Opinion · Texas Supreme Court
Kerrville State Hospital v. Clark
923 S.W.2d 582
- Type
- Opinion
- Court
- Texas Supreme Court
- Jurisdiction
- Texas
- Date
- 1996-07-08
- Topic
- general
holding that “mere non-use of property” [cannot] support a claim under the Texas Tort Claims Act | holding that the alleged failure to prescribe a specific form of medication is not "use" | holding that the alleged failure to prescribe a specific form of medication is not “use” | concluding that a failure to prescribe medications which allegedly could have prevented the injury is a non-use and not within the waiver | holding that A mere non-use of property @ [cannot] support a claim under the Texas Tort Claims Act @ | holding that allegation of nonuse of one type of treatment rather than another does not fall within the definition of use under the Tort Claims Act | holding that the failure to administer an injectable drug is a non-use of tangible property and does not fall under the waiver provisions of the TTCA | holding that the failure to administer an injectable drug is a non‑use of tangible property and does not fall under the waiver provisions of the TTCA | holding that the failure to administer an injectable drug is a non-use of tangible property and does not fall under the waiver provisions of the TTCA | holding that failure to administer an injectable drug is a non-use of tangible property and does not fall under the waiver provisions of the Texas Tort Claims Act | holding that cases where a governmental unit furnished property lacking an integral safety component “represent perhaps the outer bounds of what we have defined as use of tangible personal property” (emphasis added) | holding that the claim involved non-use because the "gravamen" of the plaintiff's complaint was that "a different form of treatment ... would have been more effective," not that the property that was actually used caused any harm | noting that the Tort Claims Act did not "abolish[ ] governmental immunity" but was a "limited waiver [by] the Legislature" | holding that immunity is waived for “claims in which a plaintiff alleges that a state actor has provided property that lacks an integral safety component and that lack of this integral component led to the plaintiff’s injuries” | holding that immunity is waived for “claims in which a plaintiff alleges that a state actor has provided property that lacks an integral safety component and that lack of this integral component led to the plaintiffs injuries” | holding that the claim involved nonuse because the “gravamen” of the plaintiff’s complaint was that “a different form of treatment . . . would have been more effective,” not that the property that was actually used caused any harm | observing that allowing both use and non-use of property to result in waiver under TTCA “would be tantamount to abolishing governmental immunity” | stating that the failure to administer injectable drugs is a non-use of tangible property and does not fall under the waiver provisions of the Texas Tort Claims Act | stating that the failure to administer injectable drugs is a non-use of tangible property and does not fall under the waiver provisions of the Texas Tort Claims Act | stating that the failure to administer injectable drugs is a non-use of tangible property and does not fall under the waiver provisions of the Texas Tort Claims Act | stating that the failure to administer injectable drugs is a non-use of tangible property and does not fall under the waiver provisions of the Texas Tort Claims Act | explaining that the Act's waiver of immunity is implicated when a state actor provides property that lacks an integral safety component and the lack of this safety component leads to the plaintiff's injuries | explaining that the Act’s waiver of immunity is implicated when a state actor provides property that lacks an integral safety component and the lack of this safety component leads to the plaintiff’s injuries | explaining that case establishing waiver of sovereign immunity based on state providing property lacking an integral safety component “represent perhaps the outer bounds of what [the Supreme Court of T
Citator
- Cited by
- 140 opinions
Sydney S. Ewing, Boerne, Randall B. Richards, Boerne, for Respondents.
On May 22, 1990, Ligon voluntarily checked into KSH for treatment. It appeared that Ligon had been drinking and had not been taking his medication at proper levels. On May 24, KSH released Ligon at his request, reinstating the outpatient commitment. On June 1, Ligon brutally murdered his estranged wife, decapitating, dismembering, and burning her body. He then attempted to hide her remains in a field.1
As stated earlier, the trial court rendered judgment for the Clarks against KSH, and the court of appeals affirmed. KSH now petitions this Court to reverse the judgmentPage 584of the court of appeals, claiming that: (1) the Clarks' suit is barred by sovereign immunity; (2) KSH owed no duty to the Clarks; (3) the actions of KSH were not the proximate cause of Rebecca Clark's death; and (4) venue was not proper in Travis County. Because we conclude that the Clarks' action was barred by sovereign immunity, we reverse the judgment of the court of appeals and render judgment for KSH.2
This Court has never held that mere non-use of property can support a claim under the Texas Tort Claims Act.Kassen v.Hatley,887 S.W.2d 4, 14 (Tex. 1994). We have recognized that for "use" of tangible personal property to occur under the terms of the Act, one must "`put or bring [the property] into action or service; to employ for or apply to a given purpose.' "Mount Pleasant Indep. Sch. Dist. v. Estate ofLindburg,766 S.W.2d 208, 211 (Tex. 1989) (quotingBeggs v. Texas Dept. of Mental Health MentalRetardation,496 S.W.2d 252, 254 (Tex.Civ.App. — San Antonio 1973, writ ref'd)). The decisions of this Court, however, have not always fallen neatly within this definition when applying the terms of the Act. The difficulty of interpreting the Act's waiver provisions has led this Court on several occasions to request guidance from the Legislature in interpreting these provisions.See, e.g., Salcedo v. ElPaso Hosp. Dist.,659 S.W.2d 30, 32 (Tex. 1983);Lowev. Texas Tech Univ.,540 S.W.2d 297, 303 (Tex. 1976) (Greenhill, C.J., concurring). The Legislature, however, has remained silent on this issue. As a result, our attempts to construe the Act's waiver provisions have resulted in a "long and arduous history" of cases.University of Texas MedicalBranch v. York,871 S.W.2d 175, 177 (Tex. 1994). Two of these cases, in particular, illustrate the difficulty of interpreting these provisions.
InLowe v. Texas Tech Univ.,540 S.W.2d 297, 298 (Tex. 1976), Lowe alleged that he injured his knee while playing football for the university. The injury allegedly occurred when a coach ordered him to remove his knee brace, worn because of a previous knee injury, and reenter a game without it.Id.at 302 (Greenhill, C.J., concurring). This Court concluded that the knee brace was as integral a part of Lowe's uniform as his helmet or shoulder pads.Id.at 300. The Court therefore held that the State waived immunity by providing Lowe with a football uniform that was defective due to its lack of a knee brace.Id.
This rationale was also applied to invoke the Act's waiver provisions inRobinson v.Page 585Central Texas MHMR Center,780 S.W.2d 169, 171 (Tex. 1989). InRobinson,MHMR took several patients, including Robinson, swimming.Id.at 169. The employees of MHMR knew that Robinson was epileptic and occasionally suffered seizures, causing him to lose consciousness.Id.MHMR and its employees, however, failed to provide Robinson with a life preserver, and he subsequently drowned.Id.This Court concluded that "[a] life preserver was just as much a part of Robinson's swimming attire as the knee brace was part of the uniform inLowe."Id.at 171. The Court therefore held that MHMR waived its immunity.Id.
These cases represent perhaps the outer bounds of what we have defined as use of tangible personal property. We did not intend, in deciding these cases, to allow both use and non-use of property to result in waiver of immunity under the Act. Such a result would be tantamount to abolishing governmental immunity, contrary to the limited waiver the Legislature clearly intended. The precedential value of these cases is therefore limited to claims in which a plaintiff alleges that a state actor has provided property that lacks an integral safety component and that the lack of this integral component led to the plaintiff's injuries. For example, if a hospital provided a patient with a bed lacking bed rails and the lack of this protective equipment led to the patient's injury, the Act's waiver provisions would be implicated.Lowe,540 S.W.2d at 300.
The facts of the present case, however, are distinguishable fromLoweandRobinson.The Clarks have not alleged that KSH failed to provide Ligon with property lacking an integral safety component. In fact, they acknowledge that KSH prescribed to and gave Ligon Thorazine, an anti-psychotic medication. To the contrary, the Clarks argue that the treatment prescribed to Ligon was not as effective as an alternative method of treatment would have been. ForLoweto apply to the Clarks' claims, we must assume that the university would have waived its immunity even if it had provided Lowe with a knee brace as long as Lowe could show that another type of knee brace would have better protected him. Likewise, forRobinsonto apply, we must assume that MHMR would have waived its sovereign immunity even if it had provided Robinson a life preserver if Robinson could show that MHMR should have provided him with a better one. Thus, the facts of this case are different than those inLoweandRobinson.
There cannot be waiver of sovereign immunity in every case in which medical treatment is provided by a public facility. Doctors in state medical facilities use somePage 586form of tangible personal property nearly every time they treat a patient. Because of this fact, a patient suing for negligence could always complain that a different form of treatment than the one employed would have been more effective and still claim waiver under the Act. If such a complaint were enough to constitute the use of tangible personal property under the Act, the doctrine of sovereign immunity would be rendered a nullity. "It is difficult to imagine a tort case which does not involve the use, or nonuse, of some item of real or personal property; and to me, if there is a waiver in all cases where some item of personal property is either used or not used, there is virtually an unrestricted waiver of immunity."Lowe v. Texas Tech Univ.,540 S.W.2d 297, 302 (Tex. 1976) (Greenhill, C.J., concurring). Abolition of immunity is not what the Legislature intended in enacting the Texas Tort Claims Act.
Because the failure to prescribe a certain form of drug simply does not fall within the definition of use under the Act, KSH did not waive its sovereign immunity. For the foregoing reasons, we reverse the judgment of the court of appeals and render judgment for KSH.
ABBOTT, J., filed a dissenting opinion in which PHILLIPS, C.J., and CORNYN and SPECTOR, JJ., join.
The treatment plan KSH created for Gary Ligon required him to meet with a KSH staff member at least once a month "for delivery of medications." KSH was aware that Ligon was not taking his medications and that he became violent when not medication-compliant. Nonetheless, KSH prescribed the oral medication, Thorazine, and released Ligon. Dr. Schultheis, a physician who treated Ligon at KSH, and Dr. Coons, an expert for KSH, testified that Haldol and Prolixin are injectable antipsychotic medications which could be used instead of Thorazine and could be effective for up to one month. Dr. Rosenthal, an expert for the Clarks, testified that the long lasting injections of Prolixin or Haldol should have been used instead of the oral form of Thorazine. Dr. Rosenthal further testified that the use of a long lasting, injectable antipsychotic medication, rather than the inappropriate oral medication, would have kept Ligon medication-compliant and safe for release, preventing the tragic murder of Rebecca Ligon. This evidence, indicating misuse of Thorazine, waived sovereign immunity. Similarly, the condition of the medication — oral rather than injectable — causes a waiver of sovereign immunity.
Clearly, prescription drugs are tangible personal property.See Kassen v. Hatley,887 S.W.2d 4, 15 (Tex. 1994) (Phillips, C.J., dissenting). Sovereign immunity was waived when KSH used drugs to treat Ligon's psychotic behavior.See Quinn v. Memorial Medical Ctr.,764 S.W.2d 915, 917 (Tex.App. — Corpus Christi 1989, no writ);seealso Kassen,887 S.W.2d at 15 (Phillips, C.J., dissenting). InQuinn,the court held that the dispensing of a drug is the use of tangible personal property and waives immunityPage 587the Act. 764 S.W.2d at 917. In this case, the delivery of medications by a KSH staff member likewise constitutes use of medications, waiving immunity under the Act. The Court's reliance on the majority inKassenis misplaced since, in that case, the hospital took medicine away from a patient rather than misusing medicine it was prescribing to a patient.
"Liability has been imposed when the injuries are alleged to have proximately resulted from the negligent use of property in some respect deficient or inappropriate for the purpose for which it was used."Hopkins v. Spring Indep. Sch.Dist.,706 S.W.2d 325, 327 (Tex.App. — Houston [14th Dist.] 1986),aff'd,736 S.W.2d 617(Tex. 1987);see also LeLeaux v. Hamshire-Fannett Indep. Sch.Dist.,835 S.W.2d 49, 51 (Tex. 1992) (stating that use means to bring into action or to apply for a given purpose). In this case, there is evidence that the use of Thorazine by KSH was both deficient and inappropriate for the purpose of safely releasing Ligon, triggering a waiver of immunity.See Lowe v. Texas Tech Univ.,540 S.W.2d 297, 300 (Tex. 1976) (deficient football uniform);Overton MemorialHosp. v. McGuire,518 S.W.2d 528, 529 (Tex. 1975) (deficient hospital bed);Texas Dep't of Corrections v.Jackson,661 S.W.2d 154, 158 (Tex.App. — Houston [1st Dist.] 1983, writ ref'd n.r.e.);see also Robinsonv. Central Tex. MHMR Ctr.,780 S.W.2d 169, 174 (Tex. 1989) (Hecht, J., dissenting) (agreeing that "a governmental unit may be liable for furnishing defective property."). The jury was presented evidence that the drug KSH furnished to Ligon was defective because KSH knew Ligon was not taking his medication.
Admittedly, non-use or failure to use an available drug is not, standing alone, a use of tangible personal property sufficient to waive immunity under the Act.Kassen,887 S.W.2d at 14. This case, however, does not involve the mere failure to provide necessary medicine. Rather, it involves the prescription of a drug which KSH knew Ligon had not taken in the past and probably would not take in the future. Non-use of an available drug is not the proper focus when there is also misuse of prescription medication.
InLowe,this Court held that the failure to include a knee brace when providing a football uniform was a condition or use of tangible personal property.Lowe,540 S.W.2d at 300. Similarly, this Court held that the failure to furnish an available life preserver, as part of a swimming uniform, to an MHMR patient waived sovereign immunity when the staff knew the patient suffered from epileptic seizures which caused him to pass out.Robinson,780 S.W.2d at 171. The circumstances supporting a waiver of immunity here are even stronger than inLoweandRobinson,as KSH furnished drugs specifically to treat Ligon's psychotic behavior. It would be as if the State furnished an inappropriate knee brace inLowe,or an inappropriate life preserver inRobinson.Even the dissenting justices inRobinsonrecognized this would constitute misuse of tangible personal property. 780 S.W.2d at 175 (Hecht, J., dissenting) ("[H]ad the state mental health center . . . negligently supplied Robinson's grandson with a defective life preserver, resulting in his death, its liability would be beyond question."). Precedent thus mandates a decision denying sovereign immunity to KSH.
The Court struggles to distinguishLoweandRobinsonand says that the "difficulty of interpreting the Act's waiver provisions has led this Court on several occasions to request guidance from the Legislature in interpreting these provisions."Anteat 584. The Court ignores, however, its previous and consistent proclamation that legislative inaction following judicial interpretation evidences legislative adoption of such interpretation.See Robinson,780 S.W.2d at 170 n. 4;Allen Sales and Servicenter, Inc. v. Ryan,525 S.W.2d 863, 866 (Tex. 1975);Marmon v. Mustang Aviation,Inc.,430 S.W.2d 182, 186 (Tex. 1968);Moss v.Gibbs,370 S.W.2d 452, 458-59 (Tex. 1963). The Legislature's refusal to revise the waiver provisions of the Act followingLoweandRobinsonimplies that it has adopted those decisions.
The Clarks concede that health care professionals owe no blanket duty to the public. But, they disagree with the assertion that a specific threat against a specific person is required to establish a duty to a non-patient. Instead, the Clarks argue that KSH had a duty because KSH had control over Ligon and knew or reasonably should have known that he posed a serious danger to a readily identifiable person or class of persons. I agree.
At the outset, I conclude thatBirddoes not control this case. InBird,we held that a mental health professional who negligently misdiagnoses sexual abuse of a child owes no duty of care to the child's parent who may suffer false accusations and adverse legal consequences from the misdiagnosis. In reaching that decision, we relied on factors unique to that factual setting, such as the inherent difficulty in diagnosing sexual abuse of a child and the social utility in encouraging a full investigation of sexual abuse claims.Bird,868 S.W.2d at 769. Because those factors have no bearing on a mental health professional's duty of care to third persons who may be harmed by a violent, psychotic patient,Birdis not controlling.
More analogous to this case isOtis Engineering Corp. v.Clark,668 S.W.2d 307(Tex. 1983). In that case we held that employers who exercise control over incapacitated employees owe a duty of reasonable care to third parties who risk injury from that employee.Otis Eng'g,668 S.W.2d at 311. "Such a duty may be analogized to cases in which a defendant can exercise some measure of reasonable control over a dangerous person when there is a recognizable great danger of harm to third persons."Id.; see alsoGraff v. Beard,858 S.W.2d 918, 920 (Tex. 1993) (stating that the right to control is a factor in determining duty).
In recognizing this duty, we have relied in part on section 319 of theRestatement (Second) of Tortswhich provides:
§ 319. Duty of Those in Charge of Person Having Dangerous Propensities
One who takes charge of a third person whom he knows or should know to be likely to cause bodily harm to others if not controlled is under a duty to exercise reasonable care to control the third person to prevent him from doing such harm.
RESTATEMENT (SECOND) OF TORTS § 319 (1965);see OtisEng'g,668 S.W.2d at 311.
Section 319 establishes a duty of care in this case. Following Ligon's release from KSH in August 1989, he remained under a court-ordered out-patient commitment. In the out-patient commitment order, the court rendered findings that Ligon is "mentally ill," that as a result of that mental illness he is "likely . . . [t]o cause serious harm to self and/or others," and that, if not treated, he will "continue to suffer severe and abnormal mental, emotional or physical distress. . . ." The court designated Lois Hutson, a clinical social worker with KSH, as the individual responsible for Ligon's out-patient care, directing her to submit a treatment program to be incorporated into the commitment order.SeeTEX.HEALTH SAFETY CODE §574.037. This treatment program recognized that Ligon had a long history of "assaultive and aggressive behaviors" and was "potentially very dangerous." It called for treatment through a drug regimen to control Ligon's physical aggression and to alleviate his psychotic symptomatology, and it required Ligon to return to the hospital for periodic examinations to monitor his compliance. Hutson was required by statute to inform the court if Ligon failed to comply with the treatment program.SeeTEX.HEALTH SAFETY CODE §574.037(c)(1). Under these circumstances, KSH was in "charge" of Ligon for purposes of section 319 of theRestatement.
Further, there is evidence that KSH knew or should have known that Ligon posed a likely threat to Rebecca if he was not properly medicated. In addition to the findings in the commitment order and treatment program, Ligon's medical records indicated that he was the "most dangerous [type of] patientPage 589seen in a psychiatric practice." "He is potentially suicidal and/or homicidal." "Patient is violent when intoxicated, has attempted suicide several times, has been assaultive towards family and police." "Patient is potentially suicidal and/or homicidal and is alcohol dependent and non-compliant in taking anti-manic meds." "This patient can become extremely dangerous to self or others if not medication-compliant and abstinent from alcohol." Under these circumstances, KSH clearly owed a duty to Rebecca to exercise reasonable care in treating Ligon for his psychotic behavior.
Proximate cause has two elements, foreseeability and cause-in-fact.Travis v. City of Mesquite,830 S.W.2d 94, 98 (Tex. 1992). Foreseeability is satisfied if a person of ordinary intelligence should have anticipated the danger caused by his negligent act.Id.The particular manner of the injury need not be foreseeable to establish this element.Id."Although the criminal conduct of a third party may be a superseding cause which relieves the negligent actor from liability, the actor's negligence is not superseded and will not be excused when the criminal conduct is a foreseeable result of such negligence."Id.
As discussed earlier, there are notes in Ligon's medical file discussing his homicidal tendencies, his assaultive behavior towards his family, his failure to remain medication-compliant, and his violent behavior when not medication-compliant. Further, Ligon was originally committed to KSH for assaulting his wife. This is some evidence that KSH knew or should have known that Ligon would assault Rebecca if released without being properly medicated. As such, the foreseeability prong is satisfied.
Cause-in-fact may be proven by circumstantial evidence.Havner v. E-Z Mart Stores, Inc.,825 S.W.2d 456, 459 (Tex. 1992). Cause-in-fact is established if the negligent act "was a substantial factor in bringing about the injury, and without it harm would not have occurred."Travis,830 S.W.2d at 98;see also Brown v. Edwards Transfer Co.,764 S.W.2d 220, 223 (Tex. 1988).
Experts for both the Clarks and KSH testified that Ligon's medical records indicated that he had been violent towards Rebecca when not medication-compliant and that if released without being properly medicated he would likely be violent towards Rebecca again, especially considering his ongoing separation and divorce. Ligon admitted to the KSH doctors that he was not taking his medication. Dr. Rosenthal, an expert for the Clarks, testified that KSH could have assured Ligon's compliance with his treatment plan by administering long-acting forms of antipsychotic medication by injection, and that the absence of such injections was a "real deficiency" in his treatment plan. This, coupled with the evidence of Ligon's history of violent behavior when off antipsychotic medication, and Ligon's violent murder of Rebecca only seven days after being discharged, is some evidence from which the jury could infer that the hospital's misuse of medication caused Rebecca's death.
Was Kerrville State Hospital negligent in discharging Gary Ligon on May 24, 1990?
You are instructed that in determining the negligence, if any, of the officers and employees of Kerrville State Hospital, consider only their use or misuse ofmedical records, admissionand discharge documents,and/or medications of Gary Ligon.
(emphasis added). KSH objected to this question, arguing to the trial court that "thePage 590particular properties that are attempted to be listed [in question 1] do not come within the definition of tangible personal property, with the exception of medications." The court overruled this objection.
KSH argues that the jury should not have been permitted to consider the use or misuse of medical records or other documents, over its timely objection. I agree. While the paper on which medical records and other documents are printed constitutes tangible personal property, the information contained in the records and documents is intangible.SeeUniversity of Texas Med. Branch v. York,871 S.W.2d 175, 179 (Tex. 1994). The Tort Claims Act does not waive immunity for misuse of intangible information, even if the information is reduced to writing.Id.Because question 1 erroneously allowed the jury to consider the hospital's misuse of the information contained in Ligon's medical records, KSH is entitled to a new trial.See Spencer v. Eagle Star Ins.Co.,876 S.W.2d 154, 157 (Tex. 1994).
For the foregoing reasons, I would reverse the judgment of the court of appeals and remand this cause to the trial court for a new trial.
- Ligon was charged with murder, but was declared incompetent to stand trial and was transferred to the maximum security unit at Vernon State Hospital. ↩
- Because we hold that the Clarks' claims are barred by sovereign immunity, we need not consider KSH's other alleged grounds for reversal. ↩
- The Clarks presented expert testimony that injectionable Prolixin and Haldol can be effective for up to one month after the initial injection. ↩