Opinion · Supreme Court of the United States
The Siren
Siren, 19 L. Ed. 129 (1869)
- Type
- Opinion
- Court
- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 1869-02-15
- Topic
- general
noting that states cannot be subject to “legal proceedings” without consent, rather than lawsuits | describing "exemption of the government from a direct proceeding in rem against the vessel whilst in its custody" | describing “exemption of the government from a direct proceeding in rem against the vessel whilst in its custody” | implicitly indicating that the principle of waiver provides the foundation for the recoupment-counterclaim exception to sovereign immunity | “[T]here is no distinction between suits against the government directly, and suits against its property.” | “It is a familiar doctrine of the common law, that the sovereign cannot be sued in his own courts without his consent.” | “It is inherent in the nature of sovereignty not to be amenable to the suit of an individual without its consent.” (emphasis omitted) | “[T]here is no distinction between suits against the government directly, and suits against its property.” | “[T]here is no 12 distinction between suits against the government directly, and suits against its 13 property.” | “It is a familiar doctrine of the common law, that the sovereign cannot be sued in his own courts without his consent.” | "[D]irect suits cannot be maintained against the United States, or against their property ...."
Citator
- Cited by
- 97 opinions
delivered the opinion' of the court.
It is a familia" doctrine of the- common law, that .the
The same exemption from judicial process extends to the property of the United S/tates, and for the same reasons. As justly observed by the learned judge who tried this case, tjie're is no distinction between suits against the government directly, and suits against its property.
But althotigb direct suits cannot be maintained against the United States, or ágainst their property, yet, when the United States institute a suit, they waive their exemption so far as to allow a presentation by the defeiadant of set-offs, legal and equitable, to the extent of the demand made or property claimed, and when they proceed in rent-, they ' open to consideration all claims and equities in regard to the property libelled. They then stand in such proceedings, with reference to the rights of defendants or claimants, precisely as private suitors, except that they are exempt from costs and from affirmative relief against them, beyond the demand or property, in controversy. In United States v. Ringgold,† a claim of the defendant was allowed as a set-off to the demand of the government. “No direct suit,” said •the court, “can be maintained against the United States.
For the damages, occasioned -hy collision of vessels át sea a.claim is created against the vessel in fault, iii favor of the' injured party. This claim may be enforced in the adniiralty ■by a proceeding in rem, except where the vessel is'the prop-. erty of the'United State's. In such.case the claim .exists' equally as if the vessel belonged to a. private citizen, bqt for reasons of public policy, already stated, cannot be enforced by direct proceedings against thé vessél. . It stands, in that, respect, like a claim against the government, incapable of enforcement without its consent, anfl unavailable for any purpose.
In England, when the damage is inflicted by a vessel belonging to the crown, it was formerly held that the remedy must be sought against the officer incoinmanctof the offending ship. But the present practice is tó flle a libel 'in rem., upon which the court directs the registrar to write to "the lords of the admiralty requesting an appearance .on behalf of the crown — which is generally given — when the subsequent proceedings to decree are conducted as in other . cases.† In the case of The Athol,‡ the court refused, to issue a monition to the lords of the admiralty to appear in a suit for damage by collision, occasioned to a vessel by a ship of
It is true, that in case of damage committed by a public vessel a legal responsibility attaches to the actual wrongdoei’, the commanding officer of the offending sh'ip, and the injured party may seek redress against him; but this is not' inconsistent with the existence of a claim against the vessel itself.. In the case of The Athol, already referred to, -where the. liability of'the actual wrongdoer is asserted, damages against the vessel were pronounced after an, appearance on behalf of the crown had been given by the admiralty proctop.†
The inability to enforce the claim against the vessel is not inconsistent with its existence!
Seamen’s wages constitute preferred claims, under the’ maritime law, upon all vessels; yet they cannot be enforced against a vessel of the'nation, or a vessel employed in its service. • In a case before the Admiralty Court of Pennsylvania, in 1781, it was adjudged, on a plea to the jurisdiction, that, mariners enlisting on board a ship of war belonging to a Sovereign independent State coul'd not libel the ship for their -wages.
Even where claims are made liens upon prooerty by statute, they cannot be enforced-by direct suit, if the property subsequently vest in the government. Thus in Massaehü-' setts- the statutes provide, that any person to whom money is due for lab,or and materials furnished in the construction of a vessel in that commonwealth, shall have a lien upon her, which shall be preferred to all other liens^except mariners’ wages, and shall continue- until the debt is paid, unless lost-by, a failure to comply with certain specified conditions; yet ip a recent case, where a.vessel' subject to a lien of this character was transferred ¡to' the United States, it was held that the lien could not be enforced in the courts of that State. The decision was placed upon the general exemption of the government and its property from legal proeess.†
So also express contract liens upon the property of the United,States are incapable of enforcement, A mortgage 'upon property, the title to which had subsequently passed to the United States, would be in the same position- as a claim against a vessel of the' government, incapable of enforcement by legal, proceedings. The United States, possessing ‘ the fee, wolild be an indispensable party to any suit to foreclose the equity of redemption, or to- obtain á sale of the premises. In Lutwich v. The Attorney-General, a case cited by Lord Hardwieke in deciding Reeve v. Attorney-General,‡ a bill was "filed to foreclose a mortgage after- the mortgagor
.In Hodge v. Attorney-General,* the deeds of certain leasehold estates had been deposited by one Bailey with the plaintiffs, who were bankers, to secure a balance of a running account between him and them. Bailey was afterwards convicted of felony, and the leasehold estates vested in the crown. At the time of his conviction-he was indebted to the plaintiffs, who filed a bill against, the attorney-general,' claiming tó be equitable mortgagees of the leasehold estates, to subject the property to sale, and the application of the proceeds' to the payment of the amount due them. But-the. court Said that the only decree which could be made in the case was t(V declare the plaintiffs to be equitable mortgagees of the property, to direct an account to.be taken, and that the.plaintiffs hold possession of the property until their lien was satisfied. “I do not think,” said Baron Alderson, in giving, the decision, “that I have any jurisdiction in this case to.order a sale. Here the legal estate is vested in the .crown; and I do not know any process by which this court can compel the crown to convey that, legal estate,”'
In this country, where, as a general rule, a mortgage is treated only as a hen or incumbrance, and the mortgagor retains possession of the premises, the relief granted in the two cases cited .wo'uld be of no avail.
. The authorities to which we have referred are sufficient to. show that the existence of a claim, and even of a lien upon próperty, is not always dependent upon the ability of the holder to enforce it by legal proceedings, A claim or lien existing" and continuing will be enforced by the courts whenever the property upon which .it lies becomes subject to their júrisdiction and control. Then the rights and interests of all parties will be respected'and maintained. Thus, if the government, having the title to land subject to the
So if property belonging to the government, upon which claims exist, is sold upon judicial decree, and the proceeds are paid into the registry, the court would have jurisdiction to direct the claims to be satisfied out of them. ' Such decree of sale could only be mqde upon application of the government,' and by its appearance in court,- as we have already said, it waives its exemption and submits tO' the application of the same principles by which justice is adhiitiistered'between private suitors.
■ Now, it is a settled principle of admiralty law, that all maritime claims upon the yessel- extend equally to the proceeds, arising from its sale, and are .to be satisfied out of them. Assuming, therefore, that the Siren was in fault, and that by the tort she' committed a claim was created against her, we do not perceive any just ground for. refusing its satisfaction out of the proceeds-of her sale. The government. i§ the actor in thé suit for-her condemnation. It asks for hér sale, and the proeeeds.coming into the régistry of the court, come affected with all the claims which existed upon, the vessel created subsequent, to her capture. There is no authority, that we are aware of, which would exempt them under these circumstances, because of the exemption of the government from a direct proceeding in reni against the vessel whilst in its custody.
This-doctrine wa^ applied by this court in the case of the St. Jago de Cuba,* where a libel was filed by the'United States to forfeit the vessel for violation of the laws prohibiting the slave trade.- Claims of seamen for wages, and of material-men for supplies when the parties were ignorant of the illegal voyage of the vessel, were allowed -and paid out of the proceeds. These claims arose subsequent to the illegal acts which created the forfeiture, yet they were not
In United States v. Wilder* it was held thát goods of the United, States- were subject to contribution equally -with goods of private shippers, to meet the expenses incurred in saving -them, which were averaged, a-nd that the owners of-the vessel could retain the goods; until their share of the con- ■ ttibutioh.to the average was paid or secured. The United States claimed the right to take the goods without paying or securing this shate; and this being denied, the action was brought to recover their value. In delivering the opinion, .Mr.1 Justice Story stated that he was .unable-to distinguish the case from1 one of salvage, and that it had never been doubted that in cases of salvage of priváte ships and cargoes, the. It eight bn board belonging to the government was equally Subject to the admiralty process-'ira rem for its proportion due for salvage with that of ¡mere private shippers;' but'that it' might be, for aught he knew, different in cases of the salvage of public, ships. “ Thelsame reasoning, however,” continued the learned justice, “which has been.applied oy the government against the lien for general average, applies with equal force against the lien for salvage1 of government property' under all circumstances.' Besides, it is by .no means true, that liens existing on particular things are displaced, by the government becoming’ or.succeeding to the proprietary interest. The lien of seamen’s wages and of bottom'ry bonds exists in all cases as much against the government, becoming proprietors by way of purchase, or forfeiture,-or otherwise; as it does against.tbe particular things in the possession of a private person.”
There is no just foundation for the objection that claims for maritime torts cannot 'be dealt with and adjusted by a prize court. “It is a principle well settled, and constantly conceded and applied,” said Chancellor Kent,- “ that prize courts have exclusive jurisdiction and an enlarged discre-' tion as to the allowance of freight, damages, expenses, and costs in all cases of-captures, and as to all torts, and personal injuries, and ill-treatments, and abuse of power connected with captures jure belli; and. the courts will frequently award large and liberal damages in those cases.”§ The jurisdiction is not, therefore, limited to the determination of the simple question of prize or no prize. But whatever may be the limitation upon the jurisdiction of a prize court in Eugland, there is no such limitation upon the District Court sitting as a prize court in this country. Here, the District Court, as was said in United States v. Weed,ǁ “ holds both its.
As to the suggestion that a maritime tort, committed by á ship in possession of a prize master and crew, ought not to create a- plaim on the vessel against a neutral owner in ease the vessel is restored, it is .sufficient to say, although' .the vessel having been condemned tlie question is not of importance in this case, that the claim in that event, if held to exist, would not be the subject'of consideration by the prize court. Here, however, the title was divested from the previous owner by the capture, that being lawful, and vested in theUnited States (in trust as to one-half for the captors), although the legality of the capture was not established until the sentence of condemnation.
• It does hot appear that the court below considered the evidence as to the character and extent of the alleged tort. It appears to'have placed its decision' entirely upon the legal proposition, that the captured vessel was exempt from legal process 'at the' suit of the intervenors, and that consequently the proceeds'of the vessel could not be subjected to the satisfaction of their claims. "We have, however; looked into ■the evidence, and are satisfied that the collision was the fault of the Siren. It took place in tine daytime. The sloop was -seen from the steamer in time to avoid her. The steamer was out of the regular track for steamers passing through Hurlgate. The passage is noted for its difficulties and dan
The decree must be reversed, and the cause remanded to the' court below, with directions to assess the damages and pay them out of the proceeds of the vessel before distribution to the captors.
Ordered accordingly.
8 Ib. 150.
Coote’s New Admiralty Practice, 31.
1 W. Robinson, 382.
The Clara, 1 Swabey, 3; and the Swallow, Ib. 30.
See, also, United States v. Brig Malek Adhel, 2 Howard, 233.
The Lord Hobart, 2 Dodson, 103.
Briggs and another v. Light Boats, 11 Allen, 157.
2 Atkyns, 223.
3 Younge & Collyer, 342.
3 Sumner, 308.
3 Sumner, 368.
3 Haggard, 246.
1 Parsons’s Maritime Law, 324; 2 Ib. 625; Marvin on Wrecks and Salvage, § 122; see, also, 7 Wheaton, 283.
1 Kent, 354.
5 Wallace, 69.
The Battle, 6 Wallace, 498; The Hampton, 5 Ib. 372; and The Frances, 8 Cranch, 418.