Opinion · Supreme Court of the United States

Melendez-Diaz v. Massachusetts

557 U.S. 305

Type
Opinion
Court
Supreme Court of the United States
Jurisdiction
Federal
Date
2009-06-25
Topic
general

How later courts describe this case

  • holding that analysts’ affidavits reporting results of forensic analysis are testimonial statements for purposes of the Confrontation Clause
  • holding that a forensic laboratory report stating that a suspect substance was cocaine ranked as testimonial for purposes of the Confrontation Clause
  • holding that a statement is testimonial if the declarant would reasonably expect the statements to be used prosecutorially
  • holding that, under a “rather straightforward application of our holding in Crawford,” drug analyst affidavits were testimonial
  • holding that reports of chemical analyses were testimonial in nature, and subject to the Confrontation Clause requirements
  • holding that admission of laboratory report identifying substance was testimonial evidence and therefore accused had Sixth Amendment right to confront analyst who prepared it
  • ruling that admission of state laboratory report without opportunity to cross-examine the analysts who composed it violated confrontation clause
  • recognizing that instead of asserting confrontation rights regarding lab reports, counsel will often stipulate to the finding of the report in drug cases

Citator

UpLaw has not yet analyzed Melendez-Diaz v. Massachusetts. The absence of a flag is not a finding that it is good law.

Authority status
pending
Cited by
2763 opinions
Distinguished
1 times

Headnotes

  1. Criminal Law & Procedure — Confrontation Clause The Sixth Amendment's Confrontation Clause, made applicable to the States through the Fourteenth Amendment, guarantees a criminal defendant the right to be confronted with the witnesses against him. U.S. Const. amend. VI; *Pointer v. Texas*, 380 U.S. 400, 403 (1965)
  2. Criminal Law & Procedure — Confrontation Clause A witness's testimony against a defendant is inadmissible unless the witness appears at trial or, if the witness is unavailable, the defendant had a prior opportunity for cross-examination. *Crawford v. Washington*, 541 U.S. 36, 54 (2004)
  3. Criminal Law & Procedure — Confrontation Clause The core class of testimonial statements covered by the Confrontation Clause includes ex parte in-court testimony or its functional equivalent — such as affidavits, custodial examinations, prior testimony the defendant was unable to cross-examine, and similar pretrial statements declarants would reasonably expect to be used prosecutorially — as well as extrajudicial statements contained in formalized testimonial materials. *Crawford v. Washington*, 541 U.S. 36, 51–52 (2004)
  4. Criminal Law & Procedure — Confrontation Clause An affidavit is a declaration of facts written down and sworn to by the declarant before an officer authorized to administer oaths, and therefore falls within the core class of testimonial statements governed by the Confrontation Clause. *Crawford v. Washington*, 541 U.S. 36, 51 (2004)
  5. Criminal Law & Procedure — Confrontation Clause Certificates of state laboratory analysts reporting the results of forensic analysis of seized material are affidavits that are functionally identical to live, in-court testimony, and their admission without affording the defendant an opportunity to confront the analysts violates the Sixth Amendment; absent a showing that the analysts are unavailable and that the defendant had a prior opportunity to cross-examine them, the defendant is entitled to be confronted with the analysts at trial. *Crawford v. Washington*, 541 U.S. 36, 54 (2004); *Davis v. Washington*, 547 U.S. 813, 830 (2006)
  6. Criminal Law & Procedure — Confrontation Clause Statements are testimonial when made under circumstances that would lead an objective witness reasonably to believe the statement would be available for use at a later trial; neither the absence of interrogation nor the fact that a statement is not nearly contemporaneous with the events it reports alters its testimonial character. *Crawford v. Washington*, 541 U.S. 36, 52 (2004); *Davis v. Washington*, 547 U.S. 813, 822–823, n. 1, 830 (2006)
  7. Criminal Law & Procedure — Confrontation Clause The Sixth Amendment recognizes only two classes of witnesses — those against the defendant and those in his favor — and there is no third category of witnesses helpful to the prosecution who are immune from confrontation; the Clause is not limited to witnesses who observe the crime or human action related to it, and expert witnesses are not exempt from its scope. *Crawford v. Washington*, 541 U.S. 36, 51 (2004)
  8. Evidence — Business and Public Records Documents kept in the regular course of business may ordinarily be admitted despite their hearsay status, but they are not admissible under the business records exception if the regularly conducted business activity is the production of evidence for use at trial; analyst certificates, like police reports, are calculated for use essentially in the court rather than in the business, and public records expressly exclude, in criminal cases, matters observed by law enforcement personnel. Fed. R. Evid. 803(6), 803(8); *Palmer v. Hoffman*, 318 U.S. 109, 114 (1943)
  9. Criminal Law & Procedure — Confrontation Clause Business and public records are generally admissible absent confrontation not because they qualify under a hearsay exception, but because, having been created for the administration of an entity's affairs rather than for the purpose of establishing or proving some fact at trial, they are not testimonial. *Crawford v. Washington*, 541 U.S. 36, 56 (2004)
  10. Criminal Law & Procedure — Confrontation Clause The power to subpoena adverse witnesses under state law or the Compulsory Process Clause is no substitute for the right of confrontation, and the Confrontation Clause imposes a burden on the prosecution to present its witnesses, not on the defendant to bring adverse witnesses into court; the Clause may not be disregarded at the convenience of the courts to accommodate the necessities of trial. *Davis v. Washington*, 547 U.S. 813, 820 (2006); *Crawford v. Washington*, 541 U.S. 36, 54 (2004)
  11. Criminal Law & Procedure — Confrontation Clause The Confrontation Clause may not be relaxed merely because its requirements make the prosecution's task burdensome; dispensing with confrontation because testimony is obviously reliable is impermissible, and the Clause is a procedural guarantee that commands reliability be assessed through cross-examination rather than a substantive guarantee that evidence be reliable. *Crawford v. Washington*, 541 U.S. 36, 61–62 (2004)
  12. Criminal Law & Procedure — Confrontation Clause Forensic evidence is not uniquely immune from the risk of manipulation or error, and confrontation is one means of assuring accurate forensic analysis; serious deficiencies, including fraud, error, and documented instances of reporting test results never actually performed, have been found in the forensic evidence used in criminal trials.
  13. Criminal Law & Procedure — Chain of Custody The prosecution bears the obligation to establish the chain of custody of evidence sent for testing, but gaps in the chain normally go to the weight of the evidence rather than its admissibility, and it is generally not necessary that every person who handled the evidence testify; the fact that one person in control of a fungible substance does not testify does not, without more, render the substance or related testimony inadmissible. *United States v. Lott*, 854 F.2d 244, 250 (7th Cir. 1988)
  14. Criminal Law & Procedure — Confrontation Clause The Confrontation Clause does not alter the type or amount of evidence sufficient to sustain a conviction, and it does not require the prosecution to call as witnesses everyone whose testimony may be relevant to establishing the chain of custody, the authenticity of a sample, or the accuracy of a testing device. *Coy v. Iowa*, 487 U.S. 1012, 1021–1022 (1988)
  15. Criminal Law & Procedure — Confrontation Clause The Confrontation Clause does not prohibit the use of documents prepared in the regular course of equipment maintenance or medical reports created for treatment purposes, which are not testimonial.
  16. Criminal Law & Procedure — Waiver The right to confrontation may be waived, including by failure to object to the offending evidence, and States may adopt procedural rules governing the exercise of such objections, so long as those rules do not impose a burden on the defendant to bring adverse witnesses into court.
  17. Criminal Law & Procedure — Confrontation Clause The Confrontation Clause reaches only statements that are sufficiently formal to resemble the Marian examinations — such as affidavits, depositions, prior testimony, and confessions — and extrajudicial statements are implicated only insofar as they are contained in such formalized testimonial materials. *White v. Illinois*, 502 U.S. 346, 365 (1992) (Thomas, J., concurring); *Crawford v. Washington*, 541 U.S. 36 (2004)
  18. Criminal Law & Procedure — Right to Counsel In an adversary system of criminal justice, an indigent defendant charged with a crime cannot be assured a fair trial unless counsel is provided, and the Sixth Amendment right to counsel is fundamental and obligatory upon the States through the Fourteenth Amendment. *Gideon v. Wainwright*, 372 U.S. 335, 342, 344 (1963)
  19. Criminal Law & Procedure — Effective Assistance of Counsel A criminal defense lawyer has a professional duty to act as a zealous advocate and to represent the client zealously within the bounds of the law, and the Sixth Amendment's adversarial process requires that the accused have counsel acting in the role of an advocate; the right to effective assistance is the accused's right to require the prosecution's case to survive the crucible of meaningful adversarial testing. ABA Model Code of Professional Responsibility, Canon 7-1; *Anders v. California*, 386 U.S. 738, 743 (1967); *United States v. Cronic*, 466 U.S. 648, 656–657 (1984)
  20. Criminal Law & Procedure — Burden of Proof The prosecution must prove its case beyond a reasonable doubt without relying on presumptions or unreliable hearsay, and a conclusive presumption that would effectively eliminate intent as an ingredient of the offense is impermissible; the State must permit the defendant to challenge the analyst's result, and a defendant has the right to a meaningful opportunity to present a complete defense. *United States v. United States Gypsum Co.*, 438 U.S. 422, 446 (1978); *Morissette v. United States*, 342 U.S. 246, 274–275 (1952); *Holmes v. South Carolina*, 547 U.S. 319, 331 (2006)
  21. Criminal Law & Procedure — Confrontation Clause One purpose of the Confrontation Clause is to impress upon witnesses the gravity of their conduct, so that a witness brought face to face with the person his or her words condemn might refine, reformulate, reconsider, or even recant earlier statements; a further purpose is to guard against the danger of distorted or coerced recollections by bringing interrogation into the more neutral and public forum of the courtroom. *Coy v. Iowa*, 487 U.S. 1012, 1019–1020 (1988); *Maryland v. Craig*, 497 U.S. 836, 869–870 (1990) (Scalia, J., dissenting)