Opinion · Supreme Court of the United States
In Re Groban
In Re Groban, 1 L. Ed. 2d 376 (1957)
- Type
- Opinion
- Court
- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 1957-02-25
- Topic
- general
“A witness before a grand jury cannot insist, as a matter of constitutional right, on being represented by his counsel ....” | "A witness before a grand jury cannot insist, as a matter of constitutional right, on being represented by his counsel ...." | state law explicitly permitting exclusion of counsel for witness giving testimony at investigatory proceeding held not to violate United States Constitution | state law explicitly permitting exclusion of counsel for witness giving testimony at investigatory proceeding held not to violate United States Constitution | no constitutional right to counsel in giving testimony before fire marshall
Citator
- Authority status
- positive
- Cited by
- 246 opinions
- Followed
- 1 times
delivered the opinion of the Court.
The question presented by this appeal is whether appellants had a constitutional right under the Due Process Clause of the Fourteenth Amendment to the
After a fire occurred on the premises of a corporation owned and operated by appellants, the Fire Marshal started an investigation into the causes of the fire and subpoenaed appellants to appear as witnesses. The Fire Marshal refused to permit appellants’ counsel to be present at the proceeding, relying on § 3737.13 of the Ohio Code, which provides that the “investigation may be private” and that he may “exclude from the place where [the] investigation is held all persons other than those required to be present . ...”1 Appellants declined to be sworn and to testify without the immediate presence of their counsel, who had accompanied them to the hearing. Their refusal was treated as a violation of § 3737.12, which provides that “No witness shall refuse to be sworn or refuse to testify . . . .” Section 3737.99 (A) provides that “Whoever violates section 3737.12 . . . may be summarily punished, by the officer concerned, by . . . commitment to the county jail until such person is willing to comply with the order of such officer.” The Fire Marshal accordingly committed appellants to the county jail until such time as they should be willing to testify.2 Appellants’ application for a writ of habeas corpus was denied by the Ohio Court of Common Pleas, and this denial was affirmed on appeal by the Ohio Court of Appeals and by the Ohio Supreme Court.3
We postponed further consideration of the question of jurisdiction to the hearing on the merits. 351 U. S. 903. The Ohio Supreme Court construed § 3737.13 to
We note at the outset that appellants explicitly disavow making any direct attack on the Fire Marshal’s power of summary punishment under § 3737.99 (A). They challenge not the validity of the procedure by which they were committed to jail, but the constitutional sufficiency of the grounds on which they were so committed. Their sole assertion is that the Fire Marshal’s authority to exclude counsel under § 3737.13 was unconstitutional because they had a right, under the Due Process Clause, to the assistance of their counsel in giving their testimony.
It is clear that a defendant in a state criminal trial has an unqualified right, under the Due Process Clause, to be heard through his own counsel. Chandler v. Fretag, 348 U. S. 3. Prosecution of an individual differs widely from administrative investigation of incidents damaging to the economy or dangerous to the public. The proceeding before the Fire Marshal was not a criminal trial, nor was it an administrative proceeding that would in any way adjudicate appellants’ responsibilities for the fire. It was a proceeding solely to elicit facts relating to the causes and circumstances of the fire. The Fire Marshal’s duty was to “determine whether the fire was the result of carelessness or design,” and to arrest any person against whom there was sufficient evidence on which to base a charge of arson.4
The fact that appellants were under a legal duty to speak and that their testimony might provide a basis for criminal charges against them does not mean that they had a constitutional right to the assistance of their counsel. Appellants here are witnesses from whom in
It may be that the number of people present in a grand jury proceeding gives greater assurance that improper
Ohio, like many other States, maintains a division of the state government directed by the Fire Marshal for the prevention of fires and reduction of fire losses.8 Section 3737.13, which has been in effect since 1900,9 represents a determination by the Ohio Legislature that investigations conducted in private may be the most effective method of bringing to light facts concerning the origins of fires, and, in the long run, of reducing injuries and losses from fires caused by negligence or by design. We cannot say that this determination is unreasonable. The presence of advisors to witnesses might easily so far encumber an investigatory proceeding as to make it unworkable or unwieldy. And with so weighty a public interest as fire prevention to protect, we cannot hold that the balance has been set in such a way as to be contrary to “fundamental principles of liberty and justice.” Hebert v. Louisiana, 272 U. S. 312, 316. That is the test to measure the validity of a state statute under the Due Process Clause.
Appellants urge, however, that the Fire Marshal’s power to exclude counsel under § 3737.13 must be considered in the light of his power of summary punishment
Affirmed.
Page’s Ohio Rev. Code, 1954, § 3737.13.
Appellants were released on bond and have never in fact been incarcerated.
In re Groban, 99 Ohio App. 512, 135 N. E. 2d 477; 164 Ohio St. 26, 128 N. E. 2d 106.
Page’s Ohio Rev. Code, 1954, §§ 3737.08, 3737.10.
In re Black, 47 F. 2d 542; accord, United States v. Blanton, 77 F. Supp. 812; see United States v. Scully, 225 F. 2d 113, 116.
Bowles v. Baer, 142 F. 2d 787; United States v. Levine, 127 F. Supp. 651. Note, Rights of Witnesses in Administrative Investigations, 54 Harv. L. Rev. 1214, 1216-1217.
Cf. Ullmann v. United States, 350 U. S. 422; Hoffman v. United States, 341 U. S. 479, 486; Smith v. United States, 337 U. S. 137, 150; Hale v. Henkel, 201 U. S. 43, 66-67.
See National Fire Protection Association Handbook of Fire Protection (10th ed. 1948) 41-45; Annual Report of the Division of [Ohio] State Fire Marshal for 1955.
Ohio Laws 1900, Senate Bill No. 51.