Opinion · Supreme Court of the United States
United States v. Patane
124 S. Ct. 2620
- Type
- Opinion
- Court
- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 2004-06-28
- Topic
- general
holding that physical evidence obtained as a result of unwarned statements is not excluded by Miranda | holding that physical evidence obtained as a result of unwarned statements is not excluded by Mi randa | holding that the Fifth Amendment did not require the suppression of the physical fruits of a non-Mirandized, voluntary statement | holding that "the Miranda rule is a prophylactic employed to protect against violations of the Self-Incrimination Clause" | holding that Miranda does not require the suppression of the fruits of a voluntary but un-Mirandized statement made during custodial questioning | holding that Miranda does not require the suppression of the fruits of a voluntary but un-Mirandized statement made during custodial questioning | holding that the exclusionary rule does not apply to the physical fruits of Miranda violations | holding that fruit of the poisonous tree doctrine does not apply to physical evidence obtained as a result of Miranda violations | holding that the Fifth Amendment did not require the suppression of the physical fruits of a Miranda violation where the statement was voluntary | holding that the physical fruit of unwarned but voluntary statements does not have to be suppressed | holding that nontestimonial physical evidence need not be suppressed under Miranda because it "does not implicate the Self-Incrimination Clause" | concluding that the failure to provide Miranda warnings did not require suppression of the physical evidence of the suspect’s voluntary statement given without Miranda warnings while in custody | holding that the exclusionary rule does not apply to physical evidence obtained as a result of questioning that violated Miranda v. Arizona, 384 U.S. 436 (1966) | holding that the exclusionary rule does not apply to physical evidence obtained as a result of questioning that violated Miranda v. Arizona, 384 U.S. 436 (1966) | holding that a failure to give a suspect Miranda warn ings does not require “suppression of the physical fruits of the suspect’s unwarned but voluntary statements” | holding that statements obtained in contravention of Miranda’s requirements do not taint seizures | holding that “violations of Miranda do not justify exclusion of physical evidence resulting therefrom” | holding that violation of Miranda does not require suppression of nontestimonial evidence | holding that an officer's failure to administer full Miranda warnings did not require suppression of derivative physical evidence where the defendant interrupted the officer's attempt to provide the requisite warnings and the confession was clearly voluntarily | holding failure to give suspect Miranda warnings did not require suppression of physical fruits of suspect’s unwarned but voluntary statement | holding failure to give suspect Miranda warnings did not require suppression of physical fruits of suspect's unwarned but voluntary statement | holding failure to give suspect Miranda warnings did not require suppression of physical fruits of suspect's unwarned but voluntary statement | acknowledging that Fifth Amendment requires that physical evidence derived from actually coerced statements must be suppressed | holding that an officer’s failure to administer full Miranda warnings did not require suppression of derivative physical evidence where the defendant interrupted the officer’s attempt to provide the requisite warnings and the confession was clearly voluntarily | asserting that privilege cannot be violated by introduction of non-testimonial evidence obtained as a result of voluntary statement | noting that “[o]ur cases also make clear ... that a mere failure to give Miranda warnings does not, by itself, violate a suspect’s constitutional rights” | holding that physical evidence obtained under similar circumstances is admissible | holding accidental failure to give suspect Miranda warnings did not require suppression of physical fruits of suspect's unwarned but voluntary statement | noting that the
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announced the judgment of the Court and delivered an opinion, in which The Chief Justice and Justice Scalia join.
In this case we must decide whether a failure to give a suspect the warnings prescribed by Miranda v. Arizona,
I
In June 2001, respondent, Samuel Francis Patane, was arrested for harassing his ex-girlfriend, Linda O’Donnell. He was released on bond, subject to a temporary restraining order that prohibited him from contacting O’Donnell. Respondent apparently violated the restraining order by attempting to telephone O’Donnell. On June 6, 2001, Officer Tracy Fox of the Colorado Springs Police Department began to investigate the matter. On the same day, a county probation officer informed an agent of the Bureau of Alcohol, Tobacco and Firearms (ATF), that respondent, a convicted felon, illegally possessed a .40 Glock pistol. The ATF relayed this information to Detective Josh Benner, who worked
After reaching the residence and inquiring into respondent’s attempts to contact O’Donnell, Officer Fox arrested respondent for violating the restraining order. Detective Benner attempted to advise respondent of his Miranda rights but got no further than the right to remain silent. At that point, respondent interrupted, asserting that he knew his rights, and neither officer attempted to complete the warning.1 App. 40.
Detective Benner then asked respondent about the Glock. Respondent was initially reluctant to discuss the matter, stating: ‘T am not sure I should tell you anything about the Glock because I don’t want you to take it away from me.” Id., at 41. Detective Benner persisted, and respondent told him that the pistol was in his bedroom. Respondent then gave Detective Benner permission to retrieve the pistol. Detective Benner found the pistol and seized it.
A grand jury indicted respondent for possession of a firearm by a convicted felon, in violation of 18 U. S. C. § 922(g)(1). The District Court granted respondent’s motion to suppress the firearm, reasoning that the officers lacked probable cause to arrest respondent for violating the restraining order. It therefore declined to rule on respondent’s alternative argument that the gun should be suppressed as the fruit of an unwarned statement.
The Court of Appeals reversed the District Court’s ruling with respect to probable cause but affirmed the suppression order on respondent’s alternative theory. The court rejected the Government’s argument that this Court’s decisions in Elstad, supra, and Tucker, supra, foreclosed application of the fruit of the poisonous tree doctrine of Wong Sun
As we explain below, the Miranda rule is a prophylactic employed .to protect against violations of the Self-Incrimination Clause. The Self-Incrimination Clause, however, is not implicated by the admission into evidence of the physical fruit of a- voluntary statement. Accordingly, there is no justification for extending the Miranda rule to this con
II
The Self-Incrimination Clause provides: “No person . . . shall be compelled in any criminal case to be a witness against himself.” U. S. Const., Amdt. 5. We need not decide here the precise boundaries of the Clause’s protection. For present purposes, it suffices to note that the core protection afforded by the Self-Incrimination Clause is a prohibition on compelling a criminal defendant to testify against himself at trial. See, e. g., Chavez v. Martinez, 538 U. S. 760, 764-768 (2003) (plurality opinion); id., at 777-779 (Souter, J., concurring in judgment); 8 J. Wigmore, Evidence § 2263, p. 378 (J. McNaughton rev. ed. 1961) (explaining that the Clause “was directed at the employment of legal process to extract from the person's own lips an admission of guilt, which would thus take the place of other evidence”); see also United States v. Hubbell, 530 U. S. 27, 49-56 (2000) (Thomas, J., concurring) (explaining that the privilege might extend to bar the compelled production of any incriminating evidence, testimonial or otherwise). The Clause cannot be violated by the introduction of nontestimonial evidence obtained as a result of voluntary statements. See, e. g., id., at 34 (noting that the word “ ‘witness’ ” in the Self-Incrimination Clause “limits the relevant category of compelled incriminating communications to those that are ‘testimonial’ in character”); id., at 35 (discussing why compelled blood samples do not violate the Clause; cataloging other examples and citing cases); Elstad, 470 U. S., at 304 (“The Fifth Amendment, of
To be sure, the Court has recognized and applied several prophylactic rules designed to protect the core privilege against self-incrimination. See, e. g., Chavez, supra, at 770-772 (plurality opinion). For example, although the text of the Self-Incrimination Clause at least suggests that “its coverage [is limited to] compelled testimony that is used against the defendant in the trial itself,” Hubbell, supra, at 37, potential suspects may, at times, assert the privilege in proceedings in which answers might be used to incriminate them in a subsequent criminal case. See, e. g., United States v. Balsys, 524 U. S. 666, 671-672 (1998); Minnesota v. Murphy, 465 U. S. 420, 426 (1984); cf. Kastigar v. United States, 406 U. S. 441 (1972) (holding that the Government may compel grand jury testimony from witnesses over Fifth Amendment objections if the witnesses receive “use and derivative use immunity”); Uniformed Sanitation Men Assn., Inc. v. Commissioner of Sanitation of City of New York, 392 U. S. 280, 284 (1968) (allowing the Government to use economic compulsion to secure statements but only if the Government grants appropriate immunity). We have explained that “[t]he natural concern which underlies [these] decisions is that an inability to protect the right at one stage of a proceeding may make its invocation useless at a later stage.” Tucker, 417 U. S., at 440-441.
But because these prophylactic rules (including the Miranda rule) necessarily sweep beyond the actual protections of the Self-Incrimination Clause, see, e. g,, Withrow, supra, at 690-691; Elstad, supra, at 306, any further extension of these rules must be justified by its necessity for the protection of the actual right against compelled self-incrimination, Chavez, supra, at 778 (Souter, J., concurring in judgment) (requiring a “ ‘powerful showing’ ” before “expanding] . . . the privilege against compelled self-incrimination”). Indeed, at times the Court has declined to extend Miranda even where it has perceived a need to protect the privilege against self-incrimination. See, e. g., Quarles, supra, at 657 (concluding “that the need for answers to questions in a situation posing a threat to the public safety outweighs the need for the prophylactic rule protecting the Fifth Amendment’s privilege against self-incrimination”).
It is for these reasons that statements taken without Miranda warnings (though not actually compelled) can be used to impeach a defendant’s testimony at trial, see Elstad, supra, at 307-308; Harris v. New York, 401 U. S. 222 (1971), though the fruits of actually compelled testimony cannot, see New Jersey v. Portash, 440 U. S. 450, 458-459 (1979). More generally, the Miranda rule “does not require that the statements [taken without complying with the rule] and their fruits be discarded as inherently tainted,” Elstad, 470 U. S., at 307. Such a blanket suppression rule could not be justi
Furthermore, the Self-Incrimination Clause contains its own exclusionary rule. It provides that “[n]o person . . . shall be compelled in any criminal case to be a witness against himself.” Arndt. 5. Unlike the Fourth Amendment’s bar on unreasonable searches, the Self-Incrimination Clause is self-executing. We have repeatedly explained “that those subjected to coercive police interrogations have an automatic protection from the use of their involuntary statements (or evidence derived from their statements) in any subsequent criminal trial.” Chavez, 538 U. S., at 769 (plurality opinion) (citing, for example, Elstad, supra, at 307-308). This explicit textual protection supports a strong presumption against expanding the Miranda rule any further. Cf. Graham v. Connor, 490 U. S. 386 (1989).
Finally, nothing in Dickerson, including its characterization of Miranda as announcing a constitutional rule, 530 U. S., at 444, changes any of these observations. Indeed, in Dickerson, the Court specifically noted that the Court’s “subsequent cases have reduced the impact of the Miranda rule on legitimate law enforcement while reaffirming [Miranda]’s core ruling that unwarned statements may not be used as evidence in the prosecution’s case in chief.” Id., at 443-444. This description of Miranda, especially the emphasis on the use of “unwarned statements ... in the prosecution’s case in chief,” makes clear our continued focus on the protections of the Self-Incrimination Clause. The Court’s reliance on our Miranda precedents, including both Tucker and Elstad, see, e. g., Dickerson, supra, at 438, 441, further demonstrates the continuing validity of those decisions. In short, nothing in Dickerson calls into question our continued
Ill
Our cases also make clear the related point that a mere failure to give Miranda warnings does not, by itself, violate a suspect’s constitutional rights or even the Miranda rule. So much was evident in many of our pre-Dickerson cases, and we have adhered to this view since Dickerson. See Chavez, 538 U. S., at 772-773 (plurality opinion) (holding that a failure to read Miranda warnings did not violate the respondent’s constitutional rights); 538 U. S., at 789 (Kennedy, J., concurring in part and dissenting in part) (agreeing “that failure to give a Miranda warning does not, without more, establish a completed violation when the unwarned interrogation ensues”); Elstad, supra, at 308; Quarles, 467 U. S., at 654; cf. Chavez, supra, at 777-779 (Souter, J., concurring in judgment). This, of course, follows from the nature of the right protected by the Self-Incrimination Clause, which the Miranda rule, in turn, protects. It is “ ‘a fundamental trial right.’” Withrow, 507 U.S., at 691 (quoting United States v. Verdugo-Urquidez, 494 U. S. 259, 264 (1990)). See also Chavez, 538 U. S., at 766-768 (plurality opinion); id., at 790 (Kennedy, J., concurring in part and dissenting in part) (“The identification of a Miranda violation and its consequences, then, ought to be determined at trial”).
It follows that police do not violate a suspect’s constitutional rights (or the Miranda rule) by negligent or even deliberate failures to provide the suspect with the full panoply of warnings prescribed by Miranda. Potential violations occur, if at all, only upon the admission of unwarned statements into evidence at trial. And, at that point, “[t]he exclusion of unwarned statements ... is a complete and sufficient
Thus, unlike unreasonable searches under the Fourth Amendment or actual violations of the Due Process Clause or the Self-Incrimination Clause, there is, with respect to mere failures to warn, nothing to deter. There is therefore no reason to apply the “fruit of the poisonous tree” doctrine of Wong Sun, 371 U. S., at 488.4 See also Nix v. Williams, 467 U. S. 431, 441 (1984) (discussing the exclusionary rule in the Sixth Amendment context and noting that it applies to “illegally obtained evidence [and] other incriminating evidence derived from [it]” (emphasis added)). It is. not for this Court to impose its preferred police practices on either federal law enforcement officials or their state counterparts.
IV
In the present case, the Court of Appeals, relying on Dickerson, wholly adopted the position that the taking of unwarned statements violates a suspect’s constitutional rights. 304 F. 3d, at 1028-1029.5 And, of course, if this were so, a
But Dickerson’s characterization of Miranda as a constitutional rule does not lessen the need to maintain the closest possible fit between the Self-Incrimination Clause and any judge-made rule designed to protect it. And there is no such fit here. Introduction of the nontestimonial fruit of a voluntary statement, such as respondent’s Glock, does not' implicate the Self-Incrimination Clause. The admission of such fruit presents no risk that a defendant’s coerced statements (however defined) will be used against him at a criminal trial. In any case, “[t]he exclusion of unwarned statements ... is a complete and sufficient remedy” for any perceived Miranda violation. Chavez, supra, at 790 (Kennedy, J., concurring in part and dissenting in part). See also H. Friendly, Benchmarks 280-281 (1967). There is simply no need to extend (and therefore no justification for extending) the prophylactic rule of Miranda to this context.
Similarly, because police cannot violate the Self-Incrimination Clause by taking unwarned though voluntary statements, an exclusionary rule cannot be justified by reference to a deterrence effect on law enforcement, as the Court of Appeals believed, 304 F. 3d, at 1028-1029. Our decision not to apply Wong Sun to mere failures to give Miranda warnings was sound at the time Tucker and Elstad were decided, and we decline to apply Wong Sun to such failures now.
The Court of Appeals ascribed significance to the fact that, in this case, there might be “little [practical] difference between [respondent’s] confessional statement” and the actual physical evidence. 304 F. 3d, at 1027. The distinction, the court said, “appears to make little sense as a matter of policy.” Ibid. But, putting policy aside, we have held that “[t]he word ‘witness’ in the constitutional text limits the”
Accordingly, we reverse the judgment of the Court of Ap: peals and remand the case for further-proceedings.
It is so ordered.
The Government concedes that respondent’s answers to subsequent on-the-scene questioning are inadmissible at trial under Miranda v. Arizona, 384 U. S. 436 (1966), despite the partial warning and respondent’s assertions that he knew his rights.
The Court of Appeals also distinguished Oregon v. Elstad, 470 U. S. 298 (1985), on the ground that the second (and warned) confession at issue there was the product of the defendant’s volition. 304 F. 3d, at 1019, 1021. For the reasons discussed below, we do not find this distinction relevant.
We acknowledge that there is language in some of the Court’s post-Miranda decisions that might suggest that the Miranda rule operates as a direct constraint on police. See, e. g., Stansbury v. California, 511 U. S. 318, 322 (1994) (per curiam); Moran v. Burbine, 475 U. S. 412, 420 (1986) (stating that “Miranda imposed on the police an obligation to follow certain procedures”); cf. Edwards v. Arizona, 451 U. S. 477, 485 (1981). But Miranda itself made clear that its focus was the admissibility of statements, see, e. g,, 384 U. S., at 439, 467, a view the Court reaffirmed in Dickerson v. United States, 530 U. S. 428, 443-444 (2000) (equating the Miranda rule with the proposition that “unwarned statements may not be used as evidence in the prosecution’s case in chief” (emphasis added)).
We reject respondent’s invitation to apply the balancing test of Nardone v. United States, 308 U. S. 338 (1939). Brief for Respondent 15-33. At issue in Nardone was the violation of a federal wiretap statute, and the Court employed an exclusionary rule to deter those violations. But, once again, there are no violations (statutory or constitutional) to deter here.
It is worth mentioning that the Court of Appeals did not have' the benefit of our decision in Chavez v. Martinez, 538 U. S. 760 (2003).
While Fourth Amendment protections extend to “persons, houses, papers, and effects,” the Self-Incrimination Clause prohibits only compelling a defendant to be “a witness against himself,” Arndt. 5.
It is not clear whether the Government could have used legal processes actually to compel respondent to produce the Glock, though there is a reasonable argument that it could have. See, e. g., United States v. Hubbell, 530 U. S. 27, 42-45 (2000); Baltimore City Dept. of Social Servs. v. Bouknight, 493 U. S. 549, 554-556 (1990); Fisher v. United States, 425 U. S. 391 (1976); Warden, Md. Penitentiary v. Hayden, 387 U. S. 294, 302-303 (1967); Schmerber v. California, 384 U. S. 757, 761 (1966). But see Commonwealth v. Hughes, 380 Mass. 583, 404 N. E. 2d 1239 (1980); Goldsmith v. Superior Court, 152 Cal. App. 3d 76, 199 Cal. Rptr. 366 (1984). In light-of this, it would be especially odd to exclude the Glock here.