Statute · California Corporations Code
Cal. Corp. Code § 25238 — Licensing and Notice Filing Requirements of Investment Adviser Representatives and Investment Advisers
Cal. Corp. Code § 25238
- Type
- Statute
- Source
- California Corporations Code
- Jurisdiction
- California
- Current through
- Nov 2, 2026 (California Legislative Counsel)
No investment adviser licensed under this chapter and no natural person associated with the investment adviser shall engage in investment advisory activities, or attempt to engage in investment advisory activities, in this state in contradiction of such rules as the commissioner may prescribe…
Citator
Cal. Corp. Code § 25238 — Licensing and Notice Filing Requirements of Investment Adviser Representatives and Investment Advisers is in force in the current edition of the Code, and nothing recorded condemns it.
No investment adviser licensed under this chapter and no natural person associated with the investment adviser shall engage in investment advisory activities, or attempt to engage in investment advisory activities, in this state in contradiction of such rules as the commissioner may prescribe designed to promote fair, equitable and ethical principles.