Statute · California Corporations Code

Cal. Corp. Code § 25232.3 — Licensing and Notice Filing Requirements of Investment Adviser Representatives and Investment Advisers

Cal. Corp. Code § 25232.3

Type
Statute
Source
California Corporations Code
Jurisdiction
California
Date
2003-01-01
Current through
Nov 2, 2026 (California Legislative Counsel)

The commissioner may immediately revoke the certificate of any investment adviser if the investment adviser fails to comply with any currently effective order of the commissioner which is necessary for the protection of any investor, unless the investment adviser secures a court order…

Citator

Cal. Corp. Code § 25232.3 — Licensing and Notice Filing Requirements of Investment Adviser Representatives and Investment Advisers is in force in the current edition of the Code, and nothing recorded condemns it.

The commissioner may immediately revoke the certificate of any investment adviser if the investment adviser fails to comply with any currently effective order of the commissioner which is necessary for the protection of any investor, unless the investment adviser secures a court order restraining the enforcement of the commissioner’s revocation order within 10 days of the date the order is issued.