant
(and opposer) of GRAND CANYON WEST, and even though
applicant has complete ownership and control over the
property GRAND CANYON WEST identifies, we nonetheless
conclude that GRAND CANYON WEST is highly descriptive. Cf.
In re Pebble Beach Co., 19 USPQ2d at 1688-1690. The fact
that the GRAND CANYON is well known and the GRAND CANYON is
the focus of the identified services is paramount here. As
we noted, the addition of WEST does nothing to alter the
essential character of the overall mark. Accordingly, we
conclude that GRAND CANYON WEST is highly descriptive of the
identified services. Consequently, applicant faces a heavy
burden in establishing acquired distinctiveness for the
mark.
At the outset, we reject opposer’s argument that
opposer’s own use either negates applicant’s claim to
substantially exclusive use or otherwise impairs applicant’s
claim of acquired distinctiveness. See L.D. Kichler Co. v.
Davoil Inc., 52 USPQ2d 1307
(Fed. Cir. 1999). It is
17
Opposition No. 91162008
abundantly clear from the record and the parties’ arguments
that applicant regards opposer’s use as infringing. Opposer
only began its use after applicant and with full knowledge
of applicant’s use.
Also, contrary to opposer’s suggestion, we may consider
evidence of distinctiveness after the filing date of the
application through the course of this proceeding. See
McCormick & Co. v. Summers, 354 F.2d 668
,148 USPQ 272
(CCPA 1966); Harsco Corp. v. Electrical Sciences, Inc.,9 USPQ2d 1570
(TTAB 1988); and Kaiser Aluminum & Chemical Corp. v. American Meter Co.,153 USPQ 419
(TTAB 1967).
Under the circumstances of this case, we conclude that
GRAND CANYON WEST has become distinctive of the services
identified in the application. We conclude so principally
based on: (1) the length of applicant’s use, that is, for
nearly twenty years; (2) the extent of applicant’s use in
advertising and promotion; (3) the increasing and now
substantial levels of sales, that is, visitors to GRAND
CANYON WEST; and (4) the level of awareness of applicant’s
services and the GRAND CANYON WEST mark as evidenced by the
substantial level of media coverage. Applicant’s evidence
is more than sufficient to show that this highly descriptive
mark, GRAND CANYON WEST, has acquired distinctiveness.
Opposer also argues that applicant’s failure to submit
a survey all but precludes a finding that applicant’s mark
18
Opposition No. 91162008
has acquired distinctiveness. Opposer’s Brief at 10-11. We
reject this argument. There is no “requirement” for a
survey, or any other specific type of evidence, to show
acquired distinctiveness. Yamaha Intl. Corp. v. Hoshino
Gakki Co. Ltd., 6 USPQ2d at 1008
.
Accordingly, we conclude that GRAND CANYON WEST has
acquired distinctiveness, and we dismiss the opposition
based on the claim of descriptiveness under Trademark Act
Section 2(e).
The Fraud Claim
We now turn to consideration of opposer’s claim of
fraud. Even though we have dismissed opposer’s
descriptiveness claim, if we find fraud, we must sustain the
opposition. In our earlier decision in this case, the Board
ruled on (1) applicant's motion to amend the identification
of services and (2) opposer's motion for summary judgment on
the claim that the application was void because at the time
the application was filed applicant had not used the mark in
commerce in connection with certain services then specified
in the application.
When these motions were filed, applicant identified its
services as “airport services; air transportation services;
arranging for recreational travel tours and providing
related transportation of passengers by air, boat, raft,
rail, tram, bus, motorized on-road and off-road vehicles,
19
Opposition No. 91162008
non-motorized vehicles featuring bicycles, and domestic
animals.” Grand Canyon West Ranch LLC v. Hualapai Tribe, 78
USPQ2d at 1696. In the decision, the Board granted
applicant’s motion to delete references to “rail, tram” and
“non-motorized vehicles featuring bicycles, and domestic
animals” from the identification of services. In its
summary judgment motion, opposer had asserted that applicant
had not used the mark with regard to these services prior to
filing its application. In reaching this decision the Board
stated, “Applicant has filed a motion to amend its
application to delete the services for which opposer claims
applicant did not use the mark as of the filing date of the
application. In so doing, applicant has essentially agreed
to accept judgment with regard to those services.” Id. at
1698. Furthermore, in its conclusory paragraph the Board
stated:
Opposer’s motion for summary judgment is granted
only to the extent that judgment is entered
against applicant on the ground that applicant did
not make use of its mark in connection with the
following services: providing transportation of
passengers related to recreational travel tours by
means of rail, tram, non-motorized vehicles
featuring bicycles, and domestic animals.
Id.
After that summary judgment decision, opposer
successfully amended its notice of opposition to assert a
new claim of fraud. Specifically, opposer asserted that
applicant had committed fraud by filing the application with
20
Opposition No. 91162008
a claim of use on the services which the Board deleted in
the summary judgment decision.
The standard of proof for a fraud claim is the rigorous
clear-and-convincing-evidence standard, and it is strictly
applied. Standard Knitting Ltd. v. Toyota Jidosha Kabushiki
Kaisha, 77 USPQ2d 1917
, 1926 (TTAB 2006); Smith International Inc. v. Olin Corp.,209 USPQ 1033
, 1044 (TTAB 1981). See also Torres v. Cantine Torresella S.r.L.,808 F.2d 46
,1 USPQ2d 1483, 1484-85
(Fed. Cir. 1986); Medinol Ltd. v. Neuro Vasx Inc.,67 USPQ2d 1205
, 1209 (TTAB 2003); Mister Leonard Inc. v. Jacques Leonard Couture Inc.,23 USPQ2d 1064
(TTAB 1992); First International Services Corp. v. Chuckles Inc.,5 USPQ2d 1628
, 1636 (TTAB 1988).
At this stage of this case we are bound by our earlier
determination that, at the time applicant filed this
application, applicant was not using the mark in commerce in
connection with “providing transportation of passengers
related to recreational travel tours by means of rail, tram,
non-motorized vehicles featuring bicycles, and domestic
animals” even though applicant claimed such use. We also
note that it was not until the application was challenged in
this opposition proceeding that applicant sought to amend
its application to delete these services. See University
Games Corp. v. 20Q.net Inc., __ USPQ2d __, Opposition Nos.
91168142 and 91170668 (TTAB, May 2, 2008).
21
Opposition No. 91162008
Applicant attempts to distinguish this case from
previous cases which found fraud based on false claims of
use as to particular goods or services. Applicant argues
principally that applicant added references to the services
in question in an examiner’s amendment based on a
misunderstanding of USPTO requirements and procedures.
First, we must review the steps in the prosecution of
this application leading up to the examiner’s amendment in
question. The application, as filed, identified the
services as “airport services; air transportation services;
arranging for recreational activities and tours and
providing related transportation.”
In the first Office action, the Examining Attorney
found the identification of services indefinite and required
amendment. Applicant failed to provide a sufficiently
definite revised identification in its first response.
In the second office action, the Examining Attorney
repeated the requirement and, in relevant part, stated, “The
means of the ‘RELATED TRANSPORTATION’ (by air, bus or train)
and the matter transported (e.g., ‘freight’ or ‘passengers’)
must be stated.” The Examining Attorney also suggested a
revised identification stating, “The applicant may adopt the
following amended statement of services and the
corresponding classification of the same, if applicable.”
Second Office Action (emphasis added). In relevant part,
22
Opposition No. 91162008
the suggested language specified, “… ARRANGING FOR
RECREATIONAL TRAVEL TOURS AND PROVIDING RELATED
TRANSPORTATION OF PASSENGERS BY AIR, BOAT, RAIL OR BUS.”
Id.
(emphasis in the original).
Following the second Office action, applicant’s
attorney, Shahpar Shahpar, agreed to the following
identification in an examiner’s amendment: “airport
services; air transportation services; arranging for
recreational travel tours and providing related
transportation of passengers by air, boat, raft, rail, tram,
bus, motorized on-road and off-road vehicles, non-motorized
vehicles featuring bicycles, and domestic animals.” This
was the operative identification when the mark was published
for opposition and when this proceeding began.
The examiner’s amendment included the following
language, “No response is necessary unless there is an
objection to the amendment. If there is an objection to the
amendment, the applicant should notify the examining
attorney immediately.” Examiner Amendment of March 2, 2004.
Applicant states that Mr. Beattie, its representative,
conferred with its attorney, Shahpar Shahpar, before its
attorney authorized the examiner’s amendment. Applicant
argues:
… the most plausible inference is that Mr. Beattie
read the recitation of services as finally amended
by the trademark examiner within the context of
“his understanding of trademark law” and the way
23
Opposition No. 91162008
in which the Applicant actually uses its mark to
“arrange for related transportation” and concluded
that the examining attorney’s list was applicable
or appropriate. From Mr. Beattie’s point of view,
the applicant had attempted (albeit unsuccessfully
at the time) to arrange for horseback rides, and
bicycle tours, and tractor-based tram rides. So,
even if the Board ultimately finds that Mr.
Beattie misunderstood what constitutes trademark
use, that does not equate with fraud. If error
was introduced by Applicant’s silence to the
examining attorney’s amendment, it was neither
intentional nor reckless, but inadvertently made
in the context of; (sic) an examining attorney’s
puzzling wording of a recitation of services; a
layman’s understanding of what constitutes
trademark use; and a layman’s innocent and
reasonable reliance on the examining attorney’s
instructions suggesting “appropriate” or
“applicable” recitations of services.
Applicant’s Brief at 36-37 (citations omitted).
Applicant also argues that the circumstances of this
case differ from the cited fraud cases because an examiner’s
amendment is unlike the verified statement of goods in an
affidavit of continued use, as in the Mister Leonard case,
or a statement of use, as in the Medinol case.
We have considered all of applicant’s arguments,
including those not specifically mentioned here, and find
them unpersuasive. The clear message of the cases involving
false claims of use of the mark on goods or services,
wherever they may appear, is that these statements are
essential to the integrity of the application and
registration process. See, e.g., Standard Knitting Ltd. v.
Toyota Jidosha Kabushiki Kaisha, 77 USPQ2d at 1926; Medinol
24
Opposition No. 91162008
Ltd. v. Neuro Vasx Inc., 67 USPQ2d at 1209; Mister Leonard
Inc. v. Jacques Leonard Couture Inc., 23 USPQ2d at 1064;
First International Services Corp. v. Chuckles Inc., 5
USPQ2d at 1636. In an application or registration, the
identification of goods or services defines the scope of the
rights claimed. Trademark Act Section 7, 15 U.S.C. § 1057
.
Furthermore, as a practical matter, the USPTO depends
on the accuracy of information provided by applicants and
registrants regarding an applicant’s or registrant’s goods
and services. The USPTO has no ability to verify the truth
of identifications and other critical information
independently. Consequently, when an applicant or
registrant provides false information as to a critical
element of the application or registration, in determining
intent we apply a test of whether the applicant or
registrant knew or should have known that the information in
question was false. See Torres v. Cantine Torresella
S.r.L., 1 USPQ2d at 1484
; Medinol Ltd. v. Neuro Vasx Inc.,
67 USPQ2d at 1209.
We have considered applicant’s arguments and conclude
that applicant either knew or should have known that the
statements regarding its services in the examiner’s
amendment were false. In fact, applicant did not adopt the
Examining Attorney’s suggested identification presented in
the previous office action in the telephone conversation
25
Opposition No. 91162008
between applicant’s counsel and the Examining Attorney; it
is evidence that applicant provided input in the
identification specified in the examiner’s amendment in the
course of the telephone conversation between applicant’s
counsel and the Examining Attorney. For example, it
includes references to rafts, bicycles and domestic animals,
items not specified/suggested by the Examining Attorney in
the preceding Office action. Nor can we excuse the false
statement on the basis of a misunderstanding or
miscommunication by applicant’s representatives. See Mister
Leonard Inc. v. Jacques Leonard Couture Inc., 23 USPQ2d at
1064. It is applicant’s responsibility to ensure that
accurate information is transmitted to the USPTO. In this
case applicant had the additional benefit of guidance from
counsel. Furthermore, counsel had the opportunity to
request guidance from the examining attorney.
We likewise reject applicant’s arguments based on
redundancies or ambiguities in the language leading up to
the examiner’s amendment. The identification set forth in
the examiner’s amendment was, at least in part, false, and
it was applicant’s responsibility to correct it promptly as
the action invites. Applicant’s identification refers to a
discrete listing of distinctly different types of
transportation. The items at issue here in the
identification are not highly technical, nor are they terms
26
Opposition No. 91162008
which leave room for confusion as to meaning, particularly
for an applicant engaged in the relevant business. See,
e.g., Medinol Ltd. v. Neuro Vasx Inc., 67 USPQ2d at 1209.
Lastly, we see no reason to treat this case differently
because the communication of the information was not
verified. Global Maschinen GmbH v. Global Banking Systems,
Inc., 227 USPQ 862
, 867 (TTAB 1985) (Fraud found where
unverified answer to Examining Attorney’s inquiry was
“recklessly false.”). The accuracy of the information
applicant provided in agreeing to the examiner’s amendment
was no less critical to the application than the information
applicant provided in the application as filed. The
integrity of the registration system rests on the accuracy
of the information provided in either form. Applicants must
ensure that all information they provide is true and
accurate whether or not it is verified.
Accordingly, we conclude that applicant committed fraud
by including certain services in its revised identification
of services when applicant knew or should have known that it
had not used the mark in connection with those services.
Finally, we note that this determination of fraud
affects only the application before us. It does not affect
any rights applicant may have legitimately established by
virtue of its use of the GRAND CANYON WEST mark with respect
to specific services, nor does it affect applicant’s ability
27
Opposition No. 91162008
to file a new application to register its mark for such
services.
Decision: We dismiss the opposition based on the claim
of descriptiveness under Trademark Act Section 2(e) and
sustain the opposition based on the claim of fraud.
Registration is refused.
28