Statute · California Corporations Code
Cal. Corp. Code § 25213.3 — Licensing of Agents and Broker-Dealers
Cal. Corp. Code § 25213.3
- Type
- Statute
- Source
- California Corporations Code
- Jurisdiction
- California
- Date
- 2003-01-01
- Current through
- Nov 2, 2026 (California Legislative Counsel)
The commissioner shall, after appropriate notices and opportunity for hearing, by order suspend, for a period not exceeding 12 months, or bar from any position of employment, management or control of any broker-dealer, any officer, director, partner, agent, employee of, or person performing…
Citator
Cal. Corp. Code § 25213.3 — Licensing of Agents and Broker-Dealers is in force in the current edition of the Code, and nothing recorded condemns it.
The commissioner shall, after appropriate notices and opportunity for hearing, by order suspend, for a period not exceeding 12 months, or bar from any position of employment, management or control of any broker-dealer, any officer, director, partner, agent, employee of, or person performing similar functions for, a broker-dealer, or any other person, if the person has been convicted of, or has pleaded nolo contendere to, a felony or misdemeanor in violation of Section 25541 that was committed on or after January 1, 1989.