Opinion · Supreme Court of the United States
Kentucky v. Powers
Ky. v. Powers, 26 S. Ct. 387 (1906)
- Type
- Opinion
- Court
- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 1906-03-12
- Topic
- general
Mr. Justice Harlan, delivered the opinion of the court. Powers, the accused, was indicted in the Circuit Court of Franklin County, Kentucky, for the crime of having been an accessory before the fact to the murder of William Goebel, who was assassinated in that county on the thirtieth day of January, 1900. Thp prosecution was removed by change of venue to the Circuit Court of Scott County. In the lattér court the accused was found guilty and his punishment fixed by the jury at confinement in the state penitentiary for life.
Citator
- Authority status
- pending
- Cited by
- 136 opinions
KENTUCKYv. POWERS,201 U.S. 1(1906)
26 S.Ct. 387
KENTUCKYv. POWERS.
APPEAL FROM THE CIRCUIT COURT OF THE UNITED STATES FOR THE EASTERN DISTRICT
OF KENTUCKY.
Ex parteCOMMONWEALTH OF KENTUCKY, PETITIONER.
PETITION FOR WRIT OF MANDAMUS.
No. 393, Submitted; No. 15, Original.
Argued, January 22, 1906.
Decided March 12, 1906.
THESE cases arise out of a criminal prosecution begun in one
of the courts of Kentucky and, after several trials, removed on
the petition of the accused, Caleb Powers, into the Circuit Court
of the United States for the Eastern District of Kentucky.
The principal question to be determined is whether the
prosecution was removable from the state court.
After referring to the indictment and to the transfer of the
prosecution into the Circuit Court of the United States, the
petition for removal alleged that the accused was within the
jurisdiction of the United States and of the Commonwealth of
Kentucky; that he was and all of his life had been a citizen of
the United States, and of that Commonwealth, and as such citizen
was entitled to enforce in the judicial tribunals of Kentucky,
Page 3
on the trial and final disposition of said prosecution, all equal
civil rights and equal protection of laws secured to him by the
provision of the Fourteenth Amendment that "no State shall make
or enforce any law which shall abridge the privileges or
immunities of citizens of the United States; nor shall any State
deprive any person of life, liberty, or property, without due
process of law; nor deny to any person within its jurisdiction
the equal protection of the laws." He also claimed the rights
secured by section 1977 of the Revised Statutes of the United
States, providing, "all persons within the jurisdiction of the
United States shall have the same right in every State and
Territory to make and enforce contracts, to sue, be parties, give
evidence, and to the full and equal benefit of all laws and
proceedings for the security of persons and property as is
enjoyed by white citizens, and shall be subject to like
punishment, pains, penalties, taxes, licenses, and exactions of
every kind, and to no other;" as well as those secured by the act
of Congress of March 1, 1875,18 Stat. 335, the preamble of which
declares that: "Whereas, it is essential to just government we
recognize the equality of all men before the law, and hold that
it is the duty of government in its dealings with the people to
mete out equal and exact justice to all, of whatever nativity,
race, color, or persuasion, religious or political; and it being
the appropriate object of legislation to enact great fundamental
principles into law."
The petition then refers to the arrest of the accused on the
ninth of March, 1900, upon the charge of being an accessory
before the fact to the willful murder of William Goebel, and
alleges that on the tenth of March, 1900, and prior to the
finding and reporting of the indictment against the accused,
"William S. Taylor, who was then the duly and legally elected,
qualified, actual and acting Governor of the State of Kentucky,
and had in his actual possession and under his actual control the
office and executive mansion prepared by said State for its
Governor, and all the books, papers, records, and archives
belonging thereto, in due form of law duly and legally granted
and delivered
Page 4
to your petitioner, and your petitioner accepted from him, a
full, complete, absolute and unconditional pardon, release, and
acquittance of the identical charge against him in said
indictment, and the charge now pending in said prosecution
against your petitioner in said Scott Circuit Court and under
which your petitioner is now in custody; that said Taylor at the
time he granted said pardon had the right and authority, under
the constitution and laws of Kentucky, to grant same; that your
petitioner accepted said pardon, and from the time same was
granted he had claimed, and he now claims, the full benefit and
effect thereof and his liberty thereunder. That on the day said
pardon was granted him it was, by said Taylor as Governor
aforesaid, duly entered on the executive journal kept in his
office, and a certificate thereof was duly and in due form of law
and as required by law, issued and delivered to him, duly
executed by said Governor and the Secretary of said State, and
placed in your petitioner's possession, and same was by your
petitioner accepted. Your petitioner further states that at the
time the said pardon was granted to him by his Excellency, the
said William S. Taylor and subsequent thereto, the said William
S. Taylor was, and prior thereto he had been, recognized,
regarded, and treated as the duly elected, actual and acting
Governor of the State of Kentucky by the Executive power and
Executive Departments of the United States Government, including
the President, the Attorney General and the Postmaster General,
and by the postmaster at Frankfort, Kentucky;" that "for said
State to hold him in custody, or to try or to require him to be
tried in any one of its courts for the offense alleged against
him in and by said indictment, since the granting and acceptance
of said pardon and the issuance and acceptance of the certificate
thereof, is a denial to him of the equal protection of the laws
and the equal civil rights to which he is entitled under and as
provided for in and by the portions of said Amendment to the
Constitution of the United States above copied, and by said
section of said Revised Statutes, and by said act of Congress;"
and, that "notwithstanding the granting and acceptance
Page 5
of said pardon, the issuance and acceptance of said certificate,
the fact that the said William S. Taylor was the Governor of
Kentucky when said pardon was granted and when said certificate
was issued, and was then recognized as such Governor by said
executive officers of the United States, that he cannot enforce
in the said Scott Circuit Court in which said prosecution is
pending, or in that part of the State in which said Scott County
is located, or in any court, judicial tribunal or place of the
said State, the equal civil rights and the equal protection of
the laws secured to him by each and all of the three portions of
said Amendment copied above, and by said section of the Revised
Statutes of the United States and by said act of Congress for the
reasons now set forth."
The accused here refers to the three trials to which he was
subjected, and after stating that he was confined in the county
jail, without bail, and awaiting trial, proceeds in his petition:
"That at each of said trials your petitioner presented to said
Scott Circuit Court said certificate of pardon, and pleaded and
offered in evidence said pardon and said certificate as a bar and
complete defense to said prosecution and the trial and conviction
of your petitioner under said indictment, but at each of said
trials the said trial court overruled said pleas and refused to
admit said pardon and certificate as evidence, and held and
adjudged that said pardon and certificate were null and void and
of no effect whatever, and in each of said trials the said
holding of the trial court in reference to said pardon and
certificate was duly excepted to and made one of the grounds
which was presented and on which a reversal was asked by said
Court of Appeals on the trial of each one of said appeals
heretofore mentioned, and on each one of said appeals your
petitioner contended that said pardon and certificate entitled
him to an acquittal of the charge contained in said indictment,
but the said Court of Appeals on the trial and final disposition
of each one of said appeals failed and refused to hold that said
pardon and certificate authorized your petitioner's acquittance
of said charge; instead, that court, as the said trial court had
Page 6
done, held that said pardon and certificate were and are null and
void and of no effect whatever. The holding of said Court of
Appeals on the trial of each of said appeals was reduced to
writing, and each holding as prepared and ordered by said Court
of Appeals has been, by the official reporter of that court,
under the court's direction, caused to be printed in, and is now
a part of, the official printed reports of said court, and all of
said holdings are now in full force and effect as, and they in
fact are, the laws of said State in this case, and are binding
upon and will have to control this honorable court. That the
instances named are the only instances in which said Court of
Appeals or any trial court of said State ever held any pardon and
certificate thereof, granted, entered and issued by any Governor
of Kentucky, to be void and of no effect. That in consequence of
the action and holdings of said trial court and said Court of
Appeals above stated, this honorable court cannot, and, should
this case be retried in this honorable court, could not allow
your petitioner to plead or introduce said pardon and certificate
as evidence as a defense to the said charges contained in said
indictment against him, and could not allow your petitioner his
liberty and acquittal under and by virtue of said pardon and
certificate, or allow said pardon and certificate to have any
effect whatever in your petitioner's behalf, but instead is and
will be bound in consequence of said laws to hold said pardon and
certificate null and void and of no effect whatever."
In the second paragraph of his petition for removal the
accused states that he is a citizen of the United States and of
Kentucky, and as such is entitled to enforce in the judicial
tribunals of the State the equal civil rights and the equal
protection of the law secured to him by the above constitutional
provisions and statutes.
His petition then alleges: "But your petitioner states that he
is denied and cannot enforce in the judicial tribunals of this
State and in the part of the State where this action is pending,
the rights secured to him by said laws and each of said laws,
Page 7
because the said State of Kentucky has enacted a law which has
not been repealed nor abrogated, and which is now in full force
and effect, to wit, section 281 of the Criminal Code of Practice
of said State, which section reads as follows: `The decisions of
the court upon challenges to the panel and for cause, upon
motions to set aside an indictment, and upon motions for a new
trial, shall not be subject to exception; and because of the
decisions of the Court of Appeals of Kentucky, the highest
judicial tribunal in this State, rendered in this action . . .
upholding the validity of said law, notwithstanding its plain
contravention of the said provisions of the Constitution of the
United States.
* * * * * * * *
"Your petitioner states that the death of said Goebel occurred
during the existence of intense political excitement following
the election of a Governor and other state officers in November,
1899; that said Goebel had been the Democratic candidate for the
office of Governor, and was at the time of his death contesting
the right of said William S. Taylor to the office of Governor,
said Taylor who was a Republican candidate for that office,
having been actually elected Governor and declared elected
Governor by the duly and legally constituted authorities, and
inducted into said office; that this petitioner was at said
election the Republican candidate for the office of Secretary of
State, and had been actually elected and declared elected to said
office, and had been inducted into said office; and there was
pending at the time of said Goebel's death a contest for the said
office of Secretary of State, against this defendant, inaugurated
by one C.B. Hill, who had been a Democratic candidate for said
office; that the public mind was, by said election and said
contest for the office of Governor, Lieutenant Governor,
Secretary of State, and the other state offices greatly inflamed,
and bitter and intense political animosities were excited and
fostered by reason thereof, and that such feelings existed at all
of the trials of this petitioner hereinafter referred to, and
such feelings still exist against him on the part of said
Page 8
adherents of said Goebel throughout the State of Kentucky, and
particularly in Scott County.
"Your petitioner further states that he was first put on trial
under said charge on the 9th day of July, 1900, at a special term
of the Scott Circuit Court, begun and holden on said date; that
said trial resulted in a verdict of conviction, and he was
sentenced to confinement in the state penitentiary during his
natural life; that the jury in said trial was selected from a
large number of the citizens of said county, and that with three
or four exceptions all of the veniremen were purposely summoned
because of their known party affiliations, which were different
from the known party affiliations of your petitioner; that by the
laws of Kentucky in such cases made and provided the prosecution
has a right to five, and the defense to fifteen, peremptory
challenges, and that with the exception of three or four
Republicans and Independent Democrats all of those summoned were
known to be partisan Goebel Democrats while your petitioner was
and is a Republican and was known to belong to the Republican
Party; that from veniremen so summoned a trial jury was selected
that was composed almost if not entirely, of Goebel Democrats,
and no Republicans, although there were then residing in said
county many hundreds of citizens qualified for jury service who
were Republicans and Independent Democrats and not supporters of
said Goebel in his candidacy or contest for the office of
Governor of Kentucky, nor in sympathy with him; but your
petitioner avers and charges that all of such citizens, with the
exceptions named, were intentionally passed by in summoning said
veniremen, in order that your petitioner should not have a fair
trial by a jury of his peers impartially selected, but to the end
that such jury might be selected to convict him.
"Your petitioner further respectfully represents that the
sheriff of Scott County to whom is assigned the duty of selecting
all jurors whose names are not drawn from the jury wheel is a
Goebel Democrat, as are also the deputy sheriffs of said county.
Page 9
"Your petitioner further states that at said first trial
hereinbefore mentioned the judge of the Scott Circuit Court, when
the original list of names drawn from the jury wheel for jury
service had been exhausted, although requested by counsel for
this petitioner, and while there remained in said jury wheel
about one hundred names, to draw the names remaining in said jury
wheel therefrom, refused to do so, but directed the sheriff to
summon one hundred men for jury service and explicitly directed
him to summon no men for jury service from the city of
Georgetown, but to go out into county for that purpose. Your
petitioner states that the said one hundred names that remained
at said time in said jury wheel had been placed there by
impartial and unbiased jury commissioners prior to the election
in November, 1899, and prior to the killing of said Goebel. Your
petitioner states that on the morning following the order of the
court to the sheriff to summon the one hundred men for jury
service from the county and when said one hundred men so summoned
had appeared in court they were seated on one side of the court
room separate and apart from the spectators and other persons;
that the judge of said court, without notice to your petitioner
or any of his counsel, and without making any request of any of
his counsel or of this petitioner to accompany him, left the
bench and went to the side of the court room wherein said parties
summoned for jury service were assembled, and without swearing
said parties, so far as this petitioner saw, heard or has
information, as to their excuses for not serving as jurors if any
they had, called them up to him one at a time, not in the hearing
of this petitioner, or his counsel, and excused such of them from
jury service as he saw fit, without any knowledge on the part of
this petitioner or his counsel as to why such parties were thus
excused, and on the following day the same proceeding was had as
to forty additional men that had been summoned for jury service
in this case.
"Your petitioner further states that an appeal was taken from
the judgment of said court to the Kentucky Court of Appeals, and
that at the January term, 1901, of said court the
Page 10
judgment of the trial court was reversed; that your petitioner
was again tried in the Scott Circuit Court at its October, 1901,
term, and a verdict of guilty returned again, fixing the
punishment of your petitioner at confinement in the state
penitentiary for life; that in summoning the veniremen from whom
the jury was selected at the second trial the same unjust and
unlawful discrimination was practised, and that of one hundred
and twenty-five veniremen summoned in Scott County, all were
partisan Goebel Democrats except three, and of one hundred and
sixty-eight veniremen summoned in the adjoining county of
Bourbon, all were partisan Democrats except three, so that of the
aggregate of two hundred and ninety summoned, two hundred and
eighty-four were Goebel Democrats and six were Republicans,
notwithstanding the fact that there were many hundreds of
citizens in each of said counties qualified for jury service who
were Republicans or Independent Democrats, and not Goebel
partisans.
"Your petitioner states that at said second trial he objected
to the formation of a jury from the veniremen summoned as
hereinabove stated, and moved to discharge the entire venire on
the ground that he could not obtain a fair trial before a jury
selected therefrom and filed in support of said objection an
affidavit."
The affidavit referred to is given in full in the margin.1
Page 11
The petition then proceeds: "Your petitioner states that
although the statements in said affidavit were true and known to
be true by the court he was forced to submit to trial before a
jury composed entirely of Goebel Democrats, your petitioner
Page 12
always having been a Republican in politics as hereinabove
stated; and as hereinabove stated your petitioner was at said
trial found guilty and sentenced to imprisonment for life by the
judgment of said Scott Circuit Court; that your petitioner took
an appeal from the judgment so rendered, which judgment was
Page 13
reversed by the Court of Appeals of Kentucky at the September,
1902, term; that your petitioner was again and for the third time
tried at a special term of the Scott Circuit Court under the
charge hereinabove mentioned, which trial was begun and holden on
the third day of August, 1903, and that of the number of one
hundred and seventy-six veniremen summoned from Bourbon County,
from which the jury was selected, three only, or possibly four,
were Republicans, and the remaining one hundred and seventy-three
(two) were Goebel Democrats and were summoned for that reason,
and because they differed politically from your petitioner,
whereas there were many hundreds of Republicans and Independent
Democrats in said county qualified for jury service, but your
petitioner states they were purposely avoided and passed by in
summoning said veniremen, and that said trial jury was not
selected impartially as required by law; that in the year 1896
there were over twenty-six hundred votes in said county for
William McKinley, Republican candidate for President of the
United States, and about twenty-two hundred votes cast for
William J. Bryan, his Democratic opponent; that in the year 1899
William S. Taylor, Republican candidate for Governor of Kentucky,
received twenty-seven more votes in said county than were cast
for said William Goebel, his Democratic opponent, and that a jury
impartially selected could not have been and would not have been,
as it was, composed entirely of Goebel Democrats — on his said
third trial one juror, a Goebel supporter, but of doubtful
politics, excepted.
"Your petitioner further represents that at the third and last
trial of this petitioner in said Scott Circuit Court, the judge
thereof entered an order directing the sheriff of said Scott
County to summon two hundred men from Bourbon County for jury
service; that this petitioner's attorneys asked the court to
admonish the sheriff to summon an equal number of men of each
political party; that this request was refused and thereupon
counsel for this petitioner asked the court to instruct the
sheriff to summon the talesmen as he came to them,
Page 14
regardless of political affiliation. This the court also refused
to do.
"Your petitioner further states that said trial resulted in a
verdict of guilty, affixing the death sentence, and a judgment
was thereupon entered, from which judgment an appeal was taken to
the Court of Appeals of Kentucky, and on December 6, 1904, the
judgment of conviction was for the third time reversed by said
court, and that it is the purpose and intention of the
Commonwealth of Kentucky to subject this petitioner to a fourth
trial under said charge, within a short time, in said Scott
Circuit Court.
"Your petitioner further respectfully states that at each of
said three trials the facts in relation to the jurors given or
hereinbefore recited were embraced in affidavits filed in support
of challenges to the panel and the venire and objections to the
formation of the jury from the men summoned as hereinabove
mentioned, and were also embraced in the motions and grounds for
new trial prepared and filed on behalf of this petitioner at each
of said trials, but that they were disregarded by the court and
your petitioner's challenge to the panels, to the venire and the
motions for new trials in each instance overruled; that by reason
of section 281 of the Criminal Code of the State hereinbefore
quoted, this petitioner was and is denied the right of any
exception on said grounds, and the Court of Appeals of Kentucky
on each of the three appeals hereinbefore set forth have decided
that no irregularity in the summoning or impanelling of the jury
is a reversible error, and they are powerless to reverse any
judgment of said court by reason of such facts and have held said
law to be valid and such law is now the law of this case, and
said Court of Appeals of Kentucky are powerless upon any future
appeal to reverse any judgment of said court by reason of a
repetition of the acts hereinbefore set forth, or for any other
irregularity or improper conduct in the formation of the jury, no
matter how prejudicial to the substantial rights of your
petitioner they may be, and must be followed and cannot be
disregarded by this honorable court.
Page 15
"Your petitioner therefore prays this honorable court that the
said indictment and the prosecution pending thereunder in this
honorable court against your petitioner be removed into the
Circuit Court of the United States for the Eastern District for
trial at the next ensuing term of said Circuit Court, and your
petitioner will ever pray."
The decision of the Court of Appeals of Kentucky that Taylor was not Governor of the State on March 10, 1900, presents no Federal question, and, if erroneous, denies no right secured to him by the Constitution or laws of the United States. It would not justify a writ of error from this court, much less a removal of the criminal prosecution, in advance of trial, into the Circuit Court of the United States.Taylorv.Beckham,178 U.S. 548.
The office of Governor of Kentucky is created by the constitution and laws of the State, and not by those of the United States. It is the laws of the State which provide for the contest of elections and declare the effect of the decision of the legislature.In re Converse,137 U.S. 624,631;Lambertv.Barrett,157 U.S. 697,699.
Under the decision of the Court of Appeals of Kentucky inPowersv.Commonwealth,110 Ky. 386, and by the judgment of this court inTaylorv.Beckham,178 U.S. 548, the decision of the legislature of Kentucky, in the contest between Beckham and Taylor for Governor, was final, and not subject to review by any court, state or Federal.
The statutes of Kentucky for the selection of jurors, and the trial of criminal prosecutions, are not repugnant, in any respect, to the Constitution of the United States. Section 2241 Kentucky Statutes; Crim. Code, §§ 191-194, 199, 203, 207-209, 271, 340.Page 16
The possibility that officers of the state court will disregard state statutes and unlawfully discriminate in summoning jurors at the next trial, is not ground for removal, under § 641, Rev. Stat.
Unless officers of the state court, charged with the duty of selecting jurors, are guilty of unlawful conduct, there will be no occasion for the parties to challenge the panel on that account, or for the court to pass upon any question in that connection.
If the contingency arises, and rights of the defendant under the Constitution of the United States are denied, his remedy is by writ of error from this court, if need be, as inCarterv.Texas,177 U.S. 442, andRogersv.Alabama,192 U.S. 226, or by writ ofhabeas corpusfrom a Federal court under § 753, Rev. Stat.;Ex parte Wells, 3 Woods, 128;Virginiav.Rives,100 U.S. 313;Strauderv.West Virginia,100 U.S. 303;Nealv.Delaware,103 U.S. 370;Gibsonv.Mississippi,162 U.S. 565;Murrayv.Louisiana,163 U.S. 101;In re Wood,140 U.S. 278;Andrewsv.Swartz,156 U.S. 272.
The petition for removal does not allege that the officers of the state court will practice unlawful discrimination in selecting jurors at the next trial.
The possibility that the judge who presides at the next trial in the state court will commit error of law in overruling challenges to the panel is not ground for removing the prosecution into a Federal court.
SeeCarterv.Texas,177 U.S. 442, andRogersv.Alabama,192 U.S. 226, as to state court's refusal to consider evidence in support of objections to the panel; unlawful discrimination in summoning jurors may be ground for a writ of error but is not ground for removal. It is not uncommon for inferior state courts to err in construing the Constitution and laws of the United States, but a method is provided for the decent and orderly revision of their judgments. They do not forfeit their jurisdiction, because they have committed error of law.
While the guaranty of equal protection of the laws under the Fourteenth Amendment applies to action of a State through itsPage 17courts, as well as through its legislature, the claim, on account of action by a state court, cannot be made, in advance of the trial, on the allegation that the circumstances requiring protection arise during the trial, and that when they arise the court will deny the protection.
Protection against action by a State, through its courts, has never been accorded except on writ of error after the state court has acted.
If there is no writ of error from this court to the Court of Appeals of Kentucky, or to the Circuit Court of Scott County, to review the rulings of that court in connection with the impaneling of the jury, that might furnish a ground for writ ofhabeas corpusafter conviction, but it does not justify the removal of the prosecution into the Federal court in advance of trial.
The statute will not be enlarged by construction.Virginiav.Paul,148 U.S. 107,114;Tennesseev.Davis,100 U.S. 257;Virginiav.Rives,100 U.S. 313;Davisv.SouthCarolina,107 U.S. 597;In re Neagle,135 U.S. 1;Huntingtonv.Attrill,146 U.S. 657.
The right to trial by an impartial jury in a state court is not guaranteed by the Constitution or laws of the United States.Brooksv.Missouri,124 U.S. 394;Central Land Co. v.Laidley,159 U.S. 103;Morrowv.Brinkley,129 U.S. 178;Howardv.Fleming,191 U.S. 126;In re Converse,137 U.S. 624.
Section 281 of the Criminal Code of Kentucky, providing that decisions upon challenges shall not be subject to exception, is not repugnant to the Constitution of the United States and does not authorize a removal, in advance of trial.
The right of appeal in a criminal case is left entirely to the discretion of the State, and is not guaranteed by the Federal Constitution.Kohlv.Lehlback,160 U.S. 293;Mallettv.North Carolina,181 U.S. 589;Missouriv.Lewis,101 U.S. 22;Andrewsv.Swartz,156 U.S. 272.
If any right of a defendant in a criminal case, under the Constitution or laws of the United States, in connection with aPage 18challenge to a panel, or upon motion to set aside an indictment, or upon motion for a new trial, is denied by a state court, the remedy is by writ of error from this court, as inCarterv.Texas,177 U.S. 442, andRogersv.Alabama,192 U.S. 226, or by writ ofhabeas corpusfrom a Federal court, after conviction, under section 753 of the Revised Statutes.
Due process of law and equal protection of the laws do not require that there shall be right of appeal from a criminal prosecution in the state court.Andrewsv.Swartz,156 U.S. 272.
The State of Kentucky, without violating the Federal Constitution, might provide that there should be no appeal in any criminal case. For nearly a century there was no appeal in criminal cases in the Federal courts.Mr. Frank S. BlackandMr. E.L. Worthington, with whomMr. Richard Yates, Mr. H. Clay Howard, Mr. James C. SimsandMr. R.C. Kinkeadwere on the brief, for defendant in No. 15 and for appellee in No. 393:
The uncontroverted allegations of the first paragraph of the petition for removal are that an absolute, unconditional, valid pardon was issued, delivered to, and accepted by, appellee for the identical offense herein charged; that said pardon has been thrice denied by the highest court in Kentucky; that, therefore, he is denied or cannot enforce, in the judicial tribunals of said State, the equal civil rights secured to him, as a citizen of the United States, by the laws thereof.
Unless there is a record contradiction, the sworn allegations of a petition for removal, which are not traversed, must be taken as true.Dishonv.C., N.O. T.P. Ry. Co., 133 F. 471;Toledo Traction Co. v.Cameron, 137 F. 48; 18 Ency. Pl. and Pr. 372. Section 641 is constitutional.Ex parteVirginia,100 U.S. 339;Strauderv.West Virginia,100 U.S. 303;Nealv.Delaware,103 U.S. 370;Bushv.Kentucky,107 U.S. 110;Gibsonv.Mississippi,162 U.S. 565;Smithv.Mississippi,162 U.S. 592;Murrayv.Louisiana,163 U.S. 101;Page 19Williamsv.Mississippi,170 U.S. 213;Virginiav.Rives,100 U.S. 313;Tennesseev.Davis,100 U.S. 257.
The view was taken for some years after the Fourteenth Amendment was promulgated, that its restrictions applied exclusively to prevent discrimination by the States against the negro on account of his race or color, and theSlaughter HouseCases, 16 Wall. 36;Strauderv.West Virginia,100 U.S. 303;Ex parte Virginia,100 U.S. 339, were erroneously construed by many of the state courts, as actually holding that the Amendment was so restricted.
And indeed, Congress, too, for many years, must have believed that the application of the Amendment would be limited as stated in the opinion in theSlaughter House Cases. See sec. 16, act of May 31, 1870,16 Stat. 144; act of March 1, 1875,18 Stat. 335, and last clause of act of June, 1879,21 Stat. 43, and sec. 17 of the act of May 31, 1870 now sec. 5510, Rev. Stat.
This court has long since discarded that view, and has held, without qualification, that its provisions apply to every form of state action, legislative, political or judicial, regardless of race or color, and to the official acts of every state officer, as well, and to the benefit of all persons within the jurisdiction of any State.
For definition of equal civil rights and equal protection of the laws as guaranteed by the Amendment, seeKentucky RailroadTax Cases,155 U.S. 321;Holdenv.Hardy,169 U.S. 366.
A State, by its judicial tribunals, cannot deny to a citizen of the United States "a right secured to him by any law providing for the equal civil rights of citizens of the United States."Bowmanv.Lewis,101 U.S. 22;Pacev.Alabama,106 U.S. 583;Moorev.Missouri,159 U.S. 673; Guthrie, Fourteenth Amendment, pp. 107, 108.
The petition for removal under § 641, Rev. Stat., may be filed at any time before final hearing, though there have been previous trials and reversals.Bushv.Kentucky,107 U.S. 110;Page 20Parkerv.Vanderbilt, 136 F. 246;Detroitv.Detroit City Ry., 54 F. 10.
The cases ofStrauderv.West Virginia, Virginiav.Rives, Ex parte Virginia, Nealv.DelawareandGibsonv.Mississippi, hold that the Amendment is much broader than § 641; that many rights are protected by the Amendment, a denial of which by the State during the trial cannot constitute grounds for removal. These cases seem to hold that, as the cause for removal must under the act exist before the trial or final hearing of the cause, that that cause must necessarily be a denial of equal civil rights by either a law or a constitutional provision of the State. The first paragraph of the petition for removal fully meets, as we believe, all the requirements of these decisions, even though they do require a law or constitutional amendment to justify the removal. It alleges that certain laws of Kentucky stand between appellee and the courts of the State, and force the latter to deny the former the equal protection of the laws secured by this Amendment.
The several decisions of the highest court of Kentucky have become the law of the case and have become binding upon all the courts of the Commonwealth.Rowlandv.Craig, Sneed, 330;Morganv.Dickerson, 1 T.B. Monroe, 20;Simsv.Reed, 12 B. Mon. 51;Grayv.Dickerson, 11 Ky. Law Rep. 890;L.N.R.R. Co. v.Survant, 19 Ky. Law Rep. 1576;Commonwealthv.L. N.R.R. Co., 20 Ky. Law Rep. 351;L. N.R.R. Co. v.Ricketts, 21 Ky. Law Rep. 662;Breashearsv.LetcherCounty, 21 Ky. Law Rep. 1250;Wilson's Assigneesv.Louisville Nat. Bk., 25 Ky. Law Rep. 1065;Booth Co. v.Bethel, 25 Ky. Law Rep. 747;Brownv.Crow, Hardin, 451;Bryanv.Bekley, Litt. Sel. Cas. 91;Lewisv.Lewis, 11 Ky. Law Rep. 413.
Equal civil rights are denied by state decisions no less than by state statutes.Nealv.Delaware, Bushv.Kentucky,supra.
When the common law of England was adopted as a part of our jurisprudence, the pardoning power, as exercised by the British Crown and Parliament, was well understood. Before the Revolution it was exercised in those parts of this countryPage 21which were British colonies. The same power in its essential elements, has been conferred upon the Executive of our States and Nation.United Statesv.Klein, 13 Wall. 128.
When the validity and effect of a pardon are to be determined the established principles of the common law will control in state and Federal courts, in the absence of enactment to the contrary.United Statesv.Wilson, 7 Pet. 150.
When a citizen of the United States is arrested and tried for a state offense notwithstanding he holds a valid pardon which is denied recognition in the highest state court, in legal contemplation, an innocent man is thrown in prison, and the Federal courts can restore his liberty, either byhabeas corpusor removal proceedings. In the latter, a trial can be had upon the merits of the charge, and the pardon, heard upon its merits, can be offered in arrest of judgment, if need be, from any cause.Ex parte Wells, 18 How. 310. See alsoEx parte Slauson, 73 F. 666;Whittenv.Tomlinson,160 U.S. 231;Iasigiv.Van de Carr,166 U.S. 391.
Taylor having lawfully been inducted into office, and holding actual possession thereof, claiming title by virtue of a certificate of election, his authorized official acts until legally and actually ousted are binding upon the State and third persons regardless of the alleged determination of a contest. His powers continue, as originally invested, pending any litigation that may properly ensue, and it is his duty to hold said office until title thereto is finally adjusted.United Statesv.Mitchell, 136 F. 896;Bradyv.Levitt,17 Kan. 471;Kansasv.Durkee,12 Kan. 308;Ex parte Powers, 129 F. 985;Taylorv.Beckham,178 U.S. 548.
Title to an office cannot be determined by an ordinary civil suit between private individuals. It must be byquo warranto.Peoplev.Olds, 58 Am. Dec. 398;Markev.Wright,13 Ind. 548;Cochranv.McCleary,22 Iowa 75;Updegraffv.Crane,47 Pa. 103. The decision of the Court of Appeals of Kentucky that Taylor was not Governor is therefore of no effect.
If appellee was pardoned, no court had jurisdiction to arrestPage 22or try him. No questions involve more general principles of law than those of pardon and jurisdiction, questions and principles common to all courts, local and peculiar to none. SeeUnitedStatesv.Wilson, 7 Pel. 150 citedsupra. Because the highest state court has passed upon and denied a pardon, it is not therefore a local question, peculiar to that State, and this court is not bound to follow that decision. The established principles of the common law control in determining the validity of a pardon.Olcottv.Supervisors, 16 Wall. 678;Mohrv.Manierre, 7 Biss. 419.
Federal courts do not follow state decisions upon the construction or enforcement of state laws, if they violate the Federal Constitution, or the rights it guarantees.Rowanv.Runnels, 5 How. 134;Bank of Ohiov.Knoop, 16 How. 369;Jefferson Branch Bankv.Skelly, 1 Black, 436.
The decisions rejecting Powers' pardon cannot be here followed, not only because general principles of law, common to all courts, are involved, but because they deny to Powers the equal protection of the law in such a discrimination.
The Federal Government recognized Taylor as Governor of Kentucky and such recognition binds all courts. Black's Constitutional Law, pp. 83, 241-244;Lutherv.Borden, 7 How. 1;Jonesv.United States,137 U.S. 202;Hamiltonv.McClaughry, 136 F. 445;Suttonv.Tiller, 98 Am.Dec. 471;The Hornet, Fed. Cas. No. 6,705.
When the case came on for trial the fourth time the accused tendered and offered to file in the state court his petition praying, upon grounds therein stated (and which appear in the above statement) that the prosecution be removed for trial into the Circuit Court of the United States for the Eastern District of Kentucky. But the state court would not allow the petition to be filed. Subsequently, a partial transcript of the record was filed in the Federal court, and the case was docketed in that court. The Commonwealth objected to the filing of the transcript from the state court and to the docketing of the case in the Federal court, and moved to vacate the order of filing and docketing. That motion was overruled.
Thereupon the accused, by his counsel, presented to the Federal court an application for a writ ofhabeas corpus, in order that he might be discharged from the custody of the state authorities. For the reasons set forth in the opinion of that court the application was granted and a writ ordered to issue commanding the jailer of Scott County, who held the accused in custody for the State, to deliver him into the custody of the marshal of the Federal court, which was done, that officer being directed to keep the accused confined in the county jail of Campbell County, Kentucky, until the further order of the Federal court.Commonwealthv.Powers, 139 F. 452. From that order the Commonwealth of Kentucky has prosecuted the above appeal (No. 393), the sole ground of such appeal being that the Federal court was without jurisdiction to make thePage 24order allowing the writ ofhabeas corpusand taking the accused from the custody of the state authorities. The accused has moved to dismiss the appeal because the remedy of the Commonwealth was by a writ of mandamus.
The Commonwealth also asked leave to file a petition for mandamus to compel the Federal court to remand the case to the state court and to restore the custody of the accused to the state authorities. Leave to file was granted and the Federal judge, having made his return, submitted the rule upon the record of the case, including the opinion filed by the court below when the writ ofhabeas corpuswas awarded to take the accused from the custody of the state authorities. This is case No. 15, Original.
The fundamental question to be determined is whether the removal of this criminal prosecution from the state court into the Federal court was authorized by any statute of the United States. We say, by any statute, because the subordinate judicial tribunals of the United States can exercise only such jurisdiction, civil and criminal, as may be authorized by acts of Congress. Chief Justice Marshall, speaking for this court, has said that "courts which originate in the common law possess a jurisdiction which must be regulated by their common law, until some statute shall change their established principles; but courts which are created by written law, and whose jurisdiction is defined by written law, cannot transcend that jurisdiction."Ex parte Bollman c., 4 Cr. 75, 93;United Statesv.Hudson, 7 Cr. 32, 33;Caryv.Curtis, 3 How. 236, 245;McIntirev.Wood, 7 Cr. 504, 506;United Statesv.Eckford, 6 Wall. 484, 488;Sheldonv.Sill, 8 How. 441, 449;Jonesv.United States,137 U.S. 202,211;The SewingMachine Companies, 18 Wall. 553, 571;Holmesv.Goldsmith,147 U.S. 150,158.
The adjudged cases make it clear that whatever the nature of a civil suit or criminal proceeding in a state court, it cannot beremovedinto a Federal court unless warrant therefor be found in some act of Congress.Page 25
We are now to inquire whether the case was removable from the state court, in virtue of any act of Congress.
The removal of this prosecution into the Federal court was rested on §§ 641, 642 Revised Statutes, which are as follows:
"SEC. 641. When any civil suit or criminal prosecution is commenced in any state court, for any cause whatsoever, against any personwho is denied or cannot enforce in the judicialtribunals of the State, or in the part of the State where suchsuit or prosecution is pending, any right secured to him by anylaw providing for the equal civil rights of citizens of theUnited States, or of all persons within the jurisdiction of theUnited States, . . . such suit or prosecution may upon the petition of such defendant, filed in said state court at any time before the trial or final hearing of the cause, stating the facts and verified by oath, be removed, for trial, into the next Circuit Court to be held in the district where it is pending. Upon the filing of such petition all further proceedings in the state courts shall cease, and shall not be resumed except as hereinafter provided. But all bail and other security given in such suit or prosecution shall continue in like force and effect as if the same had proceeded to final judgment and execution in the state court. . . .
"SEC. 642. When all the acts necessary for the removal of any suit of prosecution, as provided in the preceding section, have been performed, and the defendant petitioning for such removal is in actual custody on process issued by said state court, it shall be the duty of the clerk of said Circuit Court to issue a writ ofhabeas corpus cum causa, and of the marshal, by virtue of said writ, to take the body of the defendant into his custody, to be dealt with in said Circuit Court according to law and the orders of said court, or, in vacation, of any judge thereof; and the marshal shall file with or deliver to the clerk of said state court a duplicate copy of said writ."
The contention of the Commonwealth is that the decisions of this court wholly preclude the suggestion that section 641 authorized the removal of this case into the Federal court. In view of this contention we must see what has been heretofore decided.Page 26
Among the cases to which our attention has been called, the first one, in point of time, involving the construction of section 641, isEx parte Wells, 3 Woods, 128, 132, determined in the Circuit Court of the United States for the District of Louisiana, Mr. Justice Bradley presiding. The accused there sought to remove the prosecution from the state court, upon the ground, among others, that such vindictive prejudice existed against them on the part of the law-making and law-administering authorities of the State that they would be denied their rights as citizens in the state court, as well as before any jury that might be impanelled therein under the then existing jury law of the State; consequently, they would not be able to enforce their rights in said court. It was also alleged that the state court and its officers had so manipulated the local law as to deprive the accused of an impartial jury, and that they would be deprived of the full and equal benefit of the laws and proceedings for the security of their persons. The court, having found that there was nothing in the constitution or laws of the State that was hostile to the equal rights of the accused, in any particular, said: "The allegations with regard to the manipulation of the law in such manner as to secure a jury inimical to the petitioners, and with regard to the existence of a general prejudice against them in the minds of the court, the jurors, the officials and the people, are not within the purview of the statute authorizing a removal. The Fourteenth Amendment to the Constitution, which guarantees the equal benefit of the laws on which the present application is based, only prohibits state legislation violative of said right; it is not directed against individual infringements thereof. The civil rights bill of 1866 was broader in its scope, undertaking to vindicate those rights against individual aggression; but, still, only when committed under color of some `law, statute, ordinance, regulation or custom.' And when that provision in this law, which is transferred to section 641 of the Revised Statutes, gave the right to remove to the United States courts a cause commenced in a state court against a person who is denied or cannot enforce anyPage 27of the rights secured by the act, it had reference to a denial of those rights or impediments to their enforcement, arising from some state law, statute, regulation or custom. It is only when some suchhostile state legislationcan be shown to exist, interfering with the party's right of defense, that he can have his cause removed to the Federal court."
InStrauderv.West Virginia,100 U.S. 303,309,312, which was an indictment in a court of West Virginia against a person of the African race for the crime of murder, the accused, before the trial commenced, presented his petition for the removal of the case into the United States court upon the ground that the laws of the State, in relation to both grand and petit juries, discriminated against colored citizens, because of their race, in violation of the Constitution and laws of the United States. The petition for removal was denied, and the accused was forced to a trial in the state court, found guilty, and sentenced. That judgment was affirmed by the Supreme Court of Appeals of the State, and the case was brought here upon writ of error. This court held the state statute to be unconstitutional, as making an illegal discrimination against negroes, because of their race. After referring to what was said inUnited Statesv.Reese,92 U.S. 214, to the effect that rights and immunities created by or dependent upon the Constitution of the United States can be protected by Congress, and that the form and manner of the protection may be such as Congress in the legitimate exercise of its legislative discretion shall provide, the court said: "There is express authority to protect the rights and immunities referred to in the Fourteenth Amendment, and to enforce observance of them by appropriate Congressional legislation. And one very efficient and appropriate mode of extending such protection and securing to a party the enjoyment of the right or immunity, is a law providing for the removal of his case from a state court, in which the right is deniedby thestate law, into a Federal court, where it will be upheld. This is an ordinary mode of protecting rights and immunities conferred by the Federal Constitution and laws. Section 641 isPage 28such a provision." Adverting to the act from which sections 1977 and 1978 of the Revised Statutes were taken the court further said: "This act puts in the form of a statute what had been substantially ordained by the constitutional amendment. It was a step towards enforcing the constitutional provisions. Section 641 was an advanced step, fully warranted, we think, by the fifth section of the Fourteenth Amendment." Observe that this was the case of a state statute held to prevent the enforcement in the judicial tribunals of the State of rights secured to the accused by the Constitution of the United States. Upon that point this court said: "That the petition of the plaintiff in error, filed by him in the state court before the trial of his case, made a case for removal into the Federal Circuit Court, under section 641, is very plain, if, by the constitutional amendment and section 1977 of the Revised Statutes, he was entitled to immunity from discrimination against him in the selection of jurors, because of their color, as we have endeavored to show that he was. It set forth sufficient facts to exhibit a denial of that immunity, anda denial by the statute law of the State. There was error, therefore, in proceeding to the trial of the indictment against him after his petition was filed, as also in overruling his challenge to the array of the jury, and in refusing to quash the panel."
InVirginiav.Rives,100 U.S. 313,321, which was an indictment in a court of Virginia against colored persons charged with the crime of murder, the accused moved that the venire, which was composed entirely of white men, should be modified so as to allow one-third of the jury to be composed of colored men. That motion was overruled. Thereupon the defendants, before the trial, sought by petition to have the prosecution removed into the Federal court, upon the ground that the right secured to them by the act of Congress providing for the equal civil rights of all citizens of the United States was denied to them inthejudicial tribunals of the county in which the prosecution waspending;also, upon the ground that the grand jury finding the indictment had been organized in discrimination against thePage 29colored race because of their race. The application to remove the case was denied, and the defendants were tried in the state court and convicted. The case at that stage of the trial was docketed, at the motion of the accused, in the Federal court, and upon writ ofhabeas corpussued out from that court they were taken from the custody of the State and placed in the custody of the United States marshal. The Commonwealth of Virginia obtained from this court a rule against the judge of the Federal court to show cause why the accused should not be redelivered to the authorities of the State to be dealt with according to the laws of that Commonwealth. The judge made his return to the rule, averring that the indictments were removed into the Federal court by virtue of section 641 of the Revised Statutes. It is important to notice that there was no claim in that case that either the Constitution or laws of Virginia denied the civil rights of colored people or stood in the way of their enforcing the equal protection of the laws. The law, this court said, made no discrimination against them because of their color, nor any discrimination at all. And further, referring to the officer charged with the duty of selecting jurors, this court said: "He made himself liable to punishment at the instance of the State and under the laws of the United States. In one sense, indeed, his act was the act of the State, and was prohibited by the constitutional amendment. But,inasmuch as it was a criminalmisuse of the state law, it cannot be said to have been such a `denial or disability to enforce in the judicial tribunals of the State' the rights of colored men,as is contemplated by theremoval act. Section 641. It is to be observed that act gives the right of removal only to a person `who is denied, or cannot enforce, in the judicial tribunals of the State his equal civil rights.' And this is to appear before trial.When a statute ofthe Statedenies his right, or interposes a bar to his enforcing it, in the judicial tribunals, the presumption is fair that they will be controlled by it in their decisions; and in such a case a defendant may affirm on oath what is necessary for a removal.Such a caseis clearly within the provisions of section 641. ButPage 30when a subordinate officer of the State, in violation of state law, undertakes to deprive an accused party of a right which the statute law accords to him, as in the case at bar, it can hardly be said that he is denied, or cannot enforce, `in the judicial tribunals of the State' the rights which belong to him. In such a case it ought to be presumed the court will redress the wrong. If the accused is deprived of the right, the final and practical denial will be in the judicial tribunal which tries the case, after the trial has commenced. If, as in this case, the subordinate officer, whose duty it is to select jurors, fails to discharge that duty in the true spirit of the law; if he excludes all colored men solely because they are colored; or if the sheriff to whom avenireis given, composed of both white and colored citizens, neglects to summon the colored jurors only because they are colored; or if a clerk whose duty it is to take the twelve names from the box rejects all the colored jurors for the same reason — it can with no propriety be said the defendant's right is denied by the State and cannot be enforced in the judicial tribunals. The court will correct the wrong, will quash the indictment or the panel, or, if not, the error will be corrected in a superior court.We cannot think such cases arewithin the provisions of section641.Denials of equal rightsin the action of the judicial tribunals of the State are left tothe revisory powers of this court."
The question as to the scope of section 641 of the Revised Statutes again arose in the subsequent cases ofNealv.Delaware,103 U.S. 370,386;Bushv.Kentucky,107 U.S. 110,116;Gibsonv.Mississippi,162 U.S. 565,581,584, andCharley Smithv.Mississippi,162 U.S. 592,600. In each of these cases it was distinctly adjudged, in harmony with previous cases, that the words in section 641 — "who is denied or cannot enforce in the judicial tribunals of the State, or in the part of the State where such suit or prosecution is pending, any right secured to him by any law providing for the equal civil rights of citizens of the United States, or of all persons within the jurisdiction of the United States" — did not give the right ofremoval, unlessPage 31the constitution or the laws of the State in which the criminal prosecution was pending denied or prevented the enforcement in the judicial tribunals of such State of the equal rights of the accused as secured by any law of the United States. Those cases, as did the prior ones, expressly held that there was no right ofremovalunder section 641, where the alleged discrimination against the accused, in respect of his equal rights, was due to the illegal or corrupt acts of administrative officers, unauthorized by the constitution or laws of the State, as interpreted by its highest court. For wrongs of that character the remedy, it was held, is in the state court, and ultimately in the power of this court, upon writ of error, to protect any right secured or granted to an accused by the Constitution or laws of the United States, and which has been denied to him in the highest court of the State in which the decision, in respect of that right, could be had.
InGibsonv.Mississippi,162 U.S. 565,581,584, the words of this court as to the scope of section 641 were very emphatic. In that case there was a conviction in a state court of a negro for the crime of murder, and in which one of the questions, upon writ of error to the highest court of that State, was as to the action of the trial court in denying a petition for the removal of the prosecution to the Federal court. This court said: "When the constitution and laws of a State, as interpreted by its highest judicial tribunal, do not stand in the way of the enforcement of rights secured equally to all citizens of the United States, the possibility that during the trial of a particular case the state court may not respect and enforce the right to the equal protection of the laws, constitutes no ground, under the statute, forremovingthe prosecution into the Circuit Court of the United States in advance of a trial. We may repeat here what was said inNealv.Delaware, namely, that in thus construing the statute `we do not withhold from a party claiming that he is denied, or cannot enforce in the judicial tribunals of the State, his constitutional equality of civil rights, all opportunity of appealing to the courts of the United States for the redressPage 32of his wrongs. For if not entitled, under the statute, to the removal of the suit or prosecution, he may, when denied, in the subsequent proceedings of the state court, or in the execution of its judgment, any right, privilege or immunity given or secured to him by the Constitution or laws of the United States, bring the case here for review.' We therefore held inNealv.Delawarethat Congress had not authorized a removal of the prosecution from the state court, where jury commissioners or other subordinate officers had,without authority derived fromthe constitution and laws of the State, excluded colored citizens from juries because of their race." Again: "The application was to remove the prosecution from the state court, and a removal, as we have seen, could not be ordered upon the ground simply that citizens of African descent had been improperly excluded, because of their race, and without the sanction of the constitution and laws of the State, from service on previous grand juries, or from service on the particular grand jury that returned the indictment against the accused. We do not overlook in this connection the fact that the petition for the removal of the cause into the Federal court alleged that the accused, by reason of the great prejudice against him on account of his color, could not secure a fair and impartial trial in the county, and that he prayed an opportunity to subpoena witnesses to prove that fact. Such evidence, if it had been introduced, and however cogent, could not, as already shown, have entitled the accused to theremovalsought; for the alleged existence of race prejudice interfering with a fair trial was not to be attributed to the constitution and laws of the State. It was incumbent upon the state court to see to it that the accused had a fair and impartial trial, and to set aside any verdict of guilty based on prejudice of race."
The cases to which we have adverted had reference, it is true, to alleged discriminations against negroes because of their race. But the rules announced in them equally apply where the accused is of the white race. Section 641, as well as the Fourteenth Amendment of the Constitution, is for the benefit of allPage 33of every race whose cases are embraced by its provisions and not alone for the benefit of the African race.
We have not overlooked the suggestion, earnestly pressed upon our attention, that it is impossible for the accused to obtain a fair trial in the locality where the prosecution is pending. Indeed, the suggestion is, in effect, that there was a deliberate purpose on the part of those charged with the administration of justice in that locality to take his life, under the forms of law, even if the facts did not establish his guilt of the crime charged. It is true that looking alone at the petition for removal, the trials of the accused disclose such misconduct on the part of administrative officers connected with those trials as may well shock all who love justice and recognize the right of every human being, accused of crime, to be tried according to law. The case as made by the record, it must be conceded, tends to show, if it does not justify the belief, that administrative officers, having connection with the trial of the accused, had it in mind, at each trial, to exclude from the jury, so far as it was possible to do so, every person, however competent, who belonged to the same political party as the accused. In his separate opinion inPowersv.Commonwealth, 83 S.W. 146, 149, Judge Barker, of the Court of Appeals of Kentucky, referring to the third trial of the accused, said: "It is clear that the trial judge was of opinion that it was not an offense against the Fourteenth Amendment or a denial of the equal protection of the laws to the defendant to exclude Republicans [the accused being a Republican in politics] from the jury, solely because they were Republicans, provided the selected Democrats [the deceased Goebel being a Democrat in politics] were possessed of the statutory qualifications required for jury service."
It is appropriate here to recall that the Circuit Court, referring to the petition for removal, said: "The Commonwealth of Kentucky has not filed a reply to said petition for removal, or in any way taken issue with the defendant as to any of the allegations thereof. Said allegations must, therefore, be accepted as true, save in so far as they may be contradicted by the transcriptPage 34on file herein. In the case ofDishonv.C., N.O. T.P. Ry.Co., 133 F. 471, 66 C. C.A. 345, Judge Richards, in discussing the affirmative allegations of a petition for removal in a civil suit under the jurisdictional acts of 1887-88, said: `If these averments were not true, the plaintiff should have denied them, and an issue would then have been made for the court below to try and determine. No answer was filed; no issue in any other way was taken. The plaintiff contented himself with making a motion to remand, and which only raised a legal question, namely, whether, upon the facts stated in the petition for removal, taken in connection with the record, a case for removal was made out.' In the case ofWhittenv.Tomlinson,160 U.S. 231, Justice Gray, in referring to a petition for a writ ofhabeas corpusunder sections 751-755, Rev. Stat. U.S., said: `In a petition for a writ ofhabeas corpus, verified by oath of the petitioner, as required by Rev. Stat. U.S. § 754, facts duly alleged may be taken to be true, unless denied by the return or controlled by other evidence. But no allegation of fact in the petition can be assumed to be admitted, unless distinct and unambiguous.' The allegations of the petition for removal are not borne out by the transcript in all their detail. They are, however, borne out to a substantial degree, and are not contradicted in any substantial particular. It establishes the discrimination complained of in the selection of the jurors by the subordinate officers having to do therewith on the second and third trials, and that on both trials the Scott Circuit Court held that such discrimination was not illegal and the defendant had no right to complain thereof, it not being claimed that the jurors selected did not possess the statutory qualifications. As to the first trial, all that the transcript shows is that it was one of the grounds of defendant's motion for new trial that the Circuit judge, after the regular panel was exhausted, had refused to draw from the wheel the names of jurors placed there in the fall of 1899, before any motive for discrimination had arisen, concerning which Judge Du Relle had this to say in the opinion delivered by him on behalf of the majority of the Court of AppealsPage 35on the first appeal: `In the grounds relied on in the motion for new trial it is stated that the court overruled the motion of appellant, after the regular panel was exhausted, to draw the remaining names necessary to complete the jury from the jury wheel. It is to be regretted that, in a case concerning which so much feeling existed, the simple and easy mode was not adopted, which would have put beyond cavil the question of the accused having a trial by jury impartially selected. This will doubtless be done upon the succeeding trial.'"
Taking then the facts to be as represented in the petition for removal, still the remedy of the accused was not to have the prosecution removed into the Federal court — that court not being authorized to take cognizance of the case upon removal from the state court. It is not contended, as it could not be, that the constitution and laws of Kentucky deny to the accused any rights secured to him by the Constitution of the United States or by any act of Congress. Such being the case, it is impossible, in view of prior adjudications, to hold that this prosecution was removable into the Circuit Court of the United States by virtue of section 641 of the Revised Statutes. Such a case as the one before us has not been provided for by any act of Congress; that is, a Circuit Court of the United States has not been authorized to take cognizance of a criminal prosecution commenced in a state court for an alleged crime against the State, where the constitution and laws of such State do not permit discrimination against the accused in respect of such rights as are specified in the first clause of section 641. This court, while sustaining the subordinate courts of the United States in the exercise of such jurisdiction as has been lawfully conferred upon them, must see to it that they do not usurp authority not affirmatively given to them by acts of Congress. InM.C. L.M. Railway Co. v.Swan,111 U.S. 379,382, we said that "the rule, springing from the nature and limits of the judicial power of the United States, is inflexible and without exception, which requires of this court, of its own motion, to deny its own jurisdiction, and, in the exercise of its appellate power, that ofPage 36all other courts of the United States, in all cases where such jurisdiction does not affirmatively appear in the record on which, in the exercise of that power, it is called to act. On every writ of error or appeal the first and fundamental question is that of jurisdiction, first, of this court, and then of the court from which the record comes. This question the court is bound to ask and answer for itself, even when not otherwise suggested, and without respect to the relation of the parties to it." This principle has been again and again reaffirmed.GreatSouthern Fire Proof Hotel Co. v.Jones,177 U.S. 449,453, and authorities there cited.
Now, it affirmatively appears of record that the Circuit Court has taken jurisdiction of this case on removal from the state court, when, as we hold, no act of Congress authorized it to do so. We cannot, in fidelity to the law, as declared in former cases, overlook this defect of jurisdiction in the court below or fail to express our inability to concur in the views of the learned court below upon this point.
The Circuit Court said: "I, therefore, conclude that the prior action of the Scott Circuit Court denying the defendant the equal protection of the laws is a real hindrance and obstacle to his asserting his right thereto in a future trial therein — just as real as an unconstitutional statute would be — and that the defendant is denied the equal protection of the laws in said court, within the meaning of said section, and entitled to a removal on account thereof. He is denied in said court the equal protection of the laws because he has been denied, and such denial has never been set aside, but remains in full force and effect. . . . By an `inability to enforce in the judicial tribunals of the State' is meant, as I construe the statute, any judicial tribunal of the State that may have jurisdiction of the prosecution." This view is met by what has been said in former cases, namely, that the words in section 641 — "who is denied or cannot enforce in the judicial tribunals of the State" — have no application to any case where the rights secured to an accused "by any law providing for the equal civil rights of citizens of the United States,Page 37or of all persons within the jurisdiction of the United States." are recognized or are not denied by the constitution or laws of the State in which the prosecution is pending.
Under this holding, the accused is not deprived of opportunity to have his rights, of whatever nature, which are secured or guaranteed to him by the Constitution or laws of the United States, fully protected by a Federal court. But it is said that the action of the trial court in refusing to quash the indictment or the panel of petit jurors, although the motion to quash was based on Federal grounds, cannot, under the laws of Kentucky, be reviewed by the Court of Appeals, the highest court of that Commonwealth. If such be the law of Kentucky, as declared by the statutes and by the Court of Appeals, of that Commonwealth, then, after the case is disposed of in that court by final judgment, in respect of the matters of which, under the local law, it may take cognizance, a writ of error can run from this courtto the trialcourtas the highest court of Kentuckyin which a decision ofthe Federal question could be had;and this court in that event, upon writ of error, reviewing the final judgment of the trial court, can exercise such jurisdiction in the case as may be necessary to vindicate any right, privilege or immunity specially set up or claimed under the Constitution and laws of the United States, and in respect of which the decision of the trial court is made final by the local law; that is, it may reexamine the final judgment of the trial court so far as it involved and denied the Federal right, privilege or immunity asserted. This must be so, else it will be in the power of a State to so regulate the jurisdiction of its courts as to prevent this court from protecting rights secured by the Constitution, and improperly denied in a subordinate state court, although specially set up and claimed. What we have said is clear from section 709 of the Revised Statutes, which declares that "A final judgment or decree in any suit in the highest court of a State, in which a decisioninthe suit could be had, . . . where any title, right, privilege or immunity is claimed under the Constitution, . . . and the decision isagainstthe title, right, privilege or immunityPage 38specially set up or claimed, by either party, under such Constitution, . . . may be reexamined and reversed or affirmed in the Supreme Court upon a writ of error." Looking at the object of that section it must be held that this court has jurisdiction, upon writ of error to reexamine the final judgment of a subordinate state court denying a Federal right, specially set up or claimed, if, under the local law, that court is the highest court of the State entitled to pass upon such claim of Federal right. The great case ofCohensv.Virginia, 6 Wheat. 264, which was a criminal prosecution for a misdemeanor, was brought to this court, upon writ of error, from the Quarterly Session Court for the Borough of Norfolk, Virginia, and our jurisdiction was sustained upon the ground that such court was the highest court of the State in which, under the laws of Virginia, that case was cognizable. InDownhamv.Alexandria, 9 Wall. 659, which was a suit for taxes against a dealer in liquors, the court said: "The legislature, then, having thought fit to make the judgment of the District Court in this case final and without appeal, that court is, for this case, the highest court in which the decision could be made; and the writ of error is, therefore, warranted by the act of Congress, and regular." InGregoryv.McVeigh, 23 Wall. 294, 306, which was a writ of error to the Corporation Court of Alexandria, Virginia, and in which there was a motion to dismiss for want of jurisdiction, this court said: "The Court of Appeals is the highest court in the State of Virginia. If a decision of a suit could be had in that court, we must wait for such a decision before we can take jurisdiction, and then can only examine the judgment of that court. If, however, the suit is one of which that court cannot take jurisdiction, we may reexamine the judgment of the highest court which, under laws of the State, could decide it. . . . We think, therefore, that the judgment of the Corporation Court of the city of Alexandria is the judgment of the highest court of the State in which a decision of the suit could be had, and that we may reexamine it upon error." InBergemannv.Backer,157 U.S. 655,659, a criminal prosecution for murderPage 39in a subordinate court of New Jersey, this court said: "If the proceedings in the Court of Oyer and Terminer could not, under the laws of New Jersey, be reviewed in a higher court of that State, except upon the allowance of a writ of error by such court or by some judge, and if such allowance was refused, then the judgment of the court of original jurisdiction was, within the meaning of the acts of Congress, the judgment of the highest court of the State in which a determination of the case could be had, and such judgment could have been, upon writ of error, reexamined here, if it had denied any right, privilege, or immunity specially set up and claimed under the Constitution of the United States." So, inMissouri, Kansas c. Ry. Co. v.Elliott,184 U.S. 530,539, in which the defendant made a claim of immunity in virtue of an authority exercised under the United States, it was held that our writ of error ran, not to the Supreme Court of Missouri, but to the Kansas City Court of Appeals, the highest court in which, under the law of that State, the question as to that immunity could be decided.
It is necessary to notice one other point made in behalf of the accused. At each of the trials he pleaded in bar of the prosecution a pardon granted to him on the tenth day of March, 1900, by William S. Taylor, who was alleged to have been, at the time, the duly elected, qualified, actual and acting Governor of Kentucky, having in his possession and under his control all the books, papers, records and archives, as well as the Executive Mansion, belonging to the office of Governor. That pardon, it is alleged, was accepted by the accused. It is further alleged that at the time said pardon was issued Taylor had been recognized, regarded and treated as the lawful Governor of Kentucky by the Executive power and Executive Department of the Government of the United States, including the President, the Attorney General, and the Postmaster General, and by the postmaster at Frankfort, the capital of Kentucky. The petition for removal alleged that the court in which the accused was tried, as well as the Court of Appeals of Kentucky, had refused to recognize said pardon as having any legal effect, and hadPage 40thereby denied to him the equal civil rights and the equal protection of the laws secured to him by the above provisions of the Constitution and laws of the United States; consequently, it was contended, he was denied and could not enforce in any judicial tribunal of Kentucky the rights which said pardon gave him.
Manifestly, in view of what has already been said, this question as to the pardon of the accused, does not make a case of removal on the ground of the denial or inability to enforce in the judicial tribunals of Kentucky of a right secured to the accused "by any law providing for the equal civil rights of citizens of the United States or of all persons within the jurisdiction of the United States." Whether the non-recognition by the courts of the State of the validity of the alleged pardon involved a denial of any right secured to the accused by any other law or by the Constitution of the United States, we need not now consider. As the Circuit Court could not, in virtue of section 641, take cognizance of this prosecution or removal, we cannot properly pass upon the merits of any question of Federal right which might arise in the case. It is sufficient to say that if the accused, by reason of the Taylor pardon, acquired any right under the Constitution or laws of the United States, and if at the next trial of his case that right, having been specially set up and claimed, should be denied by the highest court of the State in which a decision of that question could be had, such action of that court, in respect of that pardon, can be reviewed here upon writ of error. We do not perceive that any question arising out of the pardon could make a case under section 641 for the removal of the prosecution from the state court.
We are all of opinion that the order awarding the writ ofhabeas corpus cum causamust be reversed, with directions to set aside that order as well as the order docketing the case in the Circuit Court of the United States; also, that the rule in relation to mandamus must be made absolute, the prosecution remanded to the state court, and the custody of the accused surrendered to the state authorities.It is so ordered.Page 41
- Page 10 The affiant states that he ought not to be required to go to trial before a jury drawn as a panel for service at the present term of this court or already summoned from the county of Bourbon for the following reasons, namely: that the political canvass in this State in 1899, in which the late William Goebel was candidate for the office of Governor, was a heated and angry one, and tended to create great antagonism in the minds of his political adherents against those who opposed; that this canvass was followed by a contest before the state legislature for said office, in which the deepest and fiercest passions were stirred in the minds of his followers in this county, as well as in other counties of the State, including the county of Bourbon; that during that contest the said Goebel was killed, which killing tended still further to deepen and intensify the political passions of his friends and admirers in this county and in the county of Bourbon and throughout the State, against this affiant, who was a candidate for a state office on the Republican ticket in the said year of 1900. The passions thus created have Page 11 since that time been stimulated and fed by the political contests which have since followed, and are still in existence, in this county and Bourbon County. Affiant says that, at a special term of this court in July, 1900, he was put on trial in this county, charged with being an accessory before the fact to the killing of said William Goebel, and was by the jury found guilty. From the judgment of the court at that term, the affiant appealed to the Appellate Court, the appeal being taken in the early part of September in said year; that at the subsequent October term of said court, jury commissioners for this county were selected whose duty it was to select a large number of names and place them in the jury wheel for service during the year 1901.
The three commissioners appointed were John Bradford, Ben Mallory and H.H. Haggard, all three of whom were partisan supporters and allies, in the contest referred to, of the said William Goebel, deceased. The said jury commissioners discharged the work assigned to them by placing in said jury wheel the names of two hundred citizens of Scott County for purposes of said jury service; that at the February term, 1901, of the Circuit Court of this county and at the May term of the said year, seventy-five or more names were drawn from the jury wheel for said service; that at the present term there were drawn from the said jury wheel for the purpose of securing a jury in this case about one hundred and twenty-five names, that being the entire number of names placed in the wheel. Affiant further states that at the regular state election of 1900, in the county of Scott, there were cast for the Democratic candidate, in round numbers, 2,500 votes, and for the Republican candidate 2,100 votes; that of these 2,100 votes not less than 1,300 were white voters of equal character, standing and intelligence with the white voters who cast their votes for the Democratic party at said election.
Affiant says that, despite these conditions, which were shown to exist in this county, that of the 200 names placed in the jury wheel by the aforesaid commissioners and drawn out as herein described, only five were supporters of the Republican party, and the other 195 being active partisan friends and supporters of the party with which William Goebel was identified as its leader and whose minds and passions had been inflamed against this affiant by continued political agitation.
The affiant further says that of the five Republicans whose names were placed in the jury wheel for jury service by said commissioners, as before stated, one man was drawn for service at the February term of this court, 1901, and another at the May term; of the remaining three, two of them at the present term disqualified themselves herein by previously formed opinions, and the fifth and last, after qualification and acceptance on thevoir dire, was peremptorily challenged by the Commonwealth. The affiant says that Page 12 it will be impossible under these circumstances for him to avoid being tried at this term of this court except by a jury composed entirely of his political opponents and exclusively made up of those who were the adherents and admirers of said Goebel, and it will be impossible for him to obtain a fair and impartial trial before any jury so constituted and formed.
The affiant further states that the officers of this county who went to Bourbon County to summon the men for jury service sent directly to the sheriff of Bourbon County, who, together with his deputies, were earnest and ardent adherents, supporters and friends of the said William Goebel and opposed politically to this affiant; that the officers of this county consulted and advised with the said officers of Bourbon County as to the selection of the men summoned, and that Wallace Mitchell, deputy sheriff of said county; James Burke, another deputy sheriff of said county; Joseph Williams, a constable of Bourbon County, and James A. Gibson, a guard for county prisoners in Bourbon County, all of whom are the political adherents of said Goebel and politically opposed to this affiant, acted with them in making the selection and summoning said men.
He says that the political complexion of Bourbon is almost equally Democratic and Republican, there being a slight majority in favor of the Democratic party; that of the Republicans, about three-fifths are colored, but there are many conscientious, fair-minded and respectable citizens of Bourbon County, qualified for jury service, of the same political faith of this affiant, a great many of whom could have been as readily and conveniently summoned and who would give to both sides herein a fair and impartial trial; but that none of such persons were summoned with the exception of two men, and with these exceptions 91 of the 93 names appearing upon the list furnished this affiant as a correct list of the men summoned from Bourbon County are the names of the supporters and adherents of said Goebel, and opposed politically to this affiant, and were summoned for jury service herein by reason of such fact, as this affiant believes.
Affiant further states that said Wallace Mitchell, the deputy sheriff of Bourbon County is now a candidate for sheriff of said county, seeking an election at the hands of the supporters and adherents of said William Goebel, and is their nominee for said office. Said Mitchell, in the fall of 1900, acted in summoning for jury service in this court in the case of theCommonwealthv.Youtsey, indicted for the same offense of this affiant, and in making the selection of men to serve as jurors therein, made the statement that he would not summons a single Brown Democrat or Republican for such service, and he did not summons any such. ↩