Opinion · Supreme Court of the United States
Nebraska v. Wyoming
115 S. Ct. 1933
- Type
- Opinion
- Court
- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 1995-05-30
- Topic
- general
recognizing that Wyoming could bring suit to vindicate the State's "quasi-sovereign" interests in the physical environment within its domain (emphasis deleted; internal quotation marks omitted) | recognizing that Wyoming could bring suit to vindicate the State’s “quasi-sovereign” interests in the physical environment within its domain (emphasis deleted; internal quotation marks omitted) | holding that Wyoming had standing to bring a cross-claim against the United States to vindicate its “ ‘quasi-sovereign’ interests which are ‘independent of and behind the titles of its citizens, in all the earth and air within its domain’ ” (quoting Tennessee Copper, 206 U. S., at 237) | noting that the scope of the 17 litigation “as envisioned under the initial pleadings” was the starting point for the Court’s analysis of motions to amend | “We have said on many occasions that water disputes among States may be resolved by compact or decree without the participation of individual claimants” | “We have said on many occa sions that water disputes among States may be resolved by compact or decree without the participation of individual claimants” | “If the case was initiated by the tort plaintiff in state court, the Attorney General is to remove it to the federal court.” | reversal based on defective proceedings is distinguished from reversal due to insufficient evidence | allowing district courts to review challenged scope of employment certifications | finding FTCA allows court review of certification | allocation of North Platte River
Citator
- Cited by
- 35 opinions
delivered the opinion of the Court.
Since 1945, a decree of this Court has rationed the North Platte River among users in Wyoming, Nebraska, and Colorado. By petition in 1986, Nebraska again brought the matter before us, and we appointed a Special Master to conduct the appropriate proceedings. In his Third Interim Report on Motions to Amend Pleadings (Sept. 9, 1994) (hereinafter Third Interim Report), the Master has made recommendations for rulings on requests for leave to amend filed by Nebraska and Wyoming. We now have before us the parties’ exceptions to the Master’s report, each of which we overrule.
HH
The North Platte River is a nonnavigable stream rising m northern Colorado and flowing through Wyoming into Nebraska, where it joins with the South Platte to form the Platte River. In 1934, Nebraska invoked our original jurisdiction under the Constitution, Art. Ill, §2, cl. 2, by suing Wyoming for an equitable apportionment of the North Platte. The United States had leave to intervene, Colorado was impleaded as a defendant, and the ensuing litigation cul
We concluded that the doctrine of prior appropriation should serve as the general “guiding principle” in our allocation of the North Platte’s flows, id., at 618, but resisted an inflexible application of that doctrine in rendering four principal rulings. Ibid. First, we enjoined Colorado and Wyoming from diverting or storing water above prescribed amounts, meant to reflect existing uses, on the river’s upper reaches. Id., at 621-625, 665-666. Second, we set priorities among Wyoming canals that divert water for the use of Nebraska irrigators and federal reservoirs, also in Wyoming, that store water for Wyoming and Nebraska irrigation districts. Id., at 625-637, 666-667. Third, we apportioned the natural irrigation-season flows in a stretch of river that proved to be the principal focus of the litigation (the “pivotal reach” of 41 miles between the Guernsey Dam in Wyoming and the Tri-State Dam in Nebraska), allocating 75 percent of those flows to Nebraska and 25 percent to Wyoming. Id., at 637-654, 667-669. Finally, we held that any party could apply for amendment of the decree or for further relief. Id., at 671 (Decree Paragraph XIII). With the parties’ stipulation, the decree has since been modified once, to account for the construction of the Glendo Dam and Reservoir. Nebraska v. Wyoming, 345 U. S. 981 (1953).
Nebraska returned to this Court in 1986 seeking additional relief under the decree, alleging that Wyoming was threatening its equitable apportionment, primarily by planning water projects on tributaries that have historically added significant flows to the pivotal reach. We granted Nebraska leave to file its petition, 479 U. S. 1051 (1987), and allowed Wyoming to file a counterclaim, 481 U. S. 1011 (1987).
Soon thereafter, Wyoming made a global motion for summary judgment, which the Master in his First Interim Report recommended be denied. See First Interim Report of Special Master, O. T. 1988, No. 108 Orig. After engaging
Nebraska and Wyoming then sought leave to amend their pleadings, and we referred those requests to the Master. The Amended Petition that Nebraska seeks to file contains four counts. Count I alleges that Wyoming is depleting the natural flows of the North Platte and asks for an injunction against constructing storage capacity on the river’s tributaries and “permitting unlimited depletion of groundwater that is hydrologically connected to the North Platte River and its tributaries.” App. to Third Interim Report D-2 to D-7. Count II alleges that the United States is operating the Glendo Reservoir in violation of the decree and seeks an order holding the United States to the decree. Id., at D-7 to D-8. Count III alleges that Wyoming water projects and groundwater development threaten to deplete the Laramie River’s contributions to the North Platte, and asks the Court to “specify that the inflows of the Laramie River below Wheatland are a component of the equitable apportionment of the natural flows in the [pivotal] reach, 75% to Nebraska and 25% to Wyoming, and [to] enjoin the State of Wyoming from depleting Nebraska’s equitable share of the Laramie River’s contribution to the North Platte River_” Id., at D-8 to D-12. Count IV seeks an equitable apportionment of the North Platte’s nonirrigation season flows. Id., at D-12 to D-16. The Master recommended that we allow Nebraska to substitute the first three counts of its Amended Petition for its current petition, but that we deny leave to file Count IV. Neither Nebraska nor the United States has
Wyoming proposes to amend its pleading with four counterclaims and five cross-claims. The First Counterclaim and Cross-Claim allege that Nebraska and the United States have failed to recognize beneficial use limitations on diversions by Nebraska canals, and that Nebraska (with the acquiescence of the United States) has violated the equitable apportionment by demanding natural flow and storage water from sources above Tri-State Dam and diverting them for use below Tri-State Dam. App. to Third Interim Report E-3 to E-6, E-8 to E-10. Wyoming’s Second and Third Counterclaims and Cross-Claims seek enforcement or modification of Paragraph XVII of the decree, which deals with the operation of the Glendo Reservoir and is also the subject of Count II of Nebraska’s Amended Petition. Id., at E-6 to E-7, E-10 to E-ll. By its Fourth Counterclaim and Fifth Cross-Claim, Wyoming asks the Court to modify the decree to leave the determination of carriage (or transportation) losses to state officials under state law. Id., at E-7 to E-8, E-12. Finally, Wyoming’s Fourth Cross-Claim alleges that the United States has failed to operate its storage reservoirs in accordance with federal and state law and its own storage water contracts, thus upsetting the very basis of the decree’s equitable apportionment. Id., at E-ll to E-12.
The Master recommended that we allow Wyoming to substitute its Second through Fourth Counterclaims and its Second through Fifth Cross-Claims for its current pleadings, but that we deny leave to file Wyoming’s First Counterclaim and Cross-Claim insofar as they seek to impose a beneficial use limitation on Nebraska’s diversions of natural flow. The United States and Nebraska except to the recommendation to allow Wyoming to file its Fourth Cross-Claim. Wyoming excepts to the Master’s recommended disposition of its First Counterclaim and Cross-Claim. In all, then, Wyoming has filed four exceptions to the Master’s recommendations and
II
We have found that the solicitude for liberal amendment of pleadings animating the Federal Rules of Civil Procedure, Rule 15(a); Foman v. Davis, 371 U. S. 178, 182 (1962), does not suit cases within this Court’s original jurisdiction. Ohio v. Kentucky, 410 U. S. 641, 644 (1973); cf. this Court’s Rule 17.2. The need for a less complaisant standard follows from our traditional reluctance to exercise original jurisdiction in any but the most serious of circumstances, even where, as in cases between two or more States, our jurisdiction is exclusive. Mississippi v. Louisiana, 506 U. S. 73, 77 (1992) (“ ‘The model case for invocation of this Court’s original jurisdiction is a dispute between States of such seriousness that it would amount to casus belli if the States were fully sovereign,’ ” quoting Texas v. New Mexico, 462 U. S. 554, 571, n. 18 (1983)); New York v. New Jersey, 256 U. S. 296, 309 (1921) (“Before this court can be moved to exercise its extraordinary power under the Constitution to control the conduct of one State at the suit of another, the threatened invasion of rights must be of serious magnitude and it must be established by clear and convincing evidence”). Our requirement that leave be obtained before a complaint may be filed in an original action, see this Court’s Rule 17.3, serves an important gatekeeping function, and proposed pleading amendments must be scrutinized closely in the first instance to see whether they would take the litigation beyond what we reasonably anticipated when we granted leave to file the initial pleadings. See Ohio v. Kentucky, supra, at 644.
Accordingly, an understanding of the scope of this litigation as envisioned under the initial pleadings is the critical first step in our consideration of the motions to amend. We have, in fact, already discussed the breadth of the current litigation at some length in reviewing the Special Master’s First and Second Interim Reports, Nebraska II, 507 U. S.,
We think the Master appreciated these conclusions about the scope of this litigation when he assessed the proposed amendments to pleadings to see whether they sought enforcement of the decree or plausibly alleged a change in conditions sufficient to justify its modification. See Third Interim Report 33-36. The parties, of course, do not wholly agree with us, as they indicate by their exceptions, to which we turn.
Ill
A
Wyoming’s First Amended Counterclaim alleges that “Nebraska has circumvented and violated the equitable apportionment by demanding natural flow water for diversion by irrigation canals at and above Tri-State Dam in excess of the beneficial use requirements of the Nebraska lands entitled to
In Nebraska II we rejected any notion that our 1945 decision and decree “impose absolute ceilings on diversions by canals taking in the pivotal reach.” 507 U. S., at 602. We found that although the irrigation requirements of the lands served by the canals were calculated in the prior proceedings, those calculations were used to “determin[e] the appropriate apportionment of the pivotal reach, not to impose a cap on the canals’ total diversions, either individually or cumulatively.” Ibid. This was clearly indicated, we observed, by the fact that “Paragraph V of the decree, which sets forth the apportionment, makes no mention of diversion ceilings and expressly states that Nebraska is free to allocate
These conclusions about our 1945 decision and decree expose the true nature of Wyoming’s amended claims. Simply put, Wyoming seeks to replace a simple apportionment scheme with one in which Nebraska’s share would be capped at the volume of probable beneficial use, presumably to Wyoming’s advantage. Wyoming thus seeks nothing less than relitigation of the “main controversy” of the 1945 litigation, the equitable apportionment of irrigation-season flows in the North Platte’s pivotal reach. See 325 U. S., at 637-638. Under any circumstance, we would be profoundly reluctant to revisit such a central question supposedly resolved 50 years ago, and there can be no temptation to do so here, in the absence of any allegation of a change in conditions that might warrant reexamining the decree’s apportionment scheme. Wyoming’s first exception is overruled.1
B
Counts I and III of Nebraska’s Amended Petition would have us modify the decree to enjoin proposed developments by Wyoming on the North Platte’s tributaries, see App. to Third Interim Report D-4 to D-6, D-9 to D-ll, on the the
Consideration of this evidence, Wyoming .argues, would run counter to our denial of two earlier motions to amend filed by Nebraska: its 1988 motion, 485 U. S. 931, by which it expressly sought modification of the decree to make Wyoming and Colorado share the burden of providing instream flows necessary to preserve critical wildlife habitat, and its 1991 motion, see 507 U. S. 1049 (1993), in which it sought an apportionment of nonirrigation-season flows. Wyoming also suggests that allegations of injury to wildlife are as yet purely speculative and would be best left to other forums.
Wyoming’s arguments are not persuasive. To assign an affirmative obligation to protect wildlife is one thing; to consider all downstream effects of upstream development when assessing threats to equitable apportionment is quite another. As we have discussed above, Nebraska II makes it clear that modification of the decree (as by enjoining developments on tributaries) will follow only upon a “balancing of equities,” 507 U. S., at 592, and that Nebraska will have to make a showing of “substantial injury” before we will grant it such relief, id., at 593. There is no warrant for placing entire categories of evidence beyond Nebraska’s reach when it attempts to satisfy this burden, which is far from insignificant.
Nor does our resistance to Nebraska’s efforts to bring about broad new apportionments (as of nonirrigation-season flows) alter this conclusion. Here, Nebraska seeks only to have us enjoin discrete Wyoming developments. If Ne
C
Wyoming’s third exception is to the Master’s recommendation to allow Nebraska to proceed with its challenge to Wyoming’s actions on Horse Creek, a tributary that flows into the North Platte below the Tri-State Dam. In Count I of its Amended Petition, Nebraska alleges that Wyoming is “presently violating and threatens to violate” Nebraska’s equitable apportionment “by depleting the natural flows of the North Platte River by such projects as ... reregulating reservoirs and canal linings in the ... Horse Creek Conservancy District.” App. to Third Interim Report D-5. Nebraska asks for an injunction against Wyoming’s depletions of the creek.
Wyoming argues that the claim is simply not germane to this case, since Horse Creek feeds into the North Platte below the apportioned reach, the downstream boundary of which is the Tri-State Dam. It is clear, however, that the territorial scope of the case extends downstream of the pivotal reach. In the 1945 decision and decree, we held against apportioning that stretch of river between the Tri-State Dam and Bridgeport, Nebraska, not because it fell outside the geographic confines of the case, but because its needed water was “adequately supplied from return flows and other
Now Nebraska alleges that Wyoming’s actions threaten serious depletion of these return flows, with consequent injury to its interests in the region below the Tri-State Dam. These allegations describe a change in conditions sufficient, if proven, to warrant the injunctive relief sought, and Nebraska is accordingly entitled to proceed with its claim. Wyoming’s third exception is overruled.
D
In Counts I and III of its Amended Petition, Nebraska alleges that increased groundwater pumping within Wyoming threatens substantial depletion of the natural flow of the river. This allegation is obviously one of a change in conditions posing a threat of significant injury, and Wyoming concedes that “groundwater pumping in Wyoming can and does in fact deplete surface water flows in the North Platte River,” Third Interim Report 38. In excepting nevertheless to the Master’s recommendation that we allow the claim to go forward, Wyoming raises Nebraska’s failure to regulate groundwater pumping within its own borders, which is said to preclude Nebraska as a matter of equity from seeking limitations on pumping within Wyoming.
We fail to see how the mere fact of unregulated pumping within Nebraska can serve to bar Nebraska’s claim. Nebraska is the downstream State and claims that Wyoming’s pumping hurts it; Wyoming is upstream and has yet to make a showing that Nebraska’s pumping hurts it or anyone else. If Wyoming ultimately makes such a showing, it could well affect the relief to which Nebraska is entitled, but that is a. question for trial, and does not stop Nebraska from amending its claims at this stage.
>
Wyoming s Fourth Amended Cross-Claim seeks declaratory and injunctive relief and is aimed against the United States alone, alleging that federal management of reservoirs has contravened state and federal law as well as contracts governing water supply to individual users. Wyoming claims that “the United States has allocated storage water in a manner which (a) upsets the equitable balance on which the apportionment of natural flow was based, (b) results in the allocation of natural flow contrary to the provisions of the Decree . . . , (c) promotes inefficiency and waste of water contrary to federal and state law, (d) violates the contract rights of the North Platte Project Irrigation Districts and violates the provisions of the Warren Act, 43 U. S. C. § 523, . . . and (e) exceeds the limitations in the contracts under the Warren Act.” App. to Third Interim Report E-ll to E-12. Wyoming alleges that this mismanagement has made “water shortages ... more frequen[t] and . . . more severe, thereby causing injury to Wyoming and its water users.” Id., at E-12.
The United States and Nebraska except to allowing Wyoming’s cross-claim to proceed, for two reasons. They argue, first, that the decree expressly refrained from apportioning storage water, as distinct from natural flow, with the consequence that the violations alleged are not cognizable in an
The Master addressed both objections. As to the first, he said that “even though the decree did not apportion storage water, it was framed based in part on assumptions about storage water rights and deliveries,” and that therefore “Wyoming should have the opportunity to go forward with her claims that the United States has violated the law and contracts rights and that such violations have the effect of undermining Wyoming’s apportionment.” Third Interim Report 70. The Master found the second point “unpersuasive” because “neither Wyoming nor Nebraska [is a party] to the [Goshen] case [brought by the individual contractors], and the federal district court, therefore, does not have jurisdiction to consider whether any violations that may be proven on the part of the United States will have the effect of undermining the 1945 apportionment decree.” Id., at 71. We agree with the Master on both counts.
The availability of storage water and its distribution under storage contracts was a predicate to the original apportionment-decree. Our 1945 opinion expressly recognized the significance of storage water to the lands irrigated by the pivotal reach, noting that over the prior decade storage water was on average over half of the total supply and that over 90 percent of the irrigated lands had storage rights as well as rights to natural flow. Nebraska I, 325 U. S., at 605. We pointed out that Nebraska appropriators in the pivotal reach had “greater storage water rights” than Wyoming appropriators, id., at 645, a fact that helped “tip the scales in
In rejecting Wyoming’s original proposal, which was to combine water from storage and natural flow and apportion both by volume among the different users, id., at 621, we anticipated that the storage supply would “be left for distribution in accordance with the contracts which govern it,” id., at 631. In doing so, we were clearly aware of the beneficial use limitations that govern federal contracts for storage water. Contracts between the United States and individual water users on the North Platte, we pointed out, had been made and were maintained in compliance with § 8 of the Reclamation Act of 1902, 32 Stat. 388, 43 U. S. C. §§ 372, 383, which provided that “ ‘the right to the use of water acquired under the provisions of this Act shall be appurtenant to the land irrigated, and beneficial use shall be the basis, the measure, and the limit of the right.’ ” 325 U. S., at 613. In addition, contracts had been made under the Warren Act, 36 Stat. 925, 43 U. S. C. §§523-525, which granted the Secretary of the Interior the further power to contract for the storage and delivery of water available in excess of the requirements of any given project managed under the Reclamation Act. See Nebraska I, supra, at 631, 639-640.
Under this system, access to water from storage facilities was only possible by a contract for its use, Nebraska I, 325 U. S., at 640, and apportionment of storage water would have disrupted that system. “If storage water is not segregated, storage water contractors in times of shortage of the total supply will be deprived of the use of a part of the storage supply for which they pay ... [and] those who have not contracted for the storage supply will receive at the expense of those who have contracted for it a substantial increment to the natural flow supply which, as we have seen, has been insufficient to go around.” Ibid. Hence, we refrained from apportioning stored water and went no further than capping
Wyoming argues that the United States no longer abides by the governing law in administering the storage water contracts. First, it contends that the Government pays no heed to federal law’s beneficial use limitations on the disposition of storage water but rather “releases] storage water on demand to the canals in the pivotal reach without regard to how the water is used.” Brief for Wyoming in Response to Exceptions of Nebraska and United States to Third Interim Report 6 (emphasis deleted) (hereinafter Response Brief). This liberality allegedly harms Wyoming contractees whose storage supply is wasted, as well as junior Wyoming appropriated who are subject to the senior call of the United States to refill the reservoirs and are consequently deprived of the natural flow they would otherwise receive.
Second, Wyoming claims that federal policy in drought years encourages contract users to exploit this failure of the Government to police consumption. It points out that in years of insufficient supply, the United States has calculated each water district’s average use of storage water in prior years, and then allocated to each district a certain percentage of that average, according to what the overall supply will bear. The United States has then further reduced the allotment of each individual canal within a district by the
If Wyoming were arguing merely that any administration of storage water that takes account of fluctuations in the natural flow received by a contractee violates the decree, we would reject its claim, for we recognized in 1945 that the outstanding Warren Act contracts contained “agree[ments] to deliver water which will, with all the water to which the land is entitled by appropriation or otherwise, aggregate a stated amount.” 325 U. S., at 631. Indeed, we set forth an example of just such a contract in our opinion. Id., at 631, n. 17. In asserting, however, that a predicate to the 1945 decree was that the United States adhered to beneficial use limitations in administering storage water contracts, that it no longer does so, and that this change has caused or permitted significant injury to Wyoming interests, Wyoming has said enough to state a serious claim that ought to be allowed to go forward.2
It is of no moment that some of the contracts could be made (or are) the subject of litigation between individual contract holders and the United States in federal district court. Wyoming is not a party to any such litigation and, as
Nor do we fear the specter, raised by the United States, of intervention by many individual storage contractors in this proceeding. Ordinarily, in a suit by one State against another subject to the original jurisdiction of this Court, each .State “must be deemed to represent all its citizens.” Kentucky v. Indiana, 281 U. S. 163, 173 (1930). A State is presumed to speak in the best interests of those citizens, and requests to intervene by individual contractees may be treated under the general rule that an individual’s motion for leave to intervene in this Court will be denied absent a “showing [of] some compelling interest in his own right,
Two caveats are nonetheless in order, despite our allowance of Wyoming’s cross-claim. Nebraska argues that Wyoming is using its cross-claim as a back door to achieving the mass allocation of natural flows sought in its First Counterclaim and Cross-Claim. This argument will be difficult to assess without further development of the merits, and we can only emphasize at this point that in allowing Wyoming’s Fourth Cross-Claim to go forward, we are not, of course, in any way sanctioning the very modification of the decree that we have just ruled out in this proceeding. Second, the parties should not take our allowance of the Fourth Cross-Claim as an opportunity to enquire into every detail of the United States’s administration of storage water contracts. The United States’s contractual compliance is not, of itself, an appropriate subject of the Special Master’s attention, which is properly confined to the effects of contract administration on the operation of the decree. Contractual compliance, as such, is the subject of the Goshen litigation, which we presume will move forward independently of this original action.
For these reasons, the exceptions to the Special Master’s Third Interim Report are overruled.
It is so ordered.
The Master explicitly noted that his recommendation should not be understood as foreclosing Wyoming from litigating discrete matters captured within its First Amended Counterclaim and the First Amended Cross-Claim that do not involve relitigation of the 1945 decision but rather go to the enforcement of the decree. Third Amended Report 63. Specifically, these matters include Wyoming’s claim that Nebraska has circumvented the decree by calling for upstream flows for the use of irrigators diverting water below the Tri-State Dam; Wyoming’s claim of waste by pivotal reach irrigators offered as a defense to Nebraska’s objections to Wyoming uses upstream; and Wyoming’s claim that Nebraska canal calls and natural flow diversions by the United States contravene priorities established in Paragraph IV of the decree. Id., at 63-64. Neither the United States nor Nebraska has objected to the Master’s recommendation in this respect.
The dissent would disallow Wyoming’s cross-claim on the grounds that Wyoming seeks neither to modify the decree (because it asks only for an injunction requiring the United States to adhere to its contracts and to the federal and state law governing storage water) nor to enforce it (since the decree presently contains no such mandate). This leaves Wyoming hanging. It cannot sue under the decree because a mandate of compliance
It seems very clear to us, however, that Wyoming is seeking a modification of the decree in order to enforce its predicate. As the dissent concedes, our 1945 decision could conceivably afford a “basis for ordering the United States to comply with applicable riparian law and with its storage contracts ....” Post, at 25-26. The dissent then rightly points out that such a position would be weak because the decree did not expressly mandate the compliance with lawful contracts and governing law that we anticipated in 1945. Ibid. Wyoming’s Fourth Cross-Claim, however, now seeks just such a mandate by modifying the decree to require the United States to comply with its own contracts and with the federal and state law governing storage water.