Opinion · Supreme Court of the United States
Mason City & Fort Dodge Railroad v. Boynton
27 S. Ct. 321
- Type
- Opinion
- Court
- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 1907-02-25
- Topic
- general
Mr. Justice Holmes, after making the foregoing statement, delivered the opinion of the court. In Madisonville Traction Co. v. Saint Bernard Mining Co., 196 U. S. 239, it was decided that proceedings of this character could be removed to the United States Circuit Court.
Citator
- Cited by
- 47 opinions
MASON CITY R.R. CO.v. BOYNTON,204 U.S. 570(1907)
27 S.Ct. 321
MASON CITY AND FORT DODGE RAILROAD COMPANYv. BOYNTON.
CERTIFICATE FROM THE CIRCUIT COURT OF APPEALS FOR THE EIGHTH CIRCUIT.
No. 170.
Argued January 22, 23, 1907.
Decided February 25, 1907.
THIS case comes here on the following certificate:
"The United States Circuit Court of Appeals for the Eighth
Circuit, sitting at the City of St. Louis, Missouri, on the
eighth day of December, A.D. 1905, certifies that the record on
file in the above entitled cause, which is pending in such court
upon a writ of error duly issued to review a judgment rendered in
such cause in favor of the defendant in error in the Circuit
Court of the United States for the Southern District of Iowa,
discloses the following:
"The Code of Iowa, 1897, in a chapter relating to the taking
of private property for works of internal improvement, including
the construction and repair of railways, contains the following:
Page 571
"`SEC. 1999. If the owner of any real estate necessary to be
taken for either of the purposes mentioned in this chapter
refuses to grant the right of way or other necessary interest in
said real estate required for such purposes, or if the owner and
the corporation cannot agree upon the compensation to be paid for
the same, the sheriff of the county in which such real estate may
be situated shall, upon written application of either party,
appoint six freeholders of said county not interested in the same
or a like question, who shall inspect said real estate, and
assess the damages which said owner will sustain by the
appropriation of his land for the use of said corporation, and
make report in writing to the sheriff of said county; and, if the
corporation shall, at any time before it enters upon said real
estate for the purpose of constructing said railway, pay to the
sheriff, for the use of the owner, the sum so assessed and
returned to him as aforesaid, it may construct and maintain its
railway over and across such premises.'
"`SEC. 2009. Either party may appeal from such assessment to
the District Court within thirty days after the assessment is
made, by giving the adverse party, or, if such party is the
corporation, its agent or attorney, and the sheriff notice in
writing that such appeal has been taken. The sheriff shall
thereupon file a certified copy of so much of the appraisement as
applies to the part appealed from, and said court shall try the
same as in an action by ordinary proceedings. The land owner
shall be plaintiff and the corporation defendant.
"`SEC. 2010. An appeal shall not delay the prosecution of work
upon said railway, if said corporation pays or deposits with the
sheriff the amount assessed. The sheriff shall not pay such
deposit over to the person entitled thereto after the service of
notice of appeal, but shall retain the same until the
determination thereof. . . .
"`SEC. 2011. On the trial of the appeal no judgment shall be
rendered except for costs. The amount of damages shall be
ascertained and entered of record, and if no money has
Page 572
been paid or deposited with the sheriff the corporation shall pay
the amount so ascertained, or deposit the same with the sheriff
before entering upon the premises. Should the corporation decline
to take the property and pay the damages awarded on final
determination of the appeal, then it shall pay, in addition to
the costs and damages actually suffered by the land owner, a
reasonable attorney's fee, to be taxed by the court.
"`SEC. 2012. If, on the trial of the appeal, the damages
awarded by the commissioners are increased, the corporation shall
pay or deposit with the sheriff the whole amount of damages
awarded before entering on or using or controlling the premises.
The sheriff, upon being furnished with a certified copy of the
assessment, may remove said corporation, and all persons acting
for or under it, from said premises, unless the amount of the
assessment is forthwith paid or deposited with him.
"`SEC. 2013. If the amount awarded by the commissioners is
decreased on the trial of the appeal, the reduced amount only
shall be paid the landowners.'
"Section 3497 of the Code of Iowa, 1897, also provides:
"`An action may be brought against any railroad corporation, .
. . in any county through which such road or line passes or is
operated.'
"The Mason City and Fort Dodge Railroad Company, plaintiff in
error, hereinafter called railroad company, was a railroad
corporation organized and existing under the laws of the State of
Iowa, and as such entitled to avail itself of the provisions of
the foregoing statutes of Iowa. C.D. Boynton, defendant in error,
hereinafter called the owner, was the owner of certain lots of
ground in the Town of Carroll, Carroll County, in the State of
Iowa, and was at all times mentioned herein a citizen of the
State of Missouri. Prior to February 18, 1902, the railroad
company, requiring Boynton's lots as a right of way for the
construction of its railroad, filed an application in the office
of the sheriff of Carroll County, asking
Page 573
for the appointment of six freeholders to inspect the lots and
assess the damages which the owner would sustain by the
appropriation of his lots for the use of the railroad company. On
February 18, 1902, the commissioners were duly appointed by the
sheriff and made their report, assessing the owner's damages
occasioned by the appropriation of his lots by the railroad
company at $4,750.00.
"On the same day the railroad company paid the sheriff that
amount of money for the use of the owner.
"Afterwards, and within the time fixed by the state statute,
the owner appealed from the commissioners' award to the District
Court of Carroll County. In due time, the owner filed in the last
mentioned court a petition for the removal of the cause into the
Circuit Court of the United States for the Western Division of
the Southern District of Iowa, on the ground of diversity in
citizenship. In his petition and bond to secure such removal the
owner referred to and treated himself as the defendant, and
referred to and treated the railroad company as the plaintiff, in
the case.
"In due course the cause came on for hearing in the Circuit
Court, when the parties, by a written stipulation filed with the
clerk, waived a jury and agreed to try the case to the court.
Both parties introduced evidence and fully submitted themselves
to the jurisdiction of the court (if they could do so). The trial
resulted in an assessment of the owner's damages at $11,445, and
in a judgment against the railroad company for costs, including a
fee of $300 for the owner's attorneys. In due time the railroad
company regularly sued out a writ of error to the end that the
record and proceedings in the Circuit Court might be reviewed by
this court. The assignment of errors which accompanied the
petition for the writ of error alleged that the Circuit Court
erred in ascertaining and fixing the amount of damages to be paid
by the railroad company for its appropriation of the owner's
lots, in that there was an entire absence of evidence to support
the award and finding. At no time during the pendency of the
proceedings
Page 574
in the Circuit Court did the railroad company question the
jurisdiction of that court or the right of the owner to remove
the cause into that court, but both parties participated in the
trial up to a final judgment, and in the proceeding to secure a
writ of error, as if there was no question of jurisdiction in the
case. Not until the railroad company filed its brief in this
court was the jurisdiction of the Circuit Court in any manner
challenged. But in its brief, as also in the oral argument made
in its behalf, the chief point relied upon by the railroad
company to secure a reversal of the finding and judgment of the
Circuit Court, is that the owner was the plaintiff in said cause
and proceeding, and did not have the right to remove the same
into the Circuit Court and that therefore that court could not
entertain jurisdiction thereof.
"And the Circuit Court of Appeals for the Eighth Circuit
further certifies that the following questions of law are
presented in this cause, that their decision is indispensable to
a decision of the cause, and that to the end that such court may
properly decide the issues of law so presented it desires the
instruction of the Supreme Court of the United States upon such
questions, to wit:
"1. Was the land owner a defendant within the meaning of the
removal statute, when the suit was removed into the Circuit
Court?
"2. If the land owner was not a defendant, within the meaning
of the removing statute, could the Circuit Court take cognizance
of the suit through a removal by him? Stated in other words, the
question is this: Is the provision of the removal statute, to the
effect that the removal, on the ground of diverse citizenship,
may be `by the defendant or defendants therein, being
non-residents of that State,' restrictive and jurisdictional in
the sense that cognizance of the suit can be taken by the Circuit
Court through a removal only when it is by the defendant, or is
the provision only modal and formal in the sense that
non-compliance therewith, or non-conformity thereto, may be
waived?
Page 575
"3. Is the judicial proceeding which the land owner is
authorized by the statutes of Iowa to initiate in the District
Court of the State, by way of a so-called appeal from the
assessment of the commissioners selected by the sheriff, a suit
which can be originally instituted in the Circuit Court of the
United States, when the citizenship of the parties and the sum or
value of the matter in dispute are such as to make the suit
otherwise cognizable in that court?
"4. If the Circuit Court could not have taken cognizance of
the suit through the removal by the land owner, and if the
Circuit Court could have taken cognizance of the suit through its
original institution in that court after the assessment by the
commissioners, did the parties by appearing in the Circuit Court
and there litigating to a final conclusion the matter in dispute,
without any objection to the jurisdiction of the court or to the
manner in which its jurisdiction was invoked, authorize the
Circuit Court to exercise jurisdiction and to proceed to final
judgment in like manner and with like effect as if the suit had
been originally instituted in that court, the citizenship of the
parties and the sum or value of the matter in dispute being such
as to make the suit otherwise cognizable in that court?"
The landowner was plaintiff within the meaning of the removal statute, when the suit was removed into the Circuit Court.
The corporation seeking to condemn real estate is in fact the defendant, and occupies a position analogous to that of a defendant in a case brought to recover the value of real estate which has been appropriated. This is the case where there is nothing left to contest but the value of the real estate taken.Page 576
When the case was transferred to the District Court by appealing from the award of the commissioners, it took, under the statutes of the State, the form of a suit at law, and was thenceforth subject to its ordinary rules and incidents. No other question was open to contest in the state District Court.Turnerv.Holeran,11 Minn. 253;Mississippi BoomCompanyv.Patterson,98 U.S. 403;Meyersv.C. N.W.,118 Iowa 312; §§ 1999, 2009, 2010, 2011 of the Code (1897) of Iowa.Mr. Benjamin I. Salinger, for Boynton:
Within the meaning of the removal act, this land-owner was not a plaintiff, and no case holds that he is exceptMyersv.Railway,118 Iowa 312, andKirbyv.Railway, 106 F. 552.
The non-resident landowner may remove before he appeals to the state court from award made.Railwayv.Day, 54 F. 545;Traction Co. v.Mining Co.,196 U.S. 249.
While state laws, and decisions by state courts of last resort, may, as to litigants who remain in the courts of the State, settle, arbitrarily, who is plaintiff, neither a legislature nor such courts may, directly or indirectly, abridge the right to remove to the Federal court in a case of which that court has original, concurrent jurisdiction.Hessv.Reynolds,113 U.S. 73;Myersv.Railway,118 Iowa 312,321;Terminal Co. v.Ry., 119 F. 209;Searlev.District,124 U.S. 197;Traction Co. v.Mining Co.,196 U.S. 249;Reaganv.Loan Co.,154 U.S. 391.
What is removable in one State must be so in every other; and a State may not vary the standard of removability by making proceedings which affect the property rights of a non-resident unlike what suits usually are. Casessupra.
While the Federal courts will, in such cases as plaintiff in error cites, follow the decisions of the highest state courts, even where the soundness of such decisions is not approved, this rule does not apply to state decisions that directly orPage 577indirectly tend to abridge the jurisdiction of the Federal courts. Casessupra.
While it has been settled that certain instances of seeking to increase an award are equivalent to beginning suit to obtain pay for land appropriated, this does not necessarily settle that every non-resident landowner who appeals from a condemnation award is a plaintiff within the meaning of the removal act, and the cases that so defined the beginning of suit did not, and had no occasion to, hold that such owner was such plaintiff.
If it may be claimed that some of the cases so defining the beginning of suit do hold that the appealing landowner was a plaintiff, they do so on the theory that his appeal could not and did not present anything but the question of compensation.
Under the statutes of Iowa such appeal could also present whether conditions existed which, under such statutes warranted condemnation proceedings.Terminal Co. v.Railway Co., 19 F. 209.
Under those statutes the condemnation at bar was sufficiently a judicial proceeding to make the one who instituted it, rather than the owner who appealed from the award, the plaintiff.Traction Co. v.Mining Co.,196 U.S. 241;Boom Co. v.Patterson,98 U.S. 404;Searlev.District,124 U.S. 199,200.
Had the Iowa statutes done less than to make the proceedings on condemnation sufficiently judicial to allow a hearing on whether the right to condemn existed, and confined them to the mere right to have compensation ascertained, there would have been a denial of due process of law.Traction Co. v.MiningCo.,196 U.S. 251,252.
While consent cannot give jurisdiction, if one party assert the facts necessary to jurisdiction and they are not put in issue, and if a court competent to try the question whether jurisdiction exists, decides that it does, it is an adjudication that jurisdiction exists.Page 578
While judicial decisions can not create jurisdiction in the tribunal that decides what jurisdiction a court, competent to try the question of fact or law involved, can, by deciding that another court has jurisdiction, preclude inquiry into said jurisdiction unless the decision is directly attacked.RailwayCo. v.Daughtry,138 U.S. 298;Cablev.Ry., 88 F. 803;Connellv.Smiley,156 U.S. 335;Daviesv.Lathrop, 13 F. 565;Railwayv.Ramsey, 22 Wall. 322;Simsv.Hundley, 6 How. 1;De Sobreyv.Nicholson, 3 Wall. 420;Goodnowv.Burrows,74 Iowa 266;Kirbyv.Railway Co., 106 F. 552.
While the order of the state court granting a removal will not avail against conflicting action on part of the Federal courts, if such order is neither appealed from nor nullified by the court to which the removal is taken, such order of the state court, as against collateral attack, establishes conclusively that there was jurisdiction to remove.Telegraph Co. v.Griffith(Ga.),30 S.E. 420; Dillon's Rem. of Causes (5th ed.), 174; Black, Dillon Rem. par. 191;Removal Cases,100 U.S. 474;Stonev.South Carolina,117 U.S. 430;Bankv.Dodge,42 N.J.L. 316;Walkerv.O'Neil, 38 F. 374;Goodnowv.Burrows,74 Iowa 266.
But this court must construe the Act of Congress regarding removal. And it is obvious that the word defendant as there used is directed toward more important matters than the burden of proof or the right to open and close. It is quite conceivable that a state enactment might reverse the names which for the purposes of removal this court might think the proper ones to be applied. In condemnation proceedings the words plaintiff and defendant can be used only in an uncommon and liberal sense. The plaintiff complains of nothing. The defendant denies no past or threatened wrong. Both parties are actors: one to acquire title, the other to get as large pay as he can. It is not necessary in order to decide that the present removal was right to say that the state decision was wrong. We leave the latter question where we find it. But we are of opinion that the removal in this case was right for reasons which it will not take long to state.
It is said the proceedings only become a case, within the meaning of the Act of Congress, after the preliminary assessment and the appeal, and that then the landowner is in the position of one demanding pay for property which he has lost. If we take a general view of the Iowa statutes, this conclusion is not correct. The railroad might have taken the appeal. If it had, the landowner would have been on the defensive in endeavoring at least to uphold the assessment, but he would have been called the plaintiff none the less. Whichever party appeals, it is not true that the landowner is seeking pay for what he has lost. By § 2011 the railroad is free to decline to take the property if it thinks the price too large. Even if, as in this case, it deposits the amountPage 580first assessed with the sheriff, the latter is not to pay it over until the determination of the appeal. Sec. 2010. We see no reason to suppose that the deposit impairs the railroad's right to withdraw, although the Supreme Court of Iowa says,ubisupra, that by payment and entry the railroad appropriates the land. See § 2013. Probably, too, the position of the parties under the Act of Congress should be determined upon general considerations without regard to what has happened. Looked at as a whole, the Iowa statutes provide a process by which railroads and others may acquire land for their purposes which the owner refuses to sell. The first step is the valuation. Whether it is part of the case or not, it is a necessary condition to the proceedings in court. Against the will of the owner the title to the land is not acquired until the case is decided and the price paid. The intent of the railroad to get the land is the mainspring of the proceedings from beginning to end, and the persistence of that intent is the condition of their effect. The State is too considerate of the rights of its citizens to take from them their land in exchange for a mere right of action. The land is not lost until the owner is paid. Therefore, in a broad sense, the railroad is the plaintiff, as the institution and continuance of the proceedings depend upon its will.HudsonRiver Railroad Terminal Co. v.Day, 54 F. 545.
It is not argued that this is any the less a suit because the railroad is free to decline to take the property. The adjudication fixes the right of the railroad to take the land at the price adjudged, and charges it with costs and attorney's fees taxed by the court, in case it elects not to take. The question is not discussed inMadisonville Traction Co. v.Saint BernardMining Co.,196 U.S. 239, where, if there had been anything in it, possibly it might have been raised.
As what we have said is sufficient to dispose of the matter of the certificate, we think it unnecessary to consider other arguments, or to answer any question but the first.The first question is answered, Yes.Page 581