Opinion · Supreme Court of the United States
Moor v. County of Alameda
Moor v. County of Alameda, 36 L. Ed. 2d 596 (1973)
- Type
- Opinion
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- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 1973-06-18
- Topic
- general
holding that California counties are not arms of the state or alter egos of the state for purposes of diversity jurisdiction | holding that counties have sufficiently independent corporate character to be treated as citizens of California for diversity purposes | holding that even if the federal courts have the power to exercise pendent party jurisdiction, the district court did not abuse its discretion in refusing to exercise it | holding that the political subdivisions of a state are subject to federal diversity jurisdiction | holding that the political subdivisions of a state are subject to federal diversity jurisdiction | holding that California counties are not arms of the state or alter egos of the state for purposes of diversity jurisdiction | holding that a California county is a citizen of the State for purposes of diversity jurisdiction | holding that Section 1988 does not independently create a federal cause of action | recognizing that § 1988 does not create an independent cause of action for the violation of federal civil rights, but "instructs federal courts as to what law to apply in causes of actions arising under federal civil rights acts” | noting that the county, "and from all that appears the county alone, is liable for the judgments against it" | finding that Alameda County had a "sufficiently independent corporate character" to be a "citizen" of California for diversity purposes | finding that Alameda County had a “sufficiently independent corporate character” to be a “citizen” of California for diversity purposes | noting that the county, “and from all that appears the county alone, is liable for the judgments against it” | noting that “[t]here is no question that a State is not a ‘citizen’ for the purposes of diversity jurisdiction” | recognizing that Section 1988 does not create an independent federal cause of action and noting that it was “intended to complement the various acts which do create federal causes of action for the violation of federal civil rights.” | confirming that a political subdivision of a state is a citizen of the state for diversity-purposes | recognizing that § 1988 does not create an independent cause of action for the violation of federal civil rights, but “instructs federal courts as to what law to apply in causes of actions arising under federal civil rights acts” | explaining that “a State is not a ‘citizen’ for purposes of the diversity jurisdiction” | finding that county had “a sufficiently independent corporate character” to be a “citizen” of the state of California for diversity purposes | recognizing an exception where a political subdivision is “simply ‘the arm or alter ago of the State’” | determining that county was not arm of state, even though state constitution declared it to be a legal subdivision of state | holding that “state detention facilities are ‘arms of the state’” | concluding “California counties and other subdivisions of the State are not ‘citizens’ for diversity purposes” | noting that the county, "and from all that appears the county alone, is liable for the judgments against it" | stating that a state cannot be a “citizen of itself for purposes of diversity jurisdiction” | explaining that “a State is not a ‘citizen’ for purposes of the diversity jurisdiction” | noting that a political subdivision of a State is a citizen of that State for diversity purposes unless the political subdivision is purely an "alter ego” of the State | observing that if a political subdivision of a State is “the arm or alter ego of the State,” the agency is not a citizen of the State for diversity purposes | noting that county may "sell, hold, or otherwise deal in property" | noting that county may “sell, hold, or otherwise deal in property” | explaining that “a State is not a ‘citizen’ for purposes of the diversity jurisdiction” | stating that "[i]t, of course, is not uncommon for Congress to direct that state law be used to fill the interstices' of federal law”, and that
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delivered the opinion of the Court.
This case raises three distinct questions concerning the scope of federal jurisdiction. We are called upon to decide whether a federal cause of action lies against a municipality under 42 U. S. C. §§ 1983 and 1988 for the actions of its officers which violate an individual’s federal civil rights where the municipality is subject to such liability under state law. In addition, we must decide whether, in a federal civil rights suit brought against a municipality’s police officers, a federal court may refuse to exercise pendent jurisdiction over a state law claim against the municipality based on a theory of vicarious liability, and whether a county of the State of California is a citizen of the State for purposes of federal diversity jurisdiction.
The federal causes of action against the individual defendants were based on allegations of conspiracy and intent to deprive petitioners of their constitutional rights of free speech and assembly, and to be secure from the deprivation of life and liberty without due process of law. These federal causes of action against the individual defendants were alleged to arise under, inter alia, 42 U. S. C. §§ 1983 and 1985, and jurisdiction was asserted to exist under 28 U. S. C. § 1343.
Initially, the defendants answered both complaints denying liability, although the County admitted that it had consented to be sued.6 Thereafter, the County, arguing lack of jurisdiction, moved to dismiss all of the claims against it in the Rundle suit and to dismiss the federal civil rights claims in the Moor suit. The County relied upon this Court’s decision in Monroe v. Pape, 365
The District Court agreed with the County’s arguments and granted the motion to dismiss the Rundle suit. It, however, postponed ruling in the Moor case pending consideration of possible diversity jurisdiction over the state law claim against the County in that case. Subsequently, the County sought to have the state law claim in Moor dismissed on the basis that it was not a citizen of California for purposes of diversity jurisdiction. While this motion was pending, a motion for reconsideration of the order dismissing the County was filed in the Rundle case. Following argument with respect to the jurisdictional issues, the District Court entered an order in Moor holding that there was no diversity jurisdiction and incorporating by reference an order filed in the Rundle case which again rejected petitioners’ civil rights and pendent jurisdiction arguments. Upon the request of the petitioners, the District Court, finding “no just reason for delay,” entered a final judgment in both suits with respect to the County under Fed. Rule Civ. Proc. 54 (b), thereby allowing immediate appeal of its jurisdictional decisions.7
I
We consider first petitioners’ argument concerning the existence of a federal cause of action against the County under 42 U. S. C. § 1988. Petitioners’ thesis is, in essence, that under California law the County has been made vicariously liable for the conduct of its sheriff and deputy sheriffs which violates the Federal Civil Rights Acts 8 and that, in the context of this case, § 1988 authorizes the adoption of such state law into federal law in order to render the Civil Rights Acts fully effective,
Section 1988 reads, in relevant part, as follows:
“The jurisdiction in civil. . . matters conferred on the. district courts by [the Civil Rights Acts] . . . , for the protection of all persons in the United States in their civil rights, and for their vindication, shall be exercised and enforced in conformity with the laws of the United States, so far as such laws are suitable to carry the same into effect; but in all cases where they are not adapted to the object, or are deficient in the provisions necessary to furnish suitable remedies . . . , the common law, as modified and changed by the constitution and statutes of the State wherein the court having jurisdiction of such civil . . . cause is held, so far as the same is not inconsistent with the Constitution and laws of the United States, shall be extended to and govern the said courts in the trial and disposition of the cause . . .
The starting point for petitioners’ argument is this Court’s decision in Monroe v. Pape, 365 U. S. 167 (1961). There the Court held that 42 U. S. C. § 1983, which was derived from § 1 of the Ku Klux Klan Act of April 20, 1871, 17 Stat. 13, was intended to provide private parties a cause of action for abuses of official authority which resulted in the deprivation of constitutional rights, privileges, and immunities.9 At the same time, however, the
Petitioners in this case are not asking us to create a substantive federal liability without legislative direction. See United States v. Standard Oil Co., 332 U. S. 301 (1947); cf. United States v. Gilman, 347 U. S. 507 (1954). It is their view, rather, that in § 1988 Congress has effectively mandated the adoption of California’s law of vicarious liability into federal law. It is, of course, not uncommon for Congress to direct that state law be used to fill the interstices of federal law.11 But in such circumstances our function is necessarily limited. For although Congress may have assigned to the process of judicial implication the task of selecting in any particular case appropriate rules from state law to supplement established federal law, the application of that process is restricted to those contexts in which Congress has in fact authorized resort to state and common law.12 Cf. Richards v. United States, 369 U. S. 1, 7-8 (1962). Considering § 1988 from this perspective, we
First, petitioners’ argument completely overlooks the full language of the statute. Section 1988 does not enjoy the independent stature of an “Act of Congress providing for the protection of civil rights,” 28 U. S. C. § 1343 (4). Rather, as is plain on the face of the statute, the section is intended to complement the various acts which do create federal causes of action for the violation of federal civil rights.13 Thus, § 1988 specifies that “[t]he jurisdiction in civil and criminal matters conferred on the district courts by the provisions of this chapter [Civil Rights] and Title 18, for the protection of all persons in the United States in their civil rights, and for their vindication, shall be exercised and enforced in conformity with the laws of the United States.” But inevitably existing federal law will not cover every issue that may arise in the context of a federal civil rights action.14 Thus, § 1988 proceeds to au
The role of § 1988 in the scheme of federal civil rights legislation is amply illustrated by our decision in Sullivan v. Little Hunting Park, 396 U. S. 229 (1969). In Sullivan, the Court was confronted with a question as to the availability of damages in a suit concerning discrimination in the disposition of property brought pursuant to § 1982 which makes no express provision for a damages remedy.15 The Court concluded that “[t]he existence of a statutory right implies the existence of all necessary and appropriate remedies,” id., at 239, and proceeded to construe § 1988, which provides the governing standard in such a case, to mean “that both federal and state rules on damages may be utilized, whichever better serves the policies expressed in the federal statutes. . . . The rule of damages, whether drawn from federal or state sources, is a federal rule responsive to the need whenever a federal right is impaired.” Id., at 240.16 Properly viewed, then, § 1988 instructs federal courts as to what law to apply in causes of actions arising under federal civil rights acts. But we do not believe that the section, without more, was meant to authorize the wholesale importation into federal law of state causes
This view is fully confirmed by the legislative history of the statute: Section 1988 was first enacted as a portion of § 3 of the Civil Rights Act of April 9, 1866, c. 31, 14 Stat. 27. Section 1 of that Act is the source of 42 U. S. C. § 1982, the provision under which suit was brought in Sullivan. The initial portion of § 3 of the
There is yet another reason why petitioners' reliance upon § 1988 must fail. The statute expressly limits the authority granted federal courts to look to the common law, as modified by state law, to instances in which that law “is not inconsistent with the Constitution and laws of the United States.'' Yet if we were to look to California law imposing vicarious liability upon municipalities, as petitioners would have us do, the result would effectively be to subject the County to federal court suit on a federal civil rights claim. Such a result would seem to be less than consistent with this Court's prior holding in Monroe v. Pape, 365 U. S., at 187-191, that Congress did not intend to render municipal corporations liable to federal civil rights claims under § 1983. See, e. g., Brown v. Town of Caliente, 392 F. 2d 546 (CA9 1968); Ries v. Lynskey, 452 F. 2d 172, 174-175 (CA7 1971); Brown v. Ames, 346 F. Supp. 1173, 1176 (Minn. 1972); Wilcher v. Gain, 311 F. Supp. 754, 755 (ND Cal. 1970).
Petitioners argue, however, that there is in fact no inconsistency between the interpretation placed upon
In effect, petitioners are arguing that their particular actions may be properly brought against this County on the basis of § 1983. But whatever the factual premises of Monroe, we find the construction which petitioners seek to impose upon § 1983 concerning the status of municipalities as “persons” to be simply untenable.
In Monroe, the Court, in examining the legislative evolution of the Ku Klux Klan Act of April 20, 1871, which is the source of § 1983, pointed out that Senator Sherman introduced an amendment which would have added to the Act a new section providing expressly for municipal liability in civil actions based on the deprivation of civil rights. Although the amendment was passed by the Senate,20 it was rejected by the House,21 as was another version included in the first Conference Committee re
Accordingly, we conclude that the District Court properly granted the motion to dismiss the causes of action brought against the County by petitioners under § 1983 and § 1988.
II
Although unable to establish a federal cause of action against the County on the basis of the California law
Petitioners rely principally upon the decision in Mine Workers v. Gibbs, 383 U. S. 715, 725 (1966), where the Court eschewed the “unnecessarily grudging” approach of Hurn v. Oursler, 289 U. S. 238 (1933), to the doctrine of pendent jurisdiction. Gibbs involved a suit brought under both federal and state law by a contractor to recover damages allegedly suffered as a result of a secondary boycott imposed upon it by a union. There existed independent federal jurisdiction as to the federal claim, but there was no independent basis of jurisdiction to support the state law claim. Nevertheless, the Court concluded that federal courts could exercise pendent jurisdiction over the state law claim.
In deciding the question of pendent jurisdiction, the Gibbs Court indicated that there were two distinct issues to be considered. First, there is the issue of judicial power to hear the pendent claim. In this respect the Court indicated that the requisite “power” exists
“whenever there is a claim 'arising under [the] Constitution, the Laws of the United States, and Treaties made, or which shall be made, under their Authority . . . ,’ U. S. Const., Art. III, § 2, and the relationship between that claim and the state claim permits the conclusion that the entire action before the court comprises but one constitutional 'case.’ The federal claim must have substance sufficient to confer subject matter jurisdiction on the court. . . . The state and federal claims must derive from a common nucleus of operative fact. But*712 if, considered without regard to their federal or state character, a plaintiff’s claims are such that he would ordinarily be expected to try them all in one judicial proceeding, then, assuming substantiality of the federal issues, there is power in federal courts to hear the whole.” Id., at 725 (footnotes omitted).
Yet even if there exists power to hear the pendent claim, “[i]t has consistently been recognized that pendent jurisdiction is a doctrine of discretion, not of plaintiff’s right. Its justification lies in considerations of judicial economy, convenience and fairness to litigants; if these are not present a federal court should hesitate to exercise jurisdiction over state claims, even though bound to apply state law to them . . . .” Id., at 726. By way of explanation of the considerations which should inform a district court’s discretion, the Court in Gibbs suggested, inter alia, that “[njeedless decisions of state law should be avoided both as a matter of comity and to promote justice between the parties, by procuring for them a surer-footed reading of applicable law,” ibid., and that “reasons independent of jurisdictional considerations, such as the likelihood of jury confusion in treating divergent legal theories of relief, {may] justify separating state and federal claims for trial,” id., at 727. In Gibbs, the Court found that the exercise of pendent jurisdiction over the state law claims was proper both as a matter of power and discretion.
In these cases, there is no question that petitioners’ complaints stated substantial federal causes of action against the individual defendants under 42 U. S. C. § 1983. See Monroe v. Pape, 365 U. S. 167 (1961). Nor is there any dispute that the federal claims against the individual defendants and the state claims against the individual defendants may be said to involve “a common nucleus of operative fact.” But, beyond this,
As to the question of judicial power, the District Court and Court of Appeals considered themselves bound by the Ninth Circuit’s previous decision in Hymer v. Chai, 407 F. 2d 136 (1969), wherein the court refused to permit the joinder of a pendent plaintiff. Petitioners vigorously attack the decision in Hymer as at odds with the clear trend of lower federal court authority since this Court’s decision in Gibbs. It is true that numerous decisions throughout the courts of appeals since Gibbs have recognized the existence of judicial power to hear pendent claims involving pendent parties where “the entire action before the court comprises but one constitutional ‘case’ ” as defined in Gibbs.29 Hymer stands virtually alone against this post-Gibbs trend in the courts
The District Court indicated, and the Court of Appeals agreed, that exercise of jurisdiction over the state law claims was inappropriate for at least two reasons. First, the District Court pointed out that it “would be
Ill
There remains, however, the question whether the District Court had jurisdiction over petitioner Moor’s state law claim against the County on the basis of diversity of citizenship, 28 U. S. C. § 1332 (a). Petitioner Moor, a citizen of Illinois, contends that the County is a citizen of California for the purposes of federal diversity jurisdiction. The District Court concluded otherwise, however. For while acknowledging that there exists a substantial body of contrary authority, it considered itself “bound to recognize and adhere to the Ninth Circuit decisions which hold that California counties and other subdivisions of the State are not ‘citizens’ for diversity purposes,” 37 see Miller v. County of Los Angeles, 341 F. 2d 964 (CA9 1965); Lowe v. Manhattan Beach City School Dist., 222 F. 2d 258 (CA9 1955). Not surprisingly, the Court of Appeals also adhered to its prior precedents.
There is no question that a State is not a “citizen” for purposes of the diversity jurisdiction. That proposition has been established at least since this Court’s decision in Postal Telegraph Cable Co. v. Alabama, 155 U. S. 482, 487 (1894). See also Minnesota v. Northern Securities Co., 194 U. S. 48, 63 (1904). At the same time, however, this Court has recognized that a political subdivision of a State, unless it is simply “the arm or alter ego of the State,” 38 is a citizen of the State for diversity purposes.
The County in this case contends, however, that unlike the counties of most States, it is not a municipal corporation or an otherwise independent political sub
Most notably, under California law a county is given “corporate powers” 41 and is designated a “body corporate and politic.” 42 In this capacity, a county may sue and be sued,43 and, significantly for purposes of suit, it is deemed to be a “local public entity” 44 in contrast to the State and state agencies.45 In addition, the county, and from all that appears the county alone,46 is liable for all judgments against it and is authorized to levy taxes to pay such judgments.47 A California county may also sell, hold, or otherwise deal in property,48 and it may contract for the construction and repairs of structures.49 The counties also are authorized to provide a variety of
But even if our own examination were not sufficient for present purposes, we have the clearest indication possible from California’s Supreme Court of the status of California’s counties. In People ex rel. Younger v. County of El Dorado, 5 Cal. 3d 480, 487 P. 2d 1193 (1971), the Attorney General of the State sought a writ of mandate against two California counties to compel them to pay out certain allotted monies. Under state law, such a writ may be issued only to any “inferior tribunal, corporation, board, or person.” Cal. Civ. Proc. Code § 1085 (emphasis added). In holding that the writ could be issued against the counties, the California Supreme Court said:
“While it has been said that counties are not municipal corporations but are political subdivisions of the state for purposes of government . . . , counties have also been declared public corporations or quasi-corporations. ... In view of Government Code section 23003, which provides that a county is ‘a body corporate and [politic],’ and section 23004, subdivision (a) of the same code, which states that*721 counties may sue and be sued, we think that a county is sufficiently corporate in character to justify the issuance of a writ of mandate to it.” 5 Cal. 3d, at 491 n. 12, 487 P. 2d, at 1199 n. 12 (emphasis added).
See also Pitchess v. Superior Court, 2 Cal. App. 3d 653, 656, 83 Cal. Rptr. 41, 43 (1969).
We do not lightly reject the Court of Appeals’ previous conclusion that California counties are merely part of the State itself and as such are not citizens of the State for diversity purposes.54 But in light of both the highest state court’s recent determination of the corporate character of counties and our own examination of relevant California law, we must conclude that this County has a sufficiently independent corporate character to dictate that it be treated as a citizen of California under our decision in Cowles v. Mercer County, supra.
Thus, we hold that petitioner Moor’s state law claim against the County is within the diversity jurisdiction.
It is so ordered.
Named as plaintiffs in the Rundle case in addition to petitioner William D. Rundle, Jr., were his guardian ad litem, William D. Rundle, and Sarah Rundle. William D. Rundle and Sarah Rundle are also petitioners here, but for ease of discussion we will refer simply to petitioner Rundle.
Neither complaint specifically states any claim for equitable relief. Furthermore, the complaints contain no allegations of an ongoing course of conduct, irreparable injury, inadequacy of legal remedy, or other similar allegations generally found in complaints seeking equitable relief. Throughout the course of this litigation the petitioners have given no indication that they seek equitable, as well as legal, relief. Before this Court the petitioners state nothing more than that “[p]laintiffs in both eases seek damages from the defendants . . . .” Brief for Petitioners 4. Therefore, the question on which our Brother Douglas hinges his dissent — namely, whether a municipality may be sued for equitable relief under § 1983 — simply is not presented here.
Although the County vigorously disputes the petitioners’ construction of § 815.2 (a) of the California Tort Claims Act, we do not pass upon the parties’ conflicting constructions since the question was not decided by either of the courts below.
In their complaints, petitioners also asserted causes of action under 42 U. S. C. §§ 1981 and 1986. But before this Court petitioners have restricted their arguments to §§ 1983 and 1988. Hence, only those sections are now before us.
Petitioner Rundle alleged in his complaint that he was a citizen of California, and therefore he was unable to assert jurisdiction over his state law claims on the basis of diversity of citizenship.
See Answer to Complaint, Moor v. Madigan, App. 12; Answer to Complaint, Bundle v. Madigan, App. 29.
Subsequent to this decision with respect to the County, the District Court denied the individual defendants’ motion to dismiss or, in the alternative, for summary judgment. The District Court also denied petitioners’ motion for summary judgment. See Ex. A to Reply Brief for Petitioners.
See 42 U. S. C. § 1981 et seq.
Section 1983 provides:
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
See, e. g., Kates & Kouba, Liability of Public Entities Under Section 1983 of the Civil Rights Act, 45 S. Cal. L. Rev. 131, 136—137, 157 (1972); Note, Philadelphia Police Practice and the Law of Arrest, 100 U. Pa. L. Rev. 1182, 1208-1209 (1952); cf. Lankford v. Gelston, 364 F. 2d 197, 202 (CA4 1966).
Before this Court the parties have disagreed as to the extent of the individual defendants’ personal assets and insurance that might be available to satisfy any favorable final judgment which petitioners might ultimately obtain. See Brief for Respondents 15; Tr. of Oral Arg. 25; id., at 50-51. In light of our conclusion as to the limited function of § 1988 in the scheme of federal civil rights legislation we have no occasion here to pass upon the adequacy of the relief available against the individual defendants.
A ready example of such federal adoption of state law is to be found in the Federal Tort Claims Act under which the United States is made liable for certain torts of its employees in accordance with relevant state law. See 28 U. S. C. §§ 1346 (b); 2671-2680. See also Richards v. United States, 369 U. S. 1, 6-10 (1962). Still other examples are the Outer Continental Shelf Lands Act, 43 U. S. C. §§ 1331-1343, and the provisions of the Assimilative Crimes Act which provides for punishment as federal crimes of acts, committed within the maritime or territorial jurisdiction of the United States, that would have been punishable as a crime under the laws of the State, territory, or district where committed, 18 U. S. C. §§ 7, 11.
Hence, this is a wholly different case from those in which,
See, e. g., 42 U. S. C. §§ 1981, 1982, 1983, 1985. See also 18 U. S. C. §§ 241-245.
One such problem has been the survival of civil rights actions under § 1983 upon the death of either the plaintiff or defendant. Although an injured party’s personal claim was extinguished at common law upon the death of either the injured party himself or the alleged wrongdoer, see W. Prosser, Torts 888-891 (4th ed. 1971), it has been held that pursuant to § 1988 state survivorship statutes which reverse the common-law rule may be used in the context of actions brought under § 1983. See, e. g., Brazier v. Cherry, 293
Section 1982 provides:
“All citizens of the United States shall have the same right, in every State and Territory, as is enjoyed by white citizens thereof to inherit, purchase, lease, sell, hold, and convey real and personal property.”
See also McDaniel v. Carroll, 457 F. 2d 968 (CA6 1972), and cases cited n. 14, supra.
We know of no lower court decision that has held otherwise. To the contrary, the lower federal courts have repeatedly rejected the argument § 1988 independently creates a federal cause of action for the violation of federal civil rights. See Pierre v. Jordan, 333 F. 2d 951, 958 (CA9 1964); Otto v. Somers, 332 F. 2d 697, 699 (CA6 1964); Post v. Payton, 323 F. Supp. 799, 802-803 (EDNY 1971); Johnson v. New York State Education Dept., 319 F. Supp. 271, 276 (EDNY 1970), aff’d, 449 F. 2d 871 (CA2 1971), vacated and remanded on other grounds, 409 U. S. 75 (1972); Dyer v. Kazuhisa Abe, 138 F. Supp. 220, 228-229 (Haw. 1956), rev’d on other grounds, 256 F. 2d 728 (CA9 1958); Schatte v. International Alliance of Theatrical Stage Employees and Moving Picture Operators of United States and Canada, 70 F. Supp. 1008 (SD Cal. 1947), aff’d, per curiam, 165 F. 2d 216 (CA9 1948); cf. In re Stupp, 23 F. Cas. 296, 299 (No. 13,563) (CCSDNY 1875).
Petitioners’ reliance in this case upon Hesselgesser v. Reilly, 440 F. 2d 901, 903 (CA9 1971), and Lewis v. Brautigam, 227 F. 2d 124, 128 (CA5 1955), is misplaced. In Hesselgesser, the Court of Appeals ruled that a sheriff could be held vicariously liable in damages for the wrongful act of his deputy which deprived a prisoner of his civil rights where state law provided for such vicarious liability. The court, to be sure, found authority for the incorporation of state law into federal law in § 1988, but it was acting in the context of a suit brought against the sheriff on the basis of § 1983. Likewise in Leuris, where a sheriff was held to be liable for the civil rights violations of his deputies in light of state law which imposed such liability — a decision which also rested apparently upon § 1988, although that section was not specifically cited — the cause of action was properly based on § 1983. These decisions simply do not support the suggestion that § 1988 alone authorizes the creation of a federal cause of action against the County. And here, as discussed below, § 1983 is unavailable as a basis for suit against the County.
As enacted, §3 read, in part, as follows:
“That the district courts of the United States, within their respective districts, shall have, exclusively of the courts of the several States, cognizance of all crimes and offences committed against the provisions of this act, and also, concurrently with the circuit courts of the United States, of all causes, civil and criminal, affecting persons who are denied or cannot enforce in the courts or judicial tribunals of the State or locality where they may be any of the .rights secured to them by the first section of this act ... . The jurisdiction in civil and criminal matters hereby conferred on the district and circuit courts of the United States shall be exercised and enforced in conformity with the laws of the United States, so far as such laws are suitable to carry the same into effect; but in all cases where such laws are not adapted to the object, or are deficient in the provisions necessary to furnish suitable remedies and punish offences against law, the common law, as modified and changed by the constitution and statutes of the State wherein the court having jurisdiction of the cause, civil or criminal, is held, so far as the same is not inconsistent with the Constitution and laws of the United States, shall be extended to and govern said courts in the trial and disposition of such cause, and, if of a criminal nature, in the infliction of punishment on the party found guilty.”
Following the ratification of the Fourteenth Amendment in 1868, the Act of April 9, 1866, was re-enacted without change in the Act of May 31, 1870, c. 114, § 18, 16 Stat. 144. At the same time, Congress enacted what is now 42 U. S. C. § 1981. See Act of
Cong. Globe, 42d Cong., 1st Sess., 704-705 (1871). The proposed amendment is quoted in Monroe v. Pape, 365 U. S. 167, 188 n. 38 (1961).
Cong. Globe, 42d Cong., 1st Sess., 725 (1871).
Id., at 800-801. The version proposed by the Conference Committee report is quoted in Monroe v. Pape, 365 U. S., at 188-189, n. 41.
The essence of the position taken by the supporters of the provision imposing vicarious liability on local municipalities for injuries suffered due to the violation of civil rights was “that by making the whole body of citizens insurers for the victims you will have a safeguard which no police arrangement can make, one more effective than any other ...” Cong. Globe, 42d Cong., 1st Sess., 794 (1871) (remarks of Rep. Kelley). See also id., at 792 (remarks of Rep. Butler). As to general view in opposition, see id., at 788-789 (remarks of Rep. Kerr); id., at 791 (remarks of Rep. Willard).
For instance, Representative Kerr argued:
“I now come to inquire is it competent for the Congress of the United States to punish municipal organizations of this kind in this way at all, with or without notice? My judgment is that such power nowhere exists; that it cannot be found within the limits of the Constitution; that its exercise cannot be justified by any rational construction of that instrument. I hold that the constitutional power of the Federal Government to punish the citizens of the United States for any offenses punishable by it at all may be exercised and exhausted against the individual offender and his property; but when you go one inch beyond that you are compelled, by the very necessities which surround you, to invade powers which are secured to the States, which are a necessary and most essential part of the autonomy of State governments, without which there can logically be no State government.” Id., at 788. Similarly, Representative Willard explained his opposition to the amendment as follows:
“Now, sir, the Constitution has not imposed, we have not by the Constitution imposed, any duty upon a county, city, parish, or any other subdivision of a State, to enforce the laws, to provide protection for the people, to give them equal rights, privileges, and immunities. The Constitution has declared that to be the duty
And Representative Poland contended:
“As I understand the theory of our Constitution, the national Government deals either with States or with individual persons. So far as we are a national Government in the strict sense we deal with persons, with every man who is an inhabitant of the United States, as if there were no States, towns, or counties; as if the whole country were in one general mass, without any subdivisions of States, counties, or towns. We deal with them as citizens or inhabitants of this great Republic. With these local subdivisions we have nothing to do. We can impose no duty upon them; we can impose no liability upon them in any manner whatever.” Id., at 793.
See also id., at 795 (remarks of Rep. Blair); id., at 798 (remarks of Rep. Bingham).
Id., at 804.
All reference to municipal liability was deleted from the provision submitted by the Conference Committee, and it was enacted as 42 U. S. C. § 1986, which imposes liability upon any person who has “knowledge [of] any of the wrongs conspired to be done, and mentioned in” 42 U. S. C. § 1985.
Petitioners argue that merely because "Congress [did] not intend, as a matter of federal law, to impose vicarious liability upon a public entity for violations of the Civil Rights Acts committed by the entity’s employees,” it does not follow “that Congress also intended to preclude, a state from imposing such vicarious liability as a matter of state law.” Reply Brief for Petitioners 4-5. Certainly this is true. But this fact does not assist petitioners, for the very issue here is ultimately what Congress intended federal law to be, and, as petitioners themselves recognize, Congress did not intend, as a matter of federal law, to impose vicarious liability on municipalities for violations of federal civil rights by their employees.
See generally Note, UMW v. Gibbs and Pendent Jurisdiction, 81 Harv. L. Rev. 657, 662-664 (1968).
See Almenares v. Wyman, 453 F. 2d 1075, 1083-1085 (CA2 1971); Leather’s Best, Inc. v. S. S. Mormaclynx, 451 F. 2d 800, 809-810 (CA2 1971); Nelson v. Keefer, 451 F. 2d 289, 291 (CA3 1971); Astor-Honor, Inc. v. Grosset & Dunlap, Inc., 441 F. 2d 627 (CA2 1971); F. C. Stiles Contracting Co. v. Home Insurance Co., 431 F. 2d 917, 919-920 (CA6 1970); Beautytuft, Inc. v. Factory Ins. Assn., 431 F. 2d 1122, 1128 (CA6 1970); Hatridge v. Aetna
The only court of appeals decision outside of the Ninth Circuit cited to us by the County in support of its position is Wojtas v. Village of Niles, 334 F. 2d 797 (CA7 1964), a decision which preceded the expansion of pendent jurisdiction in Mine Workers v. Gibbs. A number of district courts, however, have refused to exercise jurisdiction over claims against pendent parties, generally relying on Wojtas and/or Hymer v. Chai. See, e. g., Redden v. Cincinnati, Inc., 347 F. Supp. 1229, 1231 (ND Ga. 1972); Payne v. Mertens, 343 F. Supp. 1355, 1358 (ND Cal. 1972); Barrows v. Faulkner, 327 F. Supp. 1190 (ND Okla. 1971); Letmate v. Baltimore & O. R. Co., 311 F. Supp. 1059, 1060-1062 (Md. 1970); Tucker v. Shaw, 308 F. Supp. 1, 9-10 (EDNY 1970); Hall v. Pacific Maritime Assn., 281 F. Supp. 54, 61 (ND Cal. 1968);
See, e. g., H. L. Peterson Co. v. Applewhite, 383 F. 2d 430, 433-434 (CA5 1967); Albright v. Gates, 362 F. 2d 928 (CA9 1966) ; Union Paving Co. v. Downer Corp., 276 F. 2d 468, 471 (CA9 1960) ; United Artists Corp. v. Masterpiece Productions, Inc., 221 F. 2d 213, 216-217 (CA2 1955); Markus v. Dillinger, 191 F. Supp. 732, 735 (ED Pa. 1961): cf. Dewey v. West Fairmont Gas Coal Co., 123 U. S. 329 (1887); Moore v. New York Cotton Exchange, 270 U. S. 593, 608-609 (1926).
See, e. g., Pennsylvania R. Co. v. Erie Ave. Warehouse Co., 302 F. 2d 843, 844 (CA3 1962); Southern Milling Co. v. United States, 270 F. 2d 80, 84 (CA5 1959); Dery v. Wyer, 265 F. 2d 804, 807-808 (CA2 1959); Waylander-Peterson Co. v. Great Northern R. Co., 201 F. 2d 408, 415 (CA8 1953).
Cf. Shakman, The New Pendent Jurisdiction of the Federal Courts, 20 Stan. L. Rev. 262, 265-266, 270-271 (1968).
Rundle v. Madigan, 331 F. Supp. 492, 495 n. 5 (ND Cal. 1971).
Since we hold in Part III that the County is a citizen of California for purposes of diversity jurisdiction, the state law claim against the County will in fact be before the District Court on remand in the Moor case. But this fact does not in our opinion call for further consideration of the pendent jurisdiction issue by the District Court. Given our decision in Part III, the issue of pendent jurisdiction is without further consequence for petitioner Moor. And it is clear that the mere fact that the County will be before the District Court in petitioner Moor’s case does not significantly affect the basis of the District Court’s discretionary judgment with respect to petitioner Rundle’s suit. For counsel for petitioners specifically indicated at oral argument that the petitioners’ suits were consolidated only for purposes of appeal, and that petitioners’ “injuries are different and the cases will be tried separately,” Tr. of Oral Arg. 47. Thus, even considering our decision in Part III as to petitioner Moor’s claim against the County, we see no reason to upset the District Court’s determination that it would not hear the complicating state law claim against'the County where, as in Rundle’s suit, it
Appendix E to Pet. for Cert. 18-19.
State Highway Comm’n of Wyoming v. Utah Construction Co., 278 U. S. 194, 199 (1929).
Under 28 U. S. C. § 1332 (c), a corporation is, of course, also a citizen of “the State where it has its principal place of business.”
Indeed, Mercer County was able to point to a provision of state law that limited liability of Illinois counties to suit in the circuit courts of the county itself. Nevertheless, this Court concluded that “no statute limitation of suability can defeat a jurisdiction given by the Constitution,” 7 Wall. 118, 122. Moreover, subsequent to Cowles, the Court ruled that a county was subject to diversity jurisdiction even where there was no state statute under which counties were authorized to sue and be sued. See Chicot County v. Sherwood, 148 U. S. 529, 531, 533-534 (1893).
See Cal. Govt. Code §23000.
See id., § 23003.
See id., §§ 945, 23004 (a).
See id., § 940.4.
See id., §940.6.
Thus, any liability on the part of the County as a result of this suit would be the County’s alone; no obligation would arise with respect to the State.
See Cal. Govt. Code § 50171.
See id., §§23004 (d), 25520-25539.
See id., §§23004 (c), 25450-25467.
See id., §§ 25690-26224.
See id., §§ 29900-29929.
See id., §§ 29922-29924.
See id., §§ 29925-29927.
We do think it bears noting, though, that the Court of Appeals, in initially concluding in Miller v. County of Los Angeles, 341 F. 2d 964 (CA9 1965), that California counties were not citizens for diversity purposes, made no effort to analyze independently the status of California counties but simply rested its decision on its prior opinion in Lowe v. Manhattan Beach City School Dist., 222 F. 2d 258, 259 (CA9 1955). Lowe in fact did not involve a suit against a California county but rather a suit against a California school district. And, in Lowe the Court of Appeals did not undertake any analysis of the legal character of even California school districts— much less California counties — but instead rested its decision on the equally eonclusory order of the District Court, see Lowe v. Manhattan Beach City School Dist., No. 16646-WM Civil (SD Cal. 1954), reprinted in Brief for Petitioners Appendix A. Moreover, district courts in States other than California within the Ninth Circuit have questioned the correctness of Lowe and Miller, and have refused to follow those decisions for counties of their own States. See Universal Surety Co. v. Lescher & Mahoney, Arch. & Eng., 340 F. Supp. 303 (Ariz. 1972); White v. Umatilla County, 247 F. Supp. 918 (Ore. 1965).