Statute · California Government Code

Cal. Gov't Code § 86206 — Prohibitions

Cal. Gov't Code § 86206

Type
Statute
Source
California Government Code
Jurisdiction
California
Date
2011-01-01
Current through
Nov 2, 2026 (California Legislative Counsel)

Nothing in this article prohibits the payment of fees for contractual services provided to an investment manager by a placement agent, as defined in Section 82047.3, who is registered with the Securities and Exchange Commission and regulated by the Financial Industry Regulatory Authority, except…

Citator

Cal. Gov't Code § 86206 — Prohibitions is in force in the current edition of the Code, and nothing recorded condemns it.

Nothing in this article prohibits the payment of fees for contractual services provided to an investment manager by a placement agent, as defined in Section 82047.3, who is registered with the Securities and Exchange Commission and regulated by the Financial Industry Regulatory Authority, except as provided in subdivision (f) of Section 86205.