Opinion · Supreme Court of the United States
The Lottawanna
22 L. Ed. 654
- Type
- Opinion
- Court
- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 1875-05-18
- Topic
- general
"It cannot be supposed that the framers of the Constitution contemplated that the law should forever remain unalterable. Congress undoubtedly has authority under the commercial power, if no other, to introduce such changes as are likely to be needed." | “It cannot be supposed that the framers of the Constitution contemplated that the law should forever remain unalterable. Congress undoubtedly has authority under the commercial power, if no other, to introduce such changes as are likely to be needed.” | the Constitution created a system of national maritime law to promote “the uniformity and consistency at which the Constitution aimed on all subjects of a commercial character affecting the intercourse of the States with each other or with foreign states”
Citator
- Cited by
- 263 opinions
delivered the opinion of the court.
The principal questions raised in this case were decided by this court adversely to the lien more than fifty years ago in the case of The General Smith, reported in 4 Wheaton, 488, and that decision has ever since been adhered to, except occasionally in some of the District Courts. A solemn judgment relied on so long by the commercial community as a rule of property and the law of the land, ought not to be overruled except for very cogent reasous. If, however, in the progress of investigation, and with the new lights that have been thrown upon the whole subject of maritime law and admiralty jurisdiction, a more ratioual view of the question demands an adverse ruling in order to preserve harmony and logical consistencj7 in the general system, the court might, perhaps, if no evil consequences of a glaring character were likely to ensue, feel constrained to adopt it. But if no such necessity exists, we ought not to-permit any consideration of mere expediency or love of scientific completeness, to draw us into a substantial change of the received law. The additional security which has been extended to bills of sale and mortgages on ships and vessels since the passage of the act for recording them in the custom-house; and the confidence with which purchasers and mortgagees have invested money therein under the existing course of decisions on this subject, have placed a large amount of property at undue hazard, if those decisions may lightly, or without grave cause, be disturbed.
The ground on which we are asked to overrule the judgment in the case of The General Smith is, that by the general maritime law, those who furnish necessary materials, repairs, and supplies to a vessel, upon her credit, have a lien on such a vessel therefor, as well when furnished in her home port as when furnished in if*foreign port, and that the courts of admiralty are bound to give effect to that lien.
The proposition assumes that the general maritime law governs this case, and is binding on the courts of the United States.
This account of the maritime law, if correct, plainly shows that in particular matters, especially such as approach a merely municipal character, the received maritime law .may differ in different countries without affecting the general integrity of the system as a harmonious whole. The government of one country may be willing, to give to its citizens, who supply a ship with provisions at her home port where the owner himself resides, a lien on the ship; whilst that of another country may take a contrary view as to the expediency of such a rule. The difference between them in a matter that concerns only their own citizens, in each case,
This view of the subject does not in the slightest degree detract from the proper authority and respect due to that venerable law of the sea, which has been the subject of such high encomiums from the ablest jurists of all countries; it merely places it upon the just and logical grounds upon which it is accepted, and with proper qualifications, received with the binding force of law in all countries.
The proposition, therefore, that by the general maritime law a lien is given in cases of the kind now under consideration, does not advance the argument a single step, unless it be shown to be in accordance with the maritime law as accepted and received in the United States. It certainly has not been the maritime law of England for more than two centuries past; and whether it is the maritime law of this country depends upon questions which are not answered by simply turning to the ordinary European treatises on maritime law, or the codes or ordinances of any particular country.
That we have a maritime law of our own, operative throughout the United States, cannot be doubted. The general system of maritime law which was familiar to the lawyers and statesmen of the country when the Constitution was adopted, was most certainly intended and referred to when it wfjs declaimed in that instrument that the judicial power of the United States shall extend “to all cases of admiralty and maritime jurisdiction.” But by what criterion are we to ascertain the precise limits of the law thus adopted ? The Constitution does not define it. It does not declare whether it w7as intended to embrace the entire maritime .law as expounded in the treatises, or only the limited and restricted system which was received in England, or lastly, such modification of both of these as was accepted and recognized as law in this country. Nor does the Constitution attempt to draw the boundary line between maritime law and local law; nor does it lay down any criterion for ascertaining that boundary. It assumes that the mean
One thing, however, is unquestionable; the Constitution must have referred to a system of law coextensive with, and operating uniformly in, the whole country. It certainly could not have been the intention to place the rules and limits of maritime law under the disposal and regulation of the several States, as that would have defeated the uniformity and consistency at which the Constitution aimed on all subjects of a commercial character affecting the intercourse of the States with each other or with foreign states.
The question is discussed with great felicity and judgment by Chief Justice Taney, delivering the opinion of the court in the case of The St. Lawrence,* where he says: “Judicial power, in all cases of admiralty and maritime jurisdiction, is delegated by the Constitution to the Federal government in general terms, and courts of this character had then been established in all commercial and maritime nations, differing, however, materially in different countries in the powers and duties confided to them; the extent of the jurisdiction conferred depending very much upon the character of the government in which they were created; and this circumstance, with the general terms of the grant, rendered it difficult to define the exact limits of its power in the United States. This difficulty was increased by the complex character of our government, where separate and distinct specified powers of sovereignty are exercised by the United States aud a State independently of each other within the same territorial limits. Aud the reports of the decisions of the court will show that the subject has often been before it, and carefully considered, without being able to fix with precision its definite boundaries; but certainly no State law can enlarge
Guided by these sound principles, this court has felt itself at liberty to recognize the admiralty jurisdiction as extending to localities and subjects which, by the jealousy of the common law, were prohibited to it in England, but which fairly belong to it on every ground of reason when applied' to the peculiar circumstances of this country, with its extended territories, its inland seas, and its navigable rivers, especially as the narrow restrictions of the English law had never prevailed on this side of the Atlantic, even in colonial times.
The question as to the true limits of maritime law and admiralty jurisdiction is undoubtedly, as Chief Justice Taney intimates, exclusively a judicial question, and no State law or act of Congress can make it broader, or (it may be added) narrower, than the judicial power may determine those limits to be. But what the law is within those limits, assuming the general maritime law to be the basis of the sy.stem, depends- on what has been received as law in the maritime usages of this country, and on such legislation as may have been competent to affect it. .
To ascertain, therefore, what the maritime law of this country is, it is not enough to read the French, German, Italian, and other foreign works on the subject, or the codes which they have framed; but we must have regard to our own legal history, constitution, legislation; usages, and adjudications as well. The decisions of this court illustrative of these sources, and giving construction to the. laws and Constitution are especially to be considered; and when these fail us, we must resort to the principles by which they have been governed.
But. we must always remember that the court cannot
On this subject the remarks of Mr. Justice Nelson, in delivering the opinion of the court in White's Bank v. Smith* (which established the validity and effect of the act respecting the recording of mortgages on vessels in the customhouse), are pertinent. He says: “Ships or vessels of the United States are creatures of the legislation of Congress. None can be denominated such, or be entitled to the benefits or privileges thereof, except those registered or enrolled according to the act of September 1st, 1789; and those which, after the last day of March, 1793, shall be registered or enrolled in pursuance of the act of 31st December, 1792, and must be wholly owned by a citizen or citizens of the United
Be this, however, as it may, and whether the power of Congress is or is not sufficient to amend the law on this subject (if amendment is desirable), this court is bound to declare the law as it now stauds. Aud according to the maritime law as accepted and received in this country, we feel bound to declare that no such lien exists as is claimed by the'appellees in this case. The adjudications in this court before referred to, which it is unnecessary to review, are conclusive on the Subject; aud we see no sufficient ground for disturbing theni.
This disposes of the principal question in the case.
But it is alleged by the appellees that by the law of Louisiana they have a privilege for their claims, giving them a lien on the vessel and her proceeds; and that the court was bound to. enforce this lien in their behalf, though not strictly a maritime lien.
On examining the record, however, it appears that the appellees never caused their lien (if they had one) to be recorded according to the requirements of the State law. By the.one hundred and twenty-third article of the constitution of Louisiana, adopted in 1869, it is declared that no “ mortgage or privilege shall hereafter affect third parties, unless recorded in the parish where the property to be affected is situated.” ■ And an act of the legislature, passed since that time, adopts the very terms of the Constitutional provision. And a further act provides that if the privilege be not in writing, the facts on which it is based must be stated in an
But if there were any doubt on this subject, the case of the appellees is met by another difficulty. The admiralty rule of 1859, which precluded the District Courts from entertaining proceedings in rem against domestic ships for supplies, repairs, or other necessaries, was in force until May 6tb, 1872, when the new rule was promulgated. Now, this case was commenced in the District Court a year previous to this, and final judgment in the District Court was rendered two months previous. It is true that the judgment of the Circuit Court, on appeal, was not rendered until the 3d day of June, 1872; but if the new rule had at that time been brought to the attention of the court, it could hardly have been applied to the case in its then position. All the proceedings had been based and shaped upon other grounds and theories, and not upon the existence of that rule. It would not have been just to the other parties to apply to them a rule which was not iu existence when they were carrying on the litigation.
As to the recent change in the admiralty rule referred to, it is sufficient to say, that it was simply intended to remove all obstructions and embarrassments in the way of instituting proceedings in rem iu all cases where liens exist by law, and not to create any new lien, which, of course, this court could not do in any event, since a lien is a right of property, and not a mere matter of procedure.
Had the lien been perfected, and had the rule not stood in the way, the principles that have heretofore governed the practice of the District Courts exercising admiralty jurisdiction, and which have been repeatedly sanctioned by this court, would undoubtedly have authorized the material-men to file a libel against the vessel or its proceeds.† It seems
But, whatever may have been the origin of the practice, and whether or not it was based on the soundest principles,' ]t became firmly settled, and it is now too late to question its Validity.
-■ It is true that the inconveniences arising from the often intricate and conflicting State laws creating such liens, induced this court in December Terrh, 1858, to abrogate that portion of the twelfth admiralty rule of 1844 which allowed' proceedings' in rem agaiust domestic ships for repairs and supplies furnished in the home port, and to allow proceedings in- personam only in such cases. But we have liow restored the rule of 1844, or, rather, we have made it general in its terms, giving to material-men iii all eases their optioh to proceed either in rem or in personam. Of course this modification of the rule cannot avail where no lien exists; but whore one does exist, no matter by what law, it removes all obstacles to a proceeding in rem, if credit is given to the Vessel.
It would undoubtedly he far more satisfactory to have a uniform law regulating such liens, but until sueh a law bé adopted (supposing Cotigress to have the power) the authority of the States to legislate on the subject seenis to he conceded by the uniform course of decisions.
Indeed, there is quite an extensive field of border legisla-t tion on commercial subjects (generally local in character) which nitty be regulated by State laws until Congress interposes, and thereby excludes further State legislation. . Pilotitgc is one of the subjects in this category. So far as Congress has interposed, its authority is supreme and exclusive) but where it has not dono so, the matter is'still left to the regulation of State laws. And yet this exercise by the States of the power to regulate pilotage has not withdrawn the subject, and, indeed, cannot withdraw it from thé adiiii
But there is another mode in which the appellees, if they had a valid lien, could come into the District Court and claim the benefit thereof, namely, by a petition for the application of the surplus proceeds of the vessel to the payment of their debts, under the forty-third admiralty rule. The couTt has power to distribute surplus proceeds to all those who can show a vested interest therein, in the order of their several priorities, no matter how their claims originated.† The propriety of such a distribution in the admiralty has been questioned on the ground that the court would thereby draw to itself equity jurisdiction.‡ But it is a wholesome jurisdiction very commonly exercised by nearly all superior courts, to distribute a fund rightfully in its possession to those who are legally entitled to it; and there is no sound reason why admiralty courts should not do the
In this case the appellants themselves have no maritime lien, but'merely a mortgage to secure an ordinary debt not founded on a maritime contract. They, therefore, have no standing in court, except under the forty-third admiralty rule, and in the manner above indicated. Their libel was inadmissible, even under the admiralty rule as recently modilied.f But before the final decree they filed a petition for the surplus proceeds, and, as there is no question in the case about fraudulent preference under the Bankrupt law, they are entitled to those proceeds towards satisfaction of their mortgage.
Decree reversed, and the record remanded, with instructions to enter a decree in favor of the appellants,
In conformity with this opinion.
7 Wallace, 655, 656.
8 Wallace, 491.
Revised Civil Code, Articles 3273, 3274, 3093.
The General Smith, 4 Wheaton, 438; Peyroux v. Howard, 7 Peters, 324; The Orleans v. Phœbus, 11 Id. 175; The St. Lawrence, 1 Black, 522.
Cases supra.
Volume 3, pp. 131, 171.
Cooley v. Port Wardens, 12 Howard, 299; Ex parte McNiel, 13 Wallace, 236.
Schuchardt v. Babbidge, 19 Howard, 239.
The Neptune, 3 Knapp’s Privy Council, 111.
See cases reviewed in 1 Conklin’s Admiralty, pp. 48-66, 2d ed.
The John Jay, 17 Howard, 399.