Opinion · Supreme Court of the United States
Standard Oil Co. of Ind. v. Missouri
32 S. Ct. 406
- Type
- Opinion
- Court
- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 1912-04-01
- Topic
- general
"Nor, from a Federal standpoint, is there any invalidity in the judgment because there was no statute fixing a maximum penalty, no rule for measuring damages, and no hearing" | “Nor, from a Federal standpoint, is there any invalidity in the judgment because there was no statute fixing a maximum penalty, no rule for measuring damages, and no hearing” | “Nor, from a Federal standpoint, is there any invalidity in the judgment because there was no statute fixing a maximum penalty, no rule for measuring damages, and no hearing . . . .” | “Separate proceedings may be instituted,—one to secure the civil judgment, and the other to enforce the criminal law. Both cases may involve a consideration of the same facts; and evidence warranting a judgment of ouster may be sufficient to 54 sustain a conviction for crime.” | “Separate proceedings may be instituted,—one to secure the civil judgment, and the other to enforce the criminal law. Both cases may involve a consideration of the same facts; and evidence warranting a judgment of ouster may be sufficient to 54 sustain a conviction for crime.”
Citator
- Cited by
- 78 opinions
STANDARD OIL CO.v. MISSOURI,224 U.S. 270(1912)
32 S.Ct. 406
STANDARD OIL COMPANY OF INDIANAv. STATE OF MISSOURI ON THE INFORMATION OF
HADLEY, ATTORNEY GENERAL, SUCCEEDED BY MAJOR.
REPUBLIC OIL COMPANYv. SAME.
ERROR TO THE SUPREME COURT OF THE STATE OF MISSOURI.
Nos. 47, 48.
Argued November 8, 9, 1911.
Decided April 1, 1912.
WRIT of error to a judgment of ouster and fine against
plaintiffs in error in originalquo warrantoproceedings in the
Supreme Court of Missouri.
The Missouri Anti-trust Act (Rev. Stat. of 1899, §§ 8968,
8971) provides that any person or corporation which shall form a
combination in restraint of trade shall be deemed guilty of a
conspiracy to defraud, and on conviction shall be subject to a
penalty of not less than $5 nor more than $100 per day for each
day the combination continues, and in addition the guilty
corporation shall have its franchises forfeited.
In April, 1905, while this act was in force, the Attorney
General filed an information in the nature of a writ ofquo
warrantoagainst the Standard Oil Company and the Republic Oil
Company, foreign corporations, holding licenses to do business in
Missouri, and the Waters-Pierce Oil Company, a domestic company,
alleging that between the day of 1901, and March 29, 1905, they
had formed and maintained a combination to prevent competition in
the buying, selling and refining oil to the great damage of the
people of Missouri.
The information contained no reference to the Anti-trust Act
further than was involved in the allegation that "by reason of
the premises, said respondents, . . . grossly offended against
the laws of the State, and wilfully and flagrantly abused and
misused their . . . franchises . . . and their acts . . .
constitute a
Page 273
wilful and malicious perversion of the franchise granted the said
corporations . . . Wherefore, your Informant, prosecuting in this
behalf for the State of Missouri, prays" that each of the
defendants be ousted of their said corporate franchises and
license to do business under the laws of the State.
The defendants answered, denying all the allegations of the
petition and moving to dismiss on many grounds not material to be
considered here. The case was referred to a commissioner to take
testimony and report findings of fact and conclusions of law.
While the case was under consideration the anti-trust statute
was amended in March, 1907, so as to provide that if any
corporation should be found guilty of a violation of the
provisions of the act its charter or license should be forfeited,
and the court might also forfeit any or all of its property to
the State, or cancel its right to do business, or the court might
assess a fine. It was provided that the act should not operate to
release any penalty, forfeiture or liability already incurred.
After the passage of this amendment, making new and increased
penalties for a violation of the anti-trust statute, the
commissioner made his report, finding (May 24, 1907), against the
defendants on the law and the fact. On June 22, 1907, the
Republic Oil Company filed with the Secretary of State, in
statutory form, a notice of its withdrawal from the State. On
October 23, 1907, the fact of this withdrawal was brought to the
attention of the court, and a motion was made that the case be
abated so far as the Republic Oil Company was concerned. The
motion was overruled, and later the court found that each of the
defendants had entered into a combination in restraint of trade
and prevented and destroyed competition. And it was adjudged that
the defendants had each forfeited their right to do business, and
they were each ousted of any and all right and franchise and
fined
Page 274
$50,000. In view of the capital of the company and the amount of
profits that had been made during the period of the combination,
some members of the court expressed the opinion that the fine
should be $1,000,000.
A motion for rehearing was denied. The Waters-Pierce Oil
Company paid the fine and complied with conditions, by virtue of
which it was permitted to continue to do business in the State.
The other two defendants brought the case here.
It is alleged that —
(b) "The court held that this was a civil proceeding, and
that it had no criminal jurisdiction. It then, in addition to an
ouster, adjudged that this respondent should pay a fine of
$50,000. This fine was at least the exercise of criminal
jurisdiction in an original proceeding, which was beyond the
court's power and jurisdiction. The court thereby takes from the
respondent its property without due process of law, discriminates
against respondent, and refuses to accord to it the equal
protection of the law, all of which is contrary to the Fourteenth
Amendment to the Constitution of the United States."
There are various assignments of error challenging the
constitutionality of the anti-trust statute, on the ground that
it deprived defendants of their property without due process of
law and interfered with interstate commerce. It was also claimed
that the defendants were denied the equal protection of the law,
in that in forfeiting their franchise and imposing a fine of
$50,000, without a jury trial, a different procedure had been
adopted and a different judgment entered from that which could
have been rendered on conviction by a jury for violation of the
anti-trust statute.
The defendants (now plaintiffs in error) sought first a
reversal of the judgment of the Supreme Court of Missouri, and,
in the alternative, a modification of the judgment.
Page 275
To this end attention was called to the fact that the
plaintiffs in error were parties in the case ofUnited States
v.Standard Oil Company et al. They pray that the judgment
herein be modified so as to provide that it should not be held to
conflict with any decree entered in that equity cause so far as
concerned property in Missouri belonging to plaintiffs in error.
It was also urged that the statute making it a felony for any
person to sell or deal in articles manufactured by a corporation
whose license had been forfeited, would operate to destroy the
value of the plaintiff's property in Missouri, and would in
effect prevent them from engaging in interstate commerce. They
moved that the judgment be modified here so as to provide against
any such result.
A judgment of ouster, coupled with a fine of $50,000, did not accord due process or the equal protection of the law. The cases below were civil, and distinguished from criminal. Const. of Missouri, Art.6, §§2,3,22,31. In Missouri the jurisdiction of the Supreme Court inquo warrantois original, civil, as distinguished from criminal, and there is no criminal jurisdiction except such as is appellate.Statev.Vallins,140 Mo. 523,535;Statev.Loan Company,142 Mo. 325,335;Amesv.Kansas,111 U.S. 449,461.
The cases, until judgment, proceeded upon the theory that they were wholly civil in their nature and no suggestion at any time was made by anyone that the respondents could be fined.
When a judgment was finally rendered against each respondent for an ouster and also for a fine of $50,000, there was a clear attempt to exercise the criminal powerPage 276of a court of justice; this too by a court which had no original criminal jurisdiction in a proceeding civil in its nature, and upon an information which asked no relief of a criminal nature and none in the way of an imposition of a fine. See § 2396, Rev. Stats., Missouri, 1899;Kansas Cityv.Clark,68 Mo. 588; 4 Black. Com. 5;Kentuckyv.Denison, 24 How. 66.
Theretofore the power to impose a fine had been exercised,Statev.Armour Packing Co.,173 Mo. 356,393, only as an incident to the judgment of ouster,i.e., the ouster was adjudged unless, as in the case of a remittitur of excessive damages, the defendant voluntarily elected to pay a sum of money called a fine. If the fine was not paid, it was neither due nor collectible, but the defendant was ousted of its franchises.Statev.Delmar Jockey Club,200 Mo. 34,69,74.
At common law, no fine in a substantial sum could be imposed.Amesv.Kansas,111 U.S. 449,461; 3 Black. Com. 263;TheKingv.Francis, 2 T.R. 484; Bac. Ab., Title Information D; 2 Kyd on Corporations, 439.
In Missouri the common law so far as it authorized a fine in any case in excess of $200 was never adopted; see §§ 4151, 4152, Rev. Stats., 1899.
The Fourteenth Amendment accords to the defendant the right to due process and the equal protection of the law. The respondents had paid the statutory tax upon their capital and were granted the right to do business in Missouri for the remainder of their corporate existence, Rev. Stat., Missouri, 1899, §§ 1024, 1025, the same as if they were domestic corporations. To treat them, in a civil suit, which asked no such relief, as criminals and fine each of them $50,000, by an exercise of original criminal jurisdiction, upon the court's own suggestion, after the submission of the case and when the judgment was entered, was not due process of law, because at the threshold to that protection is the question of jurisdiction. If thatPage 277does not exist, there is no due process.Twiningv.NewJersey,211 U.S. 78,111;Scottv.McNeal,154 U.S. 34,46;Bellv.Bell181 U.S. 175,178;Andrewsv.Andrews,188 U.S. 14.
The judgment of the court below did not accord the equal protection of the law, because when rendered it was for both ouster and fine.Gulf c. v.Ellis,165 U.S. 150,154;Cottingv.Kansas City Stock Yards Co.,183 U.S. 79;Connollyv.Union Sewer Pipe Co.,184 U.S. 540,559;Southern Ry. Co. v.Green,216 U.S. 400.United Statesv.Standard Oil Co., 173 F. 177;S.C.,221 U.S. 1, involved the question of whether there had been a violation of the Sherman Anti-trust Act by the Standard Oil form of organization and method of conducting business. The Sherman Act does not, in substance, differ from the statutes of Missouri as construed below, further than that one applies to interstate and the other to state transactions. The same facts which adjudged guilt below were here held to establish guilt under the Sherman Act. To prove the Government's case, all the evidence offered below in the Missouri case was, in fact, offered therein; the same reasons for a decree and judgment were given by both state and Federal courts. In the case under the Sherman Act the defendants were given a fixed time in which to reorganize so as to avoid the consequences which now confront them. When the reorganization takes effect, the trust will be dissolved and the existing evils destroyed. As the organization in both cases made guilt, the reorganization will make clean. Hence if that reorganization takes place, as this court has heretofore decided would be proper, no objection can be made of a further violation of the State law by reason of the original reorganization.
The large investments in Missouri are of great importance and entitled to serious consideration. The Standard Oil Company of Indiana was wholly owned by the StandardPage 278Oil Company of New Jersey. Upon reorganization its stock will be distributed to the individual stockholders of that company. Not so with the Waters-Pierce Company.
In case of absolute ouster, the consequences are fearful. If there be a literal construction and enforcement of § 8972, Rev. Stat., Missouri, 1899, and §§ 8969 and 8975, Laws of Missouri, 1907, pp. 379, 380, the property becomes practically confiscated, and any person dealing therewith a felon.
The judgment of ouster and a fine was clearly wrong as to the Republic Oil Company which voluntarily withdrew from the State. The action should, as to it, therefore, be simply abated at its costs.
The Republic Oil Company having withdrawn from the State, thereby gave to informant, in substance, the entire relief sought, which was solely exclusion from the State. To thereafter retain the case and, without any claim for such relief, or intimation before judgment that it could be granted, adjudge against that company a fine of $50,000, was clearly the exercise of criminal jurisdiction in an original civil proceeding. Neither the common law, statute nor constitution so authorized.
The effect of the judgment of ouster is confiscation. Under § 8972 (Rev. Stats. of Missouri, 1899) and §§ 8969, 8975 (Laws of Missouri, 1907, pp. 379, 380), the obligation of a contract is impaired and the equal protection of the law denied. It needs no argument to demonstrate that these sections do not accord the equal protection of the law.
Neither an offending corporation nor its successor or assign, to whom it may sell its plant, under the literal reading of the statute may in the State deal in a commodity made by it. No person may, in the State, deal in any commodity made by such corporation, its successor or assign. Individuals and partnerships engaged in thePage 279same business and alike guilty of the same act and of a violation of the same statute, cannot be so punished. Their property receives no such blight. According to previous decisions, the illegality of such discrimination is too clear to admit of discussion.Gulf c. Railway Co. v.Ellis,165 U.S. 150,154;Cottingv.Kansas City Stock Yards Co.,183 U.S. 79;Connollyv.Union Sewer Pipe Co.,184 U.S. 540,559;Southern Ry. Co. v.Green,216 U.S. 400.
Section 8972 denies freedom in making contracts.Allgeyerv.Louisiana,165 U.S. 578,589;Holdenv.Hardy,169 U.S. 366,390;Lochnerv.New York,198 U.S. 45,53;Adairv.United States,208 U.S. 161,172,173.
The statute is not one of exclusion; it applies alike to all corporations, domestic and foreign, and therefore cannot be upheld upon the ground of being a condition to a foreign corporation entering the State or remaining therein.Carrollv.Greenwich Insurance Co.,199 U.S. 401,409.
So the Constitution of the United States is a protection against the act of the State regardless of the form which it takes or method it is to pursue. It may be by judgment of a court or come into existence for the first time by the effect to be given to such judgment.Terre Haute c. R. Co. v.Indiana,194 U.S. 579,589;Attorney Generalv.Lowry,199 U.S. 233,239;C., B. Q.R. Co. v.Illinois,200 U.S. 561,580;WestChicago St. R. Co. v.Illinois,201 U.S. 506,519,520.
Here the court below enforced its own penalty of ouster for an abuse of a corporate privilege.
The judgment of ouster as entered and especially as it is to be enforced under § 8972, Rev. Stat. of Missouri, 1899, and § 8975, Laws of Missouri, 1907, 380, unwarrantably interferes with the right to do interstate business and hence it violates § 8 of Article I of the Constitution of the United States.WesternUnion Telegraph Co. v.Kansas,216 U.S. 1;Pullman Co. v.Kansas,216 U.S. 56;Page 280International Text Book Co. v.Pigg,217 U.S. 91. The language of the judgment not only revokes the license, but also recites that the respondents are "hereby ousted of any and all rights accorded to them under the laws of this State from doing business in this State."
The judgment of ouster as written should not stand. If not absolutely reversed, it should at least be modified.
The statute, for the violation of which there was an ouster, was, prior to the trial, repealed, and it was not due process of law to enforce it.Statev.Centerville Bridge Co.,18 Ala. 678,681;In re Franklin Telegraph Co.,119 Mass. 449.Mr. Elliott W. Major, Attorney General of the State of Missouri, andMr. Charles G. Revelle, for defendants in error.
The briefs and arguments for the defendants were addressed mainly to the proposition that the fine of $50,000 was a criminal sentence in a civil suit and void because beyond the jurisdiction of the court, and, for the further reason, that the pleadings and prayer gave no notice which would support such a sentence.
1. It is, of course, essential to the validity of any judgment that the court rendering it should have had jurisdiction, not only of the parties, but of the subject-matter.Page 281Chicago, B. Q. Ry. Co. v.Chicago,166 U.S. 226,234,247. But it is equally well settled that it is for the Supreme Court of a State finally to determine its own jurisdiction and that of other local tribunals, since the decision involves a construction of the laws of the State by which the court was organized. In this case the constitution of Missouri declared that "the Supreme Court shall have power to issue writs ofhabeas corpus, quowarranto, certiorari and other remedial writs, and to hear and determine the same." Its decision and judgment necessarily imply that under that clause of the constitution it had jurisdiction of the subject-matter and authority to enter judgment of ouster and fine in civilquo warrantoproceedings. That ruling is conclusive upon us regardless whether the judgment is civil or criminal or both combined.Standard Oil Co. v.Tennessee,217 U.S. 413,420.
2. The Federal question is whether, in that court, with such jurisdiction, the defendants were denied due process of law. Under the Fourteenth Amendment they were entitled to notice and an opportunity to be heard. That necessarily required that the notice and the hearing should correspond, and that the relief granted should be appropriate to that which had been heard and determined on such notice. For even if a court has original general jurisdiction, criminal and civil, at law and in equity, it cannot enter a judgment which is beyond the claim asserted, or which, in its essential character, is not responsive to the cause of action on which the proceeding was based.
"Though the court may possess jurisdiction of a cause, of the subject-matter, and of the parties, it is still limited in its modes of procedure, and in the extent and character of its judgments. It must act judicially in all things, and cannot then transcend the power conferred by the law. If, for instance, the action be upon a money demand,Page 282the court, notwithstanding its complete jurisdiction over the subject and parties, has no power to pass judgment of imprisonment in the penitentiary upon the defendant. If the action be for a libel or personal tort, the court cannot order in the case a specific performance of a contract. If the action be for the possession of real property, the court is powerless to admit in the case the probate of a will. . . . The judgments mentioned, given in the cases supposed, would not be merely erroneous: they would be absolutely void; because the court in rendering them would transcend the limits of its authority in those cases."Windsorv.McVeigh,93 U.S. 274,282. See alsoReynoldsv.Stockton,140 U.S. 254,265-268.Barnesv.Railway,122 U.S. 1,14.
The defendants claim that the present case is within this principle — that the judgment for a fine of $50,000 — which some of the Missouri court thought should have been a million dollars — was not only a criminal sentence in a civil suit, but beyond the issues and the prayer for relief in the Information — and therefore void as having been in substance entered without notice and opportunity to be heard. This raises the old question whether Information in the nature ofquo warrantois a civil or a criminal proceeding, and the further question whether, under general allegations of misuser in an Information with only a prayer for ouster, a fine may be imposed in those jurisdictions wherequo warrantohas ceased to be a criminal proceeding. The uncertainty as to the relief that may be granted in such case arises from the fact that at one time the proceeding was wholly criminal and those guilty of usurping a franchise were prosecuted by Information instead of by Indictment, and punished both by judgment of ouster and by fine. But in England before the Revolution, and since that date in most of the American States, including Missouri,quo warrantohas been resorted to for the purpose of trying the civil right, and determiningPage 283whether the defendant had usurped or forfeited the franchise in question. After this method of procedure began to be used as a form of action to try title, it was inevitable that the civil feature would tend to dominate in fixing its character for all purposes. But the discussion as to the nature of such writs and the character of the judgment that could be entered, though not controlled by their use (Coffeyv.County of Harlan,204 U.S. 659,664;Huntingtonv.Attrill,146 U.S. 657,667;Boydv.United States,116 U.S. 616,634), has been prolonged by the retention of the words Information, Prosecute, Guilty, Punish, Fine — survivals of the period when the writ was a criminal proceeding in every respect.
In some jurisdictions the writ is still treated as criminal both in the procedure adopted and in the relief afforded.Statev.Kearn,17 R.I. 391,401. But there are practically no decisions which deal with the nature and amount of the fine which can be entered, in States where, as in Missouri,quo warrantois treated as a purely civil proceeding. The references to the subject both in text-books and opinions are few and casual. They usually repeat Blackstone's statement (3 Comm. 262) that the writ is now used for trying the civil right, "the fine being nominal only."Amesv.Kansas,111 U.S. 449,470;Commonwealthv.Woelper, 3 Serg. R. 29, 53; High on Extraordinary Legal Remedies, 593, 697, 702. These authorities and the general practice indicate that in most of the American States only a nominal fine can be imposed incivil quo warrantoproceedings. We shall not enter upon any discussion of the question as to the character of the proceeding nor the amount and nature of the money judgment. For, in Missouri, and prior to the decision in this case, the rulings were to the effect that the Supreme Court of Missouri had jurisdiction not only to oust but to impose a substantial fine inquo warranto.
In 1865, under a constitution which, like the present,Page 284conferred power "to issue writs ofquo warrantoand hear and determine the same," the court tried the case ofState ex Inf. v.Bermoudy,36 Mo. 279, brought against the clerk of a Circuit Court for usurpation of the office. There was a prayer for judgment of ouster and costs. The court said:
"No evidence is offered to charge the defendant with any evil intent, and it being probable that he acted from mistaken views only, the court will not avail itself of the power given by law, to impose a fine on him, and will compel him to pay the costs only of this proceeding."
In 1902, inStatev.Armour Packing Co. et al.,173 Mo. 356,393, information in the nature ofquo warrantowas filed in the Supreme Court against three corporations, praying that their franchises be forfeited because they had formed and maintained a conspiracy in restraint of trade. The court held that, "under the circumstances, the judgment of absolute ouster is not necessary, but the needs of justice will be satisfied by the imposition of a fine." It thereupon adjudged that each of the defendants should pay the sum of $5,000 as a fine, together with the costs of court.
InState ex Inf. v.Delmar Jockey Club,200 Mo. 34,quo warrantowas brought to forfeit the charter of the company, because it had violated a criminal statute prohibiting the sale of pools on horse races. A judgment of ouster was entered and a fine of $5,000 was imposed. On rehearing the judgment was amended and the provision for a fine omitted. Evidently this was not for want of jurisdiction to impose such sentence, but because it was considered that ouster was all that was demanded by the facts. This appears from the fact that in the present case the court adopted the language of the original Delmar decision, in which it was said that the fine is imposed for a violation of the corporation's implied contractPage 285not to violate the franchise granted by the State (218 Mo. 360). So that, whatever may be the rule elsewhere, in Missouri a corporation may inquo warrantobe subjected to a money judgment — whether called a fine as punishment, — or damages for its implied contract not to violate its franchise.
3. But the defendants insist that even if the court had jurisdiction of the subject-matter and was authorized to impose a fine, there was nothing in the pleading to indicate that such an issue was to be tried, nor any prayer warranting such relief, and hence that the judgment is wanting in due process of law and void for want of notice of what was to be heard and determined. It is true that the Information did not ask for damages or that a fine should be imposed. But if this be treated as a criminal case a prayer was no more necessary than in an Indictment or ordinary Information, since such proceedings never contain any reference whatever to the judgment or sentence to be rendered on conviction. In civil suits the pleadings should no doubt contain a prayer for judgment so as to show that the judicial power of the court is invoked. The rules of practice also may well require that the plaintiff should indicate what remedy he seeks. But the Prayer does not constitute a part of the notice guaranteed by the Constitution. The facts stated fix the limit of the relief that can be granted. While the judgment must not go beyond that to which the plaintiff was entitled on proof of the allegations made, yet the court may grant other and different relief than that for which he prayed.
4. Nor, from a Federal standpoint, is there any invalidity in the judgment because there was no statute fixing a maximum penalty, no rule for measuring damages, and no hearing on a subject which it is claimed was not referred to in the Information. At common law, and under many English statutes, the amount of the fine to be imposedPage 286in criminal cases was not fixed. This was true of the statute of 9 Ann, chapter 20, which, inquo warrantocases, made it "lawful as well to give judgment of ouster as to fine for usurping or unlawfully exercising any office or franchise." The amount to be paid in all such cases was left to the discretion of the court, "regulated by the provisions of Magna Charta and the Bill of Rights that excessive fines ought not to be demanded." 4 Black. Comm. 378. Or, considering the fine as in the nature of a civil penalty, the case is within the principle which permits the recovery of punitive damages. They are not compensatory, nor is the amount measured by rule. But "where the defendant has acted wantonly or perversely, or with such malice as implies a spirit of mischief or criminal indifference to civil obligations" (LakeShore c. Ry. Co. v.Prentice,147 U.S. 101), damages may in some jurisdictions be assessed, even in civil cases, by way of punishment. It is true that, except in cases for the breach of a contract of marriage, punitive damages have been allowed only in actions for torts. But no Federal question arises on a ruling that, in Missouri, punitive damages may be recovered from a corporation for the violation of its implied contract when, as alleged in the Information, the defendants "wilfully and wantonly misused their licenses."Iowa Central Ry. v.Iowa,160 U.S. 389.
The real objection is not so much to the existence of the power to fix the amount of the fine as the fact that, when exercised by the Supreme Court of the State, it is not subject to review, and is said to be unlimited. But it is limited.Waters-Pierce Oil Co. v.Texas,212 U.S. 86,111. It is limited by the obligation to administer justice, and to no more assess excessive damages than to impose excessive fines. But the power to render a final judgment must be lodged somewhere, and in every case a point is reached where litigation must cease. What that point is can be determined by the legislative power of the State,Page 287for right of appeal is not essential to due process of law.Twiningv.New Jersey,211 U.S. 78,111.
The Fourteenth Amendment guarantees that the defendant shall be given that character of notice and opportunity to be heard which is essential to due process of law. When that has been done the requirements of the Constitution are met, and it is not for this court to determine whether there has been an erroneous construction of statute or common law.Iowa Central Railwayv.Iowa,160 U.S. 389;Westv.Louisiana,194 U.S. 261. The matter was summed up by Justice Moody inTwiningv.NewJersey,211 U.S. 78,110, where, citing many authorities, he said:
"Due process requires that the court which assumes to determine the rights of parties shall have jurisdiction, . . . and that there shall be notice and opportunity for hearing given the parties. . . . Subject to these two fundamental conditions, which seem to be universally prescribed in all systems of law established by civilized countries, this court has up to this time sustained all state laws, statutory or judicially declared, regulating procedure, evidence and methods of trial, and held them to be consistent with due process of law. . . ."
There is nothing in the present record which takes the case out of that principle. This was not like a suit on a note resulting in a sentence to the penitentiary; nor does it resemble any of the extreme illustrations given inWindsorv.McVeigh,93 U.S. 274,282, in which, after a trial, the judgment of a court having jurisdiction might be invalidated because the relief so far exceeded the issue heard as, in effect, to deprive the defendant of the benefit of his constitutional right to notice. No such question is presented in the present case, for the plaintiffs in error were bound to know that, under the laws of Missouri, the court, on proof of the charge contained in the Information, might impose a fine, and were afforded an opportunityPage 288to offer evidence in mitigation or reduction. On the application for a rehearing there was no claim that the fine was excessive, but the judgment was attacked on the ground that, for want both of jurisdiction and of notice, no such penalty could be imposed. We are concluded by the decision of the Supreme Court of the State as to its power; the judgment was within the issues submitted and is not void as having been entered without due process of law.
If the judgment was not void we cannot consider the collateral questions as to whether the suit abated against the Republic Oil Company when it gave notice of its withdrawal from the State; nor whether the act of 1905, amending the Anti-trust Act, operated to relieve the defendant from the penalties for all combinations in restraint of trade entered into prior to the adoption of the amending statute. These are non-federal questions.
5. It is further contended that the defendants were denied the equal protection of the law. This claim is based upon the fact that without indictment or trial by jury they were ousted of their franchise and subjected to a fine of $50,000 at the discretion of the Supreme Court, while corporations prosecuted in the Circuit Court for the identically same acts in violation of the anti-trust statute were entitled to a trial by jury and, if convicted, could be ousted of their franchises and subjected to a fine not to exceed $100 per day, during the time the combination continued in effect.
But proceedings by Information in the nature ofquo warrantodiffer in form and consequence from a prosecution by indictment for violation of a criminal statute. In the one the State proceeds for a violation of the company's private contract — in the other it prosecutes for a violation of public law. The corporation may be deprived of its franchise for nonuser — a mere failure to act. It may also be deprived of its charter for that which, thoughPage 289innocent in itself, is beyond the power conferred upon it as an artificial person. If, however, the act of misuser is not onlyultra viresbut criminal, there is no merger of the civil liability in the criminal offense. Separate proceedings may be instituted — one to secure the civil judgment, and the other to enforce the criminal law. Both cases may involve a consideration of the same facts; and evidence warranting a judgment of ouster may be sufficient to sustain a conviction for crime. A judgment may in one case sometimes be a bar to the other; but neither remedy is exclusive. The double liability, in civil and criminal proceedings, finds its counterpart in many instances, as, for example, where an attorney is disbarred or ousted of his right to practice in the court because of conduct for which he may likewise be prosecuted and fined.
In addition to these considerations it is to be noted that though the Anti-trust Act provides for penalties somewhat similar to those which may be entered inquo warrantoproceedings, the statute did not, and, as held by the Supreme Court, could not lessen the power conferred upon it to hear and determinequowarrantoproceedings and to enter judgments which on general principles appertained to the exercise of such constitutional jurisdiction.Standard Oil Co. v.Tennessee,217 U.S. 413,421;Delmar Jockey Clubv.Missouri,210 U.S. 324.
It was pointed out in the opinion (218 Mo. 349), that where a corporation had entered into a combination in restraint of trade, it thereby offended against the law of its creation, and consequently forfeited its right longer to exercise its franchise. It was thereupon held, that in Missouriquo warrantomight have been instituted for such acts of misuser, even though there had been no criminal statute on the subject. For this reason neither the validity nor invalidity of the anti-trust statute have any bearing on the case. The plaintiffs in error cannotPage 290complain that they were deprived of the equal protection of the law, because in the civil proceeding they were not tried in the manner, and subjected to the judgment, appropriate in criminal cases.
If the plaintiffs in error were afforded due process of law, and were not deprived of the equal protection of the law, the judgment cannot be reversed. And, if it cannot be reversed, it cannot be modified to provide that it shall not be construed to conflict with a decree entered in an equity cause in another court to which plaintiffs are parties. Neither can it be amended by adding a provision that the judgment of ouster shall not operate to make those who buy plaintiff's products subject to prosecution, under the act of 1907, making it a felony for any person to deal in articles manufactured by a corporation whose license had been forfeited. This statute which, it is said, will deprive plaintiffs of the right to do interstate business, is not before us. We have no right to assume that it will be applied so as to interfere with any right, which plaintiffs have, under the Constitution, to do interstate business.Affirmed.