Opinion · Supreme Court of the United States

Ingersoll-Rand Co. v. McClendon

498 U.S. 133

Type
Opinion
Court
Supreme Court of the United States
Jurisdiction
Federal
Date
1990-12-03
Topic
general

How later courts describe this case

  • holding that ERISA preempts state law wrongful discharge claim based on termination to avoid pension fund payments
  • holding that such an action must be brought under ERISA, 29 U.S.C.A. § 1001 et seq.
  • holding that cause of action that depended upon the existence of an ERISA plan was preempted
  • holding that a state-law wrongful discharge claim was preempted because it was premised on the existence of the ERISA plan
  • holding that state law claim is preempted if it “purports to provide a remedy for the violation of a right expressly guaranteed by [ERISA]”
  • holding that an employee’s claim for relief for wrongful discharge based on state common law was preempted by § 1132(a)
  • concluding that “it is no answer to a pre-emption argument that a particular plaintiff is not seeking recovery of pension benefits”
  • holding that Congress intended § 502(a) to be the "exclusive remedy" for rights guaranteed under ERISA

Citator

UpLaw has not yet analyzed Ingersoll-Rand Co. v. McClendon. The absence of a flag is not a finding that it is good law.

Authority status
pending
Cited by
1851 opinions
Distinguished
1 times

Headnotes

  1. Labor & Employment Law — Preemption A state common law cause of action that permits recovery where an employee proves the principal reason for his termination was the employer's desire to avoid contributing to or paying benefits under the employee's pension fund "relates to" an employee benefit plan within the meaning of ERISA § 514(a), because the existence of a pension plan is a critical factor in establishing liability and the court's inquiry must be directed to the plan; such a claim is therefore expressly preempted. 498 U.S. at 139-140
  2. Labor & Employment Law — Preemption ERISA § 514(c)(2), which defines "State" to include state instrumentalities purporting to regulate the terms and conditions of covered plans, expands rather than restricts the definition of "State" and does not limit § 514(a)'s preemptive reach to laws affecting plan terms, conditions, or administration; construing it otherwise would render § 514(a)'s "relate to" language superfluous. 498 U.S. at 140-141
  3. Labor & Employment Law — Preemption Section 514(a) is intended to ensure that plans and plan sponsors are subject to a uniform body of benefit law by minimizing the administrative and financial burden of complying with conflicting directives among States or between States and the Federal Government; permitting state-based wrongful discharge actions would allow state courts to develop differing substantive standards for the same employer conduct, an outcome fundamentally at odds with Congress's goal of uniformity. 498 U.S. at 142
  4. Labor & Employment Law — Preemption A claim that an employer discharged an employee for the purpose of interfering with the attainment of pension rights falls squarely within ERISA § 510, which prohibits the discharge of a plan participant for the purpose of interfering with the attainment of any right under the plan; the mere existence of a detailed federal regulatory or enforcement scheme does not by itself imply preemption of state remedies, and courts must look for special features warranting preemption. 498 U.S. at 142-143
  5. Labor & Employment Law — ERISA Exclusive Remedy ERISA § 502(a) establishes a comprehensive civil enforcement scheme that is the exclusive remedy for rights guaranteed under ERISA, including those provided by § 510, and represents a careful balancing of the need for prompt and fair claims settlement procedures against the public interest in encouraging the formation of employee benefit plans; that exclusivity is a special feature warranting preemption of state law claims. 498 U.S. at 143-144
  6. Labor & Employment Law — Preemption A state cause of action that purports to provide a remedy for the violation of a right expressly guaranteed by ERISA § 510 and exclusively enforced by § 502(a) is preempted by conflict with federal law; where it is clear or may fairly be assumed that activities a State purports to regulate are protected by § 510, due regard for the federal enactment requires that state jurisdiction yield. 498 U.S. at 144-145
  7. Labor & Employment Law — ERISA Remedies There is no basis in ERISA § 502(a)'s language for limiting ERISA actions to only those seeking pension benefits, and the relief requested is well within the power of federal courts to provide; consequently, it is no answer to a preemption argument that a particular plaintiff is not seeking recovery of pension benefits. 498 U.S. at 145