Statute · California Corporations Code
Cal. Corp. Code § 25301 — ADVERTISING SECURITIES
Cal. Corp. Code § 25301
- Type
- Statute
- Source
- California Corporations Code
- Jurisdiction
- California
- Date
- 1998-01-01
- Current through
- Nov 2, 2026 (California Legislative Counsel)
All advertisements published by any broker-dealer that are exempted from filing by paragraph (1) or paragraph (6) of subdivision (b) of Section 25300 shall be approved prior to use by signature or initial of an officer, partner, or responsible supervisory official of the broker-dealer and the…
Citator
Cal. Corp. Code § 25301 — ADVERTISING SECURITIES is in force in the current edition of the Code, and nothing recorded condemns it.
All advertisements published by any broker-dealer that are exempted from filing by paragraph (1) or paragraph (6) of subdivision (b) of Section 25300 shall be approved prior to use by signature or initial of an officer, partner, or responsible supervisory official of the broker-dealer and the signed or initialed copy shall be retained by the broker-dealer in an appropriate file for a period of three years, subject to examination by the commissioner.