Opinion · Supreme Court of the United States

New York v. Ferber

N.Y. v. Ferber, 458 U.S. 747 (1982)

Type
Opinion
Court
Supreme Court of the United States
Jurisdiction
Federal
Date
1982-07-02
Topic
litigation

How later courts describe this case

  • holding that a statute “should not be invalidated for overbreadth unless it reaches a substantial number of impermissible applications”
  • concluding that pornography which is created by using actual children is not constitutionally protected speech
  • recognizing that the state has a compelling interest in safeguarding the physical and psychological well-being of children
  • holding that a statute must burden a substantial amount of protected speech to be unconstitutionally overbroad
  • holding that a statute defining forbidden content, in part, as "actual or simulated sexual intercourse" "sufficiently describes" the prohibited material
  • recognizing that the prevention of sexual exploitation of children and abuse of children constitutes a government objective of surpassing importance
  • recognizing that the psychological effect of visually recording the sexual exploitation of a child is devastating, and its elimination is of “surpassing importance”
  • holding that “the States are entitled to greater leeway in the regulation of pornographic depictions of children”

Citator

UpLaw has not yet analyzed New York v. Ferber. The absence of a flag is not a finding that it is good law.

Authority status
pending
Cited by
2499 opinions

Headnotes

  1. Constitutional Law — Freedom of Speech A State may regulate pornographic depictions of children with greater leeway than it may regulate depictions of adults because the State has a compelling interest in safeguarding the physical and psychological well-being of minors, and the use of children as subjects of pornographic materials is harmful to their physiological, emotional, and mental health. 458 U.S. at 756-758
  2. Constitutional Law — Freedom of Speech The Miller v. California obscenity standard is not a satisfactory solution to the child pornography problem, because whether a work appeals to the prurient interest or is patently offensive, and whether it has serious literary, artistic, political, or scientific value, bears no connection to whether a child was physically or psychologically harmed in the work's production. 458 U.S. at 761
  3. Constitutional Law — Freedom of Speech The advertising and selling of child pornography provide an economic motive for and are an integral part of the production of such materials, so the First Amendment does not extend immunity to speech or writing used as an integral part of conduct in violation of a valid criminal statute. 458 U.S. at 761-762
  4. Constitutional Law — Freedom of Speech Child pornography, as a definable class of material that bears so heavily and pervasively on the welfare of children engaged in its production, may be classified as a category of material outside the protection of the First Amendment, because the evil to be restricted so overwhelmingly outweighs the expressive interests, if any, at stake that no case-by-case adjudication is required. 458 U.S. at 763-764
  5. Constitutional Law — Freedom of Speech A state offense directed at child pornography must be limited to works that visually depict sexual conduct by children below a specified age, and the category of proscribed sexual conduct must be suitably limited and described; the Miller formulation is adjusted in that the trier of fact need not find the material appeals to the prurient interest of the average person, the depicted sexual conduct need not be portrayed in a patently offensive manner, and the material need not be considered as a whole, though criminal responsibility may not be imposed without some element of scienter. 458 U.S. at 764-765
  6. Constitutional Law — Freedom of Speech A statute that singles out child pornography for proscription is not unconstitutionally underinclusive, because the production and distribution of such material is not entitled to First Amendment protection. 458 U.S. at 765
  7. Constitutional Law — Freedom of Speech The First Amendment does not bar a State from prohibiting the distribution of unprotected child pornography produced outside the State, because the maintenance of the market for such material leaves open the financial conduit by which its production is funded and increases the risk that local children will be injured. 458 U.S. at 765-766 & n.19
  8. Constitutional Law — Overbreadth A person to whom a statute may constitutionally be applied may not challenge that statute on the ground that it may conceivably be applied unconstitutionally to others in situations not before the court, and the First Amendment overbreadth doctrine is a limited exception to this rule that must be justified by weighty countervailing policies and tied to circumstances in which facial invalidation is truly warranted. 458 U.S. at 767-769
  9. Constitutional Law — Overbreadth The overbreadth of a statute must not only be real but substantial as well, judged in relation to the statute's plainly legitimate sweep, before the statute will be invalidated on its face; this requirement applies with full force to statutes, like child pornography laws, that regulate conduct plus speech, as well as to laws arguably reaching traditional forms of expression such as books and films. 458 U.S. at 769-771
  10. Constitutional Law — Overbreadth The requirement of substantial overbreadth may justifiably be applied to statutory challenges arising in defense of a criminal prosecution as well as to civil enforcement actions or declaratory judgment actions, and the fact that a criminal prohibition is involved does not obviate the need for the inquiry or warrant a finding of substantial overbreadth; the penalty to be imposed, however, is relevant in determining whether demonstrable overbreadth is substantial. 458 U.S. at 771-772
  11. Constitutional Law — Overbreadth A child pornography statute is not substantially overbroad where the arguably impermissible applications amount to no more than a tiny fraction of the materials within the statute's reach, and whatever overbreadth may exist should be cured through case-by-case analysis of the fact situations to which its sanctions assertedly may not be applied. 458 U.S. at 772-774
NEW YORKv. FERBER,458 U.S. 747(1982)
NEW YORKv. FERBER
CERTIORARI TO THE COURT OF APPEALS OF NEW YORK
No. 81-55.
Argued April 27, 1982
Decided July 2, 1982
A New York statute prohibits persons from knowingly promoting a sexual performance by a child under the age of 16 by distributing material which depicts such a performance. The statute defines "sexual performance" as any performance that includes sexual conduct by such a child, and "sexual conduct" is in turn defined as actual or simulated sexual intercourse, deviate sexual intercourse, sexual bestiality, masturbation, sado-masochistic abuse, or lewd exhibition of the genitals. Respondent bookstore proprietor was convicted under the statute for selling films depicting young boys masturbating, and the Appellate Division of the New York Supreme Court affirmed. The New York Court of Appeals reversed, holding that the statute violated theFirst Amendmentas being the explicit inclusion of an obscenity standard in a companion statute banning the knowing dissemination of similarly defined material, the statute in question could not be construed to include an obscenity standard, and therefore would prohibit the promotion of materials traditionally entitled to protection under theFirst Amendment.Held:As applied to respondent and others who distribute similar material, the statute in question does not violate theFirst Amendmentas applied to the States through theFourteenth Amendment. Pp. 753-774.
(a) The States are entitled to greater leeway in the regulation of pornographic depictions of children for the following reasons: (1) the legislative judgment that the use of children as subjects of pornographic materials is harmful to the physiological, emotional, and mental health of the child, easily passes muster under theFirst Amendment; (2) the standard ofMillerv.California,413 U.S. 15, for determining what is legally obscene is not a satisfactory solution to the child pornography problem; (3) the advertising and selling of child pornography provide an economic motive for and are thus an integral part of the production of such materials, an activity illegal throughout the Nation; (4) the value of permitting live performances and photographic reproductions of children engaged in lewd exhibitions is exceedingly modest, if notdeminimis;and (5) recognizing and classifying child pornography as a category of material outside theFirst Amendment'sprotection is not incompatible with this Court's decisions dealing with what speech is unprotected. When a definable class of material, such as that covered byPage 748the New York statute, bears so heavily and pervasively on the welfare of children engaged in its production, the balance of competing interests is clearly struck, and it is permissible to consider these materials as without theFirst Amendment'sprotection. Pp. 756-764.
(b) The New York statute describes a category of material the production and distribution of which is not entitled toFirst Amendmentprotection. Accordingly, there is nothing unconstitutionally "under-inclusive" about the statute, and the State is not barred by theFirst Amendmentfrom prohibiting the distribution of such unprotected materials produced outside the State. Pp. 764-766.
(c) Nor is the New York statute unconstitutionally overbroad as forbidding the distribution of material with serious literary, scientific, or educational value. The substantial overbreath rule ofBroadrickv.Oklahoma,413 U.S. 601, applies. This is the paradigmatic case of a state statute whose legitimate reach dwarfs its arguably impermissible applications. "[W]hatever overbreadth may exist should be cured through case-by-case analysis of the fact situations to which [the statute's] sanctions, assertedly, may not be applied."Broadrickv.Oklahoma, supra, at 615-616. Pp. 766-774.
52 N.Y.2d 674,422 N.E.2d 523, reversed and remanded.

WHITE, J., delivered the opinion of the Court, in which BURGER, C.J., and POWELL, REHNQUIST, and O'CONNOR, JJ., joined. O'CONNOR, J., filed a concurring opinion,post, p. 774. BRENNAN, J., filed an opinion concurring in the judgment, in which MARSHALL, J., joined,post, p. 775. BLACKMUN, J., concurred in the result. STEVENS, J., filed an opinion concurring in the judgment,post, p. 777.
Robert M. Pitlerargued the cause for petitioner. With him on the briefs wasMark Dwyer.Herald Price Fahringerargued the cause for respondent. With him on the brief wasPaul J. Cambria, Jr.fn*Page 749
JUSTICE WHITE delivered the opinion of the Court.
At issue in this case is the constitutionality of a New York criminal statute which prohibits persons from knowingly promoting sexual performances by children under the age of 16 by distributing material which depicts such performances.
I
In recent years, the exploitive use of children in the production of pornography has become a serious national problem.1The Federal Government and 47 States have sought to combat the problem with statutes specifically directed at the production of child pornography. At least half of such statutes do not require that the materials produced be legally obscene. Thirty-five States and the United States Congress have also passed legislation prohibiting the distribution of such materials; 20 States prohibit the distribution of material depicting children engaged in sexual conduct without requiring that the material be legally obscene.2Page 750

New York is one of the 20. In 1977, the New York Legislature enacted Article 263 of its Penal Law. N.Y. Penal Law, Art. 263 (McKinney 1980). Section 263.05 criminalizes as a class C felony the use of a child in a sexual performance:
"A person is guilty of the use of a child in a sexual performance if knowing the character and content thereof he employs, authorizes or induces a child less than sixteen years of age to engage in a sexual performance or being a parent, legal guardian or custodian of such child,Page 751he consents to the participation by such child in a sexual performance."


A "[s]exual performance" is defined as "any performance or part thereof which includes sexual conduct by a child less than sixteen years of age." § 263.00(1). "Sexual conduct" is in turn defined in § 263.00(3):
"`Sexual conduct' means actual or simulated sexual intercourse, deviate sexual intercourse, sexual bestiality, masturbation, sado-masochistic abuse, or lewd exhibition of the genitals."


A performance is defined as "any play, motion picture, photograph or dance" or "any other visual representation exhibited before an audience." § 263.00(4).

At issue in this case is § 263.15, defining a class D felony:3
"A person is guilty of promoting a sexual performance by a child when, knowing the character and content thereof, he produces, directs or promotes any performance which includes sexual conduct by a child less than sixteen years of age."


To "promote" is also defined:
"`Promote' means to procure, manufacture, issue, sell, give, provide, lend, mail, deliver, transfer, transmute, publish, distribute, circulate, disseminate, present, exhibit or advertise, or to offer or agree to do the same." § 263.00(5).


A companion provision bans only the knowing dissemination of obscene material. § 263.10.

This case arose when Paul Ferber, the proprietor of a ManhattanPage 752bookstore specializing in sexually oriented products, sold two films to an undercover police officer. The films are devoted almost exclusively to depicting young boys masturbating. Ferber was indicted on two counts of violating § 263.10 and two counts of violating § 263.15, the two New York laws controlling dissemination of child pornography.4After a jury trial, Ferber was acquitted of the two counts of promoting an obscene sexual performance, but found guilty of the two counts under § 263.15, which did not require proof that the films were obscene. Ferber's convictions were affirmed without opinion by the Appellate Division of the New York State Supreme Court.74 A.D.2d 558,424 N.Y.S.2d 967(1980).

The New York Court of Appeals reversed, holding that § 263.15 violated theFirst Amendment.52 N.Y.2d 674,422 N.E.2d 523(1981). The court began by noting that in light of § 263.10's explicit inclusion of an obscenity standard, § 263.15 could not be construed to include such a standard. Therefore, "the statute would . . . prohibit the promotion of materials which are traditionally entitled to constitutional protection from government interference under theFirst Amendment."52 N.Y.2d, at 678,422 N.E.2d, at 525. Although the court recognized the State's "legitimate interest in protecting the welfare of minors" and noted that this "interest may transcendFirst Amendmentconcerns,"id., at 679,422 N.E.2d, at 525-526, it nevertheless found two fatal defects in the New York statute. Section 263.15 was underinclusive because it discriminated against visual portrayals of children engaged in sexual activity by not also prohibiting the distribution of films of other dangerous activity. It was also overbroad because it prohibited the distribution of materials produced outside the State, as well as materials, such as medical books and educational sources, whichPage 753"deal with adolescent sex in a realistic but nonobscene manner."52 N.Y.2d, at 681,422 N.E.2d, at 526. Two judges dissented. We granted the State's petition for certiorari,454 U.S. 1052(1981), presenting the single question:
"To prevent the abuse of children who are made to engage in sexual conduct for commercial purposes, could the New York State Legislature, consistent with theFirst Amendment, prohibit the dissemination of material which shows children engaged in sexual conduct, regardless of whether such material is obscene?"
II
The Court of Appeals proceeded on the assumption that the standard of obscenity incorporated in § 263.10, which follows the guidelines enunciated inMillerv.California,413 U.S. 15(1973),5constitutes the appropriate line dividing protected from unprotected expression by which to measure a regulation directed at child pornography. It was no the premise that "nonobscene adolescent sex" could not be singled out for special treatment that the court found § 263.15 "strikingly underinclusive." Moreover, the assumption that the constitutionally permissible regulation of pornography could not be more extensive with respect to the distribution of material depicting children may also have led the court to conclude that a narrowing construction of § 263.15 was unavailable.

The Court of Appeals' assumption was not unreasonable in light of our decisions. This case, however, constitutes our first examination of a statute directed at and limited to depictions of sexual activity involving children. We believe our inquiry should begin with the question of whether a State has somewhat more freedom in proscribing works which portray sexual acts or lewd exhibitions of genitalia by children.Page 754
A
InChaplinskyv.New Hampshire,315 U.S. 568(1942), the Court laid the foundation for the excision of obscenity from the realm of constitutionally protected expression:
"There are certain well-defined and narrowly limited classes of speech, the prevention and punishment of which have never been thought to raise any Constitutional problem. These include the lewd and obscene . . . . It has been well observed that such utterances are no essential part of any exposition of ideas, and are of such slight social value as a step to truth that any benefit that may be derived from them is clearly outweighed by the social interest in order and morality."Id., at 571-572 (footnotes omitted).


Embracing this judgment, the Court squarely held inRothv.United States,354 U.S. 476(1957), that "obscenity is not within the area of constitutionally protected speech or press."Id., at 485. The Court recognized that "rejection of obscenity as utterly without redeeming social importance" was implicit in the history of theFirst Amendment: The original States provided for the prosecution of libel, blasphemy, and profanity, and the "universal judgment that obscenity should be restrained [is] reflected in the international agreement of over 50 nations, in the obscenity laws of all of the 48 states, and in the 20 obscenity laws enacted by Congress from 1842 to 1956."Id., at 484-485 (footnotes omitted).Rothwas followed by 15 years during which this Court struggled with "the intractable obscenity problem."InterstateCircuit, Inc. v.Dallas,390 U.S. 676,704(1968) (opinion of Harlan, J.). See,e. g., Redrupv.New York,386 U.S. 767(1967). Despite considerable vacillation over the proper definition of obscenity, a majority of the Members of the Court remained firm in the position that "the States have a legitimate interest in prohibiting dissemination or exhibition of obscene material when the mode of dissemination carries with it a significant danger of offending the sensibilitiesPage 755of unwilling recipients or of exposure to juveniles."Millerv.California, supra, at 18-19 (footnote omitted);Stanleyv.Georgia,394 U.S. 557,567(1969);Ginsbergv.New York,390 U.S. 629,637-643(1968);Interstate Circuit,Inc. v.Dallas, supra, at 690;Redrupv.New York, supra, at 769;Jacobellisv.Ohio,378 U.S. 184,195(1964).

Throughout this period, we recognized "the inherent dangers of undertaking to regulate any form of expression."Millerv.California, supra, at 23. Consequently, our difficulty was not only to assure that statutes designed to regulate obscene materials sufficiently defined what was prohibited, but also to devise substantive limits on what fell within the permissible scope of regulation. InMillerv.California,supra, a majority of the Court agreed that a "state offense must also be limited to works which, taken as a whole, appeal to the prurient interest in sex, which portray sexual conduct in a patently offensive way, and which, taken as a whole, do not have serious literary, artistic, political, or scientific value."Id., at 24. Over the past decade, we have adhered to the guidelines expressed inMiller,6which subsequently has been followed in the regulatory schemes of most States.7Page 756
B
TheMillerstandard, like its predecessors, was an accommodation between the State's interests in protecting the "sensibilities of unwilling recipients" from exposure to pornographic material and the dangers of censorship inherent in unabashedly content-based laws. Like obscenity statutes, laws directed at the dissemination of child pornography run the risk of suppressing protected expression by allowing the hand of the censor to become unduly heavy. For the following reasons, however, we are persuaded that the States are entitled to greater leeway in the regulation of pornographic depictions of children.First. It is evident beyond the need for elaboration that a State's interest in "safeguarding the physical and psychologicalPage 757well-being of a minor" is "compelling."Globe NewspaperCo. v.Superior Court,457 U.S. 596,607(1982). "A democratic society rests, for its continuance, upon the healthy, well-rounded growth of young people into full maturity as citizens."Princev.Massachusetts,321 U.S. 158,168(1944). Accordingly, we have sustained legislation aimed at protecting the physical and emotional well-being of youth even when the laws have operated in the sensitive area of constitutionally protected rights. InPrincev.Massachusetts, supra, the Court held that a statute prohibiting use of a child to distribute literature on the street was valid notwithstanding the statute's effect on aFirst Amendmentactivity. InGinsbergv.New York, supra, we sustained a New York law protecting children from exposure to nonobscene literature. Most recently, we held that the Government's interest in the "wellbeing of its youth" justified special treatment of indecent broadcasting received by adults as well as children.FCCv.Pacifica Foundation,438 U.S. 726(1978).

The prevention of sexual exploitation and abuse of children constitutes a government objective of surpassing importance. The legislative findings accompanying passage of the New York laws reflect this concern:
"[T]here has been a proliferation of exploitation of children as subjects in sexual performances. The care of children is a sacred trust and should not be abused by those who seek to profit through a commercial network based upon the exploitation of children. The public policy of the state demands the protection of children from exploitation through sexual performances." 1977 N.Y. Laws, ch. 910, § 1.8
Page 758

We shall not second-guess this legislative judgment. Respondent has not intimated that we do so. Suffice it to say that virtually all of the States and the United States have passed legislation proscribing the production of or otherwise combating "child pornography." The legislative judgment, as well as the judgment found in the relevant literature, is that the use of children as subjects of pornographic materials is harmful to the physiological, emotional, and mental health of the child.9That judgment, we think, easily passes muster under theFirst Amendment.Page 759Second. The distribution of photographs and films depicting sexual activity by juveniles is intrinsically related to the sexual abuse of children in at least two ways. First, the materials produced are a permanent record of the children's participation and the harm to the child is exacerbated by their circulation.10Second, the distribution network for child pornography must be closed if the production of material which requires the sexual exploitation of children is to be effectively controlled. Indeed, there is no serious contention that the legislature was unjustified in believing that it is difficult, ifPage 760not impossible, to halt the exploitation of children by pursuing only those who produce the photographs and movies. While the production of pornographic materials is a low-profile, clandestine industry, the need to market the resulting products requires a visible apparatus of distribution. The most expeditious if not the only practical method of law enforcement may be to dry up the market for this material by imposing severe criminal penalties on persons selling, advertising, or otherwise promoting the product. Thirty-five States and Congress have concluded that restraints on the distribution of pornographic materials are required in order to effectively combat the problem, and there is a body of literature and testimony to support these legislative conclusions.11Cf.United Statesv.Darby,312 U.S. 100(1941) (upholding federal restrictions on sale of goods manufactured in violation of Fair Labor Standards Act).

Respondent does not contend that the State is unjustified in pursuing those who distribute child pornography. Rather, he argues that it is enough for the State to prohibit the distribution of materials that are legally obscene under theMillertest. While some States may find that this approach properly accommodates its interests, it does not followPage 761that theFirst Amendmentprohibits a State from going further. TheMillerstandard, like all general definitions of what may be banned as obscene, does not reflect the State's particular and more compelling interest in prosecuting those who promote the sexual exploitation of children. Thus, the question under theMillertest of whether a work, taken as a whole, appeals to the prurient interest of the average person bears no connection to the issue of whether a child has been physically or psychologically harmed in the production of the work. Similarly, a sexually explicit depiction need not be "patently offensive" in order to have required the sexual exploitation of a child for its production. In addition, a work which, taken on the whole, contains serious literary, artistic, political, or scientific value may nevertheless embody the hardest core of child pornography. "It is irrelevant to the child [who has been abused] whether or not the material . . . has a literary, artistic, political or social value." Memorandum of Assemblyman Lasher in Support of § 263.15. We therefore cannot conclude that theMillerstandard is a satisfactory solution to the child pornography problem.12Third. The advertising and selling of child pornography provide an economic motive for and are thus an integral part of the production of such materials, an activity illegal throughout the Nation.13"It rarely has been suggested thatPage 762the constitutional freedom for speech and press extends its immunity to speech or writing used as an integral part of conduct in violation of a valid criminal statute."Giboneyv.Empire Storage Ice Co.,336 U.S. 490,498(1949).14We note that were the statutes outlawing the employment of children in these films and photographs fully effective, and the constitutionality of these laws has not been questioned, theFirst Amendmentimplications would be no greater than that presented by laws against distribution: enforceable production laws would leave no child pornography to be marketed.15Fourth. The value of permitting live performances and photographic reproductions of children engaged in lewd sexual conduct is exceedingly modest, if notde minimis. We consider it unlikely that visual depictions of children performing sexual acts or lewdly exhibiting their genitals would often constitute an important and necessary part of a literary performancePage 763or scientific or educational work. As a state judge in this case observed, if it were necessary for literary or artistic value, a person over the statutory age who perhaps looked younger could be utilized.16Simulation outside of the prohibition of the statute could provide another alternative. Nor is there any question here of censoring a particular literary theme or portrayal of sexual activity. TheFirst Amendmentinterest is limited to that of rendering the portrayal somewhat more "realistic" by utilizing or photographing children.Fifth. Recognizing and classifying child pornography as a category of material outside the protection of theFirst Amendmentis not incompatible with our earlier decisions. "The question whether speech is, or is not, protected by theFirst Amendmentoften depends on the content of the speech."Youngv.American Mini Theatres, Inc.,427 U.S. 50,66(1976) (opinion of STEVENS, J., joined by BURGER, C.J., and WHITE and REHNQUIST, JJ.). See alsoFCCv.PacificaFoundation,438 U.S. 726,742-748(1978) (opinion of STEVENS, J., joined by BURGER, C.J., and REHNQUIST, J.). "[I]t is the content of [an] utterance that determines whether it is a protected epithet or an unprotected `fighting comment.'"Youngv.American Mini Theatres, Inc., supra, at 66. SeeChaplinskyv.New Hampshire,315 U.S. 568(1942). Leaving aside the special considerations when public officials are the target,New York Times Co. v.Sullivan,376 U.S. 254(1964), a libelous publication is not protected by the Constitution.Beauharnaisv.Illinois,343 U.S. 250(1952). Thus, it is not rare that a content-based classification of speech has been accepted because it may be appropriately generalized that within the confines of the given classification, the evil to be restricted so overwhelmingly outweighsPage 764the expressive interests, if any, at stake, that no process of case-by-case adjudication is required. When a definable class of material, such as that covered by § 263.15, bears so heavily and pervasively on the welfare of children engaged in its production, we think the balance of competing interests is clearly struck and that it is permissible to consider these materials as without the protection of theFirst Amendment.
C
There are, of course, limits on the category of child pornography which, like obscenity, is unprotected by theFirst Amendment. As with all legislation in this sensitive area, the conduct to be prohibited must be adequately defined by the applicable state law, as written or authoritatively construed. Here the nature of the harm to be combated requires that the state offense be limited to works thatvisuallydepict sexual conduct by children below a specified age.17The category of "sexual conduct" proscribed must also be suitably limited and described.

The test for child pornography is separate from the obscenity standard enunciated inMiller, but may be compared to it for the purpose of clarity. TheMillerformulation is adjusted in the following respects: A trier of fact need not find that the material appeals to the prurient interest of the average person; it is not required that sexual conduct portrayed be done so in a patently offensive manner; and the material at issue need not be considered as a whole. We note that the distributionPage 765of descriptions or other depictions of sexual conduct, not otherwise obscene, which do not involve live performance or photographic or other visual reproduction of live performances, retainsFirst Amendmentprotection. As with obscenity laws, criminal responsibility may not be imposed without some element of scienter on the part of the defendant.Smithv.California,361 U.S. 147(1959);Hamlingv.United States,418 U.S. 87(1974).
D
Section 263.15's prohibition incorporates a definition of sexual conduct that comports with the above-stated principles. The forbidden acts to be depicted are listed with sufficient precision and represent the kind of conduct that, if it were the theme of a work, could render it legally obscene: "actual or simulated sexual intercourse, deviate sexual intercourse, sexual bestiality, masturbation, sado-masochistic abuse, or lewd exhibition of the genitals." § 263.00(3). The term "lewd exhibition of the genitals" is not unknown in this area and, indeed, was given inMilleras an example of a permissible regulation.413 U.S., at 25. A performance is defined only to include live or visual depictions: "any play, motion picture, photograph or dance . . . [or] other visual representation exhibited before an audience." § 263.00(4). Section 263.15 expressly includes a scienter requirement.

We hold that § 263.15 sufficiently describes a category of material the production and distribution of which is not entitled toFirst Amendmentprotection. It is therefore clear that there is nothing unconstitutionally "underinclusive" about a statute that singles out this category of material for proscription.18It also follows that the State is not barred byPage 766theFirst Amendmentfrom prohibiting the distribution of unprotected materials produced outside the State.19
III
It remains to address the claim that the New York statute is unconstitutionally overbroad because it would forbid the distribution of material with serious literary, scientific, or educational value or material which does not threaten the harms sought to be combated by the State. Respondent prevailed on that ground below, and it is to that issue that we now turn.

The New York Court of Appeals recognized that overbreadth scrutiny has been limited with respect to conduct-related regulation,Broadrickv.Oklahoma,413 U.S. 601(1973), but it did not apply the test enunciated inBroadrickbecause the challenged statute, in its view, was directed at "pure speech." The court went on to find that § 263.15 was fatally overbroad: "[T]he statute would prohibit the showing of any play or movie in which a child portrays a defined sexual act, real or simulated, in a nonobscene manner. It would also prohibit the sale, showing, or distributing of medical or educational materials containing photographs of such acts.Page 767Indeed, by its terms, the statute would prohibit those who oppose such portrayals from providing illustrations of what they oppose."52 N.Y.2d, at 678,422 N.E.2d, at 525.

While the construction that a state court gives a state statute is not a matter subject to our review,Wainwrightv.Stone,414 U.S. 21,22-23(1973);Goodingv.Wilson,405 U.S. 518,520(1972), this Court is the final arbiter of whether the Federal Constitution necessitated the invalidation of a state law. It is only through this process of review that we may correct erroneous applications of the Constitution that err on the side of an overly broad reading of our doctrines and precedents, as well as state-court decisions giving the Constitution too little shrift. A state court is not free to avoid a proper facial attack on federal constitutional grounds.Bigelowv.Virginia,421 U.S. 809,817(1975). By the same token, it should not be compelled to entertain an overbreadth attack when not required to do so by the Constitution.
A
The traditional rule is that a person to whom a statute may constitutionally be applied may not challenge that statute on the ground that it may conceivably be applied unconstitutionally to others in situations not before the Court.Broadrickv.Oklahoma, supra, at 610;United Statesv.Raines,362 U.S. 17,21(1960);Carmichaelv.Southern Coal CokeCo.,301 U.S. 495,513(1937);Yazoo M. V. R. Co. v.Jackson Vinegar Co.,226 U.S. 217,219-220(1912). InBroadrick, we recognized that this rule reflects two cardinal principles of our constitutional order: the personal nature of constitutional rights,McGowanv.Maryland,366 U.S. 420,429(1961), and prudential limitations on constitutional adjudication.20InUnited Statesv.Raines, supra, at 21, wePage 768noted the "incontrovertible proposition" that it "`would indeed be undesirable for this Court to consider every conceivable situation which might possibly arise in the application of complex and comprehensive legislation,'" (quotingBarrowsv.Jackson,346 U.S. 249,256(1953)). By focusing on the factual situation before us, and similar cases necessary for development of a constitutional rule,21we face "flesh-and-blood"22legal problems with data "relevant and adequate to an informed judgment."23This practice also fulfills a valuable institutional purpose: it allows state courts the opportunity to construe a law to avoid constitutional infirmities.

What has come to be known as theFirst Amendmentoverbreadth doctrine is one of the few exceptions to this principle and must be justified by "weighty countervailing policies."United Statesv.Raines, supra, at 22-23. The doctrine is predicated on the sensitive nature of protected expression: "persons whose expression is constitutionally protected may well refrain from exercising their rights for fear of criminal sanctions by a statute susceptible of application to protected expression."Village of Schaumburgv.Page 769Citizens for a Better Environment,444 U.S. 620,634(1980);Goodingv.Wilson, supra, at 521. It is for this reason that we have allowed persons to attack overly broad statutes even though the conduct of the person making the attack is clearly unprotected and could be proscribed by a law drawn with the requisite specificity.Dombrowskiv.Pfister,380 U.S. 479,486(1965);Thornhillv.Alabama,310 U.S. 88,97-98(1940);United Statesv.Raines, supra, at 21-22;Goodingv.Wilson,supra, at 521.

The scope of theFirst Amendmentoverbreadth doctrine, like most exceptions to established principles, must be carefully tied to the circumstances in which facial invalidation of a statute is truly warranted. Because of the wide-reaching effects of striking down a statute on its face at the request of one whose own conduct may be punished despite theFirst Amendment, we have recognized that the overbreadth doctrine is "strong medicine" and have employed it with hesitation, and then "only as a last resort."Broadrick,413 U.S., at 613. We have, in consequence, insisted that the overbreadth involved be "substantial" before the statute involved will be invalidated on its face.24Page 770

InBroadrick, we explained the basis for this requirement:
"[T]he plain import of our cases is, at the very least, that facial overbreadth adjudication is an exception to our traditional rules of practice and that its function, a limited one at the outset, attenuates as the otherwise unprotected behavior that it forbids the State to sanction moves from `pure speech' toward conduct and that conduct — even if expressive — falls within the scope of otherwise valid criminal laws that reflect legitimate state interests in maintaining comprehensive controls over harmful, constitutionally unprotected conduct. Although such laws, if too broadly worded, may deter protected speech to some unknown extent, there comes a point where that effect — at best a prediction — cannot, with confidence, justify invalidating a statute on its face and so prohibiting a State from enforcing the statute against conduct that is admittedly within its power to proscribe. Cf.Aldermanv.United States,394 U.S. 165,174-175(1969)."Id., at 615.


We accordingly held that "particularly where conduct and not merely speech is involved, we believe that the overbreadth of a statute must not only be real, but substantial as well, judged in relation to the statute's plainly legitimate sweep."Ibid.25Page 771Broadrickexamined a regulation involving restrictions on political campaign activity, an area not considered "pure speech," and thus it was unnecessary to consider the proper overbreadth test when a law arguably reaches traditional forms of expression such as books and films. As we intimated inBroadrick, the requirement of substantial overbreadth extended "at the very least" to cases involving conduct plus speech. This case, which poses the question squarely, convinces us that the rationale ofBroadrickis sound and should be applied in the present context involving the harmful employment of children to make sexually explicit materials for distribution.

The premise that a law should not be invalidated for overbreadth unless it reaches a substantial number of impermissible applications is hardly novel. On most occasions involving facial invalidation, the Court has stressed the embracing sweep of the statute over protected expression.26Page 772Indeed, JUSTICE BRENNAN observed in his dissenting opinion inBroadrick:
"We have never held that a statute should be held invalid on its face merely because it is possible to conceive of a single impermissible application, and in that sense a requirement of substantial overbreadth is already implicit in the doctrine."Id., at 630.


The requirement of substantial overbreadth is directly derived from the purpose and nature of the doctrine. While a sweeping statute, or one incapable of limitation, has the potential to repeatedly chill the exercise of expressive activity by many individuals, the extent of deterrence of protected speech can be expected to decrease with the declining reach of the regulation.27This observation appears equally applicable to the publication of books and films as it is to activities, such as picketing or participation in election campaigns, which have previously been categorized as involving conduct plus speech. We see no appreciable difference between the position of a publisher or bookseller in doubt as to the reach of New York's child pornography law and the situation faced by the Oklahoma state employees with respect to that State's restriction on partisan political activity. Indeed, it could reasonably be argued that the bookseller, with an economic incentive to sell materials that may fall within the statute's scope, may be less likely to be deterred than the employee who wishes to engage in political campaign activity. Cf.Batesv.State Bar of Arizona,433 U.S. 350,380-381(1977) (overbreadth analysis inapplicable to commercial speech).

This requirement of substantial overbreadth may justifiably be applied to statutory challenges which arise in defensePage 773of a criminal prosecution as well as civil enforcement or actions seeking a declaratory judgment. Cf.Parkerv.Levy,417 U.S. 733,760(1974). Indeed, the Court's practice when confronted with ordinary criminal laws that are sought to be applied against protected conduct is not to invalidate the lawin toto, but rather to reverse the particular conviction.Cantwellv.Connecticut,310 U.S. 296(1940);Edwardsv.South Carolina,372 U.S. 229(1973). We recognize, however, that the penalty to be imposed is relevant in determining whether demonstrable overbreadth is substantial. We simply hold that the fact that a criminal prohibition is involved does not obviate the need for the inquiry ora prioriwarrant a finding of substantial overbreadth.
B
Applying these principles, we hold that § 263.15 is not substantially overbroad. We consider this the paradigmatic case of a state statute whose legitimate reach dwarfs its arguably impermissible applications. New York, as we have held, may constitutionally prohibit dissemination of material specified in § 263.15. While the reach of the statute is directed at the hard core of child pornography, the Court of Appeals was understandably concerned that some protected expression, ranging from medical textbooks to pictorials in the National Geographic would fall prey to the statute. How often, if ever, it may be necessary to employ children to engage in conduct clearly within the reach of § 263.15 in order to produce educational, medical, or artistic works cannot be known with certainty. Yet we seriously doubt, and it has not been suggested, that these arguably impermissible applications of the statute amount to more than a tiny fraction of the materials within the statute's reach. Nor will we assume that the New York courts will widen the possibly invalid reach of the statute by giving an expansive construction to the proscription on "lewd exhibition[s] of the genitals." Under these circumstances, § 263.15 is "not substantially overbroad and . . . whatever overbreadth may existPage 774should be cured through case-by-case analysis of the fact situations to which its sanctions, assertedly, may not be applied."Broadrickv.Oklahoma,413 U.S., at 615-616.
IV
Because § 263.15 is not substantially overbroad, it is unnecessary to consider its application to material that does not depict sexual conduct of a type that New York may restrict consistent with theFirst Amendment. As applied to Paul Ferber and to others who distribute similar material, the statute does not violate theFirst Amendmentas applied to the States through the Fourteenth.28The judgment of the New York Court of Appeals is reversed, and the case is remanded to that court for further proceedings not inconsistent with this opinion.So ordered.

JUSTICE BLACKMUN concurs in the result.
JUSTICE O'CONNOR, concurring.
Although I join the Court's opinion, I write separately to stress that the Court does not hold that New York must except "material with serious literary, scientific, or educational value,"ante, at 766, from its statute. The Court merely holds that, even if theFirst Amendmentshelters such material, New York's current statute is not sufficiently overbroad to support respondent's facial attack. The compelling interests identified in today's opinion, seeante, at 756-764, suggest that the Constitution might in fact permit New York to ban knowing distribution of works depicting minors engaged in explicit sexual conduct, regardless of the social value of the depictions. For example, a 12-year-old child photographed whilePage 775masturbating surely suffers the same psychological harm whether the community labels the photograph "edifying" or "tasteless." The audience's appreciation of the depiction is simply irrelevant to New York's asserted interest in protecting children from psychological, emotional, and mental harm.

An exception for depictions of serious social value, moreover, would actually increase opportunities for the content-based censorship disfavored by theFirst Amendment. As drafted, New York's statute does not attempt to suppress the communication of particular ideas. The statute permits discussion of child sexuality, forbidding only attempts to render the "portrayal[s] somewhat more `realistic' by utilizing or photographing children."Ante, at 763. Thus, the statute attempts to protect minors from abuse without attempting to restrict the expression of ideas by those who might use children as live models.

On the other hand, it is quite possible that New York's statute is overbroad because it bans depictions that do not actually threaten the harms identified by the Court. For example, clinical pictures of adolescent sexuality, such as those that might appear in medical textbooks, might not involve the type of sexual exploitation and abuse targeted by New York's statute. Nor might such depictions feed the poisonous "kiddie porn" market that New York and other States have attempted to regulate. Similarly, pictures of children engaged in rites widely approved by their cultures, such as those that might appear in issues of the National Geographic, might not trigger the compelling interests identified by the Court. It is not necessary to address these possibilities further today, however, because this potential overbreadth is not sufficiently substantial to warrant facial invalidation of New York's statute.
JUSTICE BRENNAN, with whom JUSTICE MARSHALL joins, concurring in the judgment.
I agree with much of what is said in the Court's opinion. As I made clear in the opinion I delivered for the Court inPage 776Ginsburgv.New York,390 U.S. 629(1968), the State has a special interest in protecting the well-being of its youth.Id., at 638-641. See alsoGlobe Newspaper Co. v.SuperiorCourt,457 U.S. 596,607(1982). This special and compelling interest, and the particular vulnerability of children, afford the State the leeway to regulate pornographic material, the promotion of which is harmful to children, even though the State does not have such leeway when it seeks only to protect consenting adults from exposure to such material.Ginsburgv.New York, supra, at 637, 638, n. 6, 642-643, n. 10. See alsoJacobellisv.Ohio,378 U.S. 184,195(1964) (opinion of BRENNAN, J.). I also agree with the Court that the "tiny fraction,"ante, at 773, of material of serious artistic, scientific, or educational value that could conceivably fall within the reach of the statute is insufficient to justify striking the statute on the grounds of overbreadth. SeeBroadrickv.Oklahoma,413 U.S. 601,630(1973) (BRENNAN, J., dissenting).

But in my view application of § 263.15 or any similar statute to depictions of children that in themselves do have serious literary, artistic, scientific, or medical value, would violate theFirst Amendment. As the Court recognizes, the limited classes of speech, the suppression of which does not raise seriousFirst Amendmentconcerns, have two attributes. They are of exceedingly "slight social value," and the State has a compelling interest in their regulation. SeeChaplinskyv.New Hampshire,315 U.S. 568,571-572(1942). TheFirst Amendmentvalue of depictions of children that are in themselves serious contributions to art, literature, or science, is, by definition, simply not"de minimis."Seeante, at 761. At the same time, the State's interest in suppression of such materials is likely to be far less compelling. For the Court's assumption of harm to the child resulting from the "permanent record" and "circulation" of the child's "participation,"ante, at 759, lacks much of its force where the depiction is a serious contribution to art or science. The production of materials of serious value is not the "low-profile,Page 777clandestine industry" that according to the Court produces purely pornographic materials. Seeante, at 760. In short, it is inconceivable how a depiction of a child that is itself a serious contribution to the world of art or literature or science can be deemed "material outside the protection of theFirst Amendment." Seeante, at 763.

I, of course, adhere to my view that, in the absence of exposure, or particular harm, to juveniles or unconsenting adults, the State lacks power to suppress sexually oriented materials. See,e. g., Paris Adult Theatre Iv.Slaton,413 U.S. 49,73(1973) (BRENNAN, J., dissenting). With this understanding, I concur in the Court's judgment in this case.
JUSTICE STEVENS, concurring in the judgment.
Two propositions seem perfectly clear to me. First, the specific conduct that gave rise to this criminal prosecution is not protected by the Federal Constitution; second, the state statute that respondent violated prohibits some conduct that is protected by theFirst Amendment. The critical question, then, is whether this respondent, to whom the statute may be applied without violating the Constitution, may challenge the statute on the ground that it conceivably may be applied unconstitutionally to others in situations not before the Court. I agree with the Court's answer to this question but not with its method of analyzing the issue.

Before addressing that issue, I shall explain why respondent's conviction does not violate the Constitution. The two films that respondent sold contained nothing more than lewd exhibition; there is no claim that the films included any material that had literary, artistic, scientific, or educational value.1Respondent was a willing participant in a commercial market that the State of New York has a legitimate interest in suppressing. The character of the State's interest in protecting children from sexual abuse justifies the impositionPage 778of criminal sanctions against those who profit, directly or indirectly, from the promotion of such films. In this respect my evaluation of this case is different from the opinion I have expressed concerning the imposition of criminal sanctions for the promotion of obscenity in other contexts.2

A holding that respondent may be punished for selling these two films does not require us to conclude that other users of these very films, or that other motion pictures containing similar scenes, are beyond the pale of constitutional protection. Thus, the exhibition of these films before a legislative committee studying a proposed amendment to a state law, or before a group of research scientists studying human behavior, could not, in my opinion, be made a crime. Moreover, it is at least conceivable that a serious work of art, a documentary on behavioral problems, or a medical or psychiatric teaching device, might include a scene from one of these films and, when viewed as a whole in a proper setting, be entitled to constitutional protection. The question whether a specific act of communication is protected by theFirst Amendmentalways requires some consideration of both its content and its context.

The Court's holding that this respondent may not challenge New York's statute as overbroad follows its discussion of the contours of the category of nonobscene child pornography that New York may legitimately prohibit. Having defined that category in an abstract setting,3the Court makes thePage 779empirical judgment that the arguably impermissible application of the New York statute amounts to only a "tiny fraction of the materials within the statute's reach."Ante, at 773. Even assuming that the Court's empirical analysis is sound,4I believe a more conservative approach to the issue would adequately vindicate the State's interest in protecting its children and cause less harm to the federal interest in free expression.

A hypothetical example will illustrate my concern. Assume that the operator of a New York motion picture theater specializing in the exhibition of foreign feature films is offered a full-length movie containing one scene that is plainly lewd if viewed in isolation but that nevertheless is part of a serious work of art. If the child actor resided abroad, New York's interest in protecting its young from sexual exploitation would be far less compelling than in the case before us. The federal interest in free expression would, however, be just as strong as if an adult actor had been used. There are at least three different ways to deal with the statute's potential application to that sort of case.

First, at one extreme and as the Court appears to hold, theFirst Amendmentinquiry might be limited to determiningPage 780whether the offensive scene, viewed in isolation, is lewd. When the constitutional protection is narrowed in this drastic fashion, the Court is probably safe in concluding that only a tiny fraction of the materials covered by the New York statute is protected. And with respect to my hypothetical exhibitor of foreign films, he need have no uncertainty about the permissible application of the statute; for the one lewd scene would deprive the entire film of any constitutional protection.

Second, at the other extreme and as the New York Court of Appeals correctly perceived, the application of this Court's cases requiring that an obscenity determination be based on the artistic value of a production taken as a whole would afford the exhibitor constitutional protection and result in a holding that the statute is invalid because of its overbreadth. Under that approach, the rationale for invalidating the entire statute is premised on the concern that the exhibitor's understanding about its potential reach could cause him to engage in self-censorship. This Court's approach today substitutes broad, unambiguous, state-imposed censorship for the self-censorship that an overbroad statute might produce.

Third, as an intermediate position, I would refuse to apply overbreadth analysis for reasons unrelated to any prediction concerning the relative number of protected communications that the statute may prohibit. Specifically, I would postpone decision of my hypothetical case until it actually arises. Advocates of a liberal use of overbreadth analysis could object to such postponement on the ground that it creates the risk that the exhibitor's uncertainty may produce self-censorship. But that risk obviously interferes less with the interest in free expression than does an abstract, advance ruling that the film is simply unprotected whenever it contains a lewd scene, no matter how brief.

My reasons for avoiding overbreadth analysis in this case are more qualitative than quantitative. When we follow ourPage 781traditional practice of adjudicating difficult and novel constitutional questions only in concrete factual situations, the adjudications tend to be crafted with greater wisdom. Hypothetical rulings are inherently treacherous and prone to lead us into unforeseen errors; they are qualitatively less reliable than the products of case-by-case adjudication.

Moreover, it is probably safe to assume that the category of speech that is covered by the New York statute generally is of a lower quality than most other types of communication. On a number of occasions, I have expressed the view that theFirst Amendmentaffords some forms of speech more protection from governmental regulation than other forms of speech.5Today the Court accepts this view, putting the category of speech described in the New York statute in its rightful place near the bottom of this hierarchy.Ante, at 761-763. Although I disagree with the Court's position that such speech is totally withoutFirst Amendmentprotection, I agree that generally marginal speech does not warrant the extraordinary protection afforded by the overbreadth doctrine.6

Because I have no difficulty with the statute's application in this case, I concur in the Court's judgment.Page 782
  1. Page 748 Briefs ofamici curiaeurging reversal were filed byEdmund J. Burns,Gregory A. Loken, andWilliam A. Cahill, Jr., for Covenant House; and byJohn J. Walshfor Morality in Media, Inc.Michael A. Bambergerfiled a brief for the American Booksellers Association, Inc., et al., asamici curiaeurging affirmance.Bruce A. Taylorfiled a brief for Charles H. Keating, Jr., et al., asamici curiae. ↩
  2. Page 749 "[C]hild pornography and child prostitution have become highly organized, multimillion dollar industries that operate on a nationwide scale." S. Rep. No. 95-438, p. 5 (1977). One researcher has documented the existence of over 260 different magazines which depict children engaging in sexually explicit conduct.Ibid. "Such magazines depict children, some as young as three to five years of age . . . . The activities featured range from lewd poses to intercourse, fellatio, cunnilingus, masturbation, rape, incest and sado-masochism."Id., at 6. In Los Angeles alone, police reported that 30,000 children have been sexually exploited. Sexual Exploitation of Children, Hearings before the Subcommittee on Select Education of the House Committee on Education and Labor, 95th Cong., 1st Sess., 41-42 (1977). ↩
  3. Page 749 In addition to New York, 19 States have prohibited the dissemination of material depicting children engaged in sexual conduct regardless of whether the material is obscene. Ariz. Rev. Stat. Ann. §13-3553(Supp. 1981-1982); Colo. Rev. Stat. §18-6-403(Supp. 1981); Del. Code Ann., Tit.11, §§ 1108,1109(1979); Fla. Stat. § 847.014 (1981); Haw. Rev. Stat. §707-751(Supp. 1981); Ky. Rev. Stat. §§531.320, 531.340-531.360 (Supp. 1980); La.Rev.Stat. Ann. §14:81.1(A)(3) (West Supp. 1982); Mass. Gen. Page 750 Laws Ann., ch. 272, § 29A (West Supp. 1982-1983); Mich. Comp. Laws Ann. §750.145c(3) (1982-1983); Miss. Code Ann. §97-5-33(4) (Supp. 1981); Mont. Code Ann. §45-5-625(1981); N.J. Stat. Ann. §2C:24-4(b)(5) (West 1981); Okla. Stat., Tit.21, § 1021.2(1981); Pa. Stat. Ann., Tit. 18, § 6312(c) (Purdon 1982-1983); R. I. Gen. Laws §11-9-1.1(1981); Tex. Penal Code Ann. §43.25(1982); Utah Code Ann. §76-10-1206.5(3) (Supp. 1981); W. Va. Code §61-8C-3(Supp. 1981); Wis. Stat. §940.203(4) (1979-1980). Fifteen States prohibit the dissemination of such material only if it is obscene. Ala. Code §§ 13-7-231, 13-7-232 (Supp. 1981); Ark. Stat. Ann. §41-4204(Supp. 1981); Cal. Penal Code Ann. §311.2(b) (West Supp. 1982) (general obscenity statute); Ill. Rev. Stat., ch. 38, ¶ 11-20a(b)(1) (1979); Ind. Code § 35-30-10.1-2 (1979); Me. Rev. Stat. Ann., Tit. 17, § 2923(1) (Supp. 1981-1982); Minn. Stat. §§617.246(3) and (4) (1980); Neb. Rev. Stat. §28-1463(2) (1979); N. H. Rev. Stat. Ann. §650:2(II) (Supp. 1981); N. D. Cent. Code §12.1-27.1-01(1976) (general obscenity statute); Ohio Rev. Code Ann. §2907.321(A) (1982); Ore. Rev. Stat. §163.485(1981); S.D. Codified Laws §§22-22-24,22-22-25(1979); Tenn. Code Ann. § 39-1020 (Supp. 1981); Wash. Rev. Code § 9.68A.030 (1981). The federal statute also prohibits dissemination only if the material is obscene.18 U.S.C. § 2252(a) (1976 ed., Supp. IV). Two States prohibit dissemination only if the material is obscene as to minors. Conn. Gen. Stat. §53a-196b(1981); Va. Code §18.2-374.1(1982). Twelve States prohibit only the use of minors in the production of the material. Alaska Stat. Ann. §11.41.455(1978); Ga. Code § 26-9943a(b) (1978); Idaho Code §44-1306(1977); Iowa Code §728.12(1981); Kan. Stat. Ann. §21-3516(1981); Md. Ann. Code, Art. 27, § 419A (Supp. 1981); Mo. Rev. Stat. §568.060(1)(b) (1978); Nev. Rev. Stat. § 200.509 (1981); N.M. Stat. Ann. §30-6-1(Supp. 1982); N.C. Gen. Stat. §14-190.6(1981); S.C. Code § 16-15-380 (Supp. 1981); Wyo. Stat. §14-3-102(a)(v)(E) (1978). ↩
  4. Page 751 Class D felonies carry a maximum punishment of imprisonment for up to seven years as to individuals, and as to corporations a fine of up to $10,000. N.Y. Penal Law §§70.00,80.10(McKinney 1975). Respondent Ferber was sentenced to 45 days in prison. ↩
  5. Page 752 A state judge rejected Ferber'sFirst Amendmentattack on the two sections in denying a motion to dismiss the indictment.96 Misc.2d 669,409 N.Y.S.2d 632(1978). ↩
  6. Page 753 N.Y. Penal Law §235.00(1) (McKinney 1980);Peoplev.Illardo,48 N.Y.2d 408,415, and n. 3,399 N.E.2d 59,62-63, and n. 3 (1979). ↩
  7. Page 755Hamlingv.United States,418 U.S. 87(1974);Jenkinsv.Georgia,418 U.S. 153(1974);Wardv.Illinois,431 U.S. 767(1977);Marksv.UnitedStates,430 U.S. 188(1977);Pinkusv.United States,436 U.S. 293(1978). ↩
  8. Page 755 Thirty-seven States and the District of Columbia have either legislatively adopted or judicially incorporated theMillertest for obscenity. Ala. Code §13A-12-150(Supp. 1981); Ariz. Rev. Stat. Ann. §13-3501(2) (1978); Ark. Stat. Ann. §41-3502(6) (Supp. 1981); Colo. Rev. Stat. §18-7-101(2) (Supp. 1981); Del. Code Ann., Tit.11, § 1364(1979);Lakinv.United States,363 A.2d 990(D.C. 1976); Ga. Code § 26-2101(b) (1978); Haw. Rev. Stat. §712-1210(6) (Supp. 1981); Idaho Code §18-4101(A) (1979); Iowa Code §728.4(1981) (only child pornography covered); Ind. Code § 35-30-10.1-1(c) (1979); Kan. Stat. Ann. §21-4301(2)(a) (1981); Ky. Rev. Stat. §531.010(3) (1975); La.Rev.Stat. Ann. §§14:106(A)(2) and (A)(3) (West Supp. 1982);Ebertv.Maryland State Bd. of Censors,19 Md. App. 300,313 A.2d 536(1973); Mass. Gen. Laws Ann., ch.272, § 31(West Supp. 1982-1983);Peoplev.Neumayer,405 Mich. 341,275 N.W.2d 230(1979);Statev.Welke,298 Minn. 402,216 N.W.2d 641(1974); Mo. Rev. Stat. §573.010(1) (1978); Neb. Rev. Stat. §28-807(9) (1979);Page 756Nev. Rev. Stat. §201.235(1981); N. H. Rev. Stat. Ann. §650:1(IV) (Supp. 1981); N.J. Stat. Ann. §2C:34-2(West 1981); N.Y. Penal Law §235.00(1) (McKinney 1980); N.C. Gen. Stat. §14-190.1(b) (1981); N. D. Cent. Code §12.1-27.1-01(4) (1976);Statev.Burgun,56 Ohio St.2d 354,384 N.E.2d 255(1978);McCraryv.State,533 P.2d 629(Okla.Cr. 1974); Ore. Rev. Stat. §167.087(2) (1981); Pa. Stat. Ann., Tit. 18, § 5903(b) (Purdon Supp. 1982-1983); R. I. Gen. Laws §11-31-1(1981); S.C. Code § 16-15-260(a) (Supp. 1981); S.D. Codified Laws §22-24-27(10) (1979); Tenn. Code Ann. § 39-3001(1) (Supp. 1981); Tex. Penal Code Ann. §43.21(a) (1982); Utah Code Ann. §76-10-1203(1) (1978); Va. Code §18.2-372(1982); 1982 Wn. Laws., ch. 184, § 1(2). Four States continue to follow the test approved inMemoirsv.Massachusetts,383 U.S. 413(1966). Cal. Penal Code Ann. §311(a) (West Supp. 1982); Conn. Gen. Stat. §53a-193(1981); Fla. Stat. §847.07(1981); Ill. Rev. Stat., ch. 38, ¶ 11-20(b) (1979). Five States regulate only the distribution of pornographic material to minors. Me. Rev. Stat. Ann., Tit.17, § 2911(Supp. 1981-1982); Mont. Code Ann. §45-8-201(1981); N.M. Stat. Ann. §30-37-2(Supp. 1982); Vt. Stat. Ann., Tit.13, § 2802(1974); W. Va. Code §61-8A-2(1977). Three state obscenity laws do not fall into any of the above categories. Miss. Code Ann. §97-29-33(1973), declared invalid inABC Interstate Theatres, Inc. v.State,325 So.2d 123(Miss. 1976); Wis. Stat. §944.21(1)(a) (1979-1980), declared invalid inStatev.Princess Cinema of Milwaukee,Inc.,96 Wis.2d 646,292 N.W.2d 807(1980); Wyo. Stat. §6-5-303(1977). Alaska has no current state obscenity law. A number of States employ a different obscenity standard with respect to material distributed to children. See,e. g., Fla. Stat. §847.0125(1981). ↩
  9. Page 757 In addition, the legislature found "the sale of these movies, magazines and photographs depicting the sexual conduct of children to be so abhorrent to the fabric of our society that it urge[d] law enforcement officers to aggressively seek out and prosecute . . . the peddlers . . . of this filth by vigorously applying the sanctions contained in this act." 1977 N.Y. Laws, ch. 910, § 1. ↩
  10. Page 758 "[T]he use of children as . . . subjects of pornographic materials is very harmful to both the children and the society as a whole." S. Rep. No. 95-438, p. 5 (1977). It has been found that sexually exploited children are unable to develop healthy affectionate relationships in later life, have sexual dysfunctions, and have a tendency to become sexual abusers as adults. Schoettle, Child Exploitation: A Study of Child Pornography, 19 J. Am. Acad. Child Psychiatry 289, 296 (1980) (hereafter cited as Child Exploitation); Schoettle, Treatment of the Child Pornography Patient, 137 Am. J. Psychiatry 1109, 1110 (1980); Densen-Gerner, Child Prostitution and Child Pornography: Medical, Legal, and Societal Aspects of the Commercial Exploitation of Children, reprinted in U.S. Dept. of Health and Human Services, Sexual Abuse of Children: Selected Readings 77, 80 (1980) (hereafter cited as Commercial Exploitation) (sexually exploited children pre-disposed to self-destructive behavior such as drug and alcohol abuse or prostitution). See generally Burgess Holmstrom, Accessory-to-Sex: Pressure, Sex, and Secrecy, in A. Burgess, A. Groth, L. Holmstrom, S. Sgroi, Sexual Assault of Children and Adolescents 85, 94 (1978); V. De Francis, Protecting the Child Victim of Sex Crimes Committed by Adults 169 (1969); Ellerstein Canavan, Sexual Abuse of Boys, 134 Am. J. Diseases of Children 255, 256-257 (1980); Finch, Adult Seduction of the Child: Effects on the Child, Medical Aspects of Human Sexuality 170, 185 (Mar. 1973); Groth, Sexual Trauma in the Life Histories of Rapists and Child Molesters, 4 Victimology 10 (1979). Sexual molestation by adults is often involved in the production of child sexual performances. Sexual Exploitation of Children, A Report to the Illinois General Assembly by the Illinois Legislative Investigating Commission 30-31 (1980). When such performances are recorded and distributed, the child's privacy interests are also invaded. See n. 10,infra. ↩
  11. Page 759 As one authority has explained: "[P]ornography poses an even greater threat to the child victim than does sexual abuse or prostitution. Because the child's actions are reduced to a recording, the pornography may haunt him in future years, long after the original misdeed took place. A child who has posed for a camera must go through life knowing that the recording is circulating within the mass distribution system for child pornography." Shouvlin, Preventing the Sexual Exploitation of Children: A Model Act, 17 Wake Forest L. Rev. 535, 545 (1981). See also Child Exploitation 292 ("[I]t is the fear of exposure and the tension of keeping the act secret that seem to have the most profound emotional repercussions"); Note, Protection of Children from Use in Pornography: Toward Constitutional and Enforceable Legislation, 12 U. Mich. J. Law Reform 295, 301 (1979) (hereafter cited as Use in Pornography) (interview with child psychiatrist) ("The victim's knowledge of publication of the visual material increases the emotional and psychic harm suffered by the child"). Thus, distribution of the material violates "the individual interest in avoiding disclosure of personal matters."Whalenv.Roe,429 U.S. 589,599(1977). Respondent cannot undermine the force of the privacy interests involved here by looking toCox Broadcasting Corp. v.Cohn,420 U.S. 469(1975), andSmithv.Daily Mail Publishing Co.,443 U.S. 97(1979), cases protecting the right of newspapers to publish, respectively, the identity of a rape victim and a youth charged as a juvenile offender. Those cases only stand for the proposition that "if a newspaper lawfully obtains truthful information about a matter of public significance then state officials may not constitutionally punish publication of the information, absent a need . . . of the highest order."Id., at 103. ↩
  12. Page 760 See Sexual Exploitation of Children, Hearings before the Subcommittee on Crime of the House Judiciary Committee, 95th Cong., 1st Sess., 34 (1977) (statement of Charles Rembar) ("It is an impossible prosecutorial job to try to get at the acts themselves");id., at 11 (statement of Frank Osanka, Professor of Social Justice and Sociology) ("[W]e have to be very careful . . . that we don't take comfort in the existence of statutes that are on the books in the connection with the use of children in pornography . . . . There are usually no witnesses to these acts of producing pornography");id., at 69 (statement of Investigator Lloyd Martin, Los Angeles Police Department) (producers of child pornography use false names making difficult the tracing of material back from distributor). See also L. Tribe, American Constitutional Law 666, n. 62 (1978); Note, Child Pornography: A New Role for the Obscenity Doctrine, 1978 U. Ill. Law Forum 711, 716, n. 29; Use in Pornography 315 ("passage of criminal laws aimed at producers without similar regulation of distributors will arguably shift the production process further underground"). ↩
  13. Page 761 In addition, legal obscenity underMilleris a function of "contemporary community standards."413 U.S., at 24. "It is neither realistic nor constitutionally sound to read theFirst Amendmentas requiring that the people of Maine or Mississippi accept public depiction of conduct found tolerable in Las Vegas, or New York City."Id., at 32. It would be equally unrealistic to equate a community's toleration for sexually oriented material with the permissible scope of legislation aimed at protecting children from sexual exploitation. Furthermore, a number of States rely on stricter obscenity tests, see n. 7,supra, under which successful prosecution for child pornography may be even more difficult. ↩
  14. Page 761 One state committee studying the problem declared: "The act of selling these materials is guaranteeing that there will be additional abuse of children." Texas House Select Committee on Child Pornography: Its Related Page 762 Causes and Control 132 (1978). See also Commercial Exploitation 80 ("Printed materials cannot be isolated or removed from the process involved in developing them"). ↩
  15. Page 762 InGiboney, a unanimous Court held that labor unions could be restrained from picketing a firm in support of a secondary boycott which a State had validly outlawed. InPittsburgh Press Co. v.PittsburghComm'n on Human Relations,413 U.S. 376(1973), the Court allowed an injunction against a newspaper's furtherance of illegal sex discrimination by placing of job advertisements in gender-designated columns. The Court stated: "AnyFirst Amendmentinterest which might be served by advertising an ordinary commercial proposal and which might arguably outweigh the governmental interest supporting the regulation is altogether absent when the commercial activity itself is illegal and the restriction on advertising is incidental to a valid limitation on economic activity."Id., at 389. ↩
  16. Page 762 In this connection we note that18 U.S.C. § 2251(1976 ed., Supp. IV), making it a federal offense for anyone to use children under the age of 16 in the production of pornographic materials, embraces all "sexually explicit conduct" without imposing an obscenity test. In addition, half of the state laws imposing criminal liability on the producer do not require the visual material to be legally obscene. Use in Pornography 307-308. ↩
  17. Page 76396 Misc.2d, at 676,409N.Y. So.2d, at 637. This is not merely a hypothetical possibility. See Brief for Petitioner 25 and examples cited therein. ↩
  18. Page 764 Sixteen States define a child as a person under age 18. Four States define a child as under 17 years old. The federal law and 16 States, including New York, define a child as under 16. Illinois and Nebraska define a child as a person under age 16 or who appears as a prepubescent. Ill. Rev. Stat., ch. 38, ¶ 11-20a(a)(1)(A) (1979); Neb. Rev. Stat. §28-1463(1979). Indiana defines a child as one who is or appears to be under 16. Ind. Code. §§ 35-30-10.1-2, 35-30-10.1-3 (1979). Kentucky provides for two age classifications (16 and 18) and varies punishment according to the victim's age. Ky. Rev. Stat. §§531.300-531.370(Supp. 1980). See Use in Pornography 307, n. 71 (collecting statutes). ↩
  19. Page 765Erznoznikv.City of Jacksonville,422 U.S. 205(1975), relied upon by the Court of Appeals, struck down a law against drive-in theaters showing nude scenes if movies could be seen from a public place. Since nudity, without more is protected expression,id., at 213, we proceeded to consider the underinclusiveness of the ordinance. The Jacksonville ordinance Page 766 impermissibly singled out movies with nudity for special treatment while failing to regulate other protected speech which created the same alleged risk to traffic. Today, we hold that child pornography as defined in § 263.15 is unprotected speech subject to content-based regulation. Hence, it cannot be underinclusive or unconstitutional for a State to do precisely that. ↩
  20. Page 766 It is often impossible to determine where such material is produced. The Senate Report accompanying federal child pornography legislation stressed that "it is quite common for photographs or films made in the United States to be sent to foreign countries to be reproduced and then returned to this country in order to give the impression of foreign origin." S. Rep. No. 95-438, p. 6 (1977). In addition, States have not limited their distribution laws to material produced within their own borders because the maintenance of the market itself "leaves open the financial conduit by which the production of such material is funded and materially increases the risk that [local] children will be injured."52 N.Y.2d 674,688,422 N.E.2d 523,531(1981) (Jasen, J., dissenting). ↩
  21. Page 767 In addition to prudential restraints, the traditional rule is grounded in Art. III limits on the jurisdiction of federal courts to actual cases and controversies. "This Court, as is the case with all federal courts, `has no jurisdiction to Page 768 pronounce any statute, either of a State or of the United States, void, because irreconcilable with the Constitution, except as it is called upon to adjudge the legal rights of litigants in actual controversies. In the exercise of that jurisdiction, it is bound by two rules, to which it has rigidly adhered, one, never to anticipate a question of constitutional law in advance of the necessity of deciding it; the other never to formulate a rule of constitutional law broader than is required by the precise facts to which it is to be applied.'Liverpool, New York Philadelphia S.S. Co. v.Commissioners of Emigration,113 U.S. 33,39."United Statesv.Raines,362 U.S. 17,21(1960). ↩
  22. Page 768 Overbreadth challenges are only one type of facial attack. A person whose activity may be constitutionally regulated nevertheless may argue that the statute under which he is convicted or regulated is invalid on its face. See,e. g., Terminiellov.City of Chicago,337 U.S. 1,5(1949). See generally Monaghan, Overbreadth, 1981 S.Ct. Rev. 1, 10-14. ↩
  23. Page 768 A. Bickel, The Least Dangerous Branch 115-116 (1962). ↩
  24. Page 768 Frankfurter Hart, The Business of the Supreme Court at October Term, 1934, 49 Harv. L. Rev. 68, 95-96 (1935). ↩
  25. Page 769 When a federal court is dealing with a federal statute challenged as overbroad, it should, of course, construe the statute to avoid constitutional problems, if the statute is subject to such a limiting construction.Crowellv.Benson,285 U.S. 22,62(1932). Accord,e. g., Haynesv.United States,390 U.S. 85,92(1968) (dictum);Schneiderv.Smith,390 U.S. 17,27(1968);United Statesv.Rumely,345 U.S. 41,45(1953);Ashwanderv.TVA,297 U.S. 288,348(1936) (Brandeis, J., concurring). Furthermore, if the federal statute is not subject to a narrowing construction and is impermissibly overbroad, it nevertheless should not be stricken down on its face; if it is severable, only the unconstitutional portion is to be invalidated.United Statesv.Thirty-seven Photographs,402 U.S. 363(1971). A state court is also free to deal with a state statute in the same way. If the invalid reach of the law is cured, there is no longer reason for proscribing the statute's application to unprotected conduct. Here, of course, we are dealing with a state statute on direct review of a state-court decision that has construed the statute. Such a construction is binding on us. ↩
  26. Page 770Parkerv.Levy,417 U.S. 733,760(1974) ("This Court has . . . repeatedly expressed its reluctance to strike down a statute on its face where there were a substantial number of situations to which it might be validly applied. Thus, even if there are marginal applications in which a statute would infringe onFirst Amendmentvalues, facial invalidation is inappropriate if the `remainder of the statute . . . covers a whole range of easily identifiable and constitutionally proscribable . . . conduct . . . .'CSCv.Letter Carriers,413 U.S. 548,580-581(1973)"). See Bogen,First AmendmentAncillary Doctrines, 37 Md. L. Rev. 679, 712-714 (1978); Note, TheFirst AmendmentOverbreadth Doctrine, 83 Harv. L. Rev. 844, 860-861 (1970). ↩
  27. Page 771 InGoodingv.Wilson,405 U.S. 518,519,527(1972), the Court's invalidation of a Georgia statute making it a misdemeanor to use "`opprobrious words or abusive language, tending to cause a breach of the peace'" followed from state judicial decisions indicating that "merely to speak words offensive to some who hear them" could constitute a "breach of the peace." Cases invalidating laws requiring members of a "subversive organization" to take a loyalty oath,Baggettv.Bullitt,377 U.S. 360(1964), or register with the government,Dombrowskiv.Pfister,380 U.S. 479(1965), can be explained on the basis that the laws involved, unlike § 263.15, defined no central core of constitutionally regulable conduct; the entire scope of the laws was subject to the uncertainties and vagaries of prosecutorial discretion. See alsoBigelowv.Virginia,421 U.S. 809,817(1975) ("the facts of this case well illustrate `the statute's potential for sweeping and improper applications'") (citation omitted);NAACPv.Button,371 U.S. 415,433(1963) ("We read the decree of the Virginia Supreme Court of Appeals . . . as proscribing any arrangement by which prospective litigants are advised to seek the assistance of particular attorneys");Thornhillv.Alabama,310 U.S. 88,97(1940) (the statute "does not aim specifically at evils within the allowable area of state control but, on the contrary, sweeps within its ambit other activities that in ordinary circumstances constitute an exercise of freedom of speech or of the press"). ↩
  28. Page 772 "A substantial overbreadth rule is implicit in the chilling effect rationale. . . . [T]he presumption must be that only substantially overbroad laws set up the kind and degree of chill that is judicially cognizable." Moreover, "[w]ithout a substantial overbreadth limitation, review for overbreadth would be draconian indeed. It is difficult to think of a law that is utterly devoid of potential for unconstitutionality in some conceivable application." Note, 83 Harv. L. Rev.,supran. 25, at 859, and n. 61. ↩
  29. Page 774 There is no argument that the films sold by respondent do not fall squarely within the category of activity we have defined as unprotected. Therefore, no independent examination of the material is necessary to assure ourselves that the judgment here "does not constitute a forbidden intrusion on the field of free expression."New York Times Co. v.Sullivan,376 U.S. 254,285(1964). ↩
  30. Page 777 Respondent's counsel conceded at oral argument that a finding that the films are obscene would have been consistent with theMillerdefinition. Tr. of Oral Arg. 41. ↩
  31. Page 778 SeeBurchv.Louisiana,441 U.S. 130,139(STEVENS, J., concurring);Pinkusv.United States,436 U.S. 293,305(STEVENS, J., concurring);Ballewv.Georgia,435 U.S. 223,245(STEVENS, J., concurring);Smithv.United States,431 U.S. 291,311-321(STEVENS, J., dissenting);Marksv.United States,430 U.S. 188,198(STEVENS, J., concurring in part and dissenting in part); see alsoSchadv.Borough of Mount Ephraim,452 U.S. 61,84(STEVENS, J., concurring in judgment);FCCv.PacificaFoundation,438 U.S. 726,750(opinion of STEVENS, J.). ↩
  32. Page 778 "The test for child pornography is separate from the obscenity standard enunciated inMiller, but may be compared to it for the purpose of clarity. TheMillerformulation is adjusted in the following respects: A trier of fact need not find that the material appeals to the prurient interest of the Page 779 average person; it is not required that sexual conduct portrayed be done so in a patently offensive manner; and the material at issue need not be considered as a whole."Ante, at 764. ↩
  33. Page 779 The Court's analysis is directed entirely at the permissibility of the statute's coverage of nonobscene material. Its empirical evidence, however, is drawn substantially from congressional Committee Reports that ultimately reached the conclusion that a prohibition againstobscenechild pornography — coupled with sufficiently stiff sanctions — is an adequate response to this social problem. The Senate Committee on the Judiciary concluded that "virtually all of the materials that are normally considered child pornography are obscene under the current standards," and that "[i]n comparison with this blatant pornography, non-obscene materials that depict children are very few and very inconsequential." S. Rep. No. 95-438, p. 13 (1977); see also H.R. Rep. No. 95-696, pp. 7-8 (1977). The coverage of the federal statute is limited to obscene material. See18 U.S.C. § 2252(a) (1976 ed., Supp. IV). ↩
  34. Page 781 See,e. g., Schadv.Borough of Mount Ephraim,452 U.S., at 80,83(STEVENS, J., concurring in judgment);Consolidated Edison Co. v.PublicService Comm'n,447 U.S. 530,544-548(STEVENS, J., concurring in judgment);FCCv.Pacifica Foundation,438 U.S., at 744-748(opinion of STEVENS, J.);Careyv.Population Services International,431 U.S. 678,716-717(STEVENS, J., concurring in part and concurring in judgment);Smithv.United States,431 U.S., at 317-319(STEVENS, J., dissenting);Youngv.American Mini Theatres, Inc.,427 U.S. 50,66-71(opinion of STEVENS, J.). ↩
  35. Page 781 SeeFCCv.Pacifica Foundation, supra, at 742-743 (opinion of STEVENS, J.);Youngv.American Mini Theatres, Inc., supra, at 59-61; see alsoMetromedia, Inc. v.City of San Diego,453 U.S. 490,544-548(STEVENS, J., dissenting in part);Schadv.Borough of Mount Ephraim, supra, at 85 (STEVENS, J., concurring in judgment). ↩