Opinion · Supreme Court of the United States
Manson v. Brathwaite
53 L. Ed. 2d 140
- Type
- Opinion
- Court
- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 1977-06-16
- Topic
- general
holding that a "totality of the circumstances" test must be applied to in-court identifications following suggestive pretrial lineups | holding that a “totality of the circumstances” test must be applied to in- court identifications following suggestive pretrial lineups | holding that suggested use of display of reasonable number of per- sons would have been better than single photograph, but finding iden- tification reliable | holding that, if police procedures are unduly suggestive, identification will be excluded if its reliability does not outweigh corrupting influence of suggestive procedure | concluding that “reliability is 19 the linchpin in determining the admissibility of identification testimony” and identifying certainty 20 as a factor to consider | concluding that “liability is the linchpin in determining the 12 admissibility of identification testimony” and identifying certainty as a factor to consider | concluding that reliability is the “linchpin” in ascertaining admissibility of identification evidence | holding that “reliability is the linchpin in determining the admissibility of identification testimony.” | holding that suggestive lineups violate due process unless they possess independent indicia of reliability | holding that a determination regarding the reliability, i.e., correctness, of an identification procedure turns on whether the process was imper-missibly suggestive and therefore created a substantial likelihood of irreparable misiden-tification | concluding that “reliability is the linchpin in determining the admissibility of identification testimony” | holding that due process challenges to identification procedures are reviewed using the Biggers test | holding that due process challenges to identification procedures are reviewed using the Biggers test | holding that due process challenges to identification procedures are reviewed using the Biggers test | holding that due process challenges to identification procedures are reviewed using the Biggers test | holding that due process challenges to identification procedures are reviewed using the Biggers test | holding that due process challenges to identification procedures are reviewed using the Biggers test | holding that due process challenges to identification procedures are reviewed using the Biggers test | holding that due process challenges to identification procedures are reviewed using the Biggers test | recognizing due process violation when suggestive identification procedures create "a very substantial likelihood of irreparable mis-identification" | concluding that reliability is the linchpin for determining the admissibility of identification testimony | holding that there was no "suggestive pre-trial procedure arranged by police" when the witness saw the defendant's photos on a local news website before she viewed the photographs in a police lineup | finding that indicators of a police officer’s ability to make an accurate identification were not outweighed by the corrupting effect of a single-photograph identification | holding that “reliability is the linchpin in determining the admissibility of identification testimony” | stating that the central question is “whether under the totality of the circumstances the identification was reliable even though the [identification] procedure was suggestive” | noting that police officers can be “expected to pay scrupulous attention to detail” as eyewitnesses | suggesting that for evidence to be excluded as unreliable, it must reach a certain level of unreliability | explaining that short of a “very substantial likelihood of irreparable misidentification .... such evidence is for the jury to weigh” | stating that evidence of defendant’s guilt “plays no part in our analysis” of identification’s reliability | noting that “[j]uries are not so susceptible that they cannot measure 10 intelligently the weight of identification testimony that has some questionable feature” | stating that “identifications
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delivered the opinion of the Court.
This case presents the issue as to whether the Due Process Clause of the Fourteenth Amendment compels the exclusion, in a state criminal trial, apart from any consideration of reliability, of pretrihl identification evidence obtained by a police procedure that was both suggestive and unnecessary. This Court’s decisions in Stovall v. Denno, 388 U. S. 293 (1967), and Neil v. Biggers, 409 U. S. 188 (1972), are particularly implicated.
I
Jimmy D. Glover, a full-time trooper of the Connecticut State Police, in 1970 was assigned to the Narcotics Division in an undercover capacity. On May 5 of that year, about
Glover and Brown then left the building. This was about eight minutes after their arrival. Glover drove to headquarters where he described the seller to D’Onofrio and Gaffey. Glover at that time did not know the identity of the seller. Id., at 36. He described him as being “a colored man, approximately five feet eleven inches tall, dark complexion, black hair, short Afro style, and having high cheekbones, and of heavy build. He was wearing at the time blue pants and a plaid shirt.” Id., at 36-37. D’Onofrio, suspecting from this description that respondent might be the seller, obtained a photograph of respondent from the Records Division of the Hartford Police Department. He left it at Glover’s office. D’Onofrio was not acquainted with respondent personally, but did know him by sight and had seen him “[s]everal times” prior to May 5. Id., at 63-65. Glover, when alone, viewed the photograph for the first time upon his return to headquarters on May 7; he identified the person shown as the one from whom he had purchased the narcotics. Id., at 36-38.
The toxicological report on the contents of the glassine bags revealed the presence of heroin. The report was dated July 16, 1970. Id., at 75-76.
Respondent was arrested on July 27 while visiting at the apartment of a Mrs. Ramsey on the third floor of 201 West-land. This was the apartment at which the narcotics sale had taken place on May 5.4
Respondent was charged, in a two-count information, with possession and sale of heroin, in violation of Conn. Gen. Stat. (Rev. of 1958, as amended in 1969), §§ 19-481a and 19-480a
No explanation was offered by the prosecution for the failure to utilize a photographic array or to conduct a lineup.
Respondent, who took the stand in his own defense, testified that on May 5, the day in question, he had been ill at his Albany Avenue apartment (“a lot of back pains, muscle spasms ... a bad heart . . . high blood pressure . . . neuralgia in my face, and sinus,” id., at 106), and that at no time on that particular day had he been at 201 Westland. Id., at 106, 113-114. His wife testified that she recalled, after her husband had refreshed her memory, that he was home all day on May 5. Id., at 164-166. Doctor Wesley M. Vietzke, an internist and assistant professor of medicine at the University of Connecticut, testified that respondent had consulted him on April 15, 1970, and that he took a medical history from him, heard his complaints about his back and facial pain, and discovered that he had high blood pressure. Id., at 129-131. The physician found respondent, subjectively, “in great discomfort.” Id., at 135. Respondent in fact underwent surgery for a herniated disc at L5 and SI on August 17. Id., at 157.
The jury found respondent guilty on both counts of the information. He received a. sentence of not less than six nor
Fourteen months later, respondent filed a petition for ha-beas corpus in the United States District Court for the District of Connecticut. He alleged that the admission of the identification testimony at his state trial deprived him of due process of law to which he was entitled under the Fourteenth Amendment. The District Court, by an unreported written opinion based on the court’s review of the state trial transcript,6 dismissed respondent’s petition. On appeal, the United States Court of Appeals for the Second Circuit reversed, with instructions to issue the writ unless the State gave notice of a desire to retry respondent and the new trial occurred within a reasonable time to be fixed by the District Judge.7 527 F. 2d 363 (1975).
In brief summary, the court felt that evidence as to the photograph should have been excluded, regardless of relia
II
Stovall v. Denno, supra, decided in 1967, concerned a petitioner who had been convicted in a New York court of murder. He was arrested the day following the crime and was taken by the police to a hospital where the victim’s wife, also wounded in the assault, was a patient. After observing Stovall and hearing him speak, she identified him as the murderer. She later made an in-court identification. On federal habeas, Stovall claimed the identification testimony violated his Fifth, Sixth, and Fourteenth Amendment rights. The District Court dismissed the petition, and the Court of Appeals, en banc, affirmed. This Court also affirmed. On the identification issue, the Court reviewed the practice of showing a suspect singly for purposes of identification, and the claim that this was so unnecessarily suggestive and conducive to irreparable mistaken identification that it constituted a denial of due process of law. The Court noted that the practice “has been widely condemned,” 388 U. S., at 302, but it concluded that “a claimed violation of due process of law in the conduct of a confrontation depends on the totality of the circumstances surrounding it.” Ibid. In that case, showing Stovall to.the victim’s spouse “was imperative.” The Court then quoted the observations of the Court of Appeals, 355 F. 2d 731, 735 (CA2 1966), to the effect that the spouse was the only person who could possibly exonerate the accused; that the hospital was not far from the courthouse and jail; that no one knew how long she might live; that she was not able to visit the jail; and that taking Stovall to the hospital room was the only feasible procedure, and, under the circumstances, “ 'the usual police station line-up . . . was out of the question.’ ” 388 U. S., at 302.
Biggers well might be seen to provide an unambiguous answer to the question before us: The admission of testimony concerning a suggestive and unnecessary identification procedure does not violate due process so long as the identification possesses sufficient aspects of reliability.9 In one passage,
Ill
In the present case the District Court observed that the “sole evidence tying Brathwaite to the possession and sale of the heroin consisted in his identifications by the police undercover agent, Jimmy Glover.” App. to Pet. for Cert. 6a. On the constitutional issue, the court stated that the first inquiry was whether the police used an impermissibly suggestive procedure in obtaining the out-of-court identification. If so, the second inquiry is whether, under all the circumstances, that suggestive procedure gave rise to a substantial likelihood of irreparable misidentification. Id., at 9a. Biggers and Simmons were cited. The court noted that in the Second Circuit, its controlling court, it was clear that “this type of identification procedure [display of a single photograph] is impermissibly
The Court of Appeals confirmed that the exhibition of the single photograph to Glover was “impermissibly suggestive,” 527 F. 2d, at 366, and felt that, in addition, “it was unnecessarily so.” Id., at 367. There was no emergency and little urgency. The court said that prior to the decision in Biggers, except in cases of harmless error, “a conviction secured as the result of admitting an identification obtained by impermissibly suggestive and unnecessary measures could not stand.” Ibid. It noted what it felt might be opposing inferences to be drawn from passages in Biggers, but concluded that the case preserved the principle “requiring the exclusion of identifications resulting from 'unnecessarily suggestive confrontation’ ” in post-Stovall situations. 527 F. 2d, at 368. The court also concluded that for -post-Stovall identifications, Biggers had not changed the existing rule. Thus: “Evidence of an identification unnecessarily obtained by impermissibly
IY
Petitioner at the outset acknowledges that “the procedure in the instant case was suggestive [because only one photograph was used] and unnecessary” [because there was no emergency or exigent circumstance]. Brief for Petitioner 10; Tr. of Oral Arg. 7. The respondent, in agreement with the Court of Appeals, proposes a per se rule of exclusion that he claims is dictated by the demands of the Fourteenth Amendment’s guarantee of due process. He rightly observes that this is the first case in which this Court has had occasion to rule upon strictly post-Stovall out-of-court identification evidence of the challenged kind.
The second, or more lenient, approach is one that continues to rely on the totality of the circumstances. It permits the admission of the confrontation evidence if, despite the suggestive aspect, the out-of-court identification possesses certain features of reliability. Its adherents feel that the per se approach is not mandated by the Due Process Clause of the Fourteenth Amendment. This second approach, in contrast to the other, is ad hoc and serves to limit the societal costs imposed by a sanction that excludes relevant evidence from consideration and evaluation by the trier of fact. See United States ex rel. Kirby v. Sturges, 510 F. 2d 397, 407-408 (CA7) (opinion by Judge, now Mr. Justice, Stevens), cert. denied, 421 U. S. 1016 (1975); Stanley v. Cox, 486 F. 2d 48
in writing for the Seventh Circuit in Kirby, supra, observed: “There is surprising unanimity among scholars in regarding such a rule [the per se approach] as essential to avoid serious risk of miscarriage of justice.” 510 F. 2d, at 405. He pointed out that well-known federal judges have taken the position that “evidence of, or derived from, a showup identification should be inadmissible unless the prosecutor can justify his failure to use a more reliable identification procedure.” Id., at 406. Indeed, the ALI Model Code of Pre-Arraignment Procedure §§ 160.1 and 160.2 (1975) (hereafter Model Code) frowns upon the use of a showup or the display of only a single photograph.
The respondent here stresses the same theme and the need for deterrence of improper identification practice, a factor he regards as pre-eminent. Photographic identification, it is said, continues to be needlessly employed. He notes that the legislative regulation “the Court had hoped [United States v.] Wade[, 388 U. S. 218, 239 (1967),] would engender,” Brief for Respondent 15, has not been forthcoming. He argues that a totality rule cannot be expected to have a significant deterrent impact; only a strict rule of exclusion will have direct and immediate impact on law enforcement agents. Identification evidence is so convincing to the jury that sweeping exclusionary rules are required. Fairness of the trial is threatened by suggestive confrontation evidence, and thus, it is said, an exclusionary rule has an established constitutional predicate.
There are, of course, several interests to be considered and taken into account. The driving force behind United States v. Wade, 388 U. S. 218 (1967), Gilbert v. California, 388
The second factor is deterrence. Although the per se approach has the more significant deterrent effect, the totality approach also has an influence on police behavior. The police will guard against unnecessarily suggestive procedures under the totality rule, as well as the per se one, for fear that their actions will lead to the exclusion of identifications as unreliable.12
The third factor is the effect on the administration of justice. Here the per se approach suffers serious drawbacks. Since it denies the trier reliable evidence, it may result, on occasion, in the guilty going free. Also, because of its rigidity, the per se approach may make error by the trial judge more likely than the totality approach. And in those cases in which the admission of identification evidence is error under the per se approach but not under the totality approach—
It is true, as has been noted, that the Court in Biggers referred to the pr e-Stovall character of the confrontation in that case. 409 U. S., at 199. But that observation was only one factor in the judgmental process. It does not translate into a holding that post-Stovall confrontation evidence automatically is to be excluded.
The standard, after all, is that of fairness as required by the Due Process Clause of the Fourteenth Amendment. See United States v. Lovasco, 431 U. S. 783, 790 (1977); Rochin v. California, 342 U. S. 165, 170-172 (1952). Stovall, with its reference to “the totality of the circumstances,” 388 U. S., at 302, ,and Biggers, with its continuing stress on the same totality, 409 U. S., at 199, did not, singly or together, establish a strict exclusionary rule or new standard of due process. Judge Leventhal, although speaking pre-Biggers and of a pr e-Wade situation, correctly has described Stovall as protecting an evidentiary interest and, at the same time, as recognizing the limited extent of that interest in our adversary system.14
V
We turn, then, to the facts of this case and apply the analysis:
1. The opportunity to view. Glover testified that for two to three minutes he stood at the apartment door, within two feet of the respondent. The door opened twice, and each time the man stood at the door. The moments passed, the conversation took place, and payment was made. Glover looked directly at his vendor. It was near sunset, to be sure, but the sun had not yet set, so it was not dark or even dusk or twilight. Natural light from outside entered the hallway through a window. There was natural light, as well, from inside the apartment.
3. The accuracy of the description. Glover’s description was given to D’Onofrio within minutes after the transaction. It included the vendor’s race, his height, his build, the color and style of his hair, and the high cheekbone facial feature. It also included clothing the vendor wore. No claim has been made that respondent did not possess the physical characteristics so described. D’Onofrio reacted positively at once. Two days later, when Glover was alone, he viewed the photograph D’Onofrio produced and identified its subject as the narcotics seller.
4. The witness’ level of certainty. There is no dispute that the photograph in question was that of respondent. Glover, in response to a question whether the photograph was that of the person from whom he made the purchase, testified: “There is no question whatsoever.” Tr. 38. This positive assurance was repeated. Id., at 41-42.
5. The time between the crime and the confrontation. Glover’s description of his vendor was given to D’Onofrio
These indicators of Glover’s ability to make an accurate identification are hardly outweighed by the corrupting effect of the challenged identification itself. Although identifications arising from single-photograph displays may be viewed in general with suspicion, see Simmons v. United States, 390 U. S., at 383, we find in the instant case little pressure on the witness to acquiesce in the suggestion that such a display entails. D’Onofrio had left the photograph at Glover’s office and was not present when Glover first viewed it two days after the event. There thus was little urgency and Glover could view the photograph at his leisure. And since Glover examined the photograph alone, there was no coercive pressure to make an identification arising from the presence of another. The identification was made in circumstances allowing care and reflection.
Although it plays no part in our analysis, all this assurance as to the reliability of the identification is hardly undermined by the facts that respondent was arrested in the very apartment where the sale had taken place, and that he acknowledged his frequent visits to that apartment.15
Surely, we cannot say that under all the circumstances of this case there is “a very substantial likelihood of irreparable misidentification.” Id., at 384. Short of that point, such evidence is for the jury to weigh. We are content to rely upon the good sense and judgment of American juries, for evidence with some element of untrustworthiness is customary grist for the jury mill. Juries are not so susceptible that they cannot measure intelligently the weight of identification testimony that has some questionable feature.
We conclude that the criteria laid down in Biggers are to be applied in determining the admissibility of evidence offered by the prosecution concerning a post-Stovall identification, and that those criteria are satisfactorily met and complied with here.
The judgment of the Court of Appeals is reversed.
It is so ordered.
The references are to the transcript of the trial in the Superior Court of Hartford County, Conn. The United States District Court, on federal habeas, pursuant to agreement of the parties, Tr. of Oral. Arg. 23, conducted no evidentiary hearing.
It appears that the door on which Glover knocked may not have been that of the Cicero apartment. Petitioner concedes, in any event, that the transaction effected “was with some other person than had been intended.” Id., at 4.
This was Glover’s testimony. Brown later was called as a witness for the prosecution. He testified on direct examination that, due to his then use of heroin, he had no clear recollection of the details of the incident. Tr. 81-82. On cross-examination, as in an interview with defense counsel the preceding day, he said that it was a woman who opened the door, received the money, and thereafter produced the narcotics. Id., at 84, 86--87. On redirect, he acknowledged that he was using heroin daily at the time, that he had had some that day, and that there was “an inability to recall and remember events.” Id., at 88-89.
Respondent testified: “Lots of times I have been there before in that building.” He also testified that Mrs. Ramsey was a friend of his wife, that her apartment was the only one in the building he ever visited, and that he and his family, consisting of his wife and five children, did not live there but at 453 Albany Avenue, Hartford. Id,., at 111-113.
These statutes have since been amended in ways that do not affect' the present litigation. See 1971 Conn. Pub. Acts 812, § 1; 1972 Conn. Pub. Acts 278, §§25 and 26; Conn. Pub. Acts 73-137, § 10; Conn. Pub. Acts 74-332, §§ 1 and 3; Conn. Pub. Acts 75-567, § 65.
Neither party submitted a request to the District Court for an independent factual hearing on respondent’s claims. See n. 1, supra.
Although no objection was made in the state trial to the admission of the identification testimony and the photograph, the issue of their propriety as evidence was raised on the appeal to the Supreme Court of Connecticut. Petitioner has asserted no claims related to the failure of the respondent either to exhaust state remedies or to make contemporaneous objections. The District Court and the Court of Appeals, each for a somewhat different reason, App. to Pet. for Cert. 7a-8a; 527 F. 2d, at 366, concluded that the merits were properly before them. We are not inclined now to rule otherwise.
Simmons involved photographs, mostly group ones, shown to bank-teller victims who made in-court identifications. The Court discussed the “chance of misidentification,” 390 U. S., at 383; declined to prohibit the procedure “either in the exercise of our supervisory power or, still less, as a matter of constitutional requirement,” id,., at 384; and held that each case must be considered on its facts and that a conviction would be set aside only if the identification procedure “was so impermissibly suggestive as to give rise to a very substantial likelihood of irreparable misidentification.” Ibid. The out-of-court identification was not offered. Mr. Justice Black would have denied Simmons’ due process claim as frivolous. Id., at 395-396.
Foster concerned repeated confrontations between a suspect and the manager of an office that had been robbed. At a second lineup, but not at the first and not at a personal one-to-one confrontation, the manager identified the suspect. At trial he testified as to this and made an in-court identification. The Court reaffirmed the Stovall standard and then con-
In Coleman a plurality of the Court was of the view that the trial court did not err when it found that the victim’s in-court identifications did not stem from a lineup procedure so impermissibly suggestive as to give rise to a substantial likelihood of misidentification. 399 U. S., at 5-6.
Mr. Justice Marshall argues in dissent that our cases have “established two different due process tests for two very different situations.” Post, at 122. Pretrial identifications are to be covered by Stovall, which is said to require exclusion of evidence concerning unnecessarily suggestive pretrial identifications without regard to reliability. In-court identifications, on the other hand, are to be governed by Simmons and admissibility turns on reliability. The Court’s cases are sorted into one category or the other. Biggers, which clearly adopts the reliability of the identification as the guiding factor in the admissibility of both pretrial and in-court identifications, is condemned for mixing the two lines and for adopting a uniform rule.
Although it must be acknowledged that our cases are not uniform in their emphasis, they hardly suggest the formal structure the dissent
Although the per se approach demands the exclusion of testimony concerning unnecessarily suggestive identifications, it does permit the admission of testimony concerning a subsequent identification, including an in-court identification, if the subsequent identification is determined to be reliable. 527 F. 2d, at 367. The totality approach, in contrast, is simpler: if the challenged identification is reliable, then testimony as to it and any identification in its wake is admissible.
The Fourth Circuit’s then very recent decision in Smith v. Coiner, 473 F. 2d 877 (1973), was described as one applying the second, or totality, test. 486 F. 2d, at 55.
The interest in obtaining convictions of the guilty also urges the police to adopt procedures that show the resulting identification to be accurate. Suggestive procedures often will vitiate the weight of the evidence at trial and the jury may tend to discount such evidence. Cf. McGowan, Constitutional Interpretation and Criminal Identification, 12 Wm. & Mary L. Rev. 235, 241 (1970).
Unlike a warrantless search, a suggestive preindictment identification procedure does not in itself intrude upon a constitutionally protected interest. Thus, considerations urging the'exclusion of evidence deriving from a constitutional violation do not bear on the instant problem. See United States ex rel. Kirby v. Sturges, 510 F. 2d 397, 406 (CA7 1975).
“In 'essence what the Stovdl due process right protects is an evidentiary interest. . . .
“It is part of our adversary system that we accept at trial much evidence that has strong elements of untrustworthiness — an obvious example*114 being the testimony of witnesses with a bias. While identification testimony is significant evidence, such testimony is still only evidence, and, unlike the presence of counsel, is not a factor that goes to the very heart— the 'integrity’ — of the adversary process.
"Counsel can both cross-examine the identification witnesses and argue in summation as to factors causing doubts as to the accuracy of the identification- — -including reference to both any suggestibility in the identification procedure and any countervailing testimony such as alibi.” Clemons v. United, States, 133 U. S. App. D. C. 27, 48, 408 F. 2d 1230, 1251 (1968) (concurring opinion) (footnote omitted), cert. denied, 394 U. S. 964 (1969).
Mrs. Ramsey was not a witness at the trial.
We are not troubled, as was the Court of Appeals, by the “long and unexplained delay” in respondent’s arrest. 527 F. 2d, at 372. That arrest took place on July 27. The toxicological report verifying the substance sold as heroin had issued only 11 days earlier, on. July 16. Those 11 days after verification of the contents of the glassine bags do not constitute, for us, a “long” period. And with the positive toxicological report having been received within a fortnight, the arrest’s delay perhaps is not “unexplained.”