Opinion · Supreme Court of the United States

Stein v. New York

346 U.S. 156

Type
Opinion
Court
Supreme Court of the United States
Jurisdiction
Federal
Date
1953-06-15
Topic
general

How later courts describe this case

  • holding that use of physical force by interrogators creates heavy presumption, if not per se rule, that there has been a violation of due process
  • noting that per se involuntariness rule applies when an interrogation is accompanied by physical violence
  • holding confessions voluntary and noting that "[t]hese men were not young, soft, ignorant or timid. They were not inexperienced in the ways of crime or its detection, nor were they dumb as to their rights.”
  • noting “tendency of the innocent, as well as the guilty, to risk remote results of a false confession rather than suffer immediate pain ... ”
  • asking jurors whether the value of stolen property was more or less than $100
  • When physical violence is present, “there is no need to weigh or measure its effects on the will of the individual victim.”
  • no criminal confession is ever voluntary in sense that a defendant wants to make it
  • “Our own Rules of Criminal Procedure make no provision for anything but a general verdict.”

Citator

Stein v. New York is no longer good law, at least in part: overruled by Jackson v. Denno (1964). 785 later decisions cite it, 1 of them negatively.

Authority status
negative
Cited by
785 opinions
Negative treatment
1 citing opinion

Headnotes

  1. Constitutional Law — Fourteenth Amendment — Self-Incrimination The Fourteenth Amendment does not permit a defendant to testify to coercion by the police while remaining shielded from any cross-examination whatever; when the prosecution has made a prima facie case for the jury on the coercion issue, the accused must choose between the disadvantage of silence and the disadvantage of testifying. Pp. 174-177
  2. Constitutional Law — Due Process The Fourteenth Amendment does not forbid jury trial of the issue whether a confession was coerced, nor does it forbid submitting that issue to the jury tentatively and under proper instructions along with the issue of guilt, even though a general verdict of guilty does not disclose the jury's decision on the coercion issue. Pp. 177-179
  3. Constitutional Law — Due Process When the issue whether confessions were coerced has been fairly tried and reviewed by the state courts, and there is no indication that constitutional standards of judgment have been disregarded, the Supreme Court will accept the state's determination absent impeachment by conceded facts. Pp. 180-182
  4. Criminal Law & Procedure — Confessions On the evidence presented, the state courts could properly find that the confessions were not obtained by physical force or threats, and were not obtained by psychological coercion. Pp. 182-186
  5. Criminal Law & Procedure — Confessions Illegal delay in arraignment of the petitioners did not alone require rejection of the confessions under the Fourteenth Amendment; delay while holding a suspect incommunicado facilitates and usually accompanies use of third-degree methods and is relevant circumstantial evidence in the inquiry as to physical or psychological coercion, but the more rigid rule of exclusion applied in federal courts under the Supreme Court's supervisory power does not govern state courts through the Fourteenth Amendment. Pp. 186-188
  6. Criminal Law & Procedure — Confessions If the jury rejected the confessions, it could constitutionally base a conviction on other sufficient evidence; other evidence consisting of direct testimony of a surviving victim, a well-corroborated accomplice, and unexplained incriminating circumstances cannot be held constitutionally or legally insufficient to warrant a jury verdict apart from the confessions. Pp. 188-194
  7. Criminal Law & Procedure — Jury Instructions The trial court's refusal of the petitioners' request for an instruction that the jury must return a verdict of acquittal if it found the confessions to have been coerced was not constitutional error. Pp. 188-193
  8. Constitutional Law — Due Process The Fourteenth Amendment does not enact a rigid exclusionary rule of evidence; it guarantees against conviction on inherently untrustworthy evidence. Pp. 192-193
  9. Criminal Law & Procedure — Harmless Error A decision affirming a conviction may rest on the ground that there was no constitutional error rather than on the ground of harmless error. Pp. 193-194
  10. Criminal Law & Procedure — Confessions A petitioner's objection to the admissibility of confessions to which he was not a party does not constitute constitutional error justifying setting aside his conviction; once a holding establishes that the state courts permissibly found those confessions voluntary, the support for such an objection is removed. P. 194
  11. Constitutional Law — Confrontation and Hearsay A petitioner's rights under the Fourteenth Amendment are not infringed by his inability to cross-examine the confessors, because the privilege of confrontation is not secured by the Fourteenth Amendment and the hearsay-evidence rule, with all its subtleties, anomalies, and ramifications, is not embraced by the Fourteenth Amendment. Pp. 195-196
  12. Constitutional Law — Due Process That the methods adopted by the state courts to protect a petitioner against disadvantage from the use of confessions may not have been the most effective conceivable does not render them violative of the Fourteenth Amendment. P. 196
  13. Criminal Law & Procedure — Confessions A confession is not rendered involuntary by such circumstances as custody without booking, continuous guard and handcuffing during interrogation, delay of several hours between arrest and questioning, interrogation conducted over an extended period and across multiple sessions, or confrontation with a former prison mate during interrogation; nor is it rendered involuntary because a relative was in custody, subject to parole disciplinary action, or was promised release or non-prosecution upon the accused's cooperation.
  14. Criminal Law & Procedure — Confessions The fact that a confession was first made to visiting officials rather than to the police accused of brutality supports the conclusion that it was voluntary; a confession is corroborated and its reliability supported where it is detailed, consistent with extrinsic evidence, and of a character that could not have been fabricated absent extraordinary creative imagination.
  15. Criminal Law & Procedure — Jury Instructions Where a jury is instructed to consider confessions only if found voluntary and returns a general verdict of guilty, an appellate court cannot be certain whether the conviction rested on the confessions, on other evidence, or on a combination, absent a presumption that jurors followed instructions; nor, where an intermediate appellate court affirmed without opinion, can it be certain on which ground the affirmance rested.
  16. Constitutional Law — Due Process The validity of a state's confession procedures must be examined not only as to their own constitutionality but also as to their consequences if valid, and as to the weight to be given to conclusions so reached. The Fourteenth Amendment does not forbid jury trial of the issue, and the states are free to allocate functions as between judge and jury as they see fit; procedures so long established and widely approved by state judiciaries will not be struck down as unconstitutional regardless of personal opinion as to their wisdom.
  17. Constitutional Law — Due Process On review, the Supreme Court penetrates the judgment of the state court of appeals and searches the record in the trial court.
  18. Criminal Law & Procedure — New York Confession Procedure Under the New York procedure for excluding coerced confessions, the judge may — indeed, must — exclude any confession if convinced it was not freely made or that a verdict that it was freely made would be against the weight of evidence, but if the voluntariness issue presents a fair question of fact, the judge must receive the confession and leave to the jury, under proper instructions, the ultimate determination of its voluntary character and its truthfulness; the judge is not required to exclude the jury while hearing evidence as to voluntariness, and perhaps is not permitted to.
  19. Constitutional Law — Due Process New York's Constitution has enjoined observance of due process of law at least since 1821, and New York statute law has provided for exclusion from evidence of coerced confessions since 1881; the ideal of fair procedure was self-imposed by New York before it was constitutionally imposed upon the state.
  20. General — New York — Appellate Review in Capital Cases An appeal to the New York Court of Appeals taken as of right affords petitioners a review with a latitude much wider than is permitted to the Supreme Court; in a death case, that court is empowered by statute to order a new trial for errors of law, or if the conviction is found to be against the weight of evidence, or if the court is satisfied for any reason whatever that justice requires a new trial, and will order a new trial where the prosecution has failed to produce all reasonably available evidence to clear charges of coercion.
  21. Criminal Law & Procedure — Prosecutorial Burden on Voluntariness The State bears the burden to prove beyond a reasonable doubt that a confession was not coerced; a confession may be found coerced not only because of force, intimidation, and fear but also for any implied coercion arising from the manner in which the confessors were kept in custody.
  22. Criminal Law & Procedure — Credibility Tests and Cross-Examination The Constitution does not prohibit tests of credibility which American law uniformly applies to witnesses, and a defendant who testifies may be cross-examined as to former convictions to attack his credibility; a defendant's failure to testify in support of his coercion claim, where testifying would subject him to general cross-examination, does not establish a constitutional violation absent a request for a ruling or an offer of readiness to testify under restricted cross-examination.
  23. Constitutional Law — Compromise Verdicts and Jury Secrecy The inability of a reviewing court to see what the jury has really done is inherent in jury trial of any two or more issues, and departure from instruction is a risk inseparable from jury secrecy and independence; this uncertainty, while a cause of concern and dissatisfaction in the literature of the profession, does not render the customary jury practice unconstitutional.
  24. Constitutional Law — Review of State Factfinding This Court cannot be completely bound by a state court's determination of any issue essential to decision of a claim of federal right, because otherwise federal law could be frustrated by distorted fact finding, although the Court does not approach the record de novo or with the latitude of choice open to some state appellate courts, and gives weight to the decision below.
  25. Constitutional Law — Due Process The Fourteenth Amendment does not, in guaranteeing due process, assure immunity from judicial error; only miscarriages of such gravity and magnitude that they cannot be expected to happen in an enlightened system of justice, or be tolerated by it if they do, cause the Court to intervene to review, in the name of the Federal Constitution, the weight of conflicting evidence to support a decision by a state court. *Milwaukee Electric Railway & Light Co. v. Milwaukee*, 252 U.S. 100, 106
  26. Constitutional Law — Deference to State Determinations of Coercion State trial and appellate courts bear primary, and in most cases final, responsibility for determining contested facts, and a jury and the trial judge have undeniable advantages over any appellate tribunal in determining the charge of coercion of a confession; when the issue has been fairly tried and reviewed, and there is no indication that constitutional standards of judgment have been disregarded, the state's own decision is accorded great and, absent impeachment by conceded facts, decisive respect. *Gallegos v. Nebraska*, 342 U.S. 55, 60; *Lyons v. Oklahoma*, 322 U.S. 596, 602–603; *Lisenba v. California*, 314 U.S. 219
  27. Criminal Law & Procedure — Confessions Physical violence or threat of it by the custodian of a prisoner during detention serves no lawful purpose, is universally condemned by the law, and invalidates confessions that otherwise would be convincing; when such violence or threat is present, there is no need to weigh or measure its effects on the will of the individual victim, because any confession made concurrently with torture or threat of brutality is too untrustworthy to be received as evidence of guilt.
  28. Criminal Law & Procedure — Interrogation and Due Process Interrogation is not inherently coercive as physical violence is, and has social value in solving crime because suspects can clear themselves by their own answers and the information they give frequently points to another who is guilty; this Court never has held that the Fourteenth Amendment prohibits a state from such detention and interrogation of a suspect as under the circumstances appears reasonable and not coercive.
  29. Criminal Law & Procedure — Limits of Permissible Interrogation A process of interrogation can be so prolonged and unremitting, especially when accompanied by deprivation of refreshment, rest, or relief, as to extort an involuntary confession; the limits of interrogation depend upon a weighing of the circumstances of pressure against the power of resistance of the person confessing, so that what would be overpowering to the weak of will or mind might be utterly ineffective against an experienced criminal.
  30. Criminal Law & Procedure — Relay Interrogation The use of successive officers to question a suspect for periods of time is not, by itself, so oppressive as to overwhelm the suspect's powers of resistance; extensive questioning of a prisoner does not automatically make the evidence he gives in response constitutionally prohibited, and the Fourteenth Amendment does not require a one-to-one ratio between interrogators and prisoners. *Cooper*
  31. Criminal Law & Procedure — Voluntariness in Context of Arrest A confession is not involuntary merely because the petitioner did not want to make it or because it was not completely spontaneous; confessions by one under arrest and suspicion are voluntary, in the only sense in which such confessions ever are, when they come after the suspect is convinced the police already know enough to make his implication inevitable. *Cooper*
  32. Criminal Law & Procedure — Delay in Arraignment Illegal detention alone does not void a confession, and under New York law delay in arraignment does not make a confession secured during such period of illegal detention necessarily inadmissible; the more rigid rule of exclusion promulgated under the Supreme Court's supervisory power for federal courts does not compel rejection of confessions in state court based on delayed arraignment. *Cooper*
  33. Criminal Law & Procedure — Confessions A judgment of conviction will be set aside if a coerced confession is introduced at trial, even though the evidence apart from the confession might have been sufficient to sustain the jury's verdict; the Supreme Court has never decided that receipt of a confession into evidence, even if held to be coerced, requires an acquittal or discharge of a defendant, and has returned all such cases for retrial. *Malinski v. New York*, 324 U.S. 401, 404
  34. Criminal Law & Procedure — Conviction Without the Confession A conviction based solely on a confession secured through mob violence violates the Due Process Clause, because such a proceeding is a mere pretense of a trial and the actual trial occurred during the extortion of the confession; but where evidence of guilt apart from the confessions — direct testimony of a surviving victim, a well-corroborated accomplice, and unexplained incriminating circumstances — is constitutionally and legally sufficient to warrant the jury verdict, the convictions may stand. *Brown v. Mississippi*, 297 U.S. 278
  35. Criminal Law & Procedure — Confessions Where a judge makes a final determination that a confession is admissible and sends it to the jury as part of the evidence on guilt, and the admission ruling is found on review to be erroneous, the conviction should at least normally fall with the confession; but where confessions are put before the jury only tentatively, subject to its judgment as to voluntariness and with binding instructions that they be rejected and ignored unless found beyond reasonable doubt to have been voluntary, the conviction is not automatically invalidated and may rest on other sufficient evidence when the jury has rejected the confessions.
  36. Constitutional Law — Exclusionary Rule The Fourteenth Amendment has been refused application as enacting an exclusionary rule in the case of other illegally obtained evidence, and coerced confessions are not more stained with illegality than other evidence obtained in violation of law; reliance on a coerced confession vitiates a conviction, however, because such a confession combines the persuasiveness of apparent conclusiveness with what judicial experience shows to be illusory and deceptive evidence. *Wolf v. Colorado*, 338 U.S. 25; *Schwartz v. Texas*, 344 U.S. 199; *Snyder v. Massachusetts*, 291 U.S. 97; cf. *Adamson v. California*, 332 U.S. 46; *United States v. Carignan*, 342 U.S. 36
  37. Criminal Law & Procedure — Harmless Error A general legislative mandate that reviewing courts disregard errors and irregularities which do not affect substantial rights is constitutional, and an appellate court need not reverse a conviction on harmless-error grounds where it finds no constitutional error at trial.
  38. Criminal Law & Procedure — Confessions The use of an involuntary confession does not violate any federal right of a codefendant who was not a party to the confession, and deletion of a codefendant's name from a confession and substitution of an "X" is not controlling on whether use of the confession violates the codefendant's rights. *Malinski v. New York*, 324 U.S. 401, 410-412
  39. Constitutional Law — Confrontation and Hearsay The privilege of confrontation is not secured by the Fourteenth Amendment, and the Federal Constitution does not preclude a state from using affidavits in a criminal trial; the hearsay-evidence rule, with all its subtleties, anomalies, and ramifications, is not read into the Fourteenth Amendment. *Snyder v. Massachusetts*, 291 U.S. 97, 107; *West v. Louisiana*, 194 U.S. 258
  40. Constitutional Law — Due Process A state's criminal procedure does not violate the Fourteenth Amendment merely because another method might seem fairer, wiser, or to give a surer promise of protection to the accused, or because the methods used to protect a defendant from disadvantage were not the most effective conceivable. *Snyder v. Massachusetts*, 291 U.S. 97, 105
  41. Constitutional Law — Due Process The Fourteenth Amendment's Due Process Clause is not to be applied so as to turn the Supreme Court into a tribunal for revision of criminal convictions in the state courts; the requirements of due process do not hamper the states beyond the narrow limits of imposing upon them standards of decency deeply felt and widely recognized in Anglo-American jurisdictions, either in penalizing conduct or in defining procedures appropriate for securing obedience to penal laws, and this substantial autonomy is not curtailed in capital cases.
  42. Criminal Law & Procedure — Third Degree and Voluntariness The third degree — subjecting an accused to police pressures to extract confessions — may reach a point where confessions, although not resulting from physical force, are as a matter of human experience equally the results of coercion in any fair meaning of that term and therefore not voluntary in any relevant sense.
  43. Criminal Law & Procedure — Deference to State Voluntariness Findings The most serious deference is to be accorded the conclusion reached by a state court that a confession was not coerced, but that duty of deference cannot be allowed to slide into an abdication by the Supreme Court of its obligation to ascertain whether, under the circumstances of a particular case, a confession represents the candor of a guilty conscience rather than the means of release from coercive psychological police pressure. *Malinski v. New York*, 324 U.S. 401, 412; *Haley v. Ohio*, 332 U.S. 596, 601
  44. Criminal Law & Procedure — Determining Coercion Whether a confession was coerced must be decided without regard to the confirmation of details in the confession by reliable other evidence, and must not be influenced by an irrelevant feeling of certitude that the accused is guilty of the crime to which he confessed or by knowledge that the accused is a bad man with a long criminal record.
  45. Criminal Law & Procedure — Conviction Despite Constitutional Violation Under the Court's ruling, a criminal conviction sustained by the highest court of a state, especially one involving a sentence of death, is not to be reversed for a new trial even though a coerced confession entered into the conviction and in and of itself disregards the prohibition of the Due Process Clause of the Fourteenth Amendment; a defendant must not only establish that he was deprived of a protection afforded by the Constitution, but must also prove that if the unconstitutionally admitted evidence were excised there would not be enough left to authorize the jury to find guilt.
  46. Constitutional Law — Due Process It has never been thought necessary to weed perjured testimony from nonperjured for the purpose of determining the degree of prejudice that resulted, and the lack of a showing of actual prejudice does not preclude reversal where constitutional rights have been denied; a petitioner states a good cause of action when he alleges facts supporting his contention that through denial of asserted constitutional rights he has not had the kind of trial in a state court which the Due Process Clause of the Fourteenth Amendment requires. *Hawk v. Olson*, 326 U.S. 271, 278; *Mooney v. Holohan*, 294 U.S. 103, 112; *Hysler v. Florida*, 315 U.S. 411; *Pyle v. Kansas*, 317 U.S. 213
  47. Constitutional Law — Right to Fair Tribunal and Jury The Constitution guarantees a right to a fair and impartial tribunal and a right to a jury drawn from a fair cross-section of the community, and if jury commissioners fail in their duty to use a nondiscriminatory method of selecting a jury, the conviction must be reversed no matter how strong the evidence of the petitioner's guilt. *Avery v. Georgia*, 345 U.S. 559, 561; *Neal v. Delaware*, 103 U.S. 370; *Carter v. Texas*, 177 U.S. 442
  48. Criminal Law & Procedure — Confessions The use of a coerced confession violates due process, and due process is violated by the use of a challenged confession regardless of whether the outcome of the trial would have been different had the confession been excluded; where a confession's voluntariness is drawn in question, a court must examine the facts surrounding the confession to determine whether it was voluntary, even if another confession was introduced without objection. *Malinski v. New York*, 324 U.S. 401, 404; *Stroble v. California*, 343 U.S. 181, 189–191; *Lyons v. Oklahoma*, 322 U.S. 596, 597–598
  49. Constitutional Law — Incorporation The Fifth Amendment commands that no man can be compelled to testify against himself, and this prohibition is made applicable to the states by the Fourteenth Amendment. *Brown v. Mississippi*, 297 U.S. 278, 286; *Chambers v. Florida*, 309 U.S. 227, 238