Opinion · Supreme Court of the United States
Tate v. Short
28 L. Ed. 2d 130
- Type
- Opinion
- Court
- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 1971-03-02
- Topic
- general
holding that petitioner who was held on municipal prison farm because he was unable to pay fines on convictions for traffic offenses violated equal protection rights | holding that a defendant cannot be sentenced to jail for failing to pay a fine, when the defendant does not have the means to pay | holding that a state cannot imprison under a fine-only statute on the basis that an indigent defendant cannot pay a fine | holding that incarcerated defendant could not assert equal protection challenge to fine when there was no evidence that incarceration was due to failure to pay fine | holding that a state cannot convert a fine into a jail term solely because the defendant is indigent and cannot immediately pay the fine in full | holding that a state cannot convert a fine into a jail term solely because the defendant is indigent and cannot immediately pay the fine in full | holding that a state cannot “imposte] a fine as a sentence and then automatically conver[t] it into a jail term solely because the defendant is indigent and cannot forthwith pay the fine in full.” | holding that an indigent could not be imprisoned for failure to pay traffic fines | holding that such a scheme violated the Equal Protection Clause of the Fourteenth Amendment | holding that state may not imprison indigent defendant solely for inability to pay fine | holding that states are prohibited from imposing a fine as a' sentence and then automatically converting it into a jail-term solely because the defendant is indigent and cannot- forthwith pay the fine in full | noting that “petitioner’s imprisonment for nonpayment constitutes unconstitutional discrimination since ... petitioner was subjected to imprisonment solely because of his indigency” | holding unconstitutional the imposition of a jail sentence for a “fines only” offense where the defendant was unable to pay a fine | holding unconstitutional the imposition of a jail sen- tence for a “fines only” offense where the defendant was unable to pay a fine | finding that imprisoning those unable to pay traffic fines “is imposed to augment the State’s revenues but obviously does not serv that purpose” | finding that imprisoning drivers too poor to pay traffic fines, while ostensibly “imposed to augment the State’s revenues,” “obviously” impedes that purpose rather than serving it | holding: State cannot convert a fine imposed fine-‐only statute into a jail term solely because the defendant is indigent and cannot immediately pay the fine in full | holding imprisonment of an indigent driver for failure to pay traffic debt unconstitutional | invalidating a facially neutral statute that authorized imprisonment for failure to pay fines because it violated the equal protection rights of indigents | emphasizing its holding did not "suggest any constitutional infirmity in imprisonment of a defendant with the means to pay a fine who refuses or neglects to do so " | emphasizing its holding did not “suggest any constitutional infirmity in imprisonment of a defendant with the means to pay a fine who refuses or neglects to do so ” | extending Williams to prohibit "jailing an indigent for failing to make immediate payment of any fine" | invalidating a facially neutral statute that authorized imprisonment for failure to pay fines because it violated the equal protection rights of indigents | jailing the defendant for involuntary failure to pay fines on non-jail offenses unconstitutionally imprisons “solely because of ... -indigency” | invalidating a sentence on equal protection grounds where a defendant was unable to pay a fine, for an offense punishable by fine alone, and was sentenced to jail to work off the fine at a rate of $5 a day | noting "[d]efendants with no likelihood of having the means to repay are not put under even a conditional obligation to do so, and those upon whom a conditional obligation is imposed are not subjected to collection procedures until their indigency has ended and no `manifest hardship' wi
Citator
- Cited by
- 412 opinions
delivered the opinion of the Court.
Petitioner accumulated fines of $425 on nine convictions in the Corporation Court of Houston, Texas, for traffic offenses. He was unable to pay the fines because of indigency1 and the Corporation Court, which otherwise has no jurisdiction to impose prison sentences,2 committed him to the municipal prison farm according to the provisions of a state statute and municipal ordinance3 which required that he remain there a suffi
The Illinois statute involved in Williams authorized both a fine and imprisonment. Williams was given the maximum sentence for petty theft of one year’s imprisonment and a $500 fine, plus $5 in court costs. The judgment, as permitted by the Illinois statute, provided that if, when the one-year sentence expired, Williams did not pay the fine and court costs, he was to remain in jail a sufficient length of time to satisfy the total amount at the rate of $5 per day. We held that the Illinois statute as applied to Williams worked an invidious discrimination solely because he was too poor to pay the fine, and therefore violated the Equal Protection Clause.
Although the instant case involves offenses punishable by fines only, petitioner’s imprisonment for nonpay
“the same constitutional defect condemned in Williams also inheres in jailing an indigent for failing to make immediate payment of any fine, whether or not the fine is accompanied by a jail term and whether or not the jail term of the indigent extends beyond the maximum term that may be imposed on a person willing and able to pay a fine. In each case, the Constitution prohibits the State from imposing a fine as a sentence and then automatically converting it into a jail term solely because the defendant is indigent and cannot forthwith pay the fine in full.”
Our opinion in Williams stated the premise of this conclusion in saying that “the Equal Protection Clause of the Fourteenth Amendment requires that the statu
There are, however, other alternatives to which the State may constitutionally resort to serve its concededly valid interest in enforcing payment of fines. We repeat our observation in Williams in that regard, 399 U. S., at 244-245 (footnotes omitted):
“The State is not powerless to enforce judgments against those financially unable to pay a fine; indeed, a different result would amount to inverse discrimination since it would enable an indigent to avoid both the fine and imprisonment for nonpayment whereas other defendants must always suffer one or the other conviction.
“It is unnecessary for us to canvass the numerous alternatives to which the State by legislative enactment — or judges within the scope of their authority — may resort in order to avoid imprisoning an indigent beyond the statutory maximum for involuntary nonpayment of a fine or court costs. Appellant has suggested several plans, some of which are*400 already utilized in some States, while others resemble those proposed by various studies. The State is free to choose from among the variety of solutions already proposed and, of course, it may devise new ones.” 5
We emphasize that our holding today does not suggest any constitutional infirmity in imprisonment of a defendant with the means to pay a fine who refuses or neglects to do so. Nor is our decision to be understood
The judgment of the Court of Criminal Appeals of Texas is reversed and the case is remanded for further proceedings not inconsistent with this opinion.
It is so ordered.
Mr. Justice Black concurs in the result.
Mr. Justice Harlan concurs in the judgment of the Court on the basis of the considerations set forth in his opinion concurring in the result in Williams v. Illinois, 399 U. S. 235, 259 (1970).
At the habeas corpus hearing the assistant district attorney appearing for the State stipulated: “We would stipulate he is poverty stricken, and that his whole family has been for all periods of time therein, and probably always will be.” Petitioner’s uncontradicted testimony at the hearing was that, prior to his imprisonment, he earned between $25 and $60 a week in casual employment. He also received a monthly Veterans Administration check of $104. He has a wife and two children dependent on him for support. We were advised on oral argument that under Texas law his automobile was not subject to execution to collect the fines.
Tex. Code Crim. Proc., Art. 4.14 (1966) provides:
“The corporation court in each incorporated city, town or village of this State shall have jurisdiction within the corporate limits in all criminal cases arising under the ordinances of such city, town or village, and shall have concurrent jurisdiction with any justice of the peace in any precinct in which said city, town or village is situated in all criminal cases arising under the criminal laws of this State, in which punishment is by fine only, and where the maximum of such fine may not exceed two hundred dollars, and arising within such corporate limits.”
Tex. Code Crim. Proc., Art. 45.53 (1966), provides in pertinent part:
“A defendant placed in jail on account of failure to pay the fine and costs can be discharged on habeas corpus by showing:
“1. That he is too poor to pay the fine and costs; and
“2. That he has remained in jail a sufficient length of time to satisfy the fine and costs, at the rate of $5 for each day.”
Houston Code §35-8 provides:
“Each person committed to the county jail or to the municipal*397 prison farm for non-payment of their fine arising out of his conviction of a misdemeanor in the corporation court shall receive a credit against such fine of five dollars ($5.00) for each day or fraction of a day that he has served.”
Houston Code § 35-9 provides:
“[Additional credit against the fine of each prisoner may be granted by the superintendent of the municipal prison farm for good conduct, industry and obedience; provided, however, that such additional credit shall not exceed in time more than one-half (%) day credit on his fine for each day’s work.”
An implementing regulation of the Fines Bureau Division of the Houston Corporation Court interprets this provision as follows:
“If a person appears in court and is found guilty and does not have money to pay his fine, he is committed to jail to serve the amount of the fine at the rate of $5.00 per day. In certain cases a person may be allowed $7.50 credit per day.”
It does not appear that petitioner was granted the increased credit for any of the 21 days he served before his release.
Several States have a procedure for paying fines in installments. E. g., Cal. Penal Code § 1205 (1970) (misdemeanors); Del. Code Ann., Tit. 11, § 4332 (c) (Supp. 1968); Md. Ann. Code, Art. 38, § 4 (a) (2) (Supp. 1970)Mass. Gen. Laws Ann., c. 279, § 1A (1959); N. Y. Code Crim. Proc. § 470-d (1) (b) (Supp. 1970); Pa. Stat. Ann., Tit. 19, §953 (1964); Wash. Rev. Code §9.92.070.
This procedure has been widely endorsed as effective not only to collect the fine but also to save the expense of maintaining a prisoner and avoid the necessity of supporting his family under the state welfare program while he is confined. See, e. g., Final Report of the National Commission on Reform of Federal Criminal Laws, Proposed New Federal Criminal Code § 3302 (2) (1971); American Bar Association, Project on Standards for Criminal Justice, Sentencing Alternatives and Procedures §2.7 (b), pp. 119-122 (Approved Draft 1968); President’s Commission on Law Enforcement and Administration of Justice, Task Force Report: The Courts 18 (1967); ALI, Model Penal Code §302.1 (1) (Proposed Ofiieial Draft 1962). See also Comment, Equal Protection and the Use of Fines as Penalties for Criminal Offenses, 1966 U. Ill. L. F. 460; Note, The Equal Protection Clause and Imprisonment of the Indigent for Nonpayment of Fines, 64 Mich. L. Rev. 938 (1966); Note, Imprisonment for Nonpayment of Fines and Costs: A New Look at the Law and the Constitution, 22 Yand. L. Rev. 611 (1969); Note, Fines and Fining — An Evaluation, 101 U. Pa. L. Rev. 1013 (1953); J. Sellin, Recent Penal Legislation in Sweden 14 (1947); Cordes, Fines and Their Enforcement, 2 J. Crim. Sci. 46 (1950); S. Rubin, H. Weihofen, G. Edwards, & S. Rosenzweig, The Law of Criminal Correction 253 and n. 154 (1963); E. Sutherland & D. Cressey, Principles of Criminology 276 (6th ed. 1960). See also Williams v. Illinois, 399 U. S., at 244-245, n. 21.