Opinion · Supreme Court of the United States
Vance v. Bradley
59 L. Ed. 2d 171
- Type
- Opinion
- Court
- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 1979-02-22
- Topic
- general
holding a statute survives review unless the classification "is so unrelated to ... any ... legitimate purpose[ ] that we can only conclude that the legislature's actions were irrational" | finding that legislature’s actions must qualify as irrational to fail rational basis review | explaining that a classification may be “to some extent both underinclusive and overinclusive” | finding that legislature’s actions must qualify as irrational to fail rational basis review | noting that rational basis review accepts over- or under-inclusive classifications 31 Case: 19-14551 Date Filed: 02/19/2020 Page: 32 of 78 “because it is in turn rationally related to the secondary objective of legislative convenience” | demonstrating the United States Supreme Court's tolerance for laws that are overinclusive and underinclusive when conducting a rational basis review | demonstrating the United States Supreme Court’s tolerance for laws that are overin-clusive and underinclusive when conducting a rational basis review | line-drawing is upheld even if the classification “is to some extent both underinclu-sive and overinclusive, and hence the line drawn by Congress is imperfect” | line-drawing is upheld even if the classification "is to some extent both underinclusive and overinclusive, and hence the line drawn by Congress is imperfect" | demonstrating the United States Supreme Court’s tolerance for laws that are overinclusive and underinclusive when conducting a rational basis review | demonstrating the United States Supreme Court's tolerance for laws that are overinclusive and underinclusive when conducting a rational basis review | framing question under rational-basis standard as whether legislative facts justify ing classification could “reasonably be conceived to be true by the governmental decisionmaker” | stating that a law will fail rational basis review if "the varying treatment of different groups of persons is so unrelated to the achievement of any combination of legitimate purposes that [the court] can only conclude that the [legislature's] actions were irrational" | upholding Foreign Service Act’s mandatory retirement provisions as rationally related to ensuring “professional competence, as well as mental and physical reliability____” | considering a fifth amendment equal protection claim although the district court had rejected the plaintiffs ADEA claim | stating that where rational basis is the standard, “those challenging the legislative judgment must convince the court that the legislative facts on which the classification is apparently based could not reasonably be conceived to be true by the governmental decisionmaker.” | stating that a law will fail rational basis review if “the varying treatment of different groups of persons is so unrelated to the achievement of any combination of legitimate purposes that [the court] can only conclude that the [legislature’s] actions were irrational” | upholding Foreign Service Act’s mandatory retirement provisions as rationally related to ensuring “professional competence, as well as mental and physical reliability....” | noting "that the section is valid if it is rationally related to furthering a legitimate state interest” (internal quotation marks omitted) | reviewing court must be convinced "that the legislative facts on which the classification is apparently based could not reasonably be conceived to be true by the governmental decisionmakers" | holding mandatory retirement age constitutional despite the statute being underinclusive in failing to remove from employment some younger individuals who were no longer qualified to continue working and overinclusive in removing from employment those who were older but still capable | upholding a law imposing mandatory retirement at age sixty for certain employees but not others | upholding a law imposing mandatory retirement at age sixty for certain employees but not others | stating that a law will fail rational basis review if “the varying t
Citator
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delivered the opinion of the Court.
The issue presented is whether Congress violates the equal protection component of the Fifth Amendment’s Due Process Clause1 by requiring retirement at age 60 of federal employees
I
The statutory provision under attack, § 632 of the Foreign Service Act of 1946, 60 Stat. 1015, as amended, 22 U. S. C. § 1002, mandates the retirement at age 60 of participants in the Foreign Service retirement system.3 That system orig
Appellees have not suggested that the statutory distinction between Foreign Service personnel over age 60 and other federal employees over that age10 burdens a suspect group or
In arguing that § 632 easily satisfies this standard, the appellants submit that one of their legitimate and substantial goals is to recruit and train and to assure the professional competence, as well as the mental and physical reliability, of the corps of public servants who hold positions critical to our foreign relations, who more often than not serve overseas, frequently under difficult and demanding conditions, and who must be ready for such assignments at any time. Neither the District Court nor appellees dispute the validity of this goal.
II
At least since the enactment of the Rogers Act in 1924, which created the Foreign Service by reorganizing the diplomatic and consular services into a single entity, Congress has recognized the distinctive requirements associated with the conduct of the country’s foreign relations and has provided personnel policies for the Foreign Service separate and apart from the general Civil Service system. Among other differences, Foreign Service officers have been subject to an earlier retirement age than is true in the Civil Service.
Congress continued to give special attention to the Foreign Service when it passed the Foreign Service Act of 1946, 60 Stat. 999, which, with amendments, is still in effect. That Act reorganized the Foreign Service, provided it with a new personnel structure, and revised its retirement system. The intention was to produce a “disciplined and mobile corps of trained men . . . through entry at the bottom on the basis of competitive examination and advancement by merit to positions of command.” H. R. Rep. No. 2508, 79th Cong., 2d Sess., 1 (1946).13 In furtherance of “the fundamental career
It was also in 1946 that the compulsory retirement age for most classes of Foreign Service officers was lowered from 65 to 60. This provision, § 632, was grouped with the selection-out sections of the Act.15 Together these sections “prescribe the
The District Court nevertheless rejected this justification for § 632, stating in conclusory fashion that “recruiting and promoting younger people solely because of their youth is inherently discriminatory and cannot provide a legitimate basis for the statutory scheme.” 436 F. Supp., at 136. Whether or not this is a sound legal proposition, we think that the
The District Court also rejected this justification for § 632 because “there is no obvious reason why [it] would not equally apply to the Civil Service.” 436 F. Supp., at 136. But this criticism ignores the evident congressional conviction that the country should be at great pains to assure the high quality of those occupying positions critical to the conduct of our foreign relations in the post-war world.19 Congress plainly intended
The appellants also submit that the Foreign Service involves extended overseas duty under difficult and often hazardous conditions and that the wear and tear on members of this corps is such that there comes a time when these posts should be filled by younger persons. Mandatory retirement, it is said, minimizes the risk of less than superior performance
As we have indicated, under the Rogers Act retirement of Foreign Service officers was required at 65, whereas under the relevant statute the retirement age for most Civil Service employees with sufficient length of service was 70 years of age. Choosing the lower age for the Foreign Service was a considered choice.21 The principal sponsor of the legislation identified the reason for retiring Foreign Service and military officers earlier than Civil Service employees:
“I think the analogy of the foreign service officer to the Army officer and to the naval officer is much more complete than to the civil-service employee in Washington.
“The foreign-service officer is going hither and yon about the world, giving up fixed places of abode, often rendering difficult and hazardous service of prime importance to the United States.
“I call to the attention of the gentleman the fact that the kind of service which these men must render involves going to the Tropics; it involves very difficult and unsettling changes in the mode of life. The consensus of opinion was that the country was better off to retire them, as a general rule, at 65.” 65 Cong. Rec. 7564-7565 (1924) (Rep. Rogers).
In the intervening years, the Federal Government has often repeated the concern first raised in 1924.22 Congress not only
The District Court did not deny the legitimacy of the
Our first difficulty with this conclusion is that it ignores what we have already pointed out — namely, that Congress has legislated separately for the Foreign Service and has gone to great lengths to assure that those conducting our foreign relations will be sufficiently competent and reliable in all respects. If Congress attached special importance to high performance in these positions, which it seems to us that it did, it was quite rational to avoid the risks connected with having older employees in the Foreign Service but to tolerate those risks in the Civil Service. Whether or not individual judges may agree with this assessment, it is not for the courts to reject it.
Putting aside this rational basis for sustaining § 632, however, the District Court was in error for other reasons in invalidating the statute on the ground that Civil Service employees serving overseas under similar conditions and facing comparable hardships were not also subject to the burden of early retirement. Those subject to § 632 compose a rela
The same is not true of the Civil Service. Only approximately 5% of these employees serve overseas at any one time, and foreign duty is in the main a voluntary matter.25 We
Even if the classification involved here is to some extent both underinclusive and overinclusive, and hence the line drawn by Congress imperfect, it is nevertheless the rule that in a case like this “perfection is by no means required.” Phillips Chemical Co. v. Dumas School Dist., 361 U. S. 376, 385 (1960); accord, San Antonio School Dist. v. Rodriguez, 411 U. S. 1, 51 (1973). The provision “does not offend the Constitution simply because the classification 'is not made with mathematical nicety ....’” Dandridge v. Williams, 397 U. S. 471, 485 (1970), quoting Lindsley v. Natural Carbonic Gas Co., 220 U. S. 61, 78 (1911).26 If increasing age brings with it increasing susceptibility to physical difficulties, as the District Court was apparently willing to assume, the fact that individual Foreign Service employees may be able to perform past age 60 does not invalidate § 632 any more than did the similar truth undercut compulsory retirement at age 50 for uniformed state police in Murgia. Because Congress desired to maintain the competence of the Foreign Service, the mandatory retirement age of 60 rationally furthers
We accept such imperfection because it is in turn rationally related to the secondary objective of legislative convenience. The Foreign Service retirement system and the Civil Service retirement system are packages of benefits, requirements, and restrictions serving many different purposes. When Congress decided to include groups of employees within one system or the other, it made its judgments in light of those amalgamations of factors. Congress was entitled to conclude that certain groups of employees share more characteristics with Foreign Service officers than with Civil Service personnel even though not serving for as long in as important overseas posts, and that other employees share more characteristics with Civil Service personnel than with Foreign Service officers even though serving some time in some overseas positions. Congress chose not to examine exactly which individual employees are likely to serve long enough in important enough positions in demanding enough locales to warrant mandatory early retirement. Rather than abandoning its primary end completely, or unnecessarily including all federal employees within the means, it drew a line around those groups of employees it thought most generally pertinent to its' objective. Whether we, or the District Court, think Congress was unwise in not choosing a means more precisely related to its primary purpose is irrelevant. Califano v. Jobst, 434 U. S. 47, 56-58 (1977); New Orleans v. Dukes, 427 U. S. 297, 303 (1976).
IV
Despite all this, appellees urge us to affirm the judgment on a basis not relied upon by the District Court: that the mandatory retirement age of 60 has no relation to the objective of reliable service in important foreign posts because
Appellees rely in particular on the posture of the case— cross motions for summary judgment. They point out that their affidavits state that many overseas posts are as comfortable and safe as any in the United States; that many Foreign Service personnel under 60 have health problems; that employees just under the mandatory retirement age fill their fair share of hardship posts; and that age is not related to susceptibility to certain diseases and ailments' commonly linked to life overseas.
Appellees seem to believe that appellants had" to have current empirical proof that health and energy tend to decline somewhat by age 60 and had to offer such proof for the District Court’s perusal before the statute could be sustained.28 Such evidence of course would argue powerfully for sustaining the statute, see Murgia, 427 U. S., at 314-315, n. 7. But this case, as equal protection cases recurringly do, involves a legislative classification contained in a statute. In ordinary civil litigation, the question frequently is which party has
“The District Court’s responsibility for making ‘findings of fact’ certainly does not authorize it to resolve conflicts in the evidence against the legislature’s conclusion or even to reject the legislative judgment on the basis that without convincing statistics in the record to support it, the legislative viewpoint constitutes nothing more than what the District Court in this case said was ‘pure speculation.’ ” Firemen v. Chicago, R. I. & P. R. Co., 393 U. S., at 138-139.
Consequently, appellees were required to demonstrate that Congress has no reasonable basis for believing that conditions overseas generally are more demanding than conditions in the United States and that at age 60 or before many persons begin something of a decline in mental and physical reliability. Appellees have not satisfied these requirements. They say that many overseas posts are as pleasant as those in the United States and that many people over age 60 are healthy and many younger people are not.29 But they admit that age
“It makes no difference that the facts may be disputed or their effect opposed by argument and opinion of serious strength. It is not within the competency of the courts to arbitrate in such contrariety.” Rast v. Van Deman & Lewis Co., 240 U. S. 342, 357 (1916).
For these reasons, the judgment appealed from must be reversed.
So ordered.
Concern with assuring equal protection was part of the fabric of our Constitution even before the Fourteenth Amendment expressed it most
Appellees also urged in the District Court that the mandatory retirement age violated the Age Discrimination in Employment Act of 1967, 29 U. S. C. § 633a, an Executive Order, and Civil Service regulations. A single District Judge rejected these nonconstitutional claims, Bradley v. Kissinger, 418 F. Supp. 64 (DC 1976), and no appeal was taken. Appellees abandoned their other nonconstitutional claims. See 436 F. Supp., at 135 n. 1.
Participation in the system is defined by 22 U. S. C. § 1063. Recently, an average of 44 employees per year have been mandatorily retired.
§ 16, 82 Stat. 814.
§§ 501 (a), 522 (a)-(c), 90 Stat. 834, 846-847. See also, § 31 (b), 74 Stat. 838 (including those with 10 years of continuous service).
82 Stat. 812.
§ 16, 87 Stat. 722-723.
Age Discrimination in Employment Act Amendments of 1978, § 5 (c), 92 Stat. 191.
5 U. S. C. § 8335, which was repealed by the Age Discrimination in Employment Act Amendments of 1978, §5 (c), 92 Stat. 191.
Since the age factor is present in both groups, the gravamen of appellees’ claim, as it developed, was that § 632 discriminates on the basis of job classification. The District Court originally stated in a footnote that, besides the distinction between Foreign Service and Civil Service personnel, appellees “also claim section 632 discriminates between those who have reached age sixty and those who are younger.” In response to appellants’ complaint that no such issue was in the case, appellees “stressed that [they were] eschewing any such claim in this case and claiming only that Foreign Service employees were being forced to retire without a rational basis at an earlier age than government employees generally.” Plaintiffs’ Memorandum of Points and Authorities in Response to Defendants’ Motion for Reconsideration 4 (July 21, 1977). The District Court accepted appellees’ invitation to remove from its opinion the sentence and accompanying discussion, expressly finding that the contention had been abandoned. Order of July 28, 1977. See also Plaintiffs’ Memorandum of Points and Authorities in Opposition to Defendants’ Motion to Dismiss
E. g., San Antonio School Dist. v. Rodriguez, 411 U. S. 1, 40 (1973).
Congress’ recent action with respect to mandatory retirement ages shows that the political system is working. See n. 8, supra, and accompanying text. Indeed, the House preserved the Foreign Service provision, at least for the time being, to allow the appropriate international relations committee to study the issue. 123 Cong. Rec. 30556 (1977).
The Senate Report’s general discussion of the Act is identical to that of the House Report. Cf. S. Rep. No. 1731, 79th Cong., 2d Sess., 1-10 (1946).
Accord, H. R. Rep. No. 229, 84th Cong., 1st Sess., 2 (1955) (emphasizing the career concept); 101 Cong. Rec. 3554 (1955) (Rep. Richards) (“The Foreign Service is a career service that a man enters at the bottom and works his way up. When the Committee on Foreign Affairs wrote the Foreign Service Act of 1946 which the Congress adopted, that principle was stressed”). Even when it occasionally found it necessary to make lateral entry easier, Congress emphasized that it still preferred to have “expansion take place over a period of years by the admission to the Foreign Service of applicants in the lower classifications.” S. Rep. No. 127, 84th Cong., 1st Sess., 8 (1955); accord, id., at 10 (statement of Deputy Under Secretary of State Henderson) (State Department would also prefer to have entrance be through the junior level); Hearings before the House Committee on Foreign Affairs on H. R. 4941, 84th Cong., 1st Sess., 45 (1955) (Rep. Williams) (recognizing policy of “entry at the bottom and working up on the merit basis”).
Of those now subject to § 632, only Foreign Service Staff officers and employees are not also subject to selection out. Staff personnel covered by § 632, however, are expected to be career employees, and thus it is rational to presume for them as well that mandatory retirement would
Congress later created an even higher category of “career ambassadors.” Pub. L. 250, §§ 4-9, 69 Stat. 537.
Congress in 1955 made class 1 officers subject to the selection-out process as well, § 7, 69 Stat. 25-26, but nothing in the legislative history of that amendment indicates any reversal of the position that most of the involuntary vacancies in the higher ranks would have to be through mandatory retirement.
As Congress described the system, “[m]ost separations should occur near the top (for age or through voluntary retirement) or at the bottom, while the number of men selected out in the middle classes and at middle ages would be limited.” H. R. Rep. No. 2508, 79th Cong., 2d Sess., 90 (1946).
See 65 Cong. Rec. 7564^-7565 (1924) (remarks of Rep. Rogers quoted in text, infra, at 104) (Foreign Service positions are often “of prime importance to the United States”); 101 Cong. Rec. 3562 (1955) (Rep. Judd) (“The first responsibility of a good government is to safeguard the security of the nation. The first line of defense in achieving this first objective ... is our diplomatic corps and those who direct and back it up in the Department of State”); id., at 3560 (Rep. Bentley) (“Because of the duties and responsibilities they undertake, because of the services they render to American individuals and American business interests, because of their vital role in the conduct of our foreign policy, we in the Congress
Appellees also argue that however desirable it is to create promotion opportunities it is arbitrary to impose the burden only on those over
In designing this unified personnel scheme in 1946, Congress presumed that those in the highest classes would be close to or over age 60, H. ft. Rep. No. 2508, supra n. 18, at 91, that those in the next two highest categories would be between 45 and 55, id,., at 92, and that those in the next two ranks down would be quite young. Id., at 93. These presumptions are hardly irrational in a system designed with the intention that most personnel would begin their professional careers at the bottom of the Service and move upward with time. See id., at 5; n. 14, supra. Thus, those who have reached age 60 are likely to have achieved the top ranks of the Service, and their departures usually will have a domino effect creating opportunities at each lower level.
Moreover, appellees have not shown that their alternative would be any less arbitrary than they think the present system is. As Congress recognized, selection out works best at the lower ranks where differences in merit are the greatest. See H. R. Rep. No. 229, supra n. 14, at 12. At the top ranks, where the officers have all been selected up a number of times, it is increasingly difficult to try to draw fine distinctions between persons who may all be extremely competent. And because Congress decided to grant annuities to those in the upper categories who are selected out after having dedicated much of their lives to the service, it found that “the system should be administered to reduce to a minimum the number of separations of middle-aged men, not only because of the hardship on them, but because of the expense to the Government.” H. R. Rep. No. 2508, supra n. 18, at 92.
Congress expressly rejected setting the Foreign Service retirement age at the same level as for Civil Service personnel. 65 Cong. Rec. 7586 (1924).
E. g., S. Rep. No. 168, 77th Cong., 1st Sess., 2 (1941), and H. R. Rep. No. 389, 77th Cong., 1st Sess., 3 (1941) (reprinting letter from
When Congress included career staff in the retirement system, it found that the same concern applies to them:
“The Foreign Service retirement system is designed to give recognition to the need for earlier retirement age for career Foreign Service personnel who spend the majority of their working years outside the United States adjusting to new working and living conditions every few years. Staff personnel who serve for any length of time are subject to the same conditions.” H. R. Rep. No. 2104, 86th Cong., 2d Sess., 31 (1960).
Of course, nothing in the Constitution, or in this opinion, limits Congress in reversing its judgment on this score or in determining that other competing policies are more important.
Not only must these employees constantly be available for foreign duty, but also Foreign Service officers are required by law to spend most of their careers overseas. 22 U. S. C. § 961 (a). Most but not all of the employees subject to mandatory retirement at age 60 are subject to this latter requirement. The reason for the incomplete correlation is that not all those who are participants in the Foreign Service retirement system, 22 U. S. C. § 1063, are also defined as “officer[s] or employee[s] of the Service” by §961 (a). See also 22 U. S. C. §937 (assignment of staff officers and employees). When Congress first provided for the integration of certain Civil Service employees of the State Department into the Foreign Service, it did so specifically to increase “the number of officers available for assignment overseas S. Rep. No. 127, supra n. 14, at 2.
The District Court was able to state with assurance only that a relative handful of these Civil Service personnel — employees of the Foreign Agricultural Service — remain overseas for nearly as long as do Foreign Service officers. 436 F. Supp., at 137. Many of the overseas Civil Serv
“[T]he demand for perfection must inevitably compromise with the hard facts of political life.” Tussman & tenBroek, The Equal Protection of the Laws, 37 Calif. L. Rev. 341, 350 (1949).
This latter ground amounts to a contention that there is no justification for discriminating between Foreign Service employees over 60 and those under that age. Indeed, when pressed in oral argument, appellees stated that as an entirely separate theory. Tr. of Oral Arg. 27-29. But as noted earlier, n. 10, supra, the District Court found that appellees had abandoned any claim of this land. Appellees have not informed us of any reason to believe that the District Court erred in that regard, and we are unable to discern one. In any event, as indicated in the text, we find no merit in the contention that Congress could not conclude that age involves increased risks of less than superior performance in overseas assignments. We note also that the argument is unresponsive to the justification for § 632 canvassed in Part II of this opinion.
"The State is not compelled to verify logical assumptions with statistical evidence.” Hughes v. Alexandria Scrap Corp., 426 U. S. 794, 812 (1976).
Congress allows appellants to retain individual employees for up to five years beyond retirement age, if that is determined “to be in the public interest,” 22 U. S. C. § 1002, thus eliminating some of the over-
The biennial physical examinations relied upon by the dissent, post, at 122, do not remove the risk of unexpected health problems undercutting reliability in the interim.