Statute · California Corporations Code

Cal. Corp. Code § 25249 — General Provisions

Cal. Corp. Code § 25249

Type
Statute
Source
California Corporations Code
Jurisdiction
California
Date
2023-01-01
Current through
Nov 2, 2026 (California Legislative Counsel)

If, after examination or investigation, the commissioner has reasonable grounds to believe that any broker-dealer or investment adviser is violating or has violated any law or rule binding upon it, the commissioner shall, by written order addressed to the broker-dealer or investment adviser,…

Citator

Cal. Corp. Code § 25249 — General Provisions is in force in the current edition of the Code, and nothing recorded condemns it.

If, after examination or investigation, the commissioner has reasonable grounds to believe that any broker-dealer or investment adviser is violating or has violated any law or rule binding upon it, the commissioner shall, by written order addressed to the broker-dealer or investment adviser, direct the discontinuance of the violation. The order shall be effective immediately, but shall not become final except in accordance with the provisions of Section 25251.