Opinion · Supreme Court of the United States
Hudson v. Michigan
126 S. Ct. 2159
- Type
- Opinion
- Court
- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 2006-06-15
- Topic
- general
holding that the interests protected by the knock and announce rule "ha[d] nothing to do with the seizure of the evidence" | holding that a violation of the Fourth Amendment knock-and-announce rule does not require exclusion of evidence found in the ensuing search | holding that a violation of the Fourth Amendment knock-and-announce rule does not require exclusion of evidence found in the ensuing search | holding that violation of "knock and announce" rule does not require exclusion of all evidence found in a search | holding that violation of “knock-and-announce” rule under Fourth Amendment did not require suppression of evidence where deterrence benefits would be outweighed by substantial social costs | concluding that exclusionary rule did not apply when police violated knock-and-announce rule when they entered defendant’s home | holding that a police officer’s “illegal manner of entry” into one’s home is a “constitutional violation,” albeit not one that triggers the exclusionary rule | holding that application of the exclusionary rule “has always been our last resort, not our first impulse” | holding that the exclusionary rule only applies when the interest protected by the constitutional guarantee has been violated | holding that violation of the “knock-and- announce” rule when executing search warrant does not require suppression of evidence discovered during the unannounced search | concluding that police officers’s conceded violation of the “knock and announce” rule did not require suppression of the evidence found during search of defendant’s home | holding that a violation of the Fourth Amendment’s knock and announce rule 8 does not require suppression of evidence obtained in the search | concluding that police officers’s conceded violation of the “knock and announce” rule did not require suppression of the evidence found during search of defendant’s home | holding that a police officer's “illegal manner of entry” into one's home is a “constitutional violation,” albeit not one that triggers the exclusionary rule | holding that a violation of the knock-and- announce rule does not necessarily require the suppression of all evidence found in the search | holding that the exclusionary rule does not apply to knock and announce violations | noting that officers are expected to learn and abide by “what is required of them” by courts having jurisdiction over them | holding that a violation of the knock-and-announce rule was sufficiently attenuated | holding that exclusionary rule does not apply to knock-and-announce violations | reiterating that “a necessary . . . condition for suppression” is “that a constitutional violation was a ‘but-for’ cause of obtaining [the] evidence” | explaining that the exclusionary rule should only be applied where its deterrence benefits outweigh its substantial social costs | explaining that the exclusionary rule should only be applied where its deterrence benefits outweigh its substantial social costs | noting that one purpose of the knock-and-announce rule is to allow the door to be opened rather than broken | noting that officers are expected to learn and abide by “what is required of them” by courts having jurisdiction over them | noting that officers are expected to learn and abide by “what is required of them” by courts having jurisdiction over them | stating that the costs of exclusion “sometimes include setting the guilty free and the dangerous at large” | recognizing the exclusionary rule as a “last resort” means of upholding the Fourth Amendment and holding it inapplicable in knock-and-announce cases | stating that “Suppression of evidence, however, has always been our last resort, not our first impulse” | noting that one of the substantial social costs of the rule that cautions against its expansion is “setting the guilty free and the dangerous at large” | noting that money damages provide an important remedy for violations of the sanctity of the home | noting that money damages prov
Citator
- Cited by
- 454 opinions
Affirmed.
JUSTICE SCALIA delivered the opinion of the Court with respect to Parts I, II, and III, concluding that violation of the "knock-and-announce" rule does not require suppression of evidence found in a search. Pp. 589-599.
(a) Because Michigan has conceded that the entry here was a knock-and-announce violation, the only issue is whether the exclusionary rule is appropriate for such a violation. Pp. 589-590.
(b) This Court has rejected "[i]ndiscriminate application" of the exclusionary rule,United Statesv.Leon,468 U. S. 897,908, holding it applicable only "where its deterrence benefits outweigh its `substantial social costs,'"Pennsylvania Bd. of Probation and Parolev.Scott,524 U. S. 357,363. Exclusion may not be premised on the mere fact that a constitutional violation was a "but-for" cause of obtaining the evidence. The illegal entry here was not the but-for cause, but even if it were, but-for causation can be too attenuated to justify exclusion. Attenuation can occur not only when the causal connection is remote, but also when suppression would not serve the interest protected by the constitutional guarantee violated. The interests protected by the knock-and-announce rule include human life and limb (because an unannounced entry may provoke violence from a surprised resident), property (because citizens presumably would open the door upon an announcement, whereas a forcible entry may destroy it), and privacy and dignity of the sort that can be offended by a sudden entrance. But the rule has never protected one's interest in preventing the government from seeing or taking evidence described in a warrant. Since the interests violatedPage 587here have nothing to do with the seizure of the evidence, the exclusionary rule is inapplicable. Pp. 590-594.
(c) The social costs to be weighed against deterrence are considerable here. In addition to the grave adverse consequence that excluding relevant incriminating evidence always entails — the risk of releasing dangerous criminals — imposing such a massive remedy would generate a constant flood of alleged failures to observe the rule, and claims that any asserted justification for a no-knock entry had inadequate support. Another consequence would be police officers' refraining from timely entry after knocking and announcing, producing preventable violence against the officers in some cases, and the destruction of evidence in others. Next to these social costs are the deterrence benefits. The value of deterrence depends on the strength of the incentive to commit the forbidden act. That incentive is minimal here, where ignoring knock-and-announce can realistically be expected to achieve nothing but the prevention of evidence destruction and avoidance of life-threatening resistance, dangers which suspend the requirement when there is "reasonable suspicion" that they exist,Richardsv.Wisconsin,520 U. S. 385,394. Massive deterrence is hardly necessary. Contrary to Hudson's argument that without suppression there will be no deterrence, many forms of police misconduct are deterred by civil-rights suits, and by the consequences of increasing professionalism of police forces, including a new emphasis on internal police discipline. Pp. 594-599.
JUSTICE SCALIA, joined by THE CHIEF JUSTICE, JUSTICE THOMAS, and JUSTICE ALITO, concluded in Part IV thatSegurav.United States,468 U. S. 796,New Yorkv.Harris,495 U. S. 14, andUnited Statesv.Ramirez,523 U. S. 65, confirm the conclusion that suppression is unwarranted in this case. Pp. 599-602.
SCALIA, J., delivered the opinion of the Court with respect to Parts I, II, and III, in which ROBERTS, C. J., and KENNEDY, THOMAS, and ALITO, JJ., joined, and an opinion with respect to Part IV, in which ROBERTS, C. J., and THOMAS and ALITO, JJ., joined. KENNEDY, J., filed an opinion concurring in part and concurring in the judgment,post, p. 602. BREYER, J., filed a dissenting opinion, in which STEVENS, SOUTER, and GINSBURG, JJ., joined,post, p. 604.
This case is before us only because of the method of entry into the house. When the police arrived to execute the warrant, they announced their presence, but waited only a short time — perhaps "three to five seconds," App. 15 — before turning the knob of the unlocked front door and entering Hudson's home. Hudson moved to suppress all the inculpatory evidence, arguing that the premature entry violated hisFourthAmendment rights.
The Michigan trial court granted his motion. On interlocutory review, the Michigan Court of Appeals reversed, relyingPage 589on Michigan Supreme Court cases holding that suppression is inappropriate when entry is made pursuant to warrant but without proper "`knock and announce.'" App. to Pet. for Cert. 4 (citingPeoplev.Vasquez,461 Mich. 235,602 N. W. 2d 376(1999) (per curiam);Peoplev.Stevens,460 Mich. 626,597 N. W. 2d 53(1999)). The Michigan Supreme Court denied leave to appeal.465 Mich. 932,639 N. W. 2d 255(2001). Hudson was convicted of drug possession. He renewed hisFourthAmendment claim on appeal, but the Court of Appeals rejected it and affirmed the conviction. App. to Pet. for Cert. 1-2. The Michigan Supreme Court again declined review.472 Mich. 862,692 N. W. 2d 385(2005). We granted certiorari.545 U. S. 1138(2005).
We recognized that the new constitutional rule we had announced is not easily applied.Wilsonand cases following it have noted the many situations in which it is not necessary to knock and announce. It is not necessary when "circumstances presen[t] a threat of physical violence," or if there is "reason to believe that evidence would likely be destroyed if advance notice were given,"id., at 936, or if knocking andPage 590announcing would be "futile,"Richardsv.Wisconsin,520 U. S. 385,394(1997). We require only that police "have a reasonable suspicion . . . under the particular circumstances" that one of these grounds for failing to knock and announce exists, and we have acknowledged that "[t]his showing is not high."Ibid.
When the knock-and-announce rule does apply, it is not easy to determine precisely what officers must do. How many seconds' wait are too few? Our "reasonable wait time" standard, seeUnited Statesv.Banks,540 U. S. 31,41(2003), is necessarily vague.Banks(a drug case, like this one) held that the proper measure was not how long it would take the resident to reach the door, but how long it would take to dispose of the suspected drugs — but that such a time (15 to 20 seconds in that case) would necessarily be extended when, for instance, the suspected contraband was not easily concealed.Id., at 40-41. If ourex postevaluation is subject to such calculations, it is unsurprising that,exante, police officers about to encounter someone who may try to harm them will be uncertain how long to wait.
Happily, these issues do not confront us here. From the trial level onward, Michigan has conceded that the entry was a knock-and-announce violation. The issue here is remedy.Wilsonspecifically declined to decide whether the exclusionary rule is appropriate for violation of the knock-and-announce requirement.514 U. S., at 937, n. 4. That question is squarely before us now.
Suppression of evidence, however, has always been our last resort, not our first impulse. The exclusionary rule generates "substantial social costs,"United Statesv.Leon,468 U. S. 897,907(1984), which sometimes include setting the guilty free and the dangerous at large. We have therefore been "cautio[us] against expanding" it,Coloradov.Connelly,479 U. S. 157,166(1986), and "have repeatedly emphasized that the rule's `costly toll' upon truth-seeking and law enforcement objectives presents a high obstacle for those urging [its] application,"PennsylvaniaBd. of Probation and Parolev.Scott,524 U. S. 357,364-365(1998). We have rejected "[i]ndiscriminate application" of the rule,Leon, supra, at 908, and have held it to be applicable only "where its remedial objectives are thought most efficaciously served,"United Statesv.Calandra,414 U. S. 338,348(1974) — that is, "where its deterrence benefits outweigh its `substantial social costs,'"Scott, supra, at 363 (quotingLeon, supra, at 907).
We did not always speak so guardedly. Expansive dicta inMapp, for example, suggested wide scope for the exclusionary rule. See,e. g.,367 U. S., at 655("[A]ll evidence obtained by searches and seizures in violation of the Constitution is, by that same authority, inadmissible in a state court").Whiteleyv.Warden, Wyo. State Penitentiary,401 U. S. 560,568-569(1971), was to the same effect. But we have long since rejected that approach. As explained inArizonav.Evans,514 U. S. 1,13(1995): "InWhiteley, the Court treated identification of aFourthAmendment violation as synonymous with application of the exclusionary rule to evidence secured incident to that violation. Subsequent case law has rejected this reflexive application of the exclusionary rule." (Citation omitted.) We had said as much inLeon, a decade earlier, when we explained that "[w]hether the exclusionary sanction is appropriately imposed in a particular case, . . . is `an issue separate from the question whether theFourthAmendment rights of the party seekingPage 592to invoke the rule were violated by police conduct.'" 468 U. S., at 906 (quotingIllinoisv.Gates, 462 U. S. 213, 223 (1983)).
In other words, exclusion may not be premised on the mere fact that a constitutional violation was a "but-for" cause of obtaining evidence. Our cases show that but-for causality is only a necessary, not a sufficient, condition for suppression. In this case, of course, the constitutional violation of an illegalmannerof entry wasnota but-for cause of obtaining the evidence. Whether that preliminary misstep had occurredornot, the police would have executed the warrant they had obtained, and would have discovered the gun and drugs inside the house. But even if the illegal entry here could be characterized as a but-for cause of discovering what was inside, we have "never held that evidence is `fruit of the poisonous tree' simply because `it would not have come to light but for the illegal actions of the police.'"Segurav.United States,468 U. S. 796,815(1984). See alsoid., at 829 (STEVENS, J., dissenting) ("We have not . . . mechanically applied the [exclusionary] rule to every item of evidence that has a causal connection with police misconduct"). Rather, but-for cause, or "causation in the logical sense alone,"UnitedStatesv.Ceccolini,435 U. S. 268,274(1978), can be too attenuated to justify exclusion,id., at 274-275. Even in the early days of the exclusionary rule, we declined to
"hold that all evidence is `fruit of the poisonous tree' simply because it would not have come to lightbut forthe illegal actions of the police. Rather, the more apt question in such a case is `whether, granting establishment of the primary illegality, the evidence to which instant objection is made has been come at by exploitation of that illegality or instead by means sufficiently distinguishable to be purged of the primary taint.'"Wong Sunv.United States,371 U. S. 471,487-488(1963) (quoting J. Maguire, Evidence of Guilt 221 (1959); emphasis added).Page 593
Attenuation can occur, of course, when the causal connection is remote. See,e.g., Nardonev.United States,308 U. S. 338,341(1939). Attenuation also occurs when, even given a direct causal connection, the interest protected by the constitutional guarantee that has been violated would not be served by suppression of the evidence obtained. "The penalties visited upon the Government, and in turn upon the public, because its officers have violated the law must bear some relation to the purposes which the law is to serve."Ceccolini, supra, at 279. Thus, inNew Yorkv.Harris,495 U. S. 14(1990), where an illegal warrantless arrest was made in Harris' house, we held that
"suppressing [Harris'] statement taken outside the house would not serve the purpose of the rule that made Harris' in-house arrest illegal. The warrant requirement for an arrest in the home is imposed to protect the home, and anything incriminating the police gathered from arresting Harris in his home, rather than elsewhere, has been excluded, as it should have been; the purpose of the rule has thereby been vindicated."Id., at 20.
For this reason, cases excluding the fruits of unlawful warrantless searches, see,e. g., Boydv.United States,116 U. S. 616(1886);Weeks,232 U. S. 383;Silverthorne Lumber Co.v.United States,251 U. S. 385(1920);Mapp, supra, say nothing about the appropriateness of exclusion to vindicate the interests protected by the knock-and-announce requirement. Until a valid warrant has issued, citizens are entitled to shield "their persons, houses, papers, and effects," U. S. Const., Amdt.4, from the government's scrutiny. Exclusion of the evidence obtained by a warrantless search vindicates that entitlement. The interests protected by the knock-and-announce requirement are quite different — and do not include the shielding of potential evidence from the government's eyes.Page 594One of those interests is the protection of human life and limb, because an unannounced entry may provoke violence in supposed self-defense by the surprised resident. See,e. g., McDonaldv.United States,335 U. S. 451,460-461(1948) (Jackson, J., concurring). See alsoSabbath,391 U. S., at 589;Miller,357 U. S., at 313, n. 12. Another interest is the protection of property. Breaking a house (as the old cases typically put it) absent an announcement would penalize someone who "`did not know of the process, of which, if he had notice, it is to be presumed that he would obey it. . . .'"Wilson,514 U. S., at 931-932(quotingSemayne'sCase, 5 Co. Rep. 91a, 91b, 77 Eng. Rep. 194, 195-196 (K. B. 1603)). The knock-and-announce rule gives individuals "the opportunity to comply with the law and to avoid the destruction of property occasioned by a forcible entry."Richards,520 U. S., at 393, n. 5. See alsoBanks,540 U. S., at 41. And thirdly, the knock-and-announce rule protects those elements of privacy and dignity that can be destroyed by a sudden entrance. It gives residents the "opportunity to prepare themselves for" the entry of the police.Richards,520 U. S., at 393, n. 5. "The brief interlude between announcement and entry with a warrant may be the opportunity that an individual has to pull on clothes or get out of bed."Ibid.In other words, it assures the opportunity to collect oneself before answering the door.
What the knock-and-announce rule has never protected, however, is one's interest in preventing the government from seeing or taking evidence described in a warrant. Since the interests thatwereviolated in this case have nothing to do with the seizure of the evidence, the exclusionary rule is inapplicable.
Another consequence of the incongruent remedy Hudson proposes would be police officers' refraining from timely entry after knocking and announcing. As we have observed, seesupra, at 590, the amount of time they must wait is necessarily uncertain. If the consequences of running afoul of the rule were so massive, officers would be inclined to wait longer than the law requires — producing preventable violence against officers in some cases, and the destruction of evidence in many others. SeeGates,462 U. S., at 258(White, J., concurring in judgment). We deemed these consequences severe enough to produce our unanimous agreementPage 596that a mere "reasonable suspicion" that knocking and announcing "under the particular circumstances, would be dangerous or futile, or that it would inhibit the effective investigation of the crime," will cause the requirement to yield.Richards, supra, at 394.
Next to these "substantial social costs" we must consider the deterrence benefits, existence of which is a necessary condition for exclusion. (It is not, of course, a sufficient condition: "[I]t does not follow that theFourthAmendment requires adoption of every proposal that might deter police misconduct."Calandra,414 U. S., at 350; see alsoLeon, supra, at 910.) To begin with, the value of deterrence depends upon the strength of the incentive to commit the forbidden act. Viewed from this perspective, deterrence of knock-and-announce violations is not worth a lot. Violation of the warrant requirement sometimes produces incriminating evidence that could not otherwise be obtained. But ignoring knock-and-announce can realistically be expected to achieve absolutely nothing except the prevention of destruction of evidence and the avoidance of life-threatening resistance by occupants of the premises — dangers which, if there is even "reasonable suspicion" of their existence,suspend the knock-and-announce requirement anyway.Massive deterrence is hardly required.
It seems to us not even true, as Hudson contends, that without suppression there will be no deterrence of knock-and-announce violations at all. Of course even if this assertion were accurate, it would not necessarily justify suppression. Assuming (as the assertion must) that civil suit is not an effective deterrent, one can think of many forms of police misconduct that are similarly "undeterred." When, for example, a confessed suspect in the killing of a police officer, arrested (along with incriminating evidence) in a lawful warranted search, is subjected to physical abuse at the station house, would it seriously be suggested that the evidence must be excluded, since that is the only "effective deterrent"?Page 597And what, other than civil suit, is the "effective deterrent" of police violation of an already-confessed suspect'sSixthAmendment rights by denying him prompt access to counsel? Many would regard these violated rights as more significant than the right not to be intruded upon in one's nightclothes — and yet nothing but "ineffective" civil suit is available as a deterrent. And the police incentive for those violations is arguably greater than the incentive for disregarding the knock-and-announce rule.
We cannot assume that exclusion in this context is necessary deterrence simply because we found that it was necessary deterrence in different contexts and long ago. That would be forcing the public today to pay for the sins and inadequacies of a legal regime that existed almost half a century ago. Dollree Mapp could not turn to Rev. Stat. § 1979,42 U. S. C. § 1983, for meaningful relief;Monroev.Pape,365 U. S. 167(1961), which began the slow but steady expansion of that remedy, was decided the same Term asMapp.It would be another 17 years before the § 1983 remedy was extended to reach the deep pocket of municipalities,Monellv.New York City Dept. of Social Servs.,436 U. S. 658(1978). Citizens whoseFourthAmendment rights were violated by federal officers could not bring suit until 10 years afterMapp, with this Court's decision inBivensv.Six Unknown Fed. Narcotics Agents,403 U. S. 388(1971).
Hudson complains that "it would be very hard to find a lawyer to take a case such as this," Tr. of Oral Arg. 7, but 42 U. S.C. § 1988(b) answers this objection. Since some civil-rights violations would yield damages too small to justify the expense of litigation, Congress has authorized attorney's fees for civil-rights plaintiffs. This remedy was unavailable in the heydays of our exclusionary-rule jurisprudence, because it is tied to the availability of a cause of action. For years afterMapp, "very few lawyers would even consider representation of persons who had civil rights claims against the police," but now "much has changed. Citizens and lawyersPage 598are much more willing to seek relief in the courts for police misconduct." M. Avery, D. Rudovsky, K. Blum, Police Misconduct: Law and Litigation, p. v (3d ed. 2005); see generally N. Aron, Liberty and Justice for All: Public Interest Law in the 1980s and Beyond (1989) (describing the growth of public-interest law). The number of public-interest law firms and lawyers who specialize in civil-rights grievances has greatly expanded.
Hudson points out that few published decisions to date announce huge awards for knock-and-announce violations. But this is an unhelpful statistic. Even if we thought that only large damages would deter police misconduct (and that police somehow are deterred by "damages" but indifferent to the prospect of large § 1988 attorney's fees), we do not know how many claims have been settled, or indeed how many violations have occurred that produced anything more than nominal injury. It is clear, at least, that the lower courts are allowing colorable knock-and-announce suits to go forward, unimpeded by assertions of qualified immunity. See,e. g., Greenv.Butler,420 F. 3d 689,700-701(CA7 2005) (denying qualified immunity in a knock-and-announce civil suit);Holland ex rel. Overdorffv.Harrington,268 F. 3d 1179,1193-1196(CA10 2001) (same);Menav.Simi Valley,226 F. 3d 1031,1041-1042(CA9 2000) (same);Gouldv.Davis,165 F. 3d 265,270-271(CA4 1998) (same). As far as we know, civil liability is an effective deterrent here, as we have assumed it is in other contexts. See,e.g., Correctional ServicesCorp.v.Malesko,534 U. S. 61,70(2001) ("[T]he threat of litigation and liability will adequately deter federal officers forBivenspurposes no matter that they may enjoy qualified immunity" (as violators of knock-and-announce do not)); see alsoNixv.Williams,467 U. S. 431,446(1984).
Another development over the past half-century that deters civil-rights violations is the increasing professionalism of police forces, including a new emphasis on internal police discipline. Even as long ago as 1980 we felt it proper toPage 599"assume" that unlawful police behavior would "be dealt with appropriately" by the authorities,United Statesv.Payner,447 U. S. 727,733-734, n. 5 (1980), but we now have increasing evidence that police forces across the United States take the constitutional rights of citizens seriously. There have been "wide-ranging reforms in the education, training, and supervision of police officers." S. Walker, Taming the System: The Control of Discretion in Criminal Justice 1950-1990, p. 51 (1993). Numerous sources are now available to teach officers and their supervisors what is required of them under this Court's cases, how to respect constitutional guarantees in various situations, and how to craft an effective regime for internal discipline. See,e. g., D. Waksman D. Goodman, The Search and Seizure Handbook (2d ed. 2006); A. Stone S. DeLuca, Police Administration: An Introduction (2d ed. 1994); E. Thibault, L. Lynch, R. McBride, Pro-active Police Management (4th ed. 1998). Failure to teach and enforce constitutional requirements exposes municipalities to financial liability. SeeCantonv.Harris,489 U. S. 378,388(1989). Moreover, modern police forces are staffed with professionals; it is not credible to assert that internal discipline, which can limit successful careers, will not have a deterrent effect. There is also evidence that the increasing use of various forms of citizen review can enhance police accountability.
In sum, the social costs of applying the exclusionary rule to knock-and-announce violations are considerable; the incentive to such violations is minimal to begin with, and the extant deterrences against them are substantial — incomparably greater than the factors deterring warrantless entries whenMappwas decided. Resort to the massive remedy of suppressing evidence of guilt is unjustified.
Like today's case,Segurainvolved a concededly illegal entry. Police conducting a drug crime investigation waited for Segura outside an apartment building; when he arrived, he denied living there. The police arrested him and brought him to the apartment where they suspected illegal activity. An officer knocked. When someone inside opened the door, the police entered, taking Segura with them. They had neither a warrant nor consent to enter, and they did not announce themselves as police — an entry as illegal as can be. Officers then stayed in the apartment for19 hoursawaiting a search warrant.468 U. S., at 800-801;id., at 818-819 (STEVENS, J., dissenting). Once alerted that the search warrant had been obtained, the police — still inside, having secured the premises so that no evidence could be removed — conducted a search.Id., at 801. We refused to exclude the resulting evidence. We recognized that only the evidence gained from the particular violation could be excluded, seeid., at 799, 804-805, and therefore distinguished the effects of the illegal entry from the effects of the legal search: "None of the information on which the warrant was secured was derived from or related in any way to the initial entry into petitioners' apartment. . . ."Id., at 814. It was therefore "beyond dispute that the information possessed by the agents before they entered the apartment constituted an independent source for the discovery and seizure of the evidence now challenged."Ibid.
If the search inSeguracould be "wholly unrelated to the prior entry,"ibid., when the only entry was warrantless, it would be bizarre to treat more harshly the actions in this case, where the only entry waswitha warrant. If the probable cause backing a warrant that was issuedlater intimecould be an "independent source" for a search that proceeded after the officers illegally entered and waited, a search warrantPage 601obtainedbeforegoing in must have at least this much effect.1
In the second case,Harris, the police violated the defendant'sFourthAmendment rights by arresting him at home without a warrant, contrary toPaytonv.New York,445 U. S. 573(1980). Once taken to the station house, he gave an incriminating statement. See495 U. S., at 15-16. We refused to exclude it. Like the illegal entry which led to discovery of the evidence in today's case, the illegal arrest inHarrisbegan a process that culminated in acquisition of the evidence sought to be excluded. While Harris's statement was "the product of an arrest and being in custody," it "was not the fruit of the fact that the arrest was made in the house rather than someplace else."Id., at 20. Likewise here: While acquisition of the gun and drugs was the product of a search pursuant to warrant, it was not the fruit of the fact that the entry was not preceded by knock and announce.2Page 602United Statesv.Ramirez, supra, involved a claim that police entry violated theFourthAmendment because it was effected by breaking a window. We ultimately concluded that the property destruction was, under all the circumstances, reasonable, but in the course of our discussion we unanimously said the following: "[Destruction of property in the course of a search may violate theFourthAmendment, even though the entry itself is lawful and the fruits of the search are not subject to suppression."Id., at 71. Had the breaking of the window been unreasonable, the Court said, it would have been necessary to determine whether there had been a "sufficient causal relationship between the breaking of the window and the discovery of the guns to warrant suppression of the evidence."Id., at 72, n. 3. What clearer expression could there be of the proposition that an impermissible manner of entry does not necessarily trigger the exclusionary rule?
As to the basic right in question, privacy and security in the home are central to theFourthAmendment's guarantees as explained in our decisions and as understood since the beginnings of the Republic. This common understanding ensures respect for the law and allegiance to our institutions, and it is an instrument for transmitting our Constitution to later generations undiminished in meaning and force. It bears repeating that it is a serious matter if law enforcement officers violate the sanctity of the home by ignoring the requisites of lawful entry. Security must not be subject to erosion by indifference or contempt.
Our system, as the Court explains, has developed procedures for training police officers and imposing discipline for failures to act competently and lawfully. If those measures prove ineffective, they can be fortified with more detailed regulations or legislation. Supplementing these safeguards are civil remedies, such as those available under Rev. Stat. § 1979,42 U. S. C. § 1983, that provide restitution for discrete harms. These remedies apply to all violations, including, of course, exceptional cases in which unannounced entries cause severe fright and humiliation.
Suppression is another matter. Under our precedents the causal link between a violation of the knock-and-announce requirement and a later search is too attenuated to allow suppression. Cf.United Statesv.Ramirez,523 U. S. 65,72, n. 3 (1998) (application of the exclusionary rule depends on the existence of a "sufficient causal relationship" between the unlawful conduct and the discovery of evidence). When, for example, a violation results from want of a 20-second pause but an ensuing, lawful search lasting five hours discloses evidencePage 604of criminality, the failure to wait at the door cannot properly be described as having caused the discovery of evidence.
Today's decision does not address any demonstrated pattern of knock-and-announce violations. If a widespread pattern of violations were shown, and particularly if those violations were committed against persons who lacked the means or voice to mount an effective protest, there would be reason for grave concern. Even then, however, the Court would have to acknowledge that extending the remedy of exclusion to all the evidence seized following a knock-and-announce violation would mean revising the requirement of causation that limits our discretion in applying the exclusionary rule. That type of extension also would have significant practical implications, adding to the list of issues requiring resolution at the criminal trial questions such as whether police officers entered a home after waiting 10 seconds or 20.
In this case the relevant evidence was discovered not because of a failure to knock-and-announce, but because of a subsequent search pursuant to a lawful warrant. The Court in my view is correct to hold that suppression was not required. While I am not convinced thatSegurav.United States,468 U. S. 796(1984), andNew Yorkv.Harris,495 U. S. 14(1990), have as much relevance here as JUSTICE SCALIA appears to conclude, the Court's holding is fully supported by Parts I through III of its opinion. I accordingly join those Parts and concur in the judgment.
As a result, the Court destroys the strongest legal incentive to comply with the Constitution's knock-and-announce requirement. And the Court does so without significant support in precedent. At least I can find no such support in the manyFourthAmendment cases the Court has decided in the near century since it first set forth the exclusionary principle inWeeksv.United States,232 U. S. 383(1914). See Appendix,infra.
Today's opinion is thus doubly troubling. It represents a significant departure from the Court's precedents. And it weakens, perhaps destroys, much of the practical value of the Constitution's knock-and-announce protection.
"[a]n examination of the common law of search and seizure leaves no doubt that the reasonableness of a search of a dwelling may depend in part on whether law enforcement officers announced their presence and authority prior to entering."Id., at 931.
We noted that this "basic principle" was agreed upon by "[s]everal prominent founding-era commentators,"id., at 932,Page 606and "was woven quickly into the fabric of early American law" via state constitutions and statutes,id., at 933. We further concluded that there was
"little doubt that the Framers of theFourthAmendment thought that the method of an officer's entry into a dwelling was among the factors to be considered in assessing the reasonableness of a search or seizure."Id., at 934.
And we held that the "common-law `knock and announce' principle forms a part of the reasonableness inquiry under theFourthAmendment."Id., at 929. Thus, "a search or seizure of a dwelling might be constitutionally defective if police officers enter without prior announcement."Id., at 936; seeUnited Statesv.Banks,540 U.S. 31,36(2003);United Statesv.Ramirez, 523 U. S. 65, 70 (1998);Richardsv.Wisconsin,520 U. S. 385,387(1997).
"to all invasions on the part of the government and its employes of the sanctity of a man's home and the privacies of life. It is not the breaking of his doors, and the rummaging of his drawers, that constitutes the essence of the offence; but it is the invasion of his indefeasible right of personal security, personal liberty and private property."Id., at 630.Weeks, supra.This case, decided 28 years afterBoyd, originated the exclusionary rule. The Court held that the Federal Government could not retain evidence seized unconstitutionallyPage 607and use that evidence in a federal criminal trial. The Court pointed out that "[i]f letters and private documents" could be unlawfully seized from a home "and used in evidence against a citizen accused of an offense, the protection of theFourthAmendment declaring his right to be secure against such searches and seizures is of no value, and . . . might as well be stricken from the Constitution."232 U. S., at 393.Silverthorne Lumber Co.v.United States,251 U. S. 385(1920). This case created an exception to (or a qualification of)Weeks'exclusionary rule. The Court held that the Government could not use information obtained during an illegal search to subpoena documents that they illegally viewed during that search. Writing for the Court, Justice Holmes noted that the exclusionary rule "does not mean that the facts [unlawfully] obtained become sacred and inaccessible. If knowledge of them is gained from an independent source they may be proved like any others. . . ."251 U. S., at 392.Silverthornethus stands for the proposition that the exclusionary rule does not apply if the evidence in question (or the "fruits" of that evidence) was obtained through a process unconnected with, and untainted by, the illegal search. Cf.Nixv.Williams,467 U. S. 431,444(1984) (describing related "inevitable discovery" exception).Wolfv.Colorado,338 U. S. 25(1949), andMappv.Ohio,367 U. S. 643(1961). Both of these cases considered whetherWeeks'exclusionary rule applies to the States. InWolf, the Court held that it did not. It said that "[t]he security of one's privacy against arbitrary intrusion by the police . . . is . . . implicit in `the concept of ordered liberty' and as such enforceable against the States through the Due Process Clause."338 U. S., at 27-28. But the Court held that the exclusionary rule is not enforceable against the States as "an essential ingredient of the right."Id., at 29. InMapp, the Court overruledWolf.Experience, it said, showed that alternative methods of enforcing theFourthAmendment's requirementsPage 608had failed. See367 U. S., at 651-653; see,e. g., Peoplev.Cahan,44 Cal. 2d 434,447,282 P. 2d 905,913(1955) (majority opinion of Traynor, J.) ("Experience [in California] has demonstrated, however, that neither administrative, criminal nor civil remedies are effective in suppressing lawless searches and seizures"). The Court consequently held that "all evidence obtained by searches and seizures in violation of the Constitution is, by that same authority, inadmissible in a state court."Mapp, 367 U. S., at 655. "To hold otherwise," the Court added, would be "to grant the right but in reality to withhold its privilege and enjoyment."Id., at 656.
For another thing, the driving legal purpose underlying the exclusionary rule, namely, the deterrence of unlawful government behavior, argues strongly for suppression. SeeElkinsv.United States,364 U. S. 206,217(1960) (purpose of the exclusionary rule is "to deter — to compel respect for the constitutional guaranty . . . by removing the incentive to disregard it"). InWeeks, Silverthorne, andMapp, the Court based its holdings requiring suppression of unlawfully obtainedPage 609evidence upon the recognition that admission of that evidence would seriously undermine theFourthAmendment's promise. All three cases recognized that failure to apply the exclusionary rule would make that promise a hollow one, seeMapp, supra, at 657, reducing it to "a form of words,"Silverthorne, supra, at 392, "of no value" to those whom it seeks to protect,Weeks, supra, at 393. Indeed, this Court inMappheld that the exclusionary rule applies to the States in large part due to its belief that alternative state mechanisms for enforcing theFourthAmendment's guarantees had proved "worthless and futile." 367 U. S., at 652.
Why is application of the exclusionary rule any the less necessary here? Without such a rule, as inMapp, police know that they can ignore the Constitution's requirements without risking suppression of evidence discovered after an unreasonable entry. As inMapp, some government officers will find it easier, or believe it less risky, to proceed with what they consider a necessary search immediately and without the requisite constitutional (say, warrant or knock-and-announce) compliance. Cf. Mericli, The Apprehension of Peril Exception to the Knock and Announce Rule — Part I, 16 Search and Seizure L. Rep. 129, 130 (1989) (hereinafter Mericli) (noting that some "[d]rug enforcement authorities believe that safety for the police lies in a swift, surprising entry with overwhelming force — not in announcing their official authority").
Of course, the State or the Federal Government may provide alternative remedies for knock-and-announce violations. But that circumstance was true ofMappas well. What reason is there to believe that those remedies (such as private damages actions under Rev. Stat. § 1979,42 U. S. C. § 1983), which the Court found inadequate inMapp, can adequately deter unconstitutional police behavior here? See Kamisar, In Defense of the Search and Seizure Exclusionary Rule, 26 Harv. J. L. Pub. Pol'y 119, 126-129 (2003) (arguing that "five decades of post-Weeks`freedom' from the inhibiting effectPage 610of the federal exclusionary rule failed to produce any meaningful alternative to the exclusionary rule in any jurisdiction" and that there is no evidence that "times have changed" post-Mapp).
The cases reporting knock-and-announce violations are legion. See,e.g., 34 Geo. L. J. Ann. Rev. Crim. Proc. 31-35 (2005) (collecting Courts of Appeals cases); Bremer, 85 A.L.R. 5th 1 (2001) (collecting state-court cases); Brief for Petitioner 16-17 (collecting federal and state cases). Indeed, these cases of reported violations seem sufficiently frequent and serious as to indicate "a widespread pattern."Ante, at 604 (KENNEDY, J., concurring in part and concurring in judgment). Yet the majority, like Michigan and the United States, has failed to cite a single reported case in which a plaintiff has collected more than nominal damages solely as a result of a knock-and-announce violation. Even Michigan concedes that, "in cases like the present one . . ., damages may be virtually nonexistent." Brief for Respondent 35, n. 66. And Michigan'samicifurther concede that civil immunities prevent tort law from being an effective substitute for the exclusionary rule at this time. Brief for Criminal Justice Legal Foundation 10; see alsoHopev.Pelzer,536 U. S. 730,739(2002) (difficulties of overcoming qualified immunity defenses).
As Justice Stewart, the author of a number of significantFourthAmendment opinions, explained, the deterrent effect of damages actions "can hardly be said to be great," as such actions are "expensive, time-consuming, not readily available, and rarely successful." The Road toMapp v. Ohioand Beyond: The Origins, Development and Future of the Exclusionary Rule in Search-and-Seizure Cases, 83 Colum. L. Rev. 1365, 1388 (1983). The upshot is that the need for deterrence — the critical factor driving this Court'sFourthAmendment cases for close to a century — argues with at least comparable strength for evidentiary exclusion here.Page 611
To argue, as the majority does, that new remedies, such as42 U. S. C. § 1983actions or better trained police, make suppression unnecessary is to argue thatWolf, notMapp, is now the law. (The Court recently rejected a similar argument inDickersonv.United States,530 U. S. 428,441-442(2000).) To argue that there may be few civil suits because violations may produce nothing "more than nominal injury" is to confirm, not to deny, the inability of civil suits to deter violations. Seeante, at 598. And to argue without evidence (and despite myriad reported cases of violations, no reported case of civil damages, and Michigan's concession of their nonexistence) that civil suits may provide deterrence because claimsmay"have been settled" is, perhaps, to search in desperation for an argument. Seeibid.Rather, the majority, as it candidly admits, has simply "assumed" that, "[a]s far as [it] know[s], civil liability is an effective deterrent,"ibid., a support-free assumption thatMappand subsequent cases make clear does not embody the Court's normal approach to difficult questions ofFourthAmendment law.
It is not surprising, then, that after looking at virtually every pertinent Supreme Court case decided sinceWeeks, I can find no precedent that might offer the majority support for its contrary conclusion. The Court has, of course, recognized that not everyFourthAmendment violation necessarily triggers the exclusionary rule.Ante, at 591-592; cf.Illinoisv.Gates,462 U. S. 213,223(1983) (application of the exclusionary rule is a separate question from whether theFourthAmendment has been violated). But the class ofFourthAmendment violations that do not result in suppression of the evidence seized, however, is limited.
The Court has declined to apply the exclusionary rule only:
(1) where there is a specific reason to believe that application of the rule would "not result in appreciable deterrence,"United Statesv.Janis,428 U. S. 433,454(1976); see,e. g., United Statesv.Leon,468 U. S. 897,919-920Page 612(1984) (exception where searching officer executes defective search warrant in "good faith");Arizonav.Evans,514 U. S. 1,14(1995) (exception for clerical errors by court employees);Walderv.United States,347 U. S. 62(1954) (exception for impeachment purposes), or (2) where admissibility in proceedings other than criminal trials was at issue, see,e. g.,Pennsylvania Bd. of Probation and Parolev.Scott,524 U. S. 357,364(1998) (exception for parole revocation proceedings);INSv.Lopez-Mendoza,468 U.S. 1032,1050(1984) (plurality opinion) (exception for deportation proceedings);Janis, supra, at 458 (exception for civil tax proceedings);UnitedStatesv.Calandra,414 U. S. 338,348-350(1974) (exception for grand jury proceedings);Stonev.Powell,428 U. S. 465,493-494(1976) (exception for federal habeas proceedings).
Neither of these two exceptions applies here. The second does not apply because this case is an ordinary criminal trial. The first does not apply because (1) officers who violate the rule are not acting "as a reasonable officer would and should act in similar circumstances,"Leon, supra, at 920, (2) this case does not involve government employees other than police,Evans, supra, and (3), most importantly, the key rationale for any exception, "lack of deterrence," is missing, seePennsylvania Bd. ofProbation, supra, at 364 (noting that the rationale for not applying the rule in noncriminal cases has been that the deterrence achieved by having the rule apply in those contexts is "minimal"because"application of the rule in the criminal trial context already provides significant deterrence of unconstitutional searches");Michiganv.Tucker,417 U. S. 433,447(1974) (noting that deterrence rationale would not be served if rule applied to police officers acting in good faith, as the "deterrent purpose of the exclusionary rule necessarily assumes that the police have engaged in willful, or at the very least negligent, conduct"). That critical latter rationale, which underlieseveryexception,Page 613does not apply here, as there is no reason to think that, in the case of knock-and-announce violations by the police, "the exclusion of evidence at trial would not sufficiently deter future errors,"Evans, supra, at 14, or "`further the ends of the exclusionary rule in any appreciable way,'"Leon, supra, at 919-920.
I am aware of no other basis for an exception. The Court has decided more than 300FourthAmendment cases sinceWeeks.The Court has found constitutional violations in nearly a third of them. See W. Greenhalgh, TheFourthAmendment Handbook: A Chronological Survey of Supreme Court Decisions 27-130 (2d ed. 2003) (collecting and summarizing 332 post-Weekscases decided between 1914 and 2002). The nature of the constitutional violation varies. In most instances officers lacked a warrant; in others, officers possessed a warrant based on false affidavits; in still others, the officers executed the search in an unconstitutional manner. But in every case involving evidence seized during an illegal search of a home (federally sinceWeeks, nationally sinceMapp), the Court, with the exceptions mentioned, has either explicitly or implicitly upheld (or required) the suppression of the evidence at trial. See Appendix,infra.In not one of those cases did the Court "questio[n], in the absence of a more efficacious sanction, the continued application of the [exclusionary] rule to suppress evidence from the State's case" in a criminal trial.Franksv.Delaware,438 U. S. 154,171(1978).
I can find nothing persuasive in the majority's opinion that could justify its refusal to apply the rule. It certainly is not a justification for an exception here (as the majority finds) to find odd instances inotherareas of law that do not automatically demand suppression.Ante, at 596-597 (suspect confesses, police beat him upafterwards; suspect confesses,thenpolice apparently arrest him, take him to station, and refuse to tell him of his right to counsel). Nor can it justify an exception to say thatsomepolice may knock at the doorPage 614anyway (to avoid being mistaken for a burglar), for other police (believing quick entry is the most secure, effective entry) will not voluntarily do so. Cf. Mericli 130 (describing Special Weapons and Tactics (SWAT) team practices); R. Balko, No SWAT (Apr. 6, 2006), available at http://www. cato.org/pub_display.php?pub_id=6344 (all Internet materials as visited June 7, 2006, and available in Clerk of Court's case file).
Neither can the majority justify its failure to respect the need for deterrence, as set forth consistently in the Court's prior case law, through its claim of "`substantial social costs'" — at least if it means that those "`social costs'" are somehow special here.Ante, at 596. The only costs it mentions are those that typically accompanyanyuse of theFourthAmendment's exclusionary principle: (1) that where the constable blunders, a guilty defendant may be set free (considerMappitself); (2) that defendants may assert claims whereFourthAmendment rights are uncertain (consider the Court's qualified immunity jurisprudence), and (3) that sometimes it is difficult to decide the merits of those uncertain claims. Seeante, at 595-596. In fact, the "no-knock" warrants that are provided by many States, by diminishing uncertainty, may make application of the knock-and-announce principle less "`cost[ly]'" on the whole than application of comparableFourthAmendment principles, such as determining whether a particular warrantless search was justified by exigency. The majority's "substantial social costs" argument is an argument against theFourthAmendment's exclusionary principle itself. And it is an argument that this Court, until now, has consistently rejected.
Moreover, separating the "manner of entry" from the related search slices the violation too finely. As noted, Part I-A,supra, we have described a failure to comply with the knock-and-announce rule, not as an independently unlawful event, but as a factor that renders thesearch"constitutionally defective."Wilson,514 U. S., at 936; see alsoid., at 934 (compliance with the knock-and-announce requirement is one of the "factors to be considered in assessing thereasonableness of a search orseizure" (emphasis added));Kerv.California,374 U. S. 23,53(1963) (opinion of Brennan, J.) ("[A] lawful entry is the indispensable predicate of a reasonable search").
The Court nonetheless accepts Michigan's argument that the requisite but-for causation is not satisfied in this case because, whether or not the constitutional violation occurred (what the Court refers to as a "preliminary misstep"), "the police would have executed the warrant they had obtained, and would have discovered the gun and drugs inside thePage 616house."Ante, at 592. As support for this proposition, Michigan rests on this Court's inevitable discovery cases.
This claim, however, misunderstands the inevitable discovery doctrine. Justice Holmes inSilverthorne, in discussing an "independent source" exception, set forth the principles underlying the inevitable discovery rule. Seesupra, at 607. That rule does not refer to discovery that would have taken place if the police behavior in question had (contrary to fact) been lawful. The doctrine does not treat as critical whathypothetically couldhave happened had the police acted lawfully in the first place. Rather, "independent" or "inevitable" discovery refers to discovery that did occur or that would have occurred (1)despite(not simplyin the absence of) the unlawful behavior and (2)independentlyof that unlawful behavior. The government cannot, for example, avoid suppression of evidence seized without a warrant (or pursuant to a defective warrant) simply by showing that it could have obtained a valid warrant had it sought one. See,e. g., Coolidgev.New Hampshire,403 U. S. 443,450-451(1971). Instead, it must show that the same evidence "inevitablywouldhave been discoveredby lawful means." Nixv.Williams,467 U. S., at 444(emphasis added). "What a mancoulddo is not at all the same as what hewoulddo." Austin, Ifs And Cans, 42 Proceedings of the British Academy 109, 111-112 (1956).
The inevitable discovery exception rests upon the principle that the remedial purposes of the exclusionary rule are not served by suppressing evidence discovered through a "later,lawfulseizure" that is "genuinelyindependentof an earlier, tainted one."Murrayv.United States,487 U. S. 533,542(1988) (emphasis added); see alsoid., at 545 (Marshall, J., joined by STEVENS and O'Connor, JJ., dissenting) ("When the seizure of the evidence at issue is `wholly independent of the constitutional violation, then exclusion arguably will have no effect on a law enforcement officer's incentive to commit an unlawful search").Page 617
Case law well illustrates the meaning of this principle. InNix, supra, police officers violated a defendant'sSixthAmendment right by eliciting incriminating statements from him after he invoked his right to counsel. Those statements led to the discovery of the victim's body. The Court concluded that evidence obtained from the victim's body was admissible because it would ultimately or inevitably have been discovered by a volunteer search party effort that was ongoing — whether or not theSixthAmendment violation had taken place.Id., at 449. In other words, the evidence would have been founddespite, andindependent of, theSixthAmendment violation.
InSegurav.United States,468 U. S. 796(1984), one of the "trio of cases" JUSTICE SCALIA says "confirms [the Court's] conclusion,"ante, at 599-600 (plurality opinion), the Court held that an earlier illegal entry into an apartment did not require suppression of evidence that police later seized when executing a search warrant obtained on the basis of information unconnected to the initial entry. The Court reasoned that the "evidence was discovered the day following the entry,during the searchconducted under a valid warrant" —i. e., a warrant obtained independently without use of any information found during the illegal entry — and that "it was the product ofthatsearch, wholly unrelated to the prior [unlawful] entry."Segura, supra, at 814 (emphasis added).
InMurray, supra, the Court upheld the admissibility of seized evidence where agents entered a warehouse without a warrant, and then later returned with a valid warrant that was not obtained on the basis of evidence observed during the first (illegal) entry. The Court reasoned that while the agents' "[k]nowledge that the marijuana was in the warehouse was assuredly acquired at the time of the unlawful entry . . . it wasalsoacquired at the time of entry pursuant to the warrant, andifthat later acquisition was not the result of the earlier entrythere is no reason why the independentPage 618source doctrine should not apply."Id., at 541 (emphasis added).
Thus, the Court's opinion reflects a misunderstanding of what "inevitable discovery" means when it says, "[i]n this case, of course, the constitutional violation of an illegalmannerof entry wasnota but-for cause of obtaining the evidence."Ante, at 592. The majority rests this conclusion on its next statement: "Whether that preliminary misstep had occurredor not, the police . . . would have discovered the gun and drugs inside the house."Ibid.Despite the phrase "of course," neither of these statements is correct. It is not true that, had the illegal entry not occurred, "police . . . would have discovered the gun and drugs inside the house." Without that unlawful entry they would not have been inside the house; so there would have been no discovery. Seesupra, at 615.
Of course, had the police entered the house lawfully, they would have found the gun and drugs. But that fact is beside the point. The question is not what police might have done had they not behaved unlawfully. The question is what they did do. Was there set in motion an independent chain of events that would have inevitably led to the discovery and seizure of the evidence despite, and independent of, that behavior? The answer here is "no."
Would a warrant that authorizes entry into a home on Tuesday permit the police to enter on Monday? Would a warrant that authorizes entry during the day authorize the police to enter during the middle of the night? It is difficult for me to see how the presence of a warrant that does not authorize the entry in question has anything to do with the "inevitable discovery" exception or otherwise diminishes the need to enforce the knock-and-announce requirement through suppression.
The majority makes a similar argument. It says that evidence should not be suppressed once the causal connection between unlawful behavior and discovery of the evidence becomes too "attenuated."Ante, at 592. But the majority then makes clear that it is not using the word "attenuated" to mean what this Court's precedents have typically used that word to mean, namely, that the discovery of the evidence has come about long after the unlawful behavior tookPage 620place or in an independent way,i. e., through "`means sufficiently distinguishable to be purged of the primary taint.'"Wong Sunv.UnitedStates,371 U. S. 471,487-488(1963); seeBrownv.Illinois,422 U. S. 590,603-604(1975).
Rather, the majority gives the word "attenuation" a new meaning (thereby, in effect, making the same argument as the United States). "Attenuation," it says, "also occurs when, even given a direct causal connection, the interest protected by the constitutional guarantee that has been violated would not be served by suppression of the evidence obtained."Ante, at 593. The interests the knock-and-announce rule seeks to protect, the Court adds, are "human life" (at stake when a householder is "surprised"), "property" (such as the front door), and "those elements of privacy and dignity that can be destroyed by a sudden entrance," namely, "the opportunity to collect oneself before answering the door."Ante, at 594. Since none of those interests led to the discovery of the evidence seized here, there is no reason to suppress it.
There are three serious problems with this argument. First, it does not fully describe the constitutional values, purposes, and objectives underlying the knock-and-announce requirement. That rule does help to protect homeowners from damaged doors; it does help to protect occupants from surprise. But it does more than that. It protects the occupants' privacy by assuring them that government agents will not enter their home without complying with those requirements (among others) that diminish the offensive nature of any such intrusion. Many years ago, Justice Frankfurter wrote for the Court that the "knock at the door, . . . as a prelude to a search, without authority of law . . . [is] inconsistent with the conception of human rights enshrined in [our] history" and Constitution.Wolf,338 U. S., at 28. How much the more offensive when the search takes place without any knock at all. Cf.Wilson,514 U. S., at 931(knock-and-announce rule recognizes that "the common lawPage 621generally protected a man's house as `his castle of defence and asylum'" (quoting 3 W. Blackstone, Commentaries *288));Miller,357 U. S., at 313(federal knock-and-announce statute "codif[ied] a tradition embedded in Anglo-American law" that reflected "the reverence of the law for the individual's right of privacy in his house").
Over a century ago this Court wrote that "[i]t is not the breaking of his doors" that is the "essence of the offence," but the "invasions on the part of the government . . . of the sanctity of a man's home and the privacies of life."Boyd,116 U. S., at 630. And just this Term we have reiterated that "`it is beyond dispute that the home is entitled to special protection as the center of the private lives of our people.'"Georgiav.Randolph, ante, at 115 (quotingMinnesotav.Carter,525 U. S. 83,99(1998) (KENNEDY, J., concurring)). The knock-and-announce requirement is no less a part of the "centuries-old principle" of special protection for the privacy of the home than the warrant requirement. SeeRandolph, ante, at 115 (citingMiller, supra, at 307). The Court is therefore wrong to reduce the essence of its protection to "the right not to be intruded upon in one's nightclothes."Ante, at 597; seeRichards,520 U. S., at 393, n. 5 ("[I]ndividual privacy interest[s]" protected by the rule are "not inconsequential" and "should not be unduly minimized").
Second, whether the interests underlying the knock-and-announce rule are implicated in any given case is, in a sense, beside the point. As we have explained, failure to comply with the knock-and-announce rule renders the related search unlawful.Wilson, supra, at 936. And where a search is unlawful, the law insists upon suppression of the evidence consequently discovered, even if that evidence or its possession has little or nothing to do with the reasons underlying the unconstitutionality of a search. TheFourthAmendment does not seek to protect contraband, yet we have required suppression of contraband seized in an unlawful search. See,e. g., Kyllov.United States,533 U. S. 27,40(2001);Coolidge,Page 622403 U. S., at 473. That is because the exclusionary rule protects more general "privacy values through deterrence of future police misconduct."Jamesv.Illinois,493 U. S. 307,319(1990). The same is true here.
Third, the majority's interest-based approach departs from prior law. Ordinarily a court will simply look to see if the unconstitutional search produced the evidence. The majority does not refer to any relevant case in which, beyond that, suppression turned on the far more detailed relation between, say, (1) a particular materially false statement made to the magistrate who issued a (consequently) invalid warrant and (2) evidence found after a search with that warrant. But cf.ante, at 601-602, n. 2 (plurality opinion) (citingNew Yorkv.Harris,495 U. S. 14(1990), as such a case in section of opinion that JUSTICE KENNEDY does not join). And the majority's failure does not surprise me, for such efforts to trace causal connections at retail could well complicateFourthAmendment suppression law, threatening its workability.
To argue that police efforts to assure compliance with the rule may prove dangerous, however, is not to argue againstPage 623evidence suppression. It is to argue against the validity of the rule itself. Similarly, to argue that enforcement means uncertainty, which in turn means the potential for dangerous and longer-than-necessary delay, is (if true) to argue against meaningful compliance with the rule.
The answer to the first argument is that the rule itself does not require police to knock or to announce their presence where police have a "reasonable suspicion" that doing so "would be dangerous or futile" or "would inhibit the effective investigation of the crime by, for example, allowing the destruction of evidence."Richards, supra, at 394; seeBanks,540 U. S., at 36-37;Wilson, supra, at 935-936.
The answer to the second argument is that States can, and many do, reduce police uncertainty while assuring a neutral evaluation of concerns about risks to officers or the destruction of evidence by permitting police to obtain a "no-knock" search warrant from a magistrate judge, thereby assuring police that a prior announcement is not necessary.Richards,520 U. S., at 396, n. 7 (collecting state statutes). While such a procedure cannot remove all uncertainty, it does provide an easy way for officers to comply with the knock-and-announce rule.
Of course, even without such a warrant, police maintain the backup "authority to exercise independent judgment concerning the wisdom of a no-knock entry at the time the warrant is being executed."Ibid."[I]f circumstances support a reasonable suspicion of exigency when the officers arrive at the door, they may go straight in."Banks, supra, at 37. And "[r]easonable suspicion is a less demanding standard than probable cause. . . ."Alabamav.White,496 U. S. 325,330(1990); seeTerryv.Ohio,392 U. S. 1,21-22(1968) (noFourthAmendment violation under the reasonable suspicion standard if "the facts available to the officer at the moment of the seizure or the search `warrant a man of reasonable caution in the belief that the action taken was appropriate").
Consider this very case. The police obtained a search warrant that authorized a search, not only for drugs, but alsoPage 624forguns.App. 5. If probable cause justified a search for guns, why would it not also have justified a no-knock warrant, thereby diminishing any danger to the officers? Why (in a State such as Michigan that lacks no-knock warrants) would it not have justified the very no-knock entry at issue here? Indeed, why did the prosecutor not argue in this very case that, given the likelihood of guns, the no-knock entry was lawful? From what I have seen in the record, he would have won. And had he won, there would have been no suppression here.
That is the right way to win. The very process of arguing the merits of the violation would help to clarify the contours of the knock-and-announce rule, contours that the majority believes are too fuzzy. That procedural fact, along with no-knock warrants, back up authority to enter without knocking regardless, and use of the "reasonable suspicion" standard for doing so should resolve the government's problems with the knock-and-announce rule while reducing the "uncertainly]" that the majority discusses to levels beneath that found elsewhere inFourthAmendment law (e. g., exigent circumstances).Ante, at 595. Regardless, if the Court fears that effective enforcement of a constitutional requirement will have harmful consequences, it should face those fears directly by addressing the requirement itself. It should not argue, "the requirement is fine, indeed, a serious matter, just don't enforce it."
JUSTICE SCALIA first argues that, if the "search inSeguracould be `wholly unrelated to the prior entry,' . . . when the only entry was warrantless, it would be bizarre to treat more harshly the actions in this case, where the only entry waswitha warrant."Ante, at 600. Then he says that, "[i]f the probable cause backing a warrant that was issuedlater in timecould be an `independent source' for a search that proceeded after the officers illegally entered and waited, a search warrant obtainedbeforegoing in must have at least this much effect."Ante, at 600-601. I do not understand these arguments. As I have explained, the presence of a warrant that did not authorize a search that fails to comply with knock-and-announce requirements is beside the point. See Part III-B,supra.And the timing of the warrant inSeguramade no difference to the case. The relevant fact about the warrant there was that it was lawfully obtained and arguably set off an independent chain of events that led the police to seize the evidence.468 U. S., at 814; see alsoibid.("The valid warrant search was a `means sufficiently distinguishable' to purge the evidence of any `taint' arising from the entry"). As noted, there is no such independent event, or intervening chain of events that would purge the taint of the illegal entry, present here. Seesupra, at 618. The search that produced the relevant evidence here is the very search that the knock-and-announce violation rendered unlawful. There simply is no "independent source."
As importantly, the Court inSegurasaid nothing to suggest it intended to create a major exclusionary rule exception, notwithstanding the impact of such an exception on deterrence. Indeed, such an exception would be inconsistent with a critical rationale underlying the independent source and inevitable discovery rules, which was arguably available inSegura, and which is clearly absent here. That rationale concerns deterrence. The threat of inadmissibility deters unlawful police behavior; and the existence of an exception applicable where evidence is found through an untainted independent route will rarely undercut that deterrence. ThatPage 626is because the police can rarely rely upon such an exception — at least not often enough to change the deterrence calculus. SeeMurray,487 U. S., at 540("We see the incentives differently. An officer with probable cause sufficient to obtain a search warrant would be foolish to enter the premises first in an unlawful manner. By doing so, he would risk suppression of all evidence on the premises . . .");Nix,467 U. S., at 445("A police officer who is faced with the opportunity to obtain evidence illegally will rarely, if ever, be in a position to calculate whether the evidence sought would inevitably be discovered");id., at 444 ("If the prosecution can establish by a preponderance of the evidence that the information ultimately or inevitably would have been discovered by lawful means — here the volunteers' search — then the deterrence rationale has so little basis that the evidence should be received").Segura's police officers would have been foolish to have entered the apartment unlawfully with theex antehope that an independent causal chain of events would later occur and render admissible the evidence they found. By way of contrast, today's holding will seriously undermine deterrence in knock-and-announce cases. Officers will almost always knowex antethat they can ignore the knock-and-announce requirement without risking the suppression of evidence discovered after their unlawful entry. That fact is obvious, and this Court has never before today — not inSeguraor any other post-Weeks(or post-Mapp) case — refused to apply the exclusionary rule where its absence would so clearly and so significantly impair government officials' incentive to comply with comparableFourthAmendment requirements.
Neither doesNew Yorkv.Harris, supra, support the Court's result. Seeante, at 593, 601; but seeante, at 604 (opinion of KENNEDY, J.) (declining to join section relying onHarris). InHarris, police officers arrested the defendant at his home without a warrant, in violation ofPaytonv.New York,445 U. S. 573(1980). Harris made several incriminatingPage 627statements: a confession in his home, a written inculpatory statement at the station house, and a videotaped interview conducted by the district attorney at the station house. 495 U. S., at 16. The trial court suppressed the statements given by Harris in the house and on the videotape, and the State did not challenge either of those rulings.Ibid.The sole question in the case was whether the written statement given later at the station house should also have been suppressed. The Court held that this later, outside-the-home statement "was admissible because Harris was in legal custody . . . and because the statement, while the product of an arrest and being in custody, was not the fruit of the fact that the arrest was made in the house rather than someplace else."Id., at 20. Immediately after the Court stated its holding, it explained:
"To put the matter another way, suppressing the statement taken outside the house would not serve the purpose of the rule that made Harris' in-house arrest illegal. The warrant requirement for an arrest in the homeis imposed to protect the home, and anythingincriminating the police gathered from arrestingHarris in his home, rather than elsewhere, has beenexcluded, as it should have been; the purpose of the rule has thereby been vindicated."Ibid.(emphasis added).
How can JUSTICE SCALIA maintain that the evidence here — a gun and drugs seized in the home — is "`not the fruit'" of the illegal entry?Ante, at 601. The officers' failure to knock and announce rendered the entire search unlawful,Wilson,514 U. S., at 936, and that unlawful search led to the discovery of evidence in petitioner's home. Thus,Harriscompels the opposite result than that reached by the Court today. Like thePaytonrule at issue inHarris, the knock-and-announce rule reflects the "reverence of the law for the individual's right of privacy in his house."Miller,357 U. S., at 313; cf.Harris,495 U. S., at 17("PaytonitselfPage 628emphasized that our holding in that case stemmed from the `overriding respect for the sanctity of the home that has been embedded in our traditions since the origins of the Republic'"). Like the confession that was "excluded, as it should have been," inHarris, id., at 20, the evidence in this case was seized in the home, immediately following the illegal entry. And likeHarris, nothing in petitioner's argument would require the suppression of evidence obtainedoutsidethe home following a knock-and-announce violation, precisely because officers have a remaining incentive to follow the rule to avoid the suppression of any evidence obtained from the very place they are searching. Cf.ibid.("Even though we decline to suppress statements made outside the home following aPaytonviolation, the principal incentive to obeyPaytonstill obtains: the police know that a warrantless entry will lead to the suppression of any evidence found, or statements taken, inside the home").
I concede thatUnited Statesv.Ramirez,523 U. S. 65, offers the majority its last best hope.Ante, at 602. But not even that case can offer the majority significant support. The majority focuses on the Court's isolated statement that "destruction of property in the course of a search may violate theFourthAmendment,even though the entry itselfis lawful and the fruits of the search are not subject to suppression."Ramirez, supra, at 71 (emphasis added). But even if I accept this dictum, the entry here is unlawful, not lawful.Wilson, supra, at 931, 934. It is one thing to say (in an appropriate case) that destruction of property after proper entry has nothing to do with discovery of the evidence, and to refuse to suppress. It would be quite another thing to say that improper entry had nothing to do with discovery of the evidence in this case. Moreover, the deterrence analysis for the property destruction cases (where, by definition, there will almost always be quantifiable damages) might well differ.Page 629
The answer, I believe, is "no." That "no" reflects history, a history that shows the knock-and-announce rule is important. SeeWilson, supra, at 931-936. That "no" reflects precedent, precedent that shows there is no pre-existing legal category of exceptions to the exclusionary rule into which the knock-and-announce cases might fit. Seesupra, at 612-613. That "no" reflects empirical fact, experience that provides confirmation of what common sense suggests: without suppression there is little to deter knock-and-announce violations. Seesupra, at 608-610.
There may be instances in the law where text or history or tradition leaves room for a judicial decision that rests upon little more than an unvarnished judicial instinct. But this is not one of them. Rather, ourFourthAmendment traditions place high value upon protecting privacy in thePage 630home. They emphasize the need to assure that its constitutional protections are effective, lest the Amendment `sound the word of promise to the ear but break it to the hope.' They include an exclusionary principle, which sinceWeekshas formed the centerpiece of the criminal law's effort to ensure the practical reality of those promises. That is why the Court should assure itself that any departure from that principle is firmly grounded in logic, in history, in precedent, and in empirical fact. It has not done so. That is why, with respect, I dissent.
1.Weeksv.United States,232 U.S. 383(1914) (warrantless search)
2.Amosv.United States,255 U.S. 313(1921) (warrantless arrest and search)
3.Agnellov.United States,269 U.S. 20(1925) (warrantless search)
4.Byarsv.United States,273 U.S. 28(1927) (invalid warrant)
5.United Statesv.Berkeness,275 U.S. 149(1927) (invalid warrant; insufficient affidavit)
6.Taylorv.United States,286 U.S. 1(1932) (warrantless search)
7.Grauv.United States,287 U.S. 124(1932) (invalid warrant; insufficient affidavit)
8.Nathansonv.United States,290 U.S. 41(1933) (invalid warrant; insufficient affidavit)
9.McDonaldv.United States,335 U.S. 451(1948) (warrantless arrest and search)
10.Kremenv.United States,353 U.S. 346(1957) (percuriam) (warrantless search)Page 631
11.Elkinsv.United States, 364 U. S. 206 (1960) (search beyond scope of warrant)
12.Silvermanv.United States,365 U. S. 505(1961) (warrantless use of electronic device)
13.Chapmanv.United States,365 U. S. 610(1961) (warrantless search)
14.Mappv.Ohio,367 U. S. 643(1961) (warrantless search)
15.Wong Sunv.United States,371 U. S. 471(1963) (warrantless search and arrest)
16.Fahyv.Connecticut,375 U. S. 85(1963) (warrantless search)
17.Aguilarv.Texas,378 U. S. 108(1964) (invalid warrant; insufficient affidavit)
18.Stanfordv.Texas,379 U. S. 476(1965) (invalid warrant; particularity defect)
19.Jamesv.Louisiana,382 U. S. 36(1965) (percuriam) (warrantless search)
20.Rigganv.Virginia,384 U. S. 152(1966) (percuriam) (invalid warrant; insufficient affidavit)
21.Bumperv.North Carolina,391 U. S. 543(1968) (lack of valid consent to search)
22.Recznikv.City of Lorain,393 U. S. 166(1968) (per curiam) (warrantless search)
23.Chimelv.California, 395 U. S. 752 (1969) (invalid search incident to arrest)
24.Von Cleefv.New Jersey, 395 U. S. 814 (1969) (percuriam) (invalid search incident to arrest)
25.Shipleyv.California, 395 U. S. 818 (1969) (percuriam) (invalid search incident to arrest)
26.Valev.Louisiana,399 U. S. 30(1970) (invalid search incident to arrest)
27.Connollyv.Georgia,429 U. S. 245(1977) (percuriam) (invalid warrant; magistrate judge not neutral)Page 632
28.Michiganv.Tyler,436 U. S. 499(1978) (warrantless search)
29.Minceyv.Arizona,437 U. S. 385(1978) (warrantless search)
30.Franksv.Delaware,438 U. S. 154(1978) (invalid warrant; obtained through perjury)
31.Paytonv.New York,445 U. S. 573(1980) (warrantless arrest)
32.Steagaldv.United States,451 U. S. 204(1981) (warrantless search)
33.Michiganv.Clifford,464 U. S. 287(1984) (warrantless search)
34.Welshv.Wisconsin,466 U. S. 740(1984) (warrantless entry into home without exigent circumstances)
35.Thompsonv.Louisiana, 469 U. S. 17 (1984) (percuriam) (warrantless search)
36.Arizonav.Hicks,480 U. S. 321(1987) (unreasonable search)
37.Minnesotav.Olson,495 U. S. 91(1990) (warrantless entry into home)
38.Flippov.West Virginia, 528 U. S. 11 (1999) (percuriam) (warrantless search)
39.Kyllov.United States, 533 U. S. 27 (2001) (warrantless use of heat-imaging technology)
40.Kirkv.Louisiana,536 U. S. 635(2002) (percuriam) (warrantless arrest and search)
41.Kauppv.Texas,538 U. S. 626(2003) (per curiam) (warrantless search)Page 633
- Tracey Maclin, Timothy Lynch, andJoshua L. Dratelfiled a brief for the Cato Institute et al. asamici curiaeurging reversal.Kent S. ScheideggerandCharles L. Hobsonfiled a brief for the Criminal Justice Legal Foundation asamicus curiaeurging affirmance. ↩
- JUSTICE BKEYER'S insistence that the warrant inSegurawas "obtained independently without use of any information found during the illegal entry,"post, at 617 (dissenting opinion), entirely fails to distinguish it from the warrant in the present case. Similarly inapposite is his appeal to Justice Frankfurter's statement inWolfv.Colorado,338 U. S. 25,28(1949), that the "`knock at the door, . . . as a prelude to a search, without authority of law . . . [is] inconsistent with the conception of human rights enshrined in [our] history,'" seepost, at 620. "How much the more offensive," JUSTICE BREYER asserts, "when the search takes place without any knock at all,"ibid.But a no-knock entry "without authority of law" (i. e., without a search warrant) describes not this case, butSegura— where the evidence was admitted anyway.
JUSTICE BREYER'S assertion thatSegura, unlike our decision in the present case, had no effect on deterrence, seepost, at 625-626, does not comport with the views of theSeguradissent. See,e. g.,468 U. S., at 817(STEVENS, J., dissenting) ("The Court's disposition, I fear, will provide government agents with an affirmative incentive to engage in unconstitutional violations of the privacy of the home"). ↩ - Harrisundermines two key points of the dissent. First, the claim that "whether the interests underlying the knock-and-announce rule are implicated in any given case is, in a sense, beside the point,"post, at 621. This is flatly refuted byHarris'plain statement that the reason for a rule must govern the sanctions for the rule's violation.495 U. S., at 17,20; see alsosupra, at 593. Second, the dissent's attempt to turnHarrisinto a vindication of the sanctity of the home, seepost, at 626-628. The whole point of the case was that a confession that police obtained by illegally removing a man from the sanctity of his home was admissible against him. ↩