Opinion · Supreme Court of the United States
Roth v. United States
1 L. Ed. 2d 1498
- Type
- Opinion
- Court
- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 1957-06-24
- Topic
- general
holding that an obscenity test based on the application of contemporary community standards withstands the charge of constitutional infirmity | holding that "obscenity is not within the area of constitutionally protected speech or press" | holding that “obscenity is not within the area of constitutionally protected speech or press” | holding that an obscenity test based on the application of contemporary community standards withstands the charge of constitutional infirmity | concluding that petition circulators’ “right freely to engage in discussions concerning the need for that change” that the initiative sponsors seek to effectuate “is guarded by the First Amendment” | holding that "obscenity is not within the area of constitutionally protected speech or press" | noting that sex "is one of the vital problems of human interest and public concern” | noting that the language of a statute should be measured by common understanding and practice | stating that the First Amendment "was fashioned to assure unfettered interchange of ideas for the bringing about of political and social changes desired by the people" | stating that the First Amendment “was fashioned to assure unfettered interchange of ideas for the bringing about of political and social changes desired by the people” | noting that the language of a statute should be measured by common understanding and practice | stating that “[t]he protection given speech and press was fashioned to- assure unfettered interchange of ideas for the bringing about of political and social changes desired by the people” | stating that the First Amendment “was fashioned to assure unfettered interchange of ideas for the bringing about of political and social changes desired by the people” | noting that the First Amendment “was fashioned to assure unfettered interchange of ideas for the bringing about of political and social changes desired by the people” | stating that “[t]he protection given speech and press was fashioned to assure unfettered interchange of ideas for the bringing about of political and social changes desired by the people” | stating “that different juries may reach different results ... is one of the consequences we accept” | recognizing the complexity inherent in determining whether materials are obscene | discussing the nature of obscenity at length and stating, among other things, that “[o]b-scene material is material which deals with sex in a manner appealing to prurient interest.” | explaining that suits based on the restraint of obscenity may proceed | finding that obscenity is not protected by the First Amendment | rejecting the proposition that obscenity could be judged on the basis of an isolated excerpt of a larger work | defining material that appeals to the "prurient interest” as "material having a tendency to excite lustful thoughts” | “judging obscenity by the effect of isolated passages upon the most susceptible persons, might well encompass [legitimate] material ... and so it must be rejected as unconstitutionally restrictive" | affirming a judgment obtained after the judge recited the proper definition of obscenity and told jurors "you and you alone are the exclusive judges of” whéther the materials in question are obscene | affirming a judgment obtained after the judge recited the proper definition of obscenity and told jurors “you and you alone are the exclusive judges of” whether the materials in question are obscene | reviewing obscenity laws pre- and post-dating adoption of the First Amendment and concluding that “implicit in the history of the First Amendment is the rejection of obscenity as utterly without redeeming social importance” | defining prurient interest as appealing to those “individuals eager for a forbidden look” | reviewing obscenity laws pre- and post- dating adoption of the First Amendment and concluding that “implicit in the history of the First Amendment is the rejection of obscenity as utterly without redeeming social importance” | r
Citator
- Cited by
- 1600 opinions
delivered the opinion of the Court.
The constitutionality of a criminal obscenity statute is the question in each of these cases. In Roth, the primary constitutional question is whether the federal obscenity statute 1 violates the provision of the First Amendment that “Congress shall make no law . . . abridging the freedom of speech, or of the press . . . .” In Alberts, the primary constitutional question is whether the obscenity provisions of the California Penal Code 2 invade the freedoms of speech and press as they may be incorporated in
Other constitutional questions are: whether these statutes violate due process,3 because too vague to support conviction for crime; whether power to punish speech and press offensive to decency and morality is in the States alone, so that the federal obscenity statute violates the Ninth and Tenth Amendments (raised in Roth); and whether Congress, by enacting the federal obscenity statute, under the power delegated by Art. I, § 8, cl. 7, to establish post offices and post roads, pre-empted the regulation of the subject matter (raised in Alberts).
Roth conducted a business in New York in the publication and sale of books, photographs and magazines. He used circulars and advertising matter to solicit sales. He was convicted by a jury in the District Court for the Southern District of New York upon 4 counts of a 26-count indictment charging him with mailing obscene circulars and advertising, and an obscene book, in violation of the federal obscenity statute. His conviction was affirmed by the Court of Appeals for the Second Circuit.4 We granted certiorari.5
The dispositive question is whether obscenity is utterance within the area of protected speech and press.8 Although this is the first time the question has been squarely presented to this Court, either under the First Amendment or under the Fourteenth Amendment, expressions found in numerous opinions indicate that this Court has always assumed that obscenity is not protected by the freedoms of speech and press. Ex parte Jackson, 96 U. S. 727, 736-737; United States v. Chase, 135 U. S. 255, 261; Robertson v. Baldwin, 165 U. S. 275, 281; Public Clearing House v. Coyne, 194 U. S. 497, 508; Hoke v. United States, 227 U. S. 308, 322; Near v. Minnesota, 283 U. S. 697, 716; Chaplinsky v. New Hampshire, 315 U. S. 568, 571-572; Hannegan v. Esquire, Inc., 327 U. S. 146, 158; Winters v. New York, 333 U. S. 507, 510; Beauharnais v. Illinois, 343 U. S. 250, 266.9
In light of this history, it is apparent that the unconditional phrasing of the First Amendment was not intended to protect every utterance. This phrasing did not prevent this Court from concluding that libelous utterances are not within the area of constitutionally protected speech. Beauharnais v. Illinois, 343 U. S. 250, 266. At the time of the adoption of the First Amendment, obscenity law was not as fully developed as libel law, but there is sufficiently contemporaneous evidence to show that obscenity, too, was outside the protection intended for speech and press.13
“The last right we shall mention, regards the freedom of the press. The importance of this consists, besides the advancement of truth, science, morality, and arts in general, in its diffusion of liberal sentiments on the administration of Government, its ready communication of thoughts between subjects, and its consequential promotion of union among them, whereby oppressive officers are shamed or intimidated, into more honourable and just modes of conducting affairs.” 1 Journals of the Continental Congress 108 (1774).
All ideas having even the slightest redeeming social importance — unorthodox ideas, controversial ideas, even ideas hateful to the prevailing climate of opinion — have the full protection of the guaranties, unless excludable because they encroach upon the limited area of more important interests.14 But implicit in the history of the First Amendment is the rejection of obscenity as utterly without redeeming social importance. This rejection for
“. . . There are certain well-defined and narrowly limited classes of speech, the prevention and punishment of which have never been thought to raise any Constitutional problem. These include the lewd and obscene .... It has been well observed that such utterances are no essential part of any exposition of ideas, and are of such slight social value as a step to truth that any benefit that may be derived from them is clearly outweighed by the social interest in order and morality. . . .” (Emphasis added.)
We hold that obscenity is not within the area of constitutionally protected speech or press.
It is strenuously urged that these obscenity statutes offend the constitutional guaranties because they punish
“Libelous utterances not being within the area of constitutionally protected speech, it is unnecessary, either for us or for the State courts, to consider the issues behind the phrase ‘clear and present danger.’ Certainly no one would contend that obscene speech,*487 for example, may be punished only upon a showing of such circumstances. Libel, as we have seen, is in the same class.”
However, sex and obscenity are not synonymous. Obscene material is material which deals with sex in a manner appealing to prurient interest.20 The portrayal of sex, e. g., in art, literature and scientific works,21 is not itself sufficient reason to deny material the constitutional protection of freedom of speech and press. Sex, a great and mysterious motive force in human life, has indisputably been a subject of absorbing interest to mankind through the ages; it is one of the vital problems of human interest and public concern. As to all such problems,
“The freedom of speech and of the press guaranteed by the Constitution embraces at the least the liberty to discuss publicly and truthfully all matters of public concern without previous restraint or fear of subsequent punishment. The exigencies of the colonial period and the efforts to secure freedom from oppressive administration developed a broadened conception of these liberties as adequate to supply the public need for information and education with respect to the significant issues of the times. . . . Freedom of discussion, if it would fulfill its historic function in this nation, must embrace all issues about which information is needed or appropriate to enable the members of society to cope with the exigencies of their period.” (Emphasis added.)
The fundamental freedoms of speech and press have contributed greatly to the development and well-being of our free society and are indispensable to its continued growth.22 Ceaseless vigilance is the watchword to prevent their erosion by Congress or by the States. The door barring federal and state intrusion into this area cannot be left ajar; it must be kept tightly closed and opened only the slightest crack necessary to prevent encroachment upon more important interests.23 It is therefore vital that the standards for judging obscenity safeguard the protection of freedom of speech and press for material which does not treat sex in a manner appealing to prurient interest.
The early leading standard of obscenity allowed material to be judged merely by the effect of an isolated
Both trial courts below sufficiently followed the proper standard. Both courts used the proper definition of obscenity. In addition, in the Alberts case, in ruling on a motion to dismiss, the trial judge indicated that, as the
“. . . The test is not whether it would arouse sexual desires or sexual impure thoughts in those comprising a particular segment of the community, the young, the immature or the highly prudish or would leave another segment, the scientific or highly educated or the so-called worldly-wise and sophisticated indifferent and unmoved. . . .
“The test in each case is the effect of the book, picture or publication considered as a whole, not upon any particular class, but upon all those whom it is likely to reach. In other words, you determine its impact upon the average person in the community. The books, pictures and circulars must be judged as a whole, in their entire context, and you are not to consider detached or separate portions in reaching a conclusion. You judge the circulars, pictures and publications which have been put in evidence by present-day standards of the community. You may ask yourselves does it offend the common conscience of the community by present-day standards.
“In this case, ladies and gentlemen of the jury, you and you alone are the exclusive judges of what the common conscience of the community is, and in determining that conscience you are to consider the community as a whole, young and old, educated and uneducated, the religious and the irreligious — men, women and children.”
Many decisions have recognized that these terms of obscenity statutes are not precise.29 This Court, however, has consistently held that lack of precision is not itself offensive to the requirements of due process. “. . . [T]he Constitution does not require impossible standards”; all that is required is that the language “conveys sufficiently definite warning as to the proscribed conduct when measured by common understanding and practices....” United States v. Petrillo, 332 U. S. 1, 7-8. These words, applied according to the proper standard for judging obscenity, already discussed, give adequate warning of the conduct proscribed and mark “. . . boundaries sufficiently distinct for judges and juries fairly to administer the law .... That there may be marginal cases in which it is difficult to determine the side of the line on
In summary, then, we hold that these statutes, applied according to the proper standard for judging obscenity, do not offend constitutional safeguards against convictions based upon protected material, or fail to give men in acting adequate notice of what is prohibited.
Roth’s argument that the federal obscenity statute unconstitutionally encroaches upon the powers reserved by the Ninth and Tenth Amendments to the States and to the people to punish speech and press where offensive to decency and morality is hinged upon his contention that obscenity is expression not excepted from the sweep of the provision of the First Amendment that “Congress shall make no law . . . abridging the freedom of speech, or of the press . . . .” (Emphasis added.) That argument falls in light of our holding that obscenity is not expression protected by the First Amendment.31 We
“. . . The powers granted by the Constitution to the Federal Government are subtracted from the totality of sovereignty originally in the states and the people. Therefore, when objection is made that the exercise of a federal power infringes upon rights reserved by the Ninth and Tenth Amendments, the inquiry must be directed toward the granted power under which the action of the Union was taken. If granted power is found, necessarily the objection of invasion of those rights, reserved by the Ninth and Tenth Amendments, must fail. . .
Alberts argues that because his was a mail-order business, the California statute is repugnant to Art. I, § 8, cl. 7, under which the Congress allegedly pre-empted the regulatory field by enacting the federal obscenity statute punishing the mailing or advertising by mail of obscene material. The federal statute deals only with actual
The judgments are
Affirmed.
The federal obscenity statute provided, in pertinent part:
“Every obscene, lewd, lascivious, or filthy book, pamphlet, picture, paper, letter, writing, print, or other publication of an indecent character; and—
“Every written or printed card, letter, circular, book, pamphlet, advertisement, or notice of any kind giving information, directly or indirectly, where, or how, or from whom, or by what means any of such mentioned matters, articles, or things may be obtained or made, . . . whether sealed or unsealed . . .
“Is declared to be nonmailable matter and shall not be conveyed in the mails or delivered from any post office or by any letter carrier.
“Whoever knowingly deposits for mailing or delivery, anything declared by this section to be nonmailable, or knowingly takes the same from the mails for the purpose of circulating or disposing thereof, or of aiding in the circulation or disposition thereof, shall be fined not more than $5,000 or imprisoned not more than five years, or both.” 18 U. S. C. § 1461.
The 1955 amendment of this statute, 69 Stat. 183, is not applicable to this case.
The California Penal Code provides, in pertinent part:
“Every person who wilfully and lewdly, either:
“3. Writes, composes, stereotypes, prints, publishes, sells, distributes, keeps for sale, or exhibits any obscene or indecent writing, paper, or book; or designs, copies, draws, engraves, paints, or other*480 wise prepares any obscene or indecent picture or print; or molds, cuts, casts, or otherwise makes any obscene or indecent figure; or,
“4. Writes, composes, or publishes any notice or advertisement of any such writing, paper, book, picture, print or figure; . . .
“6. ... is guilty of a misdemeanor. . . .” West’s Cal. Penal Code Ann., 1955, § 311.
In Both, reliance is placed on the Due Process Clause of the Fifth Amendment, and in Alberts, reliance is placed upon the Due Process Clause of the Fourteenth Amendment.
352 U. S. 964. Petitioner’s application for bail was granted by Mr. Justice Harlan in his capacity as Circuit Justice for the Second Circuit. 1 L. Ed. 2d 34, 77 Sup. Ct. 17.
138 Cal. App. 2d Supp. 909, 292 P. 2d 90. This is the highest state appellate court available to the appellant. Cal. Const., Art. VI, §5; see Edwards v. California, 314 U. S. 160.
No issue is presented in either case concerning the obscenity of the material involved.
See also the following cases in which convictions under obscenity statutes have been reviewed: Grimm v. United States, 156 U. S. 604; Rosen v. United States, 161 U. S. 29; Swearingen v. United States,
Del. Const., 1792, Art. I, § 5; Ga. Const., 1777, Art. LXI; Md. Const., 1776, Declaration of Rights, § 38; Mass. Const., 1780, Declaration of Rights, Art. XVI; N. H. Const., 1784, Art. I, §XXII; N. C. Const., 1776, Declaration of Rights, Art. XV; Pa. Const., 1776, Declaration of Rights, Art. XII; S. C. Const., 1778, Art. XLIII; Vt. Const., 1777, Declaration of Rights, Art. XIV; Va. Bill of Rights, 1776, § 12.
Act to Secure the Freedom of the Press (1804), 1 Conn. Pub. Stat. Laws 355 (1808); Del. Const., 1792, Art. I, §5; Ga. Penal Code, Eighth Div., §VIII (1817), Digest of the Laws of Ga. 364 (Prince 1822); Act of 1803, c. 54, II Md. Public General Laws 1096 (Poe 1888); Commonwealth v. Kneeland, 37 Mass. 206, 232 (1838); Act for the Punishment of Certain Crimes Not Capital (1791), N. H. Laws 1792, 253; Act Respecting Libels (1799), N. J. Rev. Laws 411 (1800); People v. Croswell, 3 Johns. (N. Y.) 337 (1804); Act of 1803, c. 632, 2 Laws of N. C. 999 (1821); Pa. Const., 1790, Art. IX, §7; R. I. Code of Laws (1647), Proceedings of the First General Assembly and Code of Laws 44^45 (1647); R. I. Const., 1842, Art. I, § 20; Act of 1804, 1 Laws of Vt. 366 (Tolman 1808); Commonwealth v. Morris, 1 Brock. & Hol. (Va.) 176 (1811).
Act for the Punishment of Divers Capital and Other Felonies, Acts and Laws of Conn. 66, 67 (1784); Act Against Drunkenness, Blasphemy, §§4, 5 (1737), 1 Laws of Del. 173, 174 (1797); Act to Regulate Taverns (1786), Digest of the Laws of Ga. 512, 513 (Prince 1822); Act of 1723, c. 16, § 1, Digest of the Laws of Md. 92 (Herty 1799); General Laws and Liberties of Mass. Bay, c. XVIII, § 3 (1646), Mass. Bay Colony Charters & Laws 58 (1814); Act of 1782, c. 8, Rev. Stat. of Mass. 741, § 15 (1836); Act of 1798, c. 33, §§ 1, 3, Rev. Stat. of Mass. 741, § 16 (1836); Act for the Punishment of Certain Crimes Not Capital (1791), N. H. Laws 1792, 252, 256; Act
Act Concerning Crimes and Punishments, § 69 (1821), Stat. Laws of Conn. 109 (1824); Knowles v. State, 3 Day (Conn.) 103 (1808);
E. g., United States v. Harriss, 347 U. S. 612; Breard v. Alexandria, 341 U. S. 622; Teamsters Union v. Hanke, 339 U. S. 470; Kovacs v. Cooper, 336 U. S. 77; Prince v. Massachusetts, 321 U. S. 158; Labor Board v. Virginia Elec. & Power Co., 314 U. S. 469; Cox v. New Hampshire, 312 U. S. 569; Schenck v. United States, 249 U. S. 47.
Agreement for the Suppression of the Circulation of Obscene Publications, 37 Stat. 1511; Treaties in Force 209 (U. S. Dept. State, October 31., 1956).
Hearings before Subcommittee to Investigate Juvenile Delinquency of the Senate Committee on the Judiciary, pursuant to S. Res. 62, 84th Cong., 1st Sess. 49-52 (May 24, 1955).
Although New Mexico has no general obscenity statute, it does have a statute giving to municipalities the power “to prohibit the sale or exhibiting of obscene or immoral publications, prints, pictures, or illustrations.” N. M. Stat. Ann., 1953, §§ 14-21-3, 14-21-12.
5 Stat. 548, 566; 11 Stat. 168; 13 Stat. 504, 507; 17 Stat. 302; 17 Stat. 598; 19 Stat. 90; 25 Stat. 187, 188; 25 Stat. 496; 26 Stat. 567, 614-615; 29 Stat. 512; 33 Stat. 705; 35 Stat. 1129, 1138; 41 Stat. 1060; 46 Stat. 688; 48 Stat. 1091, 1100 ; 62 Stat. 768; 64 Stat. 194; 64 Stat. 451; 69 Stat. 183; 70 Stat. 699.
Schenck v. United States, 249 U. S. 47. This approach is typified by the opinion of Judge Bok (written prior to this Court’s opinion in Dennis v. United States, 341 U. S. 494) in Commonwealth v. Gordon, 66 Pa. D. & C. 101, aff’d, sub nom. Commonwealth v. Feigenbaum, 166 Pa. Super. 120, 70 A. 2d 389.
Dennis v. United States, 341 U. S. 494. This approach is typified by the concurring opinion of Judge Frank in the Roth case, 237 F. 2d, at 801. See also Lockhart & McClure, Literature, The Law of Obscenity, and the Constitution, 38 Minn. L. Rev. 295 (1954).
I. e., material having a tendency to excite lustful thoughts. Webster’s New International Dictionary (Unabridged, 2d ed., 1949) defines 'prurient, in pertinent part, as follows:
“. . . Itching; longing; uneasy with desire or longing; of persons, having itching, morbid, or lascivious longings; of desire, curiosity, or propensity, lewd. . . .”
Pruriency is defined, in pertinent part, as follows:
“. . . Quality of being prurient; lascivious desire or thought. . . .” See also Mutual Film Corp. v. Industrial Comm’n, 236 U. S. 230, 242, where this Court said as to motion pictures: “. . . They take their attraction from the general interest, eager and wholesome it may be, in their subjects, but a prurient interest may be excited and appealed to. . . (Emphasis added.)
We perceive no significant difference between the meaning of obscenity developed in the case law and the definition of the A. L. I., Model Penal Code, §207.10 (2) (Tent. Draft No. 6, 1957), viz.:
“. . .A thing is obscene if, considered as a whole, its predominant appeal is to prurient interest, i. e., a shameful or morbid interest in nudity, sex, or excretion, and if it goes substantially beyond customary limits of candor in description or representation of such matters. . . .” See Comment, id., at 10, and the discussion at page 29 et seq.
See, e. g., United States v. Dennett, 39 F. 2d 564.
Madison’s Report on the Virginia Resolutions, 4 Elliot’s Debates 571.
See note 14, supra.
But see the instructions given to the jury by Mr. Justice Stable in Regina v. Martin Secker Warburg, [1954] 2 All Eng. 683 (C. C. C.).
United States v. Kennerley, 209 F. 119; MacFadden v. United States, 165 F. 51; United States v. Bennett, 24 Fed. Cas. 1093; United States v. Clarke, 38 F. 500; Commonwealth v. Buckley, 200 Mass. 346, 86 N. E. 910.
E. g., Walker v. Popenoe, 80 U. S. App. D. C. 129, 149 F. 2d 511; Parmelee v. United States, 72 App. D. C. 203, 113 F. 2d 729; United States v. Levine, 83 F. 2d 156; United States v. Dennett, 39 F. 2d 564; Khan v. Feist, Inc., 70 F. Supp. 450, aff’d, 165 F. 2d 188; United States v. One Book Called “Ulysses," 5 F. Supp. 182, aff’d, 72 F. 2d 705; American Civil Liberties Union v. Chicago, 3 Ill. 2d 334, 121 N. E. 2d 585; Commonwealth v. Isenstadt, 318 Mass. 543, 62 N. E. 2d 840; Missouri v. Becker, 364 Mo. 1079, 272 S. W. 2d 283; Adams Theatre Co. v. Keenan, 12 N. J. 267, 96 A. 2d 519; Bantam Books, Inc. v. Melko, 25 N. J. Super. 292, 96 A. 2d 47; Commonwealth v. Gordon, 66 Pa. D. & C. 101, aff’d, sub nom. Commonwealth v. Feigenbaum, 166 Pa. Super. 120, 70 A. 2d 389; cf. Roth v. Goldman, 172 F. 2d 788, 794-795 (concurrence).
In. Alberts, the contention that the trial judge did not read the materials in their entirety is not before us because not fairly comprised within the questions presented. U. S. Sup. Ct. Rules, 15 (1) (c)(1).
This Court, as early as 1896, said of the federal obscenity statute:
“. . . Every one who uses the mails of the United States for carrying papers or publications must take notice of what, in this enlightened age, is meant by decency, purity, and chastity in social life, and what must be deemed obscene, lewd, and lascivious.” Rosen v. United States, 161 U. S. 29, 42.
E. g., Roth v. Goldman, 172 F. 2d 788, 789; Parmelee v. United States, 72 App. D. C. 203, 204, 113 F. 2d 729, 730; United States v. 4200 Copies International Journal, 134 F. Supp. 490, 493; United States v. One Unbound Volume, 128 F. Supp. 280, 281.
It is argued that because juries may reach different conclusions as to the same material, the statutes must be held to be insufficiently precise to satisfy due process requirements. But, it is common experience that different juries may reach different results under any criminal statute. That is one of the consequences we accept under our jury system. Cf. Dunlop v. United States, 165 U. S. 486, 499-500.
For the same reason, we reject, in this case, the argument that there is greater latitude for state action under the word “liberty” under the Fourteenth Amendment than is allowed to Congress by the language of the First Amendment.
In Public Clearing House v. Coyne, 194 U. S. 497, 506-508, this Court said:
“The constitutional principles underlying the administration of the Post Office Department were discussed in the opinion of the court in Ex parte Jackson, 96 U. S. 727, in which we held that the power vested in Congress to establish post offices and post roads embraced the regulation of the entire postal system of the country; that Congress might designate what might be carried in the mails and what excluded .... It may . . . refuse to include in its mails such printed matter or merchandise as may seem objectionable to it upon the ground of public policy .... For more than thirty years not only has the transmission of obscene matter been prohibited, but it has been made a crime, punishable by fine or imprisonment, for a person to deposit such matter in the mails. The constitutionality of this law we believe has never been attacked. . . .”