Opinion · Supreme Court of the United States
Missouri v. Seibert
124 S. Ct. 2601
- Type
- Opinion
- Court
- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 2004-06-28
- Topic
- general
holding that police technique of eliciting an initial unwarned confession followed by a second warned statement violates Miranda | holding that, where a second interrogation post-Miranda attempted to recreate a first interrogation pre Miranda, statement from the latter was inadmissible | holding that “[sjtrategists dedicated to draining the substance out of’ constitutional protections cannot accomplish by planning around these protections because it “effectively threatens to thwart [their] purpose” | holding that deliberate approach of questioning suspect first without warning, issuing warning and having suspect repeat incriminating statements violates Miranda | holding that the interrogation technique of question first, then give Miranda warnings, and then question again was a circumvention of Miranda and resulted in inadmissible statements | holding that “[s]trategists dedicated to draining the substance out of” constitutional protections cannot accomplish by planning around these protections because it “effectively threatens to thwart [their] purpose” | holding that giving “midstream” Miranda warnings after interrogation and unwarned confession could not effectively comply with Miranda’s constitutional requirement and a statement repeated after a warning should be suppressed | holding that “[s]trategists dedicated to draining the 30 Case: 15-15023 Date Filed: 06/28/2017 Page: 31 of 35 substance out of” constitutional protections cannot accomplish by planning around these protections because it “effectively threatens to thwart [their] purpose” | holding that Justice Kennedy’s concurring opinion sets forth the controlling rule in Seibert | stating that in Elstad "the Court thought any causal connection between the first and second responses to the police was `speculative and attenuated'" | stating that in Elstad “the Court thought any causal connection between the first and second responses to the police was ‘speculative and attenuated’ ” | holding that where police undertake strategy designed to undermine Miranda warnings by conducting a two-phase custodial interrogation, the first without warnings followed immediately by a second preceded by the required warnings, all statements inadmissible | noting that Miranda sprouted from “our concern that the 'traditional totality-of-the-circumstances’ test posed an 'unacceptably great’ risk that involuntary custodial confessions would escape detection.” | noting that a reasonable person in the suspect's shoes could have seen the questioning as a new and distinct experience | observing that Elstad court took care to mention that officer's initial failure to warn was "oversight" that may have been result of confusion as to whether brief exchange qualified as "custodial interrogation" | observing that Elstad court took care to mention that officer’s initial failure to warn was “oversight” that may have been result of confusion as to whether brief exchange qualified as “custodial interrogation” | stating that there is an "exception to Elstad carved out in Seibert " | noting that “maintaining that a statement is involuntary even though given after warnings and voluntary waiver of rights requires unusual stamina” | noting that “maintaining that a statement is involuntary even though given after warnings and voluntary waiver of rights requires unusual stamina’ | noting that “facial challenges are best when infrequent,” particularly when they “invite judgments on fact-poor records” | noting that “maintaining that a statement is involuntary even though given after warnings and voluntary waiver of rights requires unusual stamina” | "[M]aintaining that a statement is involuntary even though given after [ Miranda ] warnings and voluntary waiver of rights requires unusual stamina ...." | stating that in Elstad “the Court thought any causal connection between the first and second responses to the police was ‘speculative and attenuated’” | reaffirming that “the accused must be adequately and effect
Citator
- Cited by
- 577 opinions
JUSTICE SOUTER, joined by JUSTICE STEVENS, JUSTICE GINSBURG, and JUSTICE BREYER, concluded that, because the midstream recitation of warnings after interrogation and unwarned confession in this case could not comply withMiranda'sconstitutional warning requirement, Seibert's postwarning statements are inadmissible. Pp. 607-617.Page 601
(a) Failure to giveMirandawarnings and obtain a waiver of rights before custodial questioning generally requires exclusion of any statements obtained. Conversely, giving the warnings and getting a waiver generally produces a virtual ticket of admissibility, with most litigation over voluntariness ending with valid waiver finding. This common consequence would not be at all common unlessMirandawarnings were customarily given under circumstances that reasonably suggest a real choice between talking and not talking. Pp. 607-609.
(b)Dickersonv.United States,530 U.S. 428, reaffirmedMiranda, holding thatMiranda'sconstitutional character prevailed against a federal statute that sought to restore the old regime of giving no warnings and litigating most statements' voluntariness. The technique of interrogating in successive, unwarned and warned phases raises a new challenge toMiranda.Pp. 609-611.
(c) When a confession so obtained is offered and challenged, attention must be paid to the conflicting objects ofMirandaand the question-first strategy.Mirandaaddressed "interrogation practices . . . likely . . . to disable [an individual] from making a free and rational choice" about speaking,384 U.S., at 464-465, and held that a suspect must be "adequately and effectively" advised of the choice the Constitution guarantees,id., at 467. Question-first's object, however, is to renderMirandawarnings ineffective by waiting to give them until after the suspect has already confessed. The threshold question in this situation is whether it would be reasonable to find that the warnings could function "effectively" asMirandarequires. There is no doubt about the answer. By any objective measure, it is likely that warnings withheld until after interrogation and confession will be ineffective in preparing a suspect for successive interrogation, close in time and similar in content. The manifest purpose of question-first is to get a confession the suspect would not make if he understood his rights at the outset. When the warnings are inserted in the midst of coordinated and continuing interrogation, they are likely to mislead and "deprive a defendant of knowledge essential to his ability to understand the nature of his rights and the consequences of abandoning them."Moranv.Burbine,475 U.S. 412. 424. And it would be unrealistic to treat two spates of integrated and proximately conducted questioning as independent interrogations subject to independent evaluation simply becauseMirandawarnings formally punctuate them in the middle. Pp. 611-614.
(d)Elstaddoes not authorize admission of a confession repeated under the question-first strategy. The contrast betweenElstadand this case reveals relevant facts bearing on whether midstreamMirandawarnings could be effective to accomplish their object: the completeness and detail of the questions and answers to the first round of questioning,Page 602the two statements' overlapping content, the timing and setting of the first and second rounds, the continuity of police personnel, and the degree to which the interrogator's questions treated the second round as continuous with the first. InElstad, the station house questioning could sensibly be seen as a distinct experience from a short conversation at home, and thus theMirandawarnings could have made sense as presenting a genuine choice whether to follow up on the earlier admission. Here, however, the unwarned interrogation was conducted in the station house, and the questioning was systematic, exhaustive, and managed with psychological skill. The warned phase proceeded after only a 15-to-20 minute pause, in the same place and with the same officer, who did not advise Seibert that her prior statement could not be used against her. These circumstances challenge the comprehensibility and efficacy of theMirandawarnings to the point that a reasonable person in the suspect's shoes could not have understood them to convey a message that she retained a choice about continuing to talk. Pp. 614-617.
JUSTICE KENNEDY concluded that when a two-step interrogation technique is used, postwarning statements related to prewarning statements must be excluded unless curative measures are taken before the postwarning statement is made. Not every violation ofMirandav.Arizona,384 U.S. 436, requires suppression of the evidence obtained. Admission may be proper when it would further important objectives without compromisingMiranda'scentral concerns. See,e.g., Harris v.New York,401 U.S. 222.Oregonv.Elstad,470 U.S. 298, reflects a balanced and pragmatic approach to enforcing theMirandawarning. An officer may not realize that a suspect is in custody and warnings are required, and may not plan to question the suspect or may be waiting for a more appropriate time. Suppressing postwarning statements under such circumstances would serve "neither the general goal of deterring improper police conduct nor theFifthAmendment goal of assuring trustworthy evidence."Elstad, supra, at 308. In contrast, the technique used in this case distortsMiranda'smeaning and furthers no legitimate countervailing interest. The warning was withheld to obscure both the practical and legal significance of the admonition when finally given. That the interrogating officer relied on respondent's pre-warning statement to obtain the postwarning one used at trial shows the temptations for abuse inherent in the two-step technique. Reference to the prewarning statement was an implicit, and false, suggestion that the mere repetition of the earlier statement was not independently incriminating. TheMirandarule would be frustrated were the police permitted to undermine its meaning and effect. However, the plurality's test — that whenever a two-stage interview occurs, the postwarning statement's admissibility depends on whether the midstream warningsPage 603could have been effective enough to accomplish their object given the case's specific facts — cuts too broadly. The admissibility of postwarning statements should continue to be governed byElstad'sprinciples unless the deliberate two-step strategy is employed. Then, the postwarning statements must be excluded unless curative measures are taken before they were made. Such measures should be designed to ensure that a reasonable person in the suspect's situation would understand the import and effect of theMirandawarning and waiver. For example, a substantial break in time and circumstances between the prewarning statement and the warning may suffice in most instances, as may an additional warning explaining the likely inadmissibility of the prewarning statement. Because no curative steps were taken in this case, the postwarning statements are inadmissible and the conviction cannot stand. Pp. 618-622.
Five days later, the police awakened Seibert at 3 a.m. at a hospital where Darian was being treated for burns. In arresting her, Officer Kevin Clinton followed instructions from Rolla, Missouri, Officer Richard Hanrahan that he refrain from givingMirandawarnings. After Seibert had been taken to the police station and left alone in an interview room for 15 to 20 minutes, Officer Hanrahan questioned herPage 605withoutMirandawarnings for 30 to 40 minutes, squeezing her arm and repeating "Donald was also to die in his sleep." App. 59 (internal quotation marks omitted). After Seibert finally admitted she knew Donald was meant to die in the fire, she was given a 20-minute coffee and cigarette break. Officer Hanrahan then turned on a tape recorder, gave Seibert theMirandawarnings, and obtained a signed waiver of rights from her. He resumed the questioning with "Ok, "trice, we've been talking for a little while about what happened on Wednesday the twelfth, haven't we?" App. 66, and confronted her with her prewarning statements:
Hanrahan: "Now, in discussion you told us, you told us that there was a[n] understanding about Donald." Seibert: "Yes."
Hanrahan: "Did that take place earlier that morning?" Seibert: "Yes."
Hanrahan: "And what was the understanding about Donald?"
Seibert: "If they could get him out of the trailer, to take him out of the trailer."
Hanrahan: "And if they couldn't?"
Seibert: "I, I never even thought about it. I just figured they would."
Hanrahan: "'Trice, didn't you tell me that he was supposed to die in his sleep?"
Seibert: "If that would happen, `cause he was on that new medicine, you know. . . ."
Hanrahan: "The Prozac? And it makes him sleepy. So he was supposed to die in his sleep?"
Seibert: "Yes."Id., at 70.
After being charged with first-degree murder for her role in Donald's death, Seibert sought to exclude both her pre-warning and postwarning statements. At the suppression hearing, Officer Hanrahan testified that he made a "consciousPage 606decision" to withholdMirandawarnings, thus resorting to an interrogation technique he had been taught: question first, then give the warnings, and then repeat the question "until I get the answer that she's already provided once." App. 31-34. He acknowledged that Seibert's ultimate statement was "largely a repeat of information . . . obtained" prior to the warning.Id., at 30.
The trial court suppressed the prewarning statement but admitted the responses given after theMirandarecitation. A jury convicted Seibert of second-degree murder. On appeal, the Missouri Court of Appeals affirmed, treating this case as indistinguishable fromOregonv.Elstad,470 U.S. 298(1985). No. 23729,2002 WL 114804(Jan. 30, 2002) (not released for publication).
The Supreme Court of Missouri reversed, holding that "[i]n the circumstances here, where the interrogation was nearly continuous, . . . the second statement, clearly the product of the invalid first statement, should have been suppressed."93 S.W.3d 700,701(2002) (en banc). The court distinguishedElstadon the ground that warnings had not intentionally been withheld there,93 S.W.3d, at 704, and reasoned that "Officer Hanrahan's intentional omission of aMirandawarning was intended to deprive Seibert of the opportunity knowingly and intelligently to waive herMirandarights,"id., at 706. Since there were "no circumstances that would seem to dispel the effect of theMirandaviolation," the court held that the postwarning confession was involuntary and therefore inadmissible.Ibid.To allow the police to achieve an "end run" aroundMiranda, the court explained, would encourageMirandaviolations and diminishMiranda'srole in protecting the privilege against self-incrimination.93 S.W.3d, at 706-707. Three judges dissented, taking the view thatElstadapplied even though the police intentionally withheldMirandawarnings before the initial statement, and believing that "Seibert's unwarned responses to Officer Hanrahan's questioning did not preventPage 607her from waiving her rights and confessing."93 S.W.3d, at 708(opinion of Benton, J.).
We granted certiorari,538 U.S. 1031(2003), to resolve a split in the Courts of Appeals. CompareUnited States v.Gale,952 F.2d 1412,1418(CADC 1992) (while "deliberate `end run' aroundMiranda"would provide cause for suppression, case involved no conduct of that order);United Statesv.Carter,884 F.2d 368,373(CA8 1989) ("Elstaddid not go so far as to fashion a rule permitting this sort of end run aroundMiranda"), withUnited Statesv.Orso,266 F.3d 1030,1034-1039(CA9 2001) (en banc) (rejecting argument that "tainted fruit" analysis applies because deliberate with-holding ofMirandawarnings constitutes an "improper tactic");United Statesv.Esquilin,208 F.3d 315,319-321(CA1 2000) (similar). We now affirm.
InMiranda, we explained that the "voluntariness doctrine in the state cases . . . encompasses all interrogation practices which are likely to exert such pressure upon an individual as to disable him from making a free and rational choice,"id., at 464-465. We appreciated the difficulty of judicial enquirypost hocinto the circumstances of a police interrogation,Dickerson v.United States,530 U.S. 428,444(2000), and recognized that "the coercion inherent in custodial interrogation blurs the line between voluntary and involuntary statements, and thus heightens the risk" that the privilege against self-incrimination will not be observed,id., at 435. Hence our concern that the "traditional totality-of-the-circumstances" test posed an "unacceptably great" risk that involuntary custodial confessions would escape detection.Id., at 442.
Accordingly, "to reduce the risk of a coerced confession and to implement the Self-incrimination Clause,"Chavez v.Martinez,538 U.S. 760,790(2003) (KENNEDY, J., concurring in part and dissenting in part), this Court inMirandaconcluded that "the accused must be adequately and effectively apprised of his rights and the exercise of those rights must be fully honored,"384 U.S., at 467.Mirandaconditioned the admissibility at trial of any custodial confession on warning a suspect of his rights: failure to give the prescribed warnings and obtain a waiver of rights before custodial questioning generally requires exclusion of any statements obtained.1Conversely, giving the warnings and getting aPage 609waiver has generally produced a virtual ticket of admissibility; maintaining that a statement is involuntary even though given after warnings and voluntary waiver of rights requires unusual stamina, and litigation over voluntariness tends to end with the finding of a valid waiver. SeeBerkemerv.McCarty,468 U.S. 420,433, n. 20 (1984) ("[C]ases in which a defendant can make a colorable argument that a self-incriminating statement was `compelled' despite the fact that the law enforcement authorities adhered to the dictates ofMirandaare rare"). To point out the obvious, this common consequence would not be common at all were it not thatMirandawarnings are customarily given under circumstances allowing for a real choice between talking and remaining silent.
The technique of interrogating in successive, unwarned and warned phases raises a new challenge toMiranda.Although we have no statistics on the frequency of this practice, it is not confined to Rolla, Missouri. An officer of that police department testified that the strategy of withholdingMirandawarnings until after interrogating and drawing out a confession was promoted not only by his own department, but by a national police training organization and other departments in which he had worked. App. 31-32. Consistently with the officer's testimony, the Police Law Institute, for example, instructs that "officers may conduct a two-stage interrogation. . . . At any point during thepre-Mirandainterrogation,Page 610usually after arrestees have confessed, officers may then read theMirandawarnings and ask for a waiver. If the arrestees waive theirMirandarights, officers will be able to repeat anysubsequentincriminating statements later in court." Police Law Institute, Illinois Police Law Manual 83 (Jan. 2001-Dec. 2003) (available in Clerk of Court's case file) (hereinafter Police Law Manual) (emphasis in original).2Page 611The upshot of all this advice is a question-first practice of some popularity, as one can see from the reported cases describing its use, sometimes in obedience to departmental policy.3
Just as "no talismanic incantation [is] required to satisfy [Miranda's] strictures,"California v.Prysock,453 U.S. 355,359(1981) (per curiam), it would be absurd to think that mere recitation of the litany suffices to satisfyMirandain every conceivable circumstance. "The inquiry is simply whether the warnings reasonably (conve[y] to [a suspect] his rights as required byMiranda."' Duckworthv.Eagan,492 U.S. 195,203(1989) (quotingPrysock, supra, at 361). The threshold issue when interrogators question first and warn later is thus whether it would be reasonable to find that in these circumstances the warnings could function "effectively"Page 612asMirandarequires. Could the warnings effectively advise the suspect that he had a real choice about giving an admissible statement at that juncture? Could they reasonably convey that he could choose to stop talking even if he had talked earlier? For unless the warnings could place a suspect who has just been interrogated in a position to make such an informed choice, there is no practical justification for accepting the formal warnings as compliance withMiranda, or for treating the second stage of interrogation as distinct from the first, unwarned and inadmissible segment.4
There is no doubt about the answer that proponents of question-first give to this question about the effectiveness ofPage 613warnings given only after successful interrogation, and we think their answer is correct. By any objective measure, applied to circumstances exemplified here, it is likely that if the interrogators employ the technique of withholding warnings until after interrogation succeeds in eliciting a confession, the warnings will be ineffective in preparing the suspect for successive interrogation, close in time and similar in content. After all, the reason that question-first is catching on is as obvious as its manifest purpose, which is to get a confession the suspect would not make if he understood his rights at the outset; the sensible underlying assumption is that with one confession in hand before the warnings, the interrogator can count on getting its duplicate, with trifling additional trouble. Upon hearing warnings only in the aftermath of interrogation and just after making a confession, a suspect would hardly think he had a genuine right to remain silent, let alone persist in so believing once the police began to lead him over the same ground again.5A more likely reaction on a suspect's part would be perplexity about the reason for discussing rights at that point, bewilderment being an unpromising frame of mind for knowledgeable decision. What is worse, telling a suspect that "anything you say can and will be used against you," without expressly excepting the statement just given, could lead to an entirely reasonable inference that what he has just said will be used, with subsequent silence being of no avail. Thus, whenMirandawarnings are inserted in the midst of coordinated and continuing interrogation, they are likely to mislead and "depriv[e]Page 614a defendant of knowledge essential to his ability to understand the nature of his rights and the consequences of abandoning them."Moranv.Burbine,475 U.S. 412,424(1986). By the same token, it would ordinarily be unrealistic to treat two spates of integrated and proximately conducted questioning as independent interrogations subject to independent evaluation simply becauseMirandawarnings formally punctuate them in the middle.
The contrast betweenElstadand this case reveals a series of relevant facts that bear on whetherMirandawarnings delivered midstream could be effective enough to accomplish their object: the completeness and detail of the questions and answers in the first round of interrogation, the overlapping content of the two statements, the timing and setting of the first and the second, the continuity of police personnel, and the degree to which the interrogator's questions treated the second round as continuous with the first. InElstad, it was not unreasonable to see the occasion for questioning at the station house as presenting a markedly different experience from the short conversation at home; since a reasonable person in the suspect's shoes could have seen the station house questioning as a new and distinct experience, theMirandaPage 616warnings could have made sense as presenting a genuine choice whether to follow up on the earlier admission.
At the opposite extreme are the facts here, which by any objective measure reveal a police strategy adapted to undermine theMirandawarnings.6The unwarned interrogation was conducted in the station house, and the questioning was systematic, exhaustive, and managed with psychological skill. When the police were finished there was little, if anything, of incriminating potential left unsaid. The warned phase of questioning proceeded after a pause of only 15 to 20 minutes, in the same place as the unwarned segment. When the same officer who had conducted the first phase recited theMirandawarnings, he said nothing to counter the probable misimpression that the advice that anything Seibert said could be used against her also applied to the details of the inculpatory statement previously elicited. In particular, the police did not advise that her prior statement could not be used.7Nothing was said or done to dispel the oddity of warning about legal rights to silence and counsel right after the police had led her through a systematic interrogation, and any uncertainty on her part about a right to stop talking about matters previously discussed would only have been aggravated by the way Officer Hanrahan set the scene by saying "we've been talking for a little while about what happened on Wednesday the twelfth, haven't we?" App. 66. The impression that the further questioning was a mere continuation of the earlier questions and responses was fostered by references back to the confession already given. ItPage 617would have been reasonable to regard the two sessions as parts of a continuum, in which it would have been unnatural to refuse to repeat at the second stage what had been said before. These circumstances must be seen as challenging the comprehensibility and efficacy of theMirandawarnings to the point that a reasonable person in the suspect's shoes would not have understood them to convey a message that she retained a choice about continuing to talk.8
I believe the plurality's approach in practice will function as a "fruits" test. The truly "effective"Mirandawarnings on which the plurality insists,ante, at 615, will occur only when certain circumstances — a lapse in time, a change in location or interrogating officer, or a shift in the focus of the questioning — intervene between the unwarned questioning and any postwarning statement. Cf.Taylorv.Alabama,457 U.S. 687,690(1982) (evidence obtained subsequent to a constitutional violation must be suppressed as "fruit of the poisonous tree" unless "intervening events break the causal connection").
I consequently join the plurality's opinion in full. I also agree with JUSTICE KENNEDY'S opinion insofar as it is consistent with this approach and makes clear that a good-faith exception applies. Seepost, at 622 (opinion concurring in judgment).
TheMirandarule has become an important and accepted element of the criminal justice system. SeeDickersonv.United States,530 U.S. 428(2000). At the same time, not every violation of the rule requires suppression of the evidence obtained. Evidence is admissible when the centralPage 619concerns ofMirandaare not likely to be implicated and when other objectives of the criminal justice system are best served by its introduction. Thus, we have held that statements obtained in violation of the rule can be used for impeachment, so that the truth-finding function of the trial is not distorted by the defense, seeHarrisv.New York,401 U.S. 222(1971); that there is an exception to protect countervailing concerns of public safety, seeNew York v.Quarles,467 U.S. 649(1984); and that physical evidence obtained in reliance on statements taken in violation of the rule is admissible, seeUnited Statesv.Patane, post, p. 630. These cases, in my view, are correct. They recognize that admission of evidence is proper when it would further important objectives without compromisingMiranda'scentral concerns. Under these precedents, the scope of theMirandasuppression remedy depends on a consideration of those legitimate Interests and on whether admission of the evidence under the circumstances would frustrateMiranda'scentral concerns and objectives.Oregonv.Elstad,470 U.S. 298(1985), reflects this approach. InElstad, a suspect made an initial incriminating statement at his home. The suspect had not received aMirandawarning before making the statement, apparently because it was not clear whether the suspect was in custody at the time. The suspect was taken to the station house, where he received a proper warning, waived hisMirandarights, and made a second statement. He later argued that the postwarning statement should be suppressed because it was related to the unwarned first statement, and likely induced or caused by it. The Court held that, although aMirandaviolation made the first statement inadmissible, the postwarning statements could be introduced against the accused because "neither the general goal of deterring improper police conduct nor theFifthAmendment goal of assuring trustworthy evidence would be served by suppression"Page 620given the facts of that case.Elstad, supra, at 308 (citingMichiganv.Tucker,417 U.S. 433,445(1974)).
In my view,Elstadwas correct in its reasoning and its result.Elstadreflects a balanced and pragmatic approach to enforcement of theMirandawarning. An officer may not realize that a suspect is in custody and warnings are required. The officer may not plan to question the suspect or may be waiting for a more appropriate time. Skilled investigators often interview suspects multiple times, and good police work may involve referring to prior statements to test their veracity or to refresh recollection. In light of these realities it would be extravagant to treat the presence of one statement that cannot be admitted underMirandaas sufficient reason to prohibit subsequent statements preceded by a proper warning. SeeElstad,470 U.S., at 309("It is an unwarranted extension ofMirandato hold that a simple failure to administer the warnings . . . so taints the investigatory process that a subsequent voluntary and informed waiver is ineffective for some indeterminate period"). That approach would serve "neither the general goal of deterring improper police conduct nor theFifthAmendment goal of assuring trustworthy evidence would be served by suppression of the . . . testimony."Id., at 308.
This case presents different considerations. The police used a two-step questioning technique based on a deliberate violation ofMiranda.TheMirandawarning was withheld to obscure both the practical and legal significance of the admonition when finally given. As JUSTICE SOUTER points out, the two-step technique permits the accused to conclude that the right not to respond did not exist when the earlier incriminating statements were made. The strategy is based on the assumption thatMirandawarnings will tend to mean less when recited midinterrogation, after inculpatory statements have already been obtained. This tactic relies on an intentional misrepresentation of the protection thatMirandaPage 621offers and does not serve any legitimate objectives that might otherwise justify its use.
Further, the interrogating officer here relied on the defendant's prewarning statement to obtain the postwarning statement used against her at trial. The postwarning interview resembled a cross-examination. The officer confronted the defendant with her inadmissible prewarning statements and pushed her to acknowledge them. See App. 70 ("`Trice, didn't you tell me that he was supposed to die in his sleep?"). This shows the temptations for abuse inherent in the two-step technique. Reference to the prewarning statement was an implicit suggestion that the mere repetition of the earlier statement was not independently incriminating. The implicit suggestion was false.
The technique used in this case distorts the meaning ofMirandaand furthers no legitimate countervailing interest. TheMirandarule would be frustrated were we to allow police to undermine its meaning and effect. The technique simply creates too high a risk that postwarning statements will be obtained when a suspect was deprived of "knowledge essential to his ability to understand the nature of his rights and the consequences of abandoning them."Moranv. Burbine,475 U.S. 412,423-424(1986). When an interrogator uses this deliberate, two-step strategy, predicated upon violatingMirandaduring an extended interview, postwarning statements that are related to the substance of prewarning statements must be excluded absent specific, curative steps.
The plurality concludes that whenever a two-stage interview occurs, admissibility of the postwarning statement should depend on "whether [the]Mirandawarnings delivered midstream could have been effective enough to accomplish their object" given the specific facts of the case.Ante, at 615. This test envisions an objective inquiry from the perspective of the suspect, and applies in the case of both intentional and unintentional two-stage interrogations.Page 622Ante, at 615-617. In my view, this test cuts too broadly.Miranda'sclarity is one of its strengths, and a multifactor test that applies to every two-stage interrogation may serve to undermine that clarity. Cf.Berkemer v.McCarty,468 U.S. 420,430(1984). I would apply a narrower test applicable only in the infrequent case, such as we have here, in which the two-step interrogation technique was used in a calculated way to undermine theMirandawarning.
The admissibility of postwarning statements should continue to be governed by the principles ofElstadunless the deliberate two-step strategy was employed. If the deliberate two-step strategy has been used, postwarning statements that are related to the substance of prewarning statements must be excluded unless curative measures are taken before the postwarning statement is made. Curative measures should be designed to ensure that a reasonable person in the suspect's situation would understand the import and effect of theMirandawarning and of theMirandawaiver. For example, a substantial break in time and circumstances between the prewarning statement and theMirandawarning may suffice in most circumstances, as it allows the accused to distinguish the two contexts and appreciate that the interrogation has taken a new turn. Cf.Westoverv.UnitedStates, decided withMirandav.Arizona,384 U.S. 436(1966). Alternatively, an additional warning that explains the likely inadmissibility of the prewarning custodial statement may be sufficient. No curative steps were taken in this case, however, so the postwarning statements are inadmissible and the conviction cannot stand.
For these reasons, I concur in the judgment of the Court.
Although the analysis the plurality ultimately espouses examines the same facts and circumstances that a "fruits" analysis would consider (such as the lapse of time between the two interrogations and change of questioner or location), it does so for entirely different reasons. The fruits analysis would examine those factors because they are relevant to the balance of deterrence value versus the "drastic and socially costly course" of excluding reliable evidence.Nix v.Williams,467 U.S. 431,442-443(1984). The plurality, by contrast, looks to those factors to inform thepsychologicaljudgment regarding whether the suspect has been informed effectively of her right to remain silent. The analytical underpinnings of the two approaches are thus entirely distinct, and they should not be conflated just because they function similarly in practice. Cf.ante, at 617-618 (BREYER, J., concurring).
Thoughts kept inside a police officer's head cannot affect that experience. SeeMoranv.Burbine,475 U.S. 412,422Page 625(1986) ("Events occurring outside of the presence of the suspect and entirely unknown to him surely can have no bearing on the capacity to comprehend and knowingly relinquish a constitutional right"). InMoran, an attorney hired by the suspect's sister had been trying to contact the suspect and was told by the police, falsely, that they would not begin an interrogation that night.Id., at 416-418. The suspect was not aware that an attorney had been hired for him.Id., at 417, We rejected an analysis under which a different result would obtain for "the same defendant, armed with the same information and confronted with precisely the same police conduct" if something not known to the defendant — such as the fact that an attorney was attempting to contact him — had been different.Id., at 422. The same principle applies here. A suspect who experienced exactly the same interrogation as Seibert, save for a difference in the undivulged, subjective intent of the interrogating officer when he failed to giveMirandawarnings, would not experience the interrogation any differently. "[W]hether intentional or inadvertent, the state of mind of the police is irrelevant to the question of the intelligence and voluntariness of respondent's election to abandon his rights. Although highly inappropriate, even deliberate deception of an attorney could not possibly affect a suspect's decision to waive hisMirandarights unless he were at least aware of the incident."475 U.S., at 423. Cf.Stansbury v.California,511 U.S. 318,324-325(1994) (percuriam) (police officer's subjective intent is irrelevant to whether suspect is in custody forMirandapurposes; "one cannot expect the person under interrogation to probe the officer's innermost thoughts").
Because the isolated fact of Officer Hanrahan's intent could not have had any bearing on Seibert's "capacity to comprehend and knowingly relinquish" her right to remain silent,Moran, supra, at 422, it could not by itself affect the voluntariness of her confession. Moreover, recognizing an exception toElstadfor intentional violations would require focusingPage 626constitutional analysis on a police officer's subjective intent, an unattractive proposition that we all but uniformly avoid. In general, "we believe that `sending state and federal courts on an expedition into the minds of police officers would produce a grave and fruitless misallocation of judicial resources.'"United Statesv.Leon,468 U.S. 897,922, n. 23 (1984) (quotingMassachusettsv.Painten,389 U.S. 560,565(1968) (White, J., dissenting)). This case presents the un-commonly straightforward circumstance of an officer openly admitting that the violation was intentional. But the inquiry will be complicated in other situations probably more likely to occur. For example, different officers involved in an interrogation might claim different states of mind regarding the failure to giveMirandawarnings. Even in the simple case of a single officer who claims that a failure to giveMirandawarnings was inadvertent, the likelihood of error will be high. See W. LaFave, Search and Seizure § 1.4(e), p. 124 (3d ed. 1996) ("[T]here is no reason to believe that courts can with any degree of success determine in which instances the police had an ulterior motive").
These evidentiary difficulties have led us to reject an intent-based test in several criminal procedure contexts. For example, inNew Yorkv.Quarles, one of the factors that led us to reject an inquiry into the subjective intent of the police officer in crafting a test for the "public safety" exception toMirandawas that officers' motives will be "largely unverifiable."467 U.S., at 656. Similarly, our opinion inWhrenv.United States,517 U.S. 806,813-814(1996), made clear that "the evidentiary difficulty of establishing subjective intent" was one of the reasons (albeit not the principal one) for refusing to consider intent inFourthAmendment challenges generally.
For these reasons, I believe that the approach espoused by JUSTICE KENNEDY is ill advised. JUSTICE KENNEDY would extendMiranda'sexclusionary rule to any case in which the use of the "two-step interrogation technique" was "deliberate"Page 627or "calculated."Ante, at 622 (opinion concurring in judgment). This approach untethers the analysis from facts knowable to, and therefore having any potential directly to affect, the suspect. Far from promoting "clarity,"ibid., the approach will add a third step to the suppression inquiry. In virtually every two-stage interrogation case, in addition to addressing the standardMirandaand voluntariness questions, courts will be forced to conduct the kind of difficult, state-of-mind inquiry that we normally take pains to avoid.
We rejected this theory outright. We did so not because we refused to recognize the "psychological impact of the suspect's conviction that he has let the cat out of the bag," but because we refused to "endo[w]" those "psychological effects" with "constitutional implications."470 U.S., at 311. To do so, we said, would "effectively immuniz[e] a suspect who responds topre-Mirandawarning questions from the consequences of his subsequent informed waiver," an immunity that "comes at a high cost to legitimate law enforcement activity, while adding little desirable protection to the individual'sPage 628interest in not beingcompelledto testify against himself."Id., at 312. The plurality might very well think that we struck the balance betweenFifthAmendment rights and law enforcement interests incorrectly inElstad;but that is not normally a sufficient reason for ignoring the dictates ofstare decisis.
I would analyze the two-step interrogation procedure under the voluntariness standards central to theFifthAmendment and reiterated inElstad. Elstadcommands that if Seibert's first statement is shown to have been involuntary, the court must examine whether the taint dissipated through the passing of time or a change in circumstances: "When a prior statement is actually coerced, the time that passes between confessions, the change in place of interrogations, and the change in identity of the interrogators all bear on whether that coercion has carried over into the second confession."Id., at 310 (citingWestoverv.United States, decided withMiranda,384 U.S., at 494). In addition, Seibert's second statement should be suppressed if she showed that it was involuntary despite theMirandawarnings.Elstad,supra, at 318 ("The relevant inquiry is whether, in fact, the second statement was also voluntarily made. As in any such inquiry, the finder of fact must examine the surrounding circumstances and the entire course of police conduct with respect to the suspect in evaluating the voluntariness of his statements"). Although I would leave this analysis for the Missouri courts to conduct on remand, I note that, unlike the officers inElstad, Officer Hanrahan referred to Seibert's unwarned statement during the second part of the interrogation when she made a statement at odds with her unwarned confession. App. 70 ("`Trice, didn't you tell me that he was supposed to die in his sleep?"); cf.Elstad,supra, at 316 (officers did not "exploit the unwarned admission to pressure respondent into waiving his right to remain silent"). Such a tactic may bear on the voluntariness inquiry. Cf.Frazierv.Cupp,394 U.S. 731,739(1969) (fact that police had falselyPage 629told a suspect that his accomplice had already confessed was "relevant" to the voluntariness inquiry);Moran,475 U.S., at 423-424(in discussing police deception, stating that simply withholding information is "relevant to the constitutional validity of a waiver if it deprives a defendant of knowledge essential to his ability to understand the nature of his rights and the consequences of abandoning them");Miranda, supra, at 476.
- Briefs ofamici curiaeurging affirmance were filed for the American Civil liberties Union et al. byJonathan L. Abram, Christopher T. Handman, William H.Johnson, Steven R. Shapiro, andLisa Kemler;and for Michael R. Bromwich et al. byGeorge A. Cumming, Jr.,Charles D. Weis selberg, Stephen J. Schulhofer, Kirsten D.Levingston, Frederick A. O. Schwarz, Jr., andTomGerety. ↩
- "[T]he burden of showing admissibility rests, of course, on the prosecution."Brownv.Illinois,422 U.S. 590,604(1975). The prosecution bears the burden of proving, at least by a preponderance of the evidence, theMirandawaiver,Coloradov.Connelly,479 U.S. 157,169(1986), and the voluntariness of the confession,Legov.Twomey,404 U.S. 477,489(1972). ↩
- Emphasizing the impeachment exception to theMirandarule approved by this Court,Harrisv.NewYork,401 U.S. 222(1971), some training programs advise officers to omitMirandawarnings altogether or to continue questioning after the suspect invokes his rights. See,e.g., Police Law Manual 83 ("There is no need to give aMirandawarning before asking questions if . . . the answers given . . . will not be required by the prosecutor during the prosecution's case-in-chief"); California Commission on Peace Officer Standards and Training, Video Training Programs for California Law Enforcement, Miranda: Post-Invocation Questioning (broadcast July 11, 1996) ("We . . . have been encouraging you to continue to question a suspect after they've invoked theirMirandarights"); D. Zulawski D. Wicklander, Practical Aspects of Interview and Interrogation 50-51 (2d ed. 2002) (describing the practice of "[b]eachheading" as useful for impeachment purpose (emphasis deleted)); see also Weisselberg, SavingMiranda, 84 Cornell L. Rev. 109, 110, 132-139 (1998) (collecting California training materials encouraging questioning "outsideMiranda"). This training is reflected in the reported cases involving deliberate questioning after invocation ofMirandarights. See,e.g., California Attorneysfor Criminal Justicev.Butts,195 F.3d 1039,1042-1044(CA9 1999);Henryv.Kernan,197 F.3d 1021,1026(CA9 1999);Peoplev.Neal,31 Cal. 4th 63,68,72 P.3d 280,282(2003);Peoplev.Peevy,17 Cal. 4th 1184,1189,953 P.2d 1212,1215(1998). Scholars have noted the growing trend of such practices. See,e.g., Leo, Questioning the Relevance ofMirandain the Twenty-First Century, 99 Mich. L. Rev. 1000, 1010 (2001); Weisselberg, In the Stationhouse AfterDickerson, 99 Mich. L. Rev. 1121, 1123-1154 (2001).
It is not the case, of course, that law enforcement educators en masse are urging thatMirandabe honored only in the breach. See,e.g., C. O'Hara G. O'Hara, Fundamentals of Criminal Investigation 133 (7th ed. 2003) (instructing police to giveMirandawarnings before conducting custodial interrogation); F. Inbau, J. Reid, J. Buckley, Criminal Interrogation and Confessions 221 (3d ed. 1986) (hereinafter Inbau, Reid, Buckley) (same); J. Reid Assoc, Interviewing Interrogation: The Reid Technique 61 (1991) (same). Most police manuals do not advocate the question-first tactic, because they understand thatOregonv.Elstad,470 U.S. 298(1985), involved an officer's good-faith failure to warn. See,e.g., Inbau, Reid, Buckley 241 (Elstad's"facts as well as [its] specific holding" instruct that "where an interrogator has failed to administer theMirandawarnings in the mistaken belief that, under the circumstances of the particular case, the warnings were not required, . . . corrective measures . . . salvage an interrogation opportunity"). ↩ - See,e.g., United Statesv.Orso,266 F.3d 1030,1032-1033(CA9 2001) (en banc);Popev.Zenon,69 F.3d 1018,1023-1024(CA9 1995), overruled byOrso,supra; Cooperv.Dupnik,963 F.2d 1220,1224-1227,1249(CA9 1992) (en banc);United Statesv.Carter, 884 F. 2d 368, 373 (CA9 1989);United Statesv.Esquilin,208 F.3d 315,317(CA1 2000);Davisv.United States, 724 A. 2d 1163, 1165-1166 (D. C.App. 1998). ↩
- Respondent Seibert argues that her second confession should be excluded from evidence under the doctrine known by the metaphor of the "fruit of the poisonous tree," developed in theFourthAmendment context inWong Sunv.United States,371 U.S. 471(1963): evidence otherwise admissible but discovered as a result of an earlier violation is excluded as tainted, lest the law encourage future violations. But the Court inElstadrejected theWong Sunfruits doctrine for analyzing the admissibility of a subsequent warned confession following "an initial failure . . . to administer the warnings required byMiranda." Elstad,470 U.S., at 300. InElstad, "a simple failure to administer the warnings, unaccompanied by any actual coercion or other circumstances calculated to undermine the suspect's ability to exercise his free will," did not "so tain[t] the investigatory process that a subsequent voluntary and informed waiver is ineffective for some indeterminate period. ThoughMirandarequires that the unwarned admission must be suppressed, the admissibility of any subsequent statement should turn in these circumstances solely on whether it is knowingly and voluntarily made."Id., at 309.Elstadheld that "a suspect who has once responded to unwarned yet uncoercive questioning is not thereby disabled from waiving his rights and confessing after he has been given the requisiteMirandawarnings."Id., at 318. In a sequential confession case, clarity is served if the later confession is approached by asking whether in the circumstances theMirandawarnings given could reasonably be found effective. If yes, a court can take up the standard issues of voluntary waiver and voluntary statement; if no, the subsequent statement is inadmissible for want of adequateMirandawarnings, because the earlier and later statements are realistically seen as parts of a single, unwarned sequence of questioning. ↩
- It bears emphasizing that the effectivenessMirandaassumes the warnings can have must potentially extend through the repeated interrogation, since a suspect has a right to stop at any time. It seems highly unlikely that a suspect could retain any such understanding when the interrogator leads him a second time through a line of questioning the suspect has already answered fully. The point is not that a later unknowing or involuntary confession cancels out an earlier, adequate warning; the point is that the warning is unlikely to be effective in the question-first sequence we have described. ↩
- Because the intent of the officer will rarely be as candidly admitted as it was here (even as it is likely to determine the conduct of the interrogation), the focus is on facts apart from intent that show the question-first tactic at work. ↩
- We do not hold that a formal addendum warning that a previous statement could not be used would be sufficient to change the character of the question-first procedure to the point of rendering an ensuing statement admissible, but its absence is clearly a factor that blunts the efficacy of the warnings and points to a continuing, not a new, interrogation. ↩
- Because we find that the warnings were inadequate, there is no need to assess the actual voluntariness of the statement. ↩