Opinion · Supreme Court of the United States
United States v. Mitchell
463 U.S. 206
- Type
- Opinion
- Court
- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 1983-06-27
- Topic
- bankruptcy
holding that "the Tucker Act effects a waiver of sovereign immunity" and observing that "the existence of consent [to be sued] is a prerequisite for jurisdiction" | holding that “the Tucker Act effects a waiver of sovereign immunity” and observing that “the existence of consent [to be sued] is a prerequisite for jurisdiction” | holding that “the Tucker Act effects a waiver of sovereign immunity” and that “the existence of consent [to be sued] is a prerequisite for jurisdiction” | holding that the Tucker Act provides the United States' consent to suit for claims founded upon statutes or regulations that expressly or implicitly create substantive rights to money damages | holding that "the Tucker Act does not create any substantive right enforceable against the United States for money damages" (internal quotation marks omitted) | holding that 28 U.S.C. § 1491 limits this Court’s jurisdiction to monetary claims founded upon the United States Constitution, federal statutes or regulations, or federal contracts | holding that the Court of Federal Claims’ jurisdiction is limited to cases where the Constitution or a federal statute requires the payment of money damages as compensation | holding that “[i]t is axiomatic that the United States may not be sued without its consent and that the existence of consent is a prerequisite for jurisdiction” | explaining that, in order for a claim to be "cognizable under the Tucker Act," it "must be one for money damages against the United States" | explaining that, in order for a claim to be “cognizable under the Tucker Act,” it “must be one for money damages against the United States” | holding that absent a waiver, sovereign immunity shields the federal government from suit | stating that the “United States may not be sued without its consent and that the existence of consent is a prerequisite for jurisdiction” | stating that the Tucker Act “does not reach claims based on contracts implied in law, as opposed to those implied in fact” | holding that federal statutes imposed fiduciary du- ties on the United States | noting that “a fiduciary relationship necessarily arises when the Government assumes ... elaborate control over forests and property belonging to Indians.” | noting that Congress "enacted a general consent” in § 702 to claims for declaratory and injunctive relief in a case alleging breach of fiduciary duty regarding tribal timber resources | holding that plaintiff “bears the burden of establishing subject matter jurisdiction” | noting that “[i]t is axiomatic that the United States may not be sued without its consent and that the existence of consent is a prerequisite for jurisdiction” | noting that a fiduciary relationship arises when there is a common-law trust, i.e., when there is a trustee, a beneficiary, and a trust corpus | holding that "the statutes and regulations at issue in this caseL which give the Department of the Interior comprehensive control over tribal timber,] clearly establish fiduciary obligations of the Government in the management and operation of Indian lands and resources" | holding that the General Allotment Act created a “bare trust” | noting that Court of Federal Claims generally lacks the power to grant remedies based in equity | noting that "the statutes and regulation now before us . . . establish a fiduciary relationship and define the contours of the United States' fiduciary responsibilities." (emphasis added) | observing that it is “axiomatic that the United States may not be sued without its consent” | observing that it is “axiomatic that the United States may not be sued without its consent” | observing that it is “axiomatic that the United States may not be sued without its consent” | requiring that another source of law create a substantive right to monetary compensation for the Court of Federal Claims to have jurisdiction | recognizing that the sovereign’s consent is “a prerequisite for jurisdiction” | observing that it is “axiomatic that the United
Citator
- Cited by
- 1454 opinions
(a) The Tucker Act provides the United States' consent to suit for claims founded upon statutes or regulations that expressly or implicitly create substantive rights to money damages. Pp. 211-219.
(b) In contrast to the bare trust created by the General Allotment Act,United Statesv.Mitchell,445 U.S. 535, the statutes and regulations upon which respondents have based their money claims clearly give the Federal Government full responsibility to manage Indian resources and land for the Indians' benefit. They thereby establish a fiduciary relationship and define the contours of the United States' fiduciary responsibilities. Moreover, a fiduciary relationship necessarily arises when the Government assumes such elaborate control over forests and property belonging to Indians. All of the necessary elements of a common-law trust are present: a trustee (the United States), a beneficiary (the Indian allottees), and a trust corpus (Indian timber, lands, and funds). Because the statutes and regulations at issue clearly establish a fiduciary obligation of the Government in the management and operation of Indian lands and resources, they can fairly be interpreted as mandating compensation by the Government for damages sustained. Given the existence of a trust relationship, it follows that the Government should be liable in damages for the breach of its fiduciary duties. A damagesPage 207remedy also furthers the purposes of the statutes and regulations, which clearly require the Secretary of the Interior to manage Indian resources so as to generate proceeds for the Indians. Prospective equitable remedies — declaratory, injunctive, or mandamus relief — in the context of this case would be totally inadequate. Pp. 219-228.
229 Ct. Cl. 1,664 F.2d 265, affirmed and remanded.
MARSHALL, J., delivered the opinion of the Court, in which BURGER, C. J., and BRENNAN, WHITE, BLACKMUN, and STEVENS, JJ., joined. POWELL, J., filed a dissenting opinion, in which REHNQUIST and O'CONNOR, JJ., joined,post, p. 228.
In 1861 a reservation of about 10,000 acres was provisionally chosen for the tribes.2This tract proved undesirable because of its limited size and heavy forestation. The Quinault Agency superintendent subsequently recommended that since the coastal tribes drew their subsistence almost entirely from the water,3they should be collected on a reservation suitable for their fishing needs. Acting on this suggestion, President Grant issued an Executive Order on November 4, 1873, designating about 200,000 acres along the Washington coast as an Indian reservation.4The vast bulk of this land consisted of rain forest covered with huge, coniferous trees.
In 1905 the Federal Government began to allot the Quinault Reservation in trust to individual Indians under the General Allotment Act of 1887,24 Stat. 388, as amended,25 U.S.C. § 331et seq.5See also the Quinault Allotment ActPage 209of Mar. 4, 1911, ch. 246,36 Stat. 1345. The Government initially determined that the forested areas of the Reservation were not to be allotted because they were not suitable for agriculture or grazing. In 1924, however, this Court concluded that the character of lands to be set apart for the Indians was not restricted by the General Allotment Act.United Statesv.Payne,264 U.S. 446,449. Thereafter, the forested lands of the Reservation were allotted. By 1935 the entire Reservation had been divided into 2,340 trust allotments, most of which were 80 acres of heavily timbered land. About a third of the Reservation has since gone out of trust, but the bulk of the land has remained in trust status.6
The forest resources on the allotted lands have long been managed by the Department of the Interior, which exercises "comprehensive" control over the harvesting of Indian timber.White Mountain Apache Tribev.Bracker,448 U.S. 136,145(1980). The Secretary of the Interior has broad statutory authority over the sale of timber on reservations. See25 U.S.C. § 406,407. Sales of timber "shall be based upon a consideration of the needs and best interests of the Indian owner and his heirs," § 406(a), and the proceeds from such sales are to be used for the benefit of the Indians or transferred to the Indian owner, §§ 406(a), 407. Congress has directed the Secretary to adhere to principles of sustained-yield forestry on all Indian forest lands under his supervision.25 U.S.C. § 466. Under these statutes, the Secretary has promulgated detailed regulations governing the management of Indian timber. 25 C.F.R. pt. 163 (1983). The Secretary is authorized to deduct an administrative fee for his services from the timber revenues paid to Indian allottees.25 U.S.C. § 406(a),413.Page 210
Six years after the suits were filed, the United States moved to dismiss for lack of jurisdiction, contending that the Court of Claims had no authority over claims based on a breach of trust. The court denied the motion, holding that the General Allotment Act created a fiduciary duty on the United States' part to manage the timber resources properly and thereby provided the necessary authority for recovery of damages against the United States.Mitchellv.UnitedStates, 219 Ct. Cl. 95,591 F.2d 1300(1979) (en banc).
InUnited Statesv.Mitchell,445 U.S. 535(1980), this Court reversed the ruling of the Court of Claims, stating that the General Allotment Act "created only a limited trust relationship between the United States and the allottee that doesPage 211not impose any duty upon the Government to manage timber resources."Id., at 542. We concluded that "[a]ny right of the respondents to recover money damages for Government mismanagement of timber resources must be found in some source other than [the General Allotment] Act."Id., at 546. Since the Court of Claims had not considered respondents' assertion that other statutes render the United States answerable in money damages for the alleged mismanagement in this case, we remanded the case for consideration of these alternative grounds for liability. Seeid., at 546, n. 7.
On remand, the Court of Claims once again held the United States subject to suit for money damages on most of respondents' claims. 229 Ct. Cl. 1,664 F.2d 265(1981) (en banc). The court ruled that the timber management statutes,25 U.S.C. § 406,407, and466, various federal statutes governing roadbuilding and rights of way, §§ 318 and 323-325, statutes governing Indian funds and Government fees, §§ 162a and 413, and regulations promulgated under these statutes imposed fiduciary duties upon the United States in its management of forested allotted lands. The court concluded that the statutes and regulations implicitly required compensation for damages sustained as a result of the Government's breach of its duties. Thus, the court held that respondents could proceed on their claims.
Because the decision of the Court of Claims raises issues of substantial importance concerning the liability of the United States,7we granted the Government's petition for certiorari.457 U.S. 1104(1982). We affirm.
"The Court of Claims shall have jurisdiction to render judgment upon any claim against the United States founded either upon the Constitution, or any Act of Congress, or any regulation of an executive department, or upon any express or implied contract with the United States, or for liquidated or unliquidated damages in cases not sounding in tort."
It is axiomatic that the United States may not be sued without its consent and that the existence of consent is a prerequisite for jurisdiction.9The terminology employed in some of our prior decisions has unfortunately generated some confusion as to whether the Tucker Act constitutes a waiver of sovereign immunity. The time has come to resolve this confusion. For the reasons set forth below, we conclude that by giving the Court of Claims jurisdiction over specified types of claims against the United States,10the Tucker Act constitutes a waiver of sovereign immunity with respect to those claims.
In 1886 Representative John Randolph Tucker introduced a bill to revise in several respects the jurisdiction and procedures of the Court of Claims and to replace most provisions of the 1855 and 1863 Acts. H.R. 6974, 49th Cong., 1st Sess. (1886). The House Judiciary Committee reported that the bill was a "comprehensive measure by which claims against the United States may be heard and determined." H.R. Rep. No. 1077, 49th Cong., 1st Sess., 1 (1886). The measure was designed to "give the people of the United States whatPage 214every civilized nation of the world has already done — the right to go into the courts to seek redress against the Government for their grievances." 18 Cong. Rec. 2680 (1887) (remarks of Rep. Bayne). Seeid., at 622 (remarks of Rep. Tucker);id., at 2679 (colloquy between Reps. Tucker and Townshend);id., at 2680 (remarks of Rep. Holman). The eventual enactment thus "provide[d] for the bringing of suits against the Government of the United States." Act of Mar. 3, 1887,24 Stat. 505.
The Indian Tucker Act,28 U.S.C. § 1505, has a similar history. An early amendment to the original enactment creating the Court of Claims had excluded claims by Indian tribes. Act of Mar. 3, 1863, § 9,12 Stat. 767. As a result, Congress eventually confronted a "vast and growing burden" resulting from the large number of tribes seeking special jurisdictional Acts. H.R. Rep. No. 1466, 79th Cong., 1st Sess., 6 (1945). Congress responded by conferring jurisdiction on the Court of Claims to hear any tribal claim "of a character which would be cognizable in the Court of Claims if the claimant were not an Indian tribe."Id., at 13. As the House sponsor of the Act stated, an important goal of the Act was to ensure that it would "never again be necessary to pass special Indian jurisdictional acts in order to permit the Indians to secure a court adjudication on any misappropriations of Indian funds or of any other Indian property by Federal officials that might occur in the future." 92 Cong. Rec. 5313 (1946) (statement of Rep. Jackson). Indians were to be given "their fair day in court so that they can call the various Government agencies to account on the obligations that the Federal government assumed."Id., at 5312.13The HousePage 215Report stressed the same point: "If we fail to meet these obligations by denying access to the courts when trust funds have been improperly dissipated or other fiduciary duties have been violated, we compromise the national honor of the United States." H.R. Rep. No. 1466,supra, at 5.
For decades this Court consistently interpreted the Tucker Act as having provided the consent of the United States to be suedeo nominefor the classes of claims described in the Act. See,e.g., Schillingerv.United States,155 U.S. 163,166-167(1894);Belknapv.Schild,161 U.S. 10,17(1896);Dooleyv.United States,182 U.S. 222,227-228(1901);Reidv.United States,211 U.S. 529,538(1909);United Statesv.Sherwood,312 U.S. 584,590(1941);Dalehitev.UnitedStates,346 U.S. 15,25, n. 10 (1953);Sorianov.UnitedStates,352 U.S. 270,273(1957). In at least two recent decisions this Court explicitly stated that the Tucker Act effects a waiver of sovereign immunity.Army Air ForceExchange Servicev.Sheehan,456 U.S. 728,734(1982);Hatzlachh Supply Co. v.United States,444 U.S. 460,466(1980)(per curiam). These decisions confirm the unambiguous thrust of the history of the Act.
The existence of a waiver is readily apparent in claims founded upon "any express or implied contract with the United States."28 U.S.C. § 1491. The Court of Claims' jurisdiction over contract claims against the Government has long been recognized, and Government liability in contract is viewed as perhaps "the widest and most unequivocal waiver of federal immunity from suit." Developments in the Law — Remedies Against the United States and Its Officials, 70 Harv. L. Rev. 827, 876 (1957). See also 14 C. Wright, A. Miller, E. Cooper, Federal Practice and Procedure § 3656, p. 202 (1976). The source of consent for such suits unmistakably lies in the Tucker Act. Otherwise, it is doubtful thatanyconsent would exist, for no contracting officer or other official is empowered to consent to suit against the UnitedPage 216States.14The same is true for claims founded upon executive regulations. Indeed, the Act makes absolutely no distinction between claims founded upon contracts and claims founded upon other specified sources of law.
InUnited Statesv.Testan,424 U.S. 392,398,400(1976), and inUnited Statesv.Mitchell,445 U.S., at 538, this Court employed language suggesting that the Tucker Act does not effect a waiver of sovereign immunity. Such language was not necessary to the decision in either case. Seeinfra, at 217-218. Without in any way questioning the result in either case, we conclude that this isolated language should be disregarded. If a claim falls within the terms of the Tucker Act, the United States has presumptively consented to suit.
For example, inUnited Statesv.Testan, supra, two Government attorneys contended that they were entitled to a higher salary grade under the Classification Act,17and to an award of backpay under the Back Pay Act18for the period during which they were classified at a lower grade. This Court concluded that neither the Classification Act nor the Back Pay Act could fairly be interpreted as requiring compensation for wrongful classifications. See424 U.S., at 398-407. Particularly in light of the "established rule that one is not entitled to the benefit of a position until he has been duly appointed to it,"id., at 402, the Classification Act does not support a claim for money damages. While the Back Pay Act does provide a basis for money damages as a remedy "in carefully limited circumstances" such as wrongful reductions in grade,id., at 404, it does not apply to wrongful classifications.Id., at 405.
Similarly, inUnited Statesv.Mitchell, supra, this Court concluded that the General Allotment Act does not confer a right to recover money damages against the United States. While § 5 of the Act provided that the United States would hold land "in trust" for Indian allottees,25 U.S.C. § 348, we held that the Act creates only a limited trust relationship.445 U.S., at 542. The trust language of the Act does notPage 218impose any fiduciary management duties or render the United States answerable for breach thereof, but only prevents improvident alienation of the allotted lands and assures their immunity from state taxation.Id., at 544.
Thus, for claims against the United States "founded either upon the Constitution, or any Act of Congress, or any regulation of an executive department,"28 U.S.C. § 1491, a court must inquire whether the source of substantive law can fairly be interpreted as mandating compensation by the Federal Government for the damages sustained. In undertaking this inquiry, a court need not find a separate waiver of sovereign immunity in the substantive provision, just as a court need not find consent to suit in "any express or implied contract with the United States."Ibid. The Tucker Act itself provides the necessary consent.
Of course, in determining the general scope of the Tucker Act, this Court has not lightly inferred the United States' consent to suit. SeeUnited Statesv.King, supra, at 4-5 (Court of Claims lacks general authority to issue declaratory judgment);Sorianov.United States,352 U.S., at 276(nontolling of limitations beyond statutory provisions). For example, although the Tucker Act refers to claims founded upon any implied contract with the United States, we have held that the Act does not reach claims based on contracts implied in law, as opposed to those implied in fact.Merrittv.United States,267 U.S. 338,341(1925).
In this case, however, there is simply no question that the Tucker Act provides the United States' consent to suit for claims founded upon statutes or regulations that create substantive rights to money damages. If a claim falls within this category, the existence of a waiver of sovereign immunity is clear. The question in this case is thus analytically distinct: whether the statutes or regulations at issue can be interpreted as requiring compensation. Because the Tucker Act supplies a waiver of immunity for claims of this nature, the separate statutes and regulations need not provide aPage 219second waiver of sovereign immunity, nor need they be construed in the manner appropriate to waivers of sovereign immunity. SeeUnited Statesv.Emery, Bird, ThayerRealty Co.,237 U.S. 28,32(1915). "`The exemption of the sovereign from suit involves hardship enough where consent has been withheld. We are not to add to its rigor by refinement of construction where consent has been announced.'"United Statesv.Aetna Casualty Surety Co.,338 U.S. 366,383(1949), quotingAndersonv.John L. Hayes ConstructionCo.,243 N.Y. 140,147,153 N.E. 28,29-30(1926) (Cardozo, J.).19
From the outset, the Interior Department recognized its obligation to supervise the cutting of Indian timber. In 1911, the Department's Office of Indian Affairs promulgated detailed regulations covering its responsibilities in "managing the Indian forests so as to obtain the greatest revenue for the Indians consistent with a proper protection and improvement of the forests." U.S. Office of Indian Affairs, Regulations and Instructions for Officers in Charge of Forests on Indian Reservations 4 (1911). The regulations addressed virtually every aspect of forest management, including the size of sales, contract procedures, advertisements and methods of billing, deposits and bonding requirements, administrative fee deductions, procedures for sales by minors, allowable heights of stumps, tree marking and scaling rules, base and top diameters of trees for cutting, and the percentage of trees to be left as a seed source.Id., at 8-28. The regulations applied to allotted as well as tribal lands, and the Secretary's approval of timber sales on allotted lands was explicitly conditioned upon compliance with the regulations.Id., at 9.
Over time, deficiencies in the Interior Department's performance of its responsibilities became apparent. Accordingly, as part of the Indian Reorganization Act of 1934,48 Stat. 984, Congress imposed even stricter duties upon the Government with respect to Indian timber management. InPage 221§ 6 of the Act, now codified as25 U.S.C. § 466, Congress expressly directed that the Interior Department manage Indian forest resources "on the principle of sustained-yield management." Representative Howard, cosponsor of the Act and Chairman of the House Committee on Indian Affairs, explained that the purpose of the provision was "to assure a proper and permanent management of the Indian forest" under modern sustained-yield methods so as to "assure that the Indian forests will be permanently productive and will yield continuous revenues to the tribes." 78 Cong. Rec. 11730 (1934). SeeUnited Statesv.Anderson,625 F.2d 910,915(CA9 1980), cert. denied,450 U.S. 920(1981). Referring to the relationship between the Indians and the Government as a "sacred trust," Representative Howard stated that "[t]he failure of their governmental guardian to conserve the Indians' land and assets and the consequent loss of income or earning power, has been the principal cause of the present plight of the average Indian." 78 Cong. Rec., at 11726.21
Regulations promulgated under the Act required the preservation of Indian forest lands in a perpetually productive state, forbade the clear-cutting of large contiguous areas, called for the development of long-term working plans for all major reservations, required adequate provision for new growth when mature timber was removed, and required the regulation of run-off and the minimization of erosion.22The regulatory scheme was designed to assure that the IndiansPage 222receive "`the benefit of whatever profit [the forest] is capable of yielding.'"White Mountain Apache Tribev.Bracker,448 U.S., at 149(quoting25 C.F.R. § 141.3(a)(3) (1979)).
In 1964 Congress amended the timber provisions of the 1910 Act, again emphasizing the Secretary of the Interior's management duties. Act of Apr. 30, 1964,78 Stat. 186. As to sales of timber on allotted lands, the Secretary was directed to consider "the needs and best interests of the Indian owner and his heirs."25 U.S.C. § 406(a). In performing this duty, the Secretary was specifically required to take into account
"(1) the state of growth of the timber and the need for maintaining the productive capacity of the land for the benefit of the owner and his heirs, (2) the highest and best use of the land, including the advisability and practicality of devoting it to other uses for the benefit of the owner and his heirs, and (3) the present and future financial needs of the owner and his heirs."Ibid.
See also25 U.S.C. § 407(timber sales on unallotted trust lands).
The timber management statutes,25 U.S.C. § 406,407,466, and the regulations promulgated thereunder, 25 C.F.R. pt. 163 (1983), establish the "comprehensive" responsibilities of the Federal Government in managing the harvesting of Indian timber.White Mountain Apache Tribev.Bracker,448 U.S., at 145. The Department of the Interior — through the Bureau of Indian Affairs — "exercises literally daily supervision over the harvesting and management of tribal timber."Id., at 147.23Virtually every stage of the process is under federal control.24Page 223
The Department exercises comparable control over grants of rights-of-way on Indian lands held in trust.25The Secretary is empowered to grant rights-of-way for all purposes across trust land,25 U.S.C. § 323, provided that he obtains the consent of the tribal or individual Indian landowner, § 324,26and that the Indian owners are paid appropriate compensation, § 325. Regulations detail the scope of federal supervision. 25 C.F.R. pt. 169 (1983).27For example, an applicant for a right-of-way must deposit with the Secretary an amount not less than the fair market value of the rights granted, plus an amount to cover potential damages associated with activity on the right-of-way. The Secretary must determine the adequacy of the compensation, and the amounts deposited must be held in a special account for distribution to Indian landowners. See25 C.F.R. § 169.12,169.14(1983).28Page 224
The language of these statutory and regulatory provisions directly supports the existence of a fiduciary relationship. For example, § 8 of the 1910 Act, as amended, expressly mandates that sales of timber from Indian trust lands be based upon the Secretary's consideration of "the needs and best interests of the Indian owner and his heirs" and that proceeds from such sales be paid to owners "or disposed of for their benefit."25 U.S.C. § 406(a). Similarly, even in its earliest regulations, the Government recognized its duties in "managing the Indian forests so as to obtain the greatest revenue for the Indians consistent with a proper protection and improvement of the forests." U.S. Office of Indian Affairs, Regulations and Instructions for Officers in Charge of Forests on Indian Reservations 4 (1911). Thus, the Government has "expressed a firm desire that the Tribe should retain the benefits derived from the harvesting and sale of reservationPage 225timber."White Mountain Apache Tribev.Bracker,448 U.S., at 149.29
Moreover, a fiduciary relationship necessarily arises when the Government assumes such elaborate control over forests and property belonging to Indians. All of the necessary elements of a common-law trust are present: a trustee (the United States), a beneficiary (the Indian allottees), and a trust corpus (Indian timber, lands, and funds).30"[W]here the Federal Government takes on or has control or supervision over tribal monies or properties, the fiduciary relationship normally exists with respect to such monies or properties (unless Congress has provided otherwise) even though nothing is said expressly in the authorizing or underlying statute (or other fundamental document) about a trust fund, or a trust or fiduciary connection."Navajo Tribe of Indiansv.United States, 224 Ct. Cl. 171, 183,624 F.2d 981,987(1980).
Our construction of these statutes and regulations is reinforced by the undisputed existence of a general trust relationship between the United States and the Indian people. This Court has previously emphasized "the distinctive obligation of trust incumbent upon the Government in its dealings with these dependent and sometimes exploited people."Seminole Nationv.United States,316 U.S. 286,296(1942). This principle has long dominated the Government's dealings with Indians.United Statesv.Mason,412 U.S. 391,398(1973);Minnesotav.United States,305 U.S. 382,386(1939);United Statesv.Shoshone Tribe,304 U.S. 111,117-118(1938);United Statesv.Candelaria,271 U.S. 432,442(1926);McKayv.Kalyton,204 U.S. 458,469(1907);Minnesotav.Hitchcock,185 U.S. 373,396(1902);United Statesv.Page 226Kagama,118 U.S. 375,382-384(1886);Cherokee Nationv.Georgia, 5 Pet. 1, 17 (1831).
Because the statutes and regulations at issue in this case clearly establish fiduciary obligations of the Government in the management and operation of Indian lands and resources, they can fairly be interpreted as mandating compensation by the Federal Government for damages sustained. Given the existence of a trust relationship, it naturally follows that the Government should be liable in damages for the breach of its fiduciary duties. It is well established that a trustee is accountable in damages for breaches of trust. See Restatement (Second) of Trusts §§ 205-212 (1959); G. Bogert, Law of Trusts and Trustees § 862 (2d ed. 1965); 3 A. Scott, Law of Trusts § 205 (3d ed. 1967). This Court and several other federal courts have consistently recognized that the existence of a trust relationship between the United States and an Indian or Indian tribe includes as a fundamental incident the right of an injured beneficiary to sue the trustee for damages resulting from a breach of the trust.31
The recognition of a damages remedy also furthers the purposes of the statutes and regulations, which clearly requirePage 227that the Secretary manage Indian resources so as to generate proceeds for the Indians. It would be anomalous to conclude that these enactments create a right to the value of certain resources when the Secretary lives up to his duties, but no right to the value of the resources if the Secretary's duties are not performed. "Absent a retrospective damages remedy, there would be little to deter federal officials from violating their trust duties, at least until the allottees managed to obtain a judicial decree against future breaches of trust."United Statesv.Mitchell,445 U.S., at 550(WHITE, J., dissenting). Cf. H.R. Rep. No. 1466, 79th Cong., 1st Sess., 5 (1945).
The Government contends that violations of duties imposed by the various statutes may be cured by actions for declaratory, injunctive, or mandamus relief against the Secretary, although it concedes that sovereign immunity might have barred such suits before 1976.32Brief for United States 40. In this context, however, prospective equitable remedies are totally inadequate. To begin with, the Indian allottees are in no position to monitor federal management of their lands on a consistent basis. Many are poorly educated, most are absentee owners, and many do not even know the exact physical location of their allotments. Indeed, it was the very recognition of the inability of the Indians to oversee their interests that led to federal management in the first place. A trusteeship would mean little if the beneficiaries were required to supervise the day-to-day management of their estate by their trustee or else be precluded from recovery for mismanagement.
In addition, by the time Government mismanagement becomes apparent, the damage to Indian resources may be so severe that a prospective remedy may be next to worthless. For example, if timber on an allotment has been destroyedPage 228through Government mismanagement, it will take many years for nature to restore the timber. As this Court has observed:
"Once logged off, the land is of little value. The land no longer serves the purpose for which it was by treaty set aside to [the allottee's] ancestors, and for which it was allotted to him. It can no longer be adequate to his needs and serve the purpose of bringing him finally to a state of competency and independence."Squirev.Capoeman,351 U.S. 1,10(1956) (footnote omitted).
We thus conclude that the statutes and regulations at issue here can fairly be interpreted as mandating compensation by the Federal Government for violations of its fiduciary responsibilities in the management of Indian property. The Court of Claims33therefore has jurisdiction over respondents' claims for alleged breaches of trusts.
Today, the Court appears disinterested in the intent of Congress. It has effectively reversed the presumption that absent "affirmative statutory authority,"United Statesv.United States Fidelity Guaranty Co.,309 U.S. 506,514(1940), the United States has not consented to be sued for damages. It has substituted a contrary presumption, applicable to the conduct of the United States in Indian affairs,Page 230that the United States has consented to be sued for statutory violations and other departures from the rules that govern private fiduciaries. I dissent from the Court's departure from long-settled principles.
The Court for the most part rests its decision on the implausible proposition that statutes that do not in terms create a right to payment of money nonetheless may support a damages action against the United States. This view simply cannot be reconciled with the decisions inTestanandPage 232Mitchell I. A nonmonetary duty,6without more, is insufficient to overcome the "presumption" that Congress has not consented to suit for money damages. SeeEastern TransportationCo. v.United States,272 U.S. 675,686(1927).
This Court has had occasion in recent cases to emphasize that congressional intent is the ultimate standard in determining whether a private right of action should be inferred from a statute that does not, in terms, provide for such an action.7Those cases are instructive, for here, too, the "ultimate question is one of congressional intent, not one of whether this Court thinks that it can improve upon the statutory scheme that Congress enacted into law."Touche RossCo. v.Redington,442 U.S. 560,578(1979). As we recognized inTestan, courts are not free to dispense with "established principles" requiring explicit congressional authorization for maintenance of suits against the United States simply "because it might be thought that they should be responsive to a particular conception of enlightened governmental policy."424 U.S., at 400. SeeShaw,309 U.S., at 502. The Court today adduces no "evidence that CongressPage 233anticipated that there would be a private remedy."Californiav.Sierra Club,451 U.S. 287,298(1981).
The Court defends its departure from our precedents on the ground that the statutes and regulations upon which respondents rely need not be "construed in the manner appropriate to waivers of sovereign immunity."Ante, at 219. The Court in effect is overrulingMitchell I sub silentio, for as its discussion on the Tucker Act makes clear, seeante, at 216-219, we there at least "accepted the government's . . . claim that a strict standard of construction, applicable to deciding whether Congress had enacted a waiver of sovereign immunity, should be applied in interpreting substantive legislation for the benefit of Indian people." Hughes, Can the Trustee be Sued for its Breach? The Sad Saga of United States v. Mitchell, 26 S.D. L. Rev. 447, 473 (1981). We expressly held that the General Allotment Act at issue inMitchell I"does notunambiguouslyprovide that the United States has undertaken full fiduciary responsibilities."445 U.S., at 542(emphasis added). Cf.Army Air ForceExchange Servicev.Sheehan,456 U.S., at 739("explicitly reject[ing] the argument that `the violation of any statute or regulation . . . automatically creates a cause of action against the United States for money damages'") (quotingTestan,424 U.S., at 401). The Court hardly can view the statutes here as "unambiguously" imposing trust duties on the Government.
The Court simply asserts that the statutes here "clearly establish fiduciary obligations."Ante, at 226. See alsoante, at 225 ("a fiduciary relationship necessarily arises"). I agree with the dissent in the Court of Claims that "there is kind of a bootstrap quality of reasoning in saying that [the United States'] duties expressed by law are those of a trustee, and, therefore, we may look at SCOTT ON TRUSTS or the RESTATEMENT OF TRUSTS and impose on [the Government] all the other consequences the law, as stated by those authorities, derives from the status of an erring nongovernmental trustee." 229 Ct. Cl. 1, 31,664 F.2d 265,283(1981) (Nichols, J., concurring and dissenting). "The federal power over Indian lands is so different in nature and origin from that of a private trustee . . . that caution is taught in using the mere label of a trust plus a reading of SCOTT ON TRUSTS to impose liability on claims where assent is not unequivocally expressed."Id., at 32,664 F.2d, at 283.8The trusteeships toPage 235which the Court has referred in the past have manifested more the view that pervasive control over Indian life is such a high attribute of federal sovereignty that States cannot infringe upon that control.Ibid.9The Court today turns this shield into a sword.Page 236
In my view, it is clear that "[n]othing on the face" of any of the statutes at issue,Santa Clara Pueblov.Martinez,436 U.S. 49,59(1978), or in their legislative histories, "fairly [can] be interpreted as mandating compensation" for the conduct alleged by respondents. Some of the statutes involved here, to be sure, create substantive duties that the Secretary must fulfill. But this could equally be said of the Classification Act, considered inTestan. It requires that pay classification ratings of federal employees be carried out pursuant to "the principle of equal pay for substantially equal work."5 U.S.C. § 5101(1)(A). Although the federal employee inTestanalleged a violation of the Act, the Court concluded that a backpay remedy was unavailable, rejecting the argument that the substantive right necessarily implies a damages remedy.424 U.S., at 400-403.
Ignoring this holding inTestan, the Court concludes that the mere existence of a trust of some kindnecessarilyestablishes that Congress has consented to a recovery of damages. In effect we are told to accept on faith the existence of a damages cause of action: "Given the existence of a trust relationship, itnaturally followsthat the Government should be liable in damages for the breach of its fiduciary duties."Ante, at 226 (emphasis added). See alsoibid. (damages are a "fundamental incident" of a trust relationship);ante, at 227 (it would be "anomalous" not to find a damages remedy). ThePage 237Court can find no more support for this proposition than the dissenting opinion inMitchell I. Seeibid.10
It is fair to say that the Court is influenced by its view that an injunctive remedy is inadequate to redress the violations alleged — precisely the inference deemed inadmissible inTestan.11It is the ordinary result of sovereign immunity that unconsented claims for money damages are barred. The fact that damages cannot be recovered without the sovereign's consent hardly supports the conclusion that consent has been given. Yet this, in substance, is the Court's reasoning. If it is saying that a remedy is necessary to redress every injury sustained, the doctrine of sovereign immunity will have been drained of all meaning. Moreover, "many of the federal statutes . . . that expressly provide money damages as a remedy against the United States in carefully limited circumstances would be rendered superfluous."Testan,424 U.S., at 404.Page 238
- Page 207Reid Peyton Chambers, Harry R. Sachse, Kenneth J. Guido, Jr., DonaldJ. Simon, Richard W. Hughes, George Forman, David Rapport, RobertJ. Nordhaus, George E. Fettinger, andSteven L. Bunchfiled a brief for the Shoshone Tribe of the Wind River Indian Reservation et al. asamicicuriaeurging affirmance. ↩
- Page 207 See Act of June 5, 1850,9 Stat. 437; Appropriation Act of Mar. 3, 1853,10 Stat. 226, 238;Quinault Allottee Assn. v.United States, 202 Ct. Cl. 625, 628-269,485 F.2d 1391,1392(1973), cert. denied,416 U.S. 961(1974). ↩
- Page 208 SeeHalbertv.United States,283 U.S. 753,757(1931). ↩
- Page 208 See generallyUnited Statesv.Washington,384 F. Supp. 312,350-353(WD Wash. 1974) (describing pretreaty role of fishing among Northwest Indians), aff'd,520 F.2d 676(CA9 1975), cert. denied,423 U.S. 1086(1976). ↩
- Page 208 I C. Kappler, Indian Affairs 923 (2d ed. 1904). The Order declared that the reservation would be held for the use of the Quinault, Quileute, Hoh, Queets, "and other tribes of fish-eating Indians on the Pacific Coast."Ibid. ↩
- Page 208 Section 5 of the Act provided that the United States would hold the allotted land for 25 years "in trust for the sole use and benefit of the Indian to whom such allotment shall have been made." The period during whichPage 209the United States was to hold the allotted land was extended indefinitely by the Indian Reorganization Act of 1934, § 2,48 Stat. 984,25 U.S.C. § 462. ↩
- Page 209 SeeMitchellv.United States, 219 Ct. Cl. 95, 97,591 F.2d 1300,1300-1301(1979) (en banc). ↩
- Page 211 The Government has informed us that the damages claimed in this suit alone may amount to $100 million. Pet. for Cert. 24. ↩
- Page 212 Section 24 of the Indian Claims Commission Act,28 U.S.C. § 1505, provides tribal claimants the same access to the Court of Claims provided to individual claimants by28 U.S.C. § 1491. SeeUnited Statesv.Mitchell,445 U.S. 535,538-540(1980). ↩
- Page 212 SeeUnited Statesv.Sherwood,312 U.S. 584,586(1941); 14 C. Wright, A. Miller, E. Cooper, Federal Practice and Procedure § 3654, pp. 156-157 (1976). ↩
- Page 212 The Tucker Act provided concurrent jurisdiction in the district courts over claims not exceeding $10,000. See28 U.S.C. § 1346(a)(2). ↩
- Page 212 See P. Bator, P. Mishkin, D. Shapiro, H. Wechsler, Hart and Wechsler's The Federal Courts and the Federal System 98 (2d ed. 1973); Richardson, History, Jurisdiction, and Practice of the Court of Claims, 17 Ct. Cl. 3, 3-4 (1882). ↩
- Page 213 Section 14 of the 1863 Act provided that "no money shall be paid out of the treasury for any claim passed upon by the court of claims till after an appropriation therefor shall be estimated for by the Secretary of the Treasury."12 Stat. 768. InGordonv.United States, 2 Wall. 561 (1865), this Court dismissed an appeal from a judgment of the Court of Claims for want of jurisdiction, holding that § 14 gave the Secretary a revisory authority over the court inconsistent with its exercise of judicial power. Congress promptly repealed the provision, Act of Mar. 17, 1866, ch. 19, § 1,14 Stat. 9. SeeGlidden Co. v.Zdanok,370 U.S. 530,554(1962) (opinion of Harlan, J.). ↩
- Page 214 See 92 Cong. Rec. 5312 (1946) (statement of Rep. Jackson) ("The Interior Department itself has suggested that it ought not be in a position where its employees can mishandle funds and lands of a national trusteeship without complete accountability"). See also Hearings on H.R. 1198 and H.R. 1341 before the House Committee on Indian Affairs, 79th Cong., 1st Sess., 130 (1945) (statement of Assistant Solicitor Cohen). ↩
- Page 216 SeeUnited Statesv.N. Y. Rayon Importing Co.,329 U.S. 654,660(1947);United Statesv.Shaw,309 U.S. 495,501(1940);Carrv.UnitedStates,98 U.S. 433,438(1879). ↩
- Page 216 The Court of Claims also has limited authority to issue declaratory judgments. See28 U.S.C. § 1507(actions under §7428of the Internal Revenue Code of 1954);Austinv.United States, 206 Ct. Cl. 719, 723 (declaratory judgments "tied and subordinate to a monetary award"), cert. denied,423 U.S. 911(1975). ↩
- Page 217 As theEastportdecision recognized, the substantive source of law may grant the claimant a right to recover damages either "expressly or by implication." 178 Ct. Cl., at 605,372 F.2d, at 1007. See alsoRalstonSteel Corp. v.United States, 169 Ct. Cl. 119, 125,340 F.2d 663,667, cert. denied,381 U.S. 950(1965). ↩
- Page 2175 U.S.C. § 5101. ↩
- Page 2175 U.S.C. § 5596. ↩
- Page 219 Cf.Blockv.Neal,460 U.S. 289,298(1983);Indian Towing Co. v.United States,350 U.S. 61,69(1955). ↩
- Page 219 SeeUnited Statesv.Cook, 19 Wall. 591 (1874);Pine River LoggingCo. v.United States,186 U.S. 279(1902); 19 Op. Atty. Gen. 194 (1888). ↩
- Page 221 John Collier, the Commissioner of Indian Affairs and a principal author of the Act, had testified:
"[T]here must be a constructive handling of Indian timber. We have got to stop the slaughtering of Indian timber lands, to operate them on a perpetual yield basis and the bill expressly directs that this principle of conservation shall be applied throughout." Hearings on H.R. 7902 before the House Committee on Indian Affairs, 73d Cong., 2d Sess., pt. 1, p. 35 (1934). ↩ - Page 221 The Bureau of Indian Affairs' 1936 General Forest Regulations remain essentially unchanged within 25 C.F.R. pt. 163 (1983). ↩
- Page 222 By virtue of the Act of Feb. 14, 1920, § 1,41 Stat. 415, as amended by the Act of Mar. 1, 1933, ch. 158,47 Stat. 1417, the Secretary of the Interior is authorized to collect "reasonable fees" from Indian timber sale proceeds to cover the cost of the management and sale of the Indians' timber.25 U.S.C. § 413. Sections 406 and 407, as amended in 1964, both provide for deductions of administrative expenses "to the extent permissible underPage 223section 413." See also25 C.F.R. § 163.18(1983). Respondents have asserted that administrative fee deductions were excessive or improper in several respects. The Court of Claims concluded that there is "undoubted consent-to-suit for such claims that the Government illegally kept some of the Indians' own money or property." 229 Ct. Cl. 1, 15,664 F.2d 265,274(1981), citingUnited Statesv.Testan,424 U.S. 392,400-401(1976);Eastport S.S. Corp. v.United States, 178 Ct. Cl. 599, 605-606,372 F.2d 1002,1007-1008(1967). The Government does not appear to dispute this conclusion. Brief for United States 33, n. 27. ↩
- Page 223 The Secretary even has authority to invest tribal and individual Indian funds held in trust in banks, bonds, notes, or other public debt obligations of the United States if deemed advisable and for the best interest of the Indians. Act of June 24, 1938,52 Stat. 1037,25 U.S.C. § 162a. In this case the funds maintained on behalf of individual allottees were derived primarily from timber sales. ↩
- Page 223 See Act of Feb. 5, 1948,62 Stat. 17, codified in part at25 U.S.C. § 323-325. See also Act of May 26, 1928,45 Stat. 750,25 U.S.C. § 318a(road building). ↩
- Page 223 Rights-of-way over lands of individual Indians may be granted without the consent of the owners under certain specific circumstances. § 324. ↩
- Page 223 Such regulations have a long history. See 25 C.F.R. pt. 256 (1949). ↩
- Page 223 See also25 C.F.R. § 169.3(1983) (consent of Indian landowners to grants of rights-of-way); § 169.5 (specifying required elements of agreementsPage 224between Secretary and applicants, including stipulation that upon termination of the right-of-way the applicant will restore land to its original condition so far as is reasonably possible). As to roads on Indian reservations, respondents have alleged improper deduction of road maintenance costs as a charge against the allottees' timber payments. ↩
- Page 225 The pattern of pervasive federal control evident in the area of timber sales and timber management applies equally to grants of rights-of-way and to management of Indian funds. Seesupra, at 223, and n. 24. ↩
- Page 225 See Restatement (Second) of Trusts § 2, Commenth, p. 10 (1959). ↩
- Page 226 See,e.g., Seminole Nationv.United States,316 U.S. 286,295-300(1942);United Statesv.Creek Nation,295 U.S. 103,109-110(1935);Moosev.United States,674 F.2d 1277,1281(CA9 1982);Whiskersv.United States,600 F.2d 1332,1335(CA10 1979), cert. denied,444 U.S. 1078(1980);Coast Indian Communityv.United States, 213 Ct. Cl. 129, 152-156,550 F.2d 639,652-654(1977);Cheyenne-Arapaho Tribesv.United States, 206 Ct. Cl. 340, 345,512 F.2d 1390,1392(1975);Masonv.United States, 198 Ct. Cl. 599, 613-616,461 F.2d 1364,1372-1373(1972), rev'd on other grounds,412 U.S. 391(1973);Navajo Tribev.UnitedStates, 176 Ct. Cl. 502, 507,364 F.2d 320,322(1966);Klamath ModocTribesv.United States, 174 Ct. Cl. 483, 490-491 (1966);Menominee Tribev.United States, 102 Ct. Cl. 555, 562,59 F. Supp. 137,140(1945);Menominee Tribev.United States, 101 Ct. Cl. 10, 18-20 (1944);Smithv.United States,515 F. Supp. 56,60(ND Cal. 1978);Manchester Band ofPomo Indians, Inc. v.United States,363 F. Supp. 1238,1243-1248(ND Cal. 1973). ↩
- Page 227 SeeNaganabv.Hitchcock,202 U.S. 473,475-476(1906). In 1976 Congress enacted a general consent to such suits. See5 U.S.C. § 702. ↩
- Page 228 In the Federal Courts Improvement Act of 1982,28 U.S.C. § 41(1982 ed.), Congress merged the Court of Claims and the Court of Customs and Patent Appeals into a new federal court of appeals, the United States Court of Appeals for the Federal Circuit. The Act also created a new Art. I trial forum known as the United States Claims Court, which inherited the trial jurisdiction of the Court of Claims.28 U.S.C. § 171(1982 ed.). See S. Rep. No. 97-275, p. 2 (1981). ↩
- Page 230 The only monetary obligation imposed upon the Secretary by § 406 or § 407 is to pay the actual "proceeds" of timber sales to the owners of the land. Thus, while it may well be that those sections would permit an action to compel the Secretary to pay over unlawfully retained proceeds, seeUnited Statesv.Testan,424 U.S., at 401, no statutory basis exists for extending that remedy to profits that arguably or ideally should have been, but were not, earned by the Secretary. On the contrary, the statutory recognition of a right to receive the "proceeds" of sales conducted suggests that this is the limit of any damages action implicitly authorized by Congress. SeeMiddlesex County Sewerage Authorityv.National Sea Clammers Assn.,453 U.S. 1,14-15,20-21(1981). Cf.UnitedStatesv.Erika, Inc.,456 U.S. 201,208(1982). ↩
- Page 230 Section 466 merely requires the Secretary to "make rules and regulations for the operation and management of Indian forestry units on the principle of sustained-yield management." ↩
- Page 230 Section 318a authorizes the appropriation of funds for building of roads on Indian reservations. It would be a radical change in the law of sovereign immunity to hold that a routine authorization statute allows individuals who might benefit from appropriations to bring an action to recover damages. And although § 325 requires "the payment of such compensation as the Secretary of the Interior shall determine to be just," it does not follow that damages for failure to secure more generous compensation are available. Indeed, the explicit statutory recognition of the Secretary'sPage 231authority to determine the amount of compensation militates against any damages remedy for insufficient compensation. SeeTexasIndustries, Inc. v.Radcliff Materials, Inc.,451 U.S. 630,644-645(1981);Plumbers Pipefittersv.Plumbers Pipefitters,452 U.S. 615,630(1981) (BURGER, C. J., dissenting). ↩
- Page 231 Section 162a affords the Secretary substantial discretion respecting investments to be made with individual Indian funds. There is nothing in the statute that requires payment of a particular rate of interest, much less that makes the United States accountable in damages for any amount by which the revenues earned fall short of a standard of "reasonable management zeal to get for the Indians the best rate." 229 Ct. Cl. 1, 15-16,664 F.2d 265,274(1981). ↩
- Page 231 It is improbable that Congress intended § 406 to constitute consent to monetary liability for forestry mismanagement on allotted lands, because before 1924, the Government maintained the position that heavily forested lands were not to be allotted. SeeUnited Statesv.Payne,264 U.S. 446,449(1924); Brief for United States 3, n. 2. And before 1964, § 406 was a rather bare instrument, simply giving an Indian permission to sell his timber with the Secretary's permission. Seeante, at 219-220. The legislative history of the 1964 amendments to § 406, seeante, at 222, also fails to supply the necessary evidence of congressional intent. The House Report states that "[n]o additional expenditure of Federal funds" was expected to be incurred by reason of the enactment of the legislation. H.R. Rep. No. 1292, 88th Cong., 2d Sess., 2 (1964). A letter from the Interior Department to the Congress urging enactment of the legislation explained only that the standards for timber sales on allotted lands "should help allay disputes and avoid misunderstanding." S. Rep. No. 672, 88th Cong., 1st Sess., 3 (1963). ↩
- Page 232 Although not dispositive, the monetary character of a statutory right is a strong indication that a statute "in itself . . . can fairly be interpreted as mandating compensation." By contrast, where, as here, the duties imposed by a statute are not essentially monetary in character, but require implementation through conduct by federal officials, the contrary inference arises: that Congress, by its silence as to a damages remedy, created only a substantive right enforceable through injunctive relief. SeeTestan, supra, at 401, n. 5, 403. ↩
- Page 232 See,e.g., Jackson Transit Authorityv.Transit Union,457 U.S. 15,20-23(1982);Middlesex County Sewerage Authority, supra, at 13-18;Texas Industries, supra, at 639-640;Californiav.Sierra Club,451 U.S. 287,292-298(1981);Northwest Airlines, Inc. v.TransportWorkers,451 U.S. 77,91-95(1981);Universities Research Assn. v.Coutu,450 U.S. 754,770-784(1981);Transamerica Mortgage Advisors, Inc. v.Lewis,444 U.S. 11,19-24(1979). Against the background of sovereign immunity, the rationale of these cases should apply here with particular force. ↩
- Page 234 "There are a number of widely varying relationships which more or less closely resemble trusts, but which are not trusts, although the term `trust' is sometimes used loosely to cover such relationships. It is important to differentiate trusts from these other relationships, since many of the rules applicable to trusts are not applicable to them." Restatement (Second) of Trusts § 4, Introductory Note, p. 15 (1959). For example, the Court often has described the fiduciary relationship between the United States and Indians as one between a guardian and a ward. See,e.g., Klamath Indiansv.United States,296 U.S. 244,254(1935);United Statesv.Kagama,118 U.S. 375,383(1886). But "[a] guardianship is not a trust." Restatement (Second) of Trusts § 7. There is no explanation, however, why the Court chooses one analogy and not another. The choice appears to be influencedPage 235by the fact that "[t]he duties of a trustee are more intensive than the duties of some other fiduciaries."Id., § 2, Commentb.
The Court asserts that "[a]ll of the necessary elements of a common-law trust are present" — a trustee, a beneficiary, and a trust corpus.Ante, at 225. But two persons and a parcel of real property, without more, do not create a trust. Rather, "[a] trust . . . arises as a result of a manifestation of an intention to create it." Restatement (Second) of Trusts § 2. Seeid., § 23 ("A trust is created only if the settlor properly manifests an intention to create a trust");id., § 25 ("No trust is created unless the settlor manifests an intention to impose enforceable duties"). This is the element that is missing in this case, and the Court does not, and cannot, find that Congress has manifested its intent to make the statutory duties upon which respondents rely trust duties. Cf.id., § 95; 2 A. Scott, Law of Trusts § 95, p. 772 (3d ed. 1967) ("At common law it was held that a use . . . could not be enforced against the Crown . . .").
Indeed, given the language of the statute at issue inMitchell I, the case for finding that Congress intended to impose fiduciary obligations on the United States was much stronger there than it is here. See445 U.S., at 547(WHITE, J., dissenting). One of the authorities cited by JUSTICE WHITE, 2 Scott,supra, § 95, specifically discusses the General Allotment Act as an example of the United States acting as a trustee. Furthermore, a trustee can "reserv[e] powers with respect to the administration of the trust." Restatement (Second) of Trusts § 37. Unless the United States agrees to be held liable in damages, even the existence of a trust does not necessarily establish that the Government has surrendered its immunity from damages. ↩ - Page 235 The Court has invoked the fiduciary relation primarily (i) to preclude unauthorized state interference in the relations between the United States and the Indian tribes or other unauthorized exercise of state jurisdiction on Indian lands, see,e.g., Kagama, supra, at 382-384; (ii) to bar or nullify exercises of state court jurisdiction in matters affecting Indian property rights, in which the United States was not properly joined or represented, see,e.g., Minnesotav.United States,305 U.S. 382,386(1939);United Statesv.Candelaria,271 U.S. 432,442-444(1926); (iii) to interpret doubtful or ambiguous treaty language in favor of the Indians, see,e.g., United Statesv.Shoshone Tribe,304 U.S. 111,117-118(1938);Minnesotav.Hitchcock,185 U.S. 373,396(1902); (iv) to determine the liability of thePage 236United States for damages under the Just Compensation Clause where, acting as a fiduciary manager, it has converted the form of Indian property, see,e.g., United Statesv.Sioux Nation of Indians,448 U.S. 371,415-416(1980); and (v) to emphasize the high standard of care that the United States is obliged to exercise in carrying out its duties respecting the Indians, see,e.g., United Statesv.Mason,412 U.S. 391,398(1973);Seminole Nationv.United States,316 U.S. 286,296-297(1942). But the Court has never, until today, invoked the doctrine to hold that the United States is answerable in money damages for breaches of the standards applicable to a private fiduciary. ↩
- Page 237 The Court reaches for support inSeminole Nationv.United States,supra, andUnited Statesv.Creek Nation,295 U.S. 103(1935), but both cases cut against the Court's theory in this case. The discussion of the Government's fiduciary duty inSeminole Nationreferred to a claim to compel payments expressly prescribed by Treaty. See316 U.S., at 296-297.Creek Nationinvolved a taking claim. ↩
- Page 237 Also significant is the Court's standardless remand for further proceedings consistent with its opinion. Where the statute upon which liability is premised creates no right to payment of a sum certain, the Court of Claims (now the United States Claims Court) will be required, without legislative guidance, to determine the extent of liability, if any, and the items of damages that are cognizable. This task, unlike the factual or legal determination whether a particular individual falls within a class granted a right to payment of money by a statute, is not one to which courts are adapted. Any rules established will be of "judicial cloth, not legislative cloth."Weinbergerv.Catholic Action of Hawaii/PeaceEducation Project,454 U.S. 139,141(1981). I assume, however, that the law of trusts generally will control and that all defenses to actions on breaches of trust, such as consent by the beneficiary and laches, will be fully available to the United States. Cf. 229 Ct. Cl., at 15-16,664 F.2d, at 274. ↩