Opinion · Supreme Court of the United States
Griffith v. Frazier
Griffith v. Frazier, 12 U.S. 9 (1814)
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- Supreme Court of the United States
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- Federal
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- 1814-02-15
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- litigation
noting that an appointment that is "void ab initio" is "absolutely void" and thus renders all subsequent acts of the appointee voidable | noting that an appointment that is “void ab initio” is “absolutely void” and thus renders all subsequent acts of the appointee voidable
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GRIFFITH v. FRAZIER,12 U.S. 9(1814)
GRIFFITHv. FRAZIER.
February 9, 1814.
ERROR to the Circuit Court, for the South Carolina district.
This was an action of trespassquare clausum fregit, brought by the Plaintiff in the Circuit Court (who was also Plaintiff in error,) to recover a tract of land lying in the district of South Carolina, and in the possession of the Defendant, to which the Plaintiff asserted a title derived from a certain Joseph Salvadore.
Both parties admitted that Salvadore was legally seized of an estate, in fee, in the land in dispute. It appeared further, that Salvadore had executed several bonds in favor of a certain Daniel Bordeaux; that Bordeaux brought an action against Salvadore on these bonds, and obtained thereon a judgment by default, which was entered up and signed on the 30th of August, 1786; that no further steps were taken in the cause, until the 2d of January, 1787, when an execution issued thereon, and was lodged in the sheriff's office on the same day; that Salvadore departed this life on the 29th of December, immediately preceding. Salvadore left a will and two or three codicils, by which he appointed his three daughters, a certain William Stevens, and a certain Joseph Dacosta, his executors. All these persons were absent, out of the state, excepting Dacosta, who proved the will and codicils, and regularly qualified as executor thereto, on the 5th of January, 1787; he continued to reside in the city of Charleston, South Carolina, until some time in the year 1789, when he went to Savannah, in the state of Georgia, where he continued to residePage 10until November, 1790. On the second day of October, 1790, one James Lamotte requested and obtained from the ordinary of Charleston, a citation, in behalf of the principal creditor of Salvadore, who was Bourdeaux, to shew cause why letters of administration with the will annexed, should not be granted to him. On the return of the citation, no cause being shewn to the contrary, the ordinary did, on the 8th of October, 1790, grant general letters of administration with the will annexed, on the estate of Salvadore, to Lamotte. A certificate was also obtained from the ordinary, by which it appeared that it was the custom of the ordinary Court to grant letters of administrationduranteabsentiaof the executor. Bourdeaux, on the 27th January, 1791, obtained a rule from the Court of common pleas, against Lamotte, as administrator of Salvadore, to shew cause within thirty days, why the judgment obtained against Salvadore, as aforesaid, should not be revived, and an execution issue thereon. This rule was made absolute on the 15th of March, 1791, "subject to future argument." On the 16th of April following (no further argument or proceeding having been had on the said rule, and no Court intervening in the mean time,) an execution issued, on said judgment, against Lamotte, administrator, c. was lodged in the sheriff's office, and levied upon the land in question, by the Sheriff, on the 11th of May, 1791. The land was sold at public outcry to the highest bidder, on the 6th of June, 1791, and by a deed of the same date, was conveyed by the Sheriff to Peter Freneau, the purchaser. On the 16th of July, 1796, a decree was rendered in the suit,Pierce Butler v. Daniel Bourdeaux andPeter Freneau, directing the said Peter to convey to such person as Pierce Butler should appoint. In pursuance of this decree, Peter Freneau conveyed to Samuel Jackson, under whom Griffith, the Plaintiff in this case, claims by regular conveyances. Frazier, the Defendant, represents the heirs of Salvadore.
On the motion of the Defendant, the Circuit Court instructed the jury, that the letters of administration granted to James Lamotte, were totally void; that therefore the judgment of Bourdeaux was not revived against the estate of Salvadore; that the sale and conveyance by the sheriff passed no title to the purchaser; and thatPage 11the evidence was not sufficient to maintain the Plaintiff's action. The jury found a verdict for the Defendant, and judgment was rendered in his favor. The Plaintiff excepted to the opinion of the Court, and sued out a writ of error to the judgment.
1st. That the letters of administration, beingduranteabsentiaof the executor, were lawfully and properly granted by the ordinary to James Lamotte.
2d. That the question whether the granting of these letters were legal or not, was a question proper for the decision of the Court of ordinary; and that the judgment of that tribunal was conclusive until reversed on appeal to the state Court having competent jurisdiction: that, consequently, the sale, in the present case, was valid, and the Plaintiff's title good.
JONES,contra.
1. The grant of administrationdurante absentiawas absolutely void: which being the case, it is clear that the subsequent sale of the property in question by the sheriff was illegal and invalid.
Dacosta, the executor, had duly qualified; and the circumstance of his having absented himself from the state of South Carolina, for the space of twelve months is a matter of no importance, unless at the same time he was incapable of performing his duty as executor. But this does not appear to have been the fact. The ordinary therefore had no right to grant letters of administration to Lamotte.
As to the certificate, said to have been given by the ordinary, stating that it was the custom of the ordinary Court to grant administrationdurante absentiaof an executor, it would be shown, on the part of the Defendant, that in every case which could be produced in support of that custom, the executor hadnotqualified.
The jurisdiction of the ordinary relative to the appointmentPage 12of an administrator, is determined by the act of the testator in appointing an executor. The administrator derives all his rights from the Court of ordinary, and nothing from the will. 1,Com.Dig. 340. 1,Salk. 302.Toler ex'r. 76, 98. 2,Bac. Abr. 381, 386, 401. 2,Plowd. 271.
The grant of letters of administration has, in some cases, been decided to be void, even after the refusal of the executor to take upon himself the execution of the will. 2,Bac. Abr. 386 —Went. 145.
The ordinary in granting administration, is a ministerial, not a judicial officer.Toler, 50, 66.Jac. Law, Dict. tit.executor. 12,Mod. 437.
In the case under consideration, the executor had proved the will; and it did not appear to the ordinary that there were any goods and chattels unadministered. If this were the fact, the ordinary had no jurisdiction in the case, 2,Bac. Abr. 385.Griffith's collection of South Carolina laws, p. 35, 492.Ober's administrator v. ____, M.S. report of a case decidedin South Carolina.
By the statute of 38, Geo. 3, c. 87, to remedy the defect of the law in not giving to the ordinary the power of appointing an administratordurante absentiaof an executor who had proved the will, it was evident that, previous to that statute, the ordinary possessed no such power. That statute was so explained in the case ofTaynton v. Hannay, 3,Bos. and Pul. 26.Toler, 104.
When the executor had taken upon himself the trust of executing the will, the goods were out of the jurisdiction of the ordinary.Went. 39. 4,Burn's eccl. law.
If the jurisdiction of the ordinary ceased upon the qualification of the executor, all his subsequent acts in relation to the business were void — 3,T.R. 130.Toller128. The Supreme Court of the United States has decided this principle in cases analogous to the present. — 4,Cranch, 241,Rose v.Himely. 3,Cranch, 331,Wise v. Withers. Where a Court has no jurisdiction in regard to a particular subject, trespass will lie against a sheriff for executing its orders relative thereto.Page 13
2. Admitting the administration granted to Lamotte to have been rightful, yet the execution against him, under which the land in question was sold, was absolutely void; because the thirty day rule, under which the Plaintiff attempted to revive the judgment in this case, was admissible only where the judgment had expired by lapse of time merely; but was not competent to revive a suit or a judgment against the representative of a dead party, which could only be done byscire facias, and noscirefaciashaving issued in this case to make Lamotte a party, the execution against him was absolutely void for want of ajudgmentwhereon to ground it —Griffith's collection of S.Carolina laws, 466, 7,sec. 7.
PINKNEY,Attorney General, same side.
The principal if not the only point in controversy is, whether the Court of ordinary had jurisdiction in the case now under consideration.
The ordinary in receiving probate of a will, actsministerially;and when the will is proved, he isfunctusofficio. The authority of the executor is derived from the will. The only power of the ordinary is to ascertain the existence of the will.
If administration be granted upon the supposition that no will exists, and a will afterwards appear, all the proceedings under the administration are void — the administration is a mere nullity —Toler, 120, 121.
If there be a will, administration cannot be granted until the executor has refused or neglected to appear on summons —Toler, 93.
If administration be granteddurante absentiaof the executor, it becomes void upon the return of the executor andprobateof the will. After probate the ordinary has no further jurisdiction.
The reason of the thing is obvious. The will vests the testator's property in the executor. He has a right after probate, to appoint an attorney. But according to the doctrine contended for by the Plaintiff, the ordinaryPage 14may also appoint an attorney in the place of the executor. This would be a manifest inconsistency. The executor, after accepting the trust, is bound to administer, and is liable for the goods entrusted to him. SeeMS. report of the case of Ford v. Travis,in the Court of appeals of South Carolina, in which the Court decided unanimously that after probate of a will, the grant of administration is void although the executor is absent.
HARPER,in reply.
If this case is against the Plaintiff in error, it is a case of sheer law against justice. The Plaintiff in error is a fair,bona fidepurchaser, without notice, under the sanction of the decrees of the Courts of the state where the land lies.
The principle contended for by the Defendant, is only true as to the general disposition of the estate. It does not apply to the temporary interference of the ordinary in particular cases, the peculiar circumstances of which render such interference necessary; such as cases of administrationdurante minoriœtate, ad colligenda bona, c.
In the case ofFord v. Travis, cited by the counsel on the opposite side, the ordinary had granted unlimited administration for all purposes and forever; but in the case now before the Court, the grant of administration is special and temporary, as appears by the recital in the letters themselves.
The grant of these letters was nothing more than the appointment of a curator. In England, the ordinary has a general power to issue letters of administrationdurante obsentia. The statutes of Edw. 3 and H. 8, it is true, did not give a direct authority to grant administration in any case where there was an executor; but a practice grew out of the equity of those statutes, to grant temporary administration during the inability of the executor to act; aspendente lite, minori œtate, executor insane, c. 2P. Williams, 576,Walker v. Wollaston.
Thegeneralpower of the ordinary to grant administrationPage 15ceases on the probate of a will in which an executor is named; but not his power over the estate forspecial, temporary purposes. The case inP. Williams, just cited, in which case probate had been granted, states the reasons for this temporary interference. The reason for granting administrationduranteabsentiais the same as for granting itdurante minori œtate. Thedegreeof the necessity makes no difference: it is sufficient that there is a necessity. It is said that the executor may appoint an attorney. True; but suppose he does not — suppose that, without so doing, he abandons the estate, and leaves the country. Would not this be a case for the interference of the ordinary in the temporary appointment of an administrator? The only inference that can be drawn from the statute of Geo. 3, c. 87, which has been cited on the other side, is, that the power of the ordinary to grant administration in such cases wasdoubted;not that it did not exist: and so is the case in 3Bos. and Pul. 26, to be understood, The statute of Geo. 3 is only declaratory of the common law; it does not enact a new law.
Such, then, is the doctrine inEnglandon this subject. In South Carolina it is the same.
Until the year 1712, there is no trace of the existence of ordinaries in South Carolina. In that year an act was passed declaring the statutes of 13 Edw. 1, c. and 31, Ed. 3. c. 11, to be in force in that colony, and enacting that the powers mentioned in those acts as belonging to the ordinary in England, shall be exercised by the same kind of officer in South Carolina.
The act of 1744, directing the manner of returning inventories, speaks of ordinaries as then existing.
The act of 1789, directing the manner of granting probate and administration, gives that power to the county Courts in those counties where such Courts were established, and, in the other counties, leaves it to theordinaries.
The statute of H. 8 is not in force in South Carolina The common law is.Page 16
The doctrine, therefore, relative to the subject under consideration is the same in South Carolina as in England; and the power of the ordinary is the same.
That it has been the practice of the ordinary Court to grant administrationdurante absentia, the Defendant does not deny, but urges that it has never, until the present case, been grantedafter probateby the executor. Perhaps not; but the reason is that no such case has before occurred. If it had, there is no doubt that the ordinary Court would have granted administration as it has now done. The Courts of the same description in England would have done the same. If they had not, the legislature would have interfered.
2. The judgment of the ordinary is conclusive that he acted judicially, and upon a subject properly cognizable by his Court. Therefore, even admitting that he erred in granting the letters of administration to Lamotte, yet Lamotte was administratordefacto, and his acts bound the estate of Salvadore, until those letters should be revoked.
That the subject was one properly cognizable by the ordinary, cannot be denied. He had jurisdiction, under the equity of the statutes already cited, to grant temporary administration. He had jurisdiction to ascertain whether or not there was a will of personal property; and no prohibition would lie to his proceedings. In a contest between two persons of the same name, both claiming to be executor, he might decide which of the two was entitled to administer the estate. He was competent to put such a construction upon the statutes as he might think correct, and to ascertain his powers growing out of the equity of those statutes. His judgment, therefore, in the present case, unless reversed on appeal to the Court of common pleas of South Carolina, was conclusive in every other Court where it might come incidentally in question. Yet this Court is now called upon not only to declare the judgment of the ordinary void, and to reverse the same, but to reverse, also, that of the appellate Court by which his judgment has been confirmed.
3. The judgment on which the execution in this casePage 17issued, was properly revived by a Court of competent jurisdiction, and its judgment can be questioned only in an appellate Court.
The judgment was revived by a thirty day rule. That rule was, in fact, ascire facias. The proceeding was conformable to the usual practice in South Carolina. The Court of common pleas of that state adjudged the execution to be awarded upon this revival. Can this Court, under such circumstances, reverse that judgment? Suppose the judgment of the Court of common pleas had been founded on ascire facias, and thatscire faciashad been informal. Could this Court, in such a case, reverse the judgment? We contend that it could not in either case. The Court that ordered the execution to be awarded had jurisdiction so to do; and its decision is final.
The 9th section of the law of South Carolina, respecting the thirty day rule to revive judgments, c. gives express authority to the Courts of that state to issue execution without ascirefacias. But it is objected that this act is applicable only to cases of lapse of time, not to cases of the death of the party. But this is matter of construction on which those Courts were competent to decide.
The doctrine in the case ofFord v. Travis, so much relied upon by the Defendant's counsel, is only that an unconditional, unlimited, administration, where the executor has previously obtained probate of the will, is void; not that a temporary administration would have been so in a like case.
4. Admitting the execution to have been improperly issued, still the sale of the property under that execution was valid.
All acts under a judgment obtained by fraud are valid:afortiori, if the judgment be founded on a mistake either of law or fact. 3Cranch, 306,Simms and Wise v. Slacum.
It is laid down in 2Bac. Abr. 270,Tit. Execution, that "if upon his judgment the Plaintiff takes out aPage 18fieri facias, and thereupon the sheriff sells a term for years to a stranger, and the judgment is afterwards reversed, the Defendant shall only be restored to the money for which the term was sold, and not to the term itself; for by the writ the sheriff had authority to sell; and if the sale may be avoided afterwards, few would be willing to purchase under executions, which would render writs of execution of no effect." The following authorities go to establish the same point.Roll. Ab. 778.Cro. Eliz. 278.Cro. Jac. 246. 8Rep. 96.MatthewManning's case. id. 142.Dr. Drury's case. 1Wils. 302,Earl v. Brown. It is true that these cases all relate to sales of personal property; but there is no difference as it respects the sale of lands under afieri facias, or what was equivalent thereto, as in the present case. These lands were soldaspersonal effects. 1Haywood's N. Carolina Reports.
PINKNEY,contra, contended,
1. That the case in 3Bos. and Pul. did not state that the statute of Geo. 3 was founded on adoubt, but upon a clear defect of jurisdiction. That no case could be found to sanction the grant of administrationafter probatein a case like the present. That the case ofFord v. Traviswas decisive that no such administration was valid in South Carolina.
2. That the judgment of the ordinary was not conclusive that he had no jurisdiction in a case like that under consideration. That the Court of appeals of South Carolina was of this opinion, and had therefore declared the judgment of the ordinary void. 2Bac. Abr. 376.
3. That the judgment on the rule to show cause was not conclusive; and this, besides the other reasons which have been already mentioned, because it was against a person not a representative of the testator.
4. That this was not the case of a sale to a third person, as in the authority cited from Bacon, and the other cases to the same point; but that the Plaintiff claimed under Bourdeax, as a purchaser.Page 19
That the statute of South Carolina, respecting the thirty day rule, was only applicable to cases of lapse of time, not to cases of the death of the party
That as to the case in 1Wils. 302, cited by the Plaintiff's counsel, it did not appear that the Court decided on the validity of the sale, nor that any person wished to disturb it.
JONES,on the same side.
The title of the Plaintiff, which constituted the sole question in the cause, appeared, on the trial, to be as follows:
Joseph Salvadore, being seized of the lands in which the trespass is alleged to have been committed, departed this life some time in the year 1786, having first made his last will in writing, in which he named several executors, one of whom, Joseph Dacosta, made probate of the will, and took upon himself the burthen of executing the same; after which, in the year 1789, he left the state of South Carolina, and resided in Georgia. In the year 1790, letters of administration on the goods of Salvadore, unadministered by Dacosta his qualified executor, were granted to James Lamotte.
In August, 1786, a judgment was obtained by Daniel Bourdeaux against Salvadore. In January, 1791, a thirty day rule, which, by an act of the state of South Carolina, was, in certain cases, substituted in the placePage 20of ascire facias, was issued to revive this judgment against Lamotte as administrator of Salvadore. This role being served and returned, the following indorsement was made on it: "15th March, 1791, made absolute subject to a future argument."
"Fi. fa. 16th April, 1791."
An execution issued on this judgment, under which the land was sold, and was conveyed by the sheriff to Peter Freneau by a deed dated the 6th day of June, 1791. On the 16th of July, 1796, a decree was rendered in the suit,Pierce Butler v. DanielBourdeaux and Peter Freneau, directing the said Peter to convey to such person as Pierce Butler should appoint. In pursuance of this decree, Peter Freneau conveyed to Samuel Jackson, under whom the Plaintiff claims by regular conveyances.
On the motion of the Defendant, the Circuit Court instructed the jury that the letters of administration granted to James Lamotte were totally void; that therefore the judgment of Bourdeaux was not revived against the estate of Salvadore; that the sale and conveyance by the sheriff passed no title to the purchaser; and that the evidence was not sufficient to maintain the Plaintiff's action. The jury found a verdict for the Defendant, and judgment was rendered in his favor. The Plaintiff excepted to the opinion of the Court, and has sued out a writ of error to the judgment.
The sole defect alleged in the title of the Plaintiff being in that part of it which depends on the sale and conveyance of the sheriff to Peter Freneau, the validity of that sale is the principal if not the only question in the cause. In support of it the Plaintiff contends,
1st. That the letters of administration, beingduranteabsentiaof the executor, were properly granted to James Lamotte.
2d. If the ordinary erred in granting these letters, still Lamotte was administratorde facto;and his acts bound the estate of Salvadore until those letters should be revoked.Page 21
3d. That the judgment on which the execution issued was properly revived by a Court of competent jurisdiction, and its judgment can be questioned only in an appellate Court.
The negative of these propositions is maintained by the Defendant in error.
That the appointment of an executor, and his acceptance of the office, constitute a complete legal owner of the personal estate of the deceased is admitted; but it is contended that these acts suspend without annihilating the power of the ordinary. So long as the executor is capable of exercising the authority with which he has been invested by the testator, it can be conferred on no other person; but when he becomes incapable, from any cause whatever, as by insanity or death, the power of appointing some person, who shall secure the estate from ruin, necessarily reverts to that tribunal which the law appoints for the general purpose of providing for the management of the property of dead persons. All cases of temporary administration, as during the minority of an executor, or during his absence previous to the probate of the will, are considered as exercises of the same power, though in a less degree, and as proving that the ordinary may, after the executor has qualified, if he shall absent himself so as, in the opinion of the ordinary, to disqualify him from performing his duty, appoint an administratorde bonis nonwith the will annexed, whose power shall continue until the return of the executor.
The Court does not concur in this reasoning. In the cases stated at bar, and in all cases where temporary administration has been granted, unless under a special act of the legislature, the executor was for the time, absolutely incapable of performing his duty. There existed an actual legal disability to perform the functions of his office. Until probate of the will, and until letters testamentary are obtained, the executor cannot obtain any judgment; because it cannot appear that he is executor.
There is, therefore, an absolute necessity for appointing some person who, until probate, shall take care ofPage 22the estate. But this is not the case with an executor who, after taking out letters testamentary, absents himself from the state. He is still capable of performing, and he is still bound to perform, all the duties of an executor. There exists no legal disability in the executor, and, consequently, there is no necessity for transferring to another those powers which the testator has conferred on a person selected by himself.
This power does not appear ever to have been exercised by the ordinary in England anterior to the statute of 38, George 3d; and in South Carolina, the ordinary possesses no power which was not possessed by the ordinary in England previous to that statute. The practice of the particular ordinary who acted in this case, would not be sufficient to constitute the law, had it even never received judicial reprobation; but the case ofFord v. Travisputs an end to any doubt on this point.
The second point is one of more doubt and greater intricacy. That the ordinary erred in granting letters of administration to Lamotte, is thought very apparent; but the effect of these letters is less obvious. By the Plaintiff it is contended, that they constituted Lamotte an administratorde facto, rendered his acts valid, so far as third persons are interested, and exempted them from question where they can be examined only incidentally. By the Defendant it is contended, that they were granted by a person having no jurisdiction in the case, and are therefore an absolute nullity; That Lamotte was not,de facto, the administrator of Salvadore, and that his acts, as administrator, stand on no better or higher ground than the acts of any other person who should assume that character.
The well known distinction between an erroneous act or judgment by a tribunal having cognizance of the subject matter, and the act or judgment of a tribunal having no cognizance of the subject, is not denied; but it is contended that the ordinary had jurisdiction in this case. The ordinary, in South Carolina, is the Court in which wills are proved; in which letters testamentary, and letters of administration are granted. He judges whether the applicant be entitled to administration or not, and rejects or admits the claim, accordingPage 23to his opinion of the law. Whether his judgment be correct or not, still it is his judgment; and when exercised upon an application for administration, it is exercised on a subject cognizable in his Court.
That he grants letters of administration in cases not expressly authorized by statute, and in which a will exists in which an executor is named, proves that he has jurisdiction in such cases; and if he grants administration in one of them improperly, the judgment is erroneous and voidable, but not void.
This argument has been very strongly urged, and there is great force in it. The difficulty of distinguishing those cases of administration in which a Court having general testamentary jurisdiction, may be said to have acted on a subject not within its cognizance, is perceived and felt. But the difficulty of marking the precise line of distinction does not prove that no such line exists.
To give the ordinary jurisdiction, a case, in which, by law, letters of administration may issue, must be brought before him. In the common case of intestacy, it is clear that letters of administration must he granted to some person by the ordinary; and though they should be granted to one not entitled by law, still the act is binding until annulled by the competent authority; because he had power to grant letters of administration in the case. But suppose administration to be granted on the estate of a person not really dead. The act, all will admit, is totally void. Yet the ordinary must always enquire and decide whether the person whose estate is to be committed to the care of others, be dead or in life. It is a branch of every cause in which letters of administration issue. Yet the decision of the ordinary that the person on whose estate he acts is dead, if the fact be otherwise, does not invest the person he may appoint, with the character or powers of an administrator. The case, in truth, was not one within his jurisdiction. It was not one in which he had a right to deliberate. It was not committed to him by the law. And although one of the points occurs in all cases proper for his tribunal, yet that point cannot bring the subject within his jurisdiction.Page 24
The case of letters of administration granted on the estate of a person in full life, is not the only one which may serve for illustration; suppose administration to be granted on the estate of a deceased person whose executor is present, in the constant performance of his executorial duties. Is such an appointment void, or is it only voidable?
In the opinion of the Court it would be an absolute nullity.
The appointment of an executor vests the whole personal estate in the person so appointed. He holds as trustee for the purposes of the will, but he holds the legal title in all the chattels of the testator. He is, for the purpose of administering them, as much the legal proprietor of those chattels as was the testator himself while alive. This is incompatible with any power in the ordinary to transfer these chattels to any other person by the grant of administration on them. His grant can pass nothing: it conveys no right; and is a void act.
If the ordinary possesses no power to grant administration where an executor is present performing his duty, what difference can his absence make, provided that absence does not disqualify him from executing his trust? If all his powers as an executor remain, if he is still capable of appearing in Courts of justice as the representative of the deceased, if he is still the legal owner of the chattels of the deceased, and still capable of disposing of them, it would seem that he is potentially present though personally absent. It is not easy to perceive any principle on which the ordinary can assert his power to take the estate out of the executor and vest it in an administrator. If he cannot do this, then the attempt to do it must be a void act. If the administratordurante absentiabe only the agent of the executor, it still occurs that the executor can himself appoint, and is the proper person to appoint, his own agent. There is no necessity for the intrusion of the ordinary.
Let the case be supposed of a suit by the executor while actually resident abroad. Would he be incapable of sustaining the action? Would his absence be a goodPage 25plea in bar? If it would not, how can the grant of letters of administration to another take the property in the thing sued for out of the executor and place it in that other?
Letters testamentary, when once granted, are not revocable by the ordinary. He cannot annul them, or transfer the legal interest of the executor to any other person. His rights and his duties are beyond the reach of the ordinary. How, then, can this be effected by the grant of letters of administration?
The cases in which administration has been granted notwithstanding the existence of a will, appear to be cases in which it is not apparent that there is any person possessing right in the chattels of the testator, or cases in which that person is legally disqualified from acting.
Where administration is granted pending a dispute respecting a will, it is not certain that there is an executor, or that there is a will.
If it be granted during the minority of an executor, it is because the executor is legally disqualified from acting, and indeed has not taken upon himself, and could not take upon himself the trust reposed in him. He may, when of age, reject all the rights and powers conferred by the will; and, consequently, the interest is not yet a vested interest. The rights and powers of the ordinary remain until those of the executor commence.
So in the case of an absent executor who has not yet made probat of the will and qualified. Those letters testamentary which are indispensable to his character as executor, and which, during their existence, leave the ordinary without any further power over the subject, are not yet granted. The executor has as yet no evidence that he is executor. He is not yet able to act as one. He may never be able to act; for he may never take out letters testamentary. He may renounce the executorship. The ordinary, then, is not yet deprived of that power which he possesses to appoint a person to represent a dead man who has no representative. HisPage 26jurisdiction over the subject remains until he parts with it by issuing letters testamentary.
The difference between granting administration in cases where there is a qualified executor, capable, in law, of acting, and where he has not qualified, is such as, in reason, to justify the opinion that though, in the latter case, the ordinary may have jurisdiction, and his act, though erroneous, may be valid till repealed, yet, in the former case he can have no jurisdiction, and his act is in itself an absolute nullity.
If, under any circumstances, the ordinary could grant administration during the absence of an executor who has made probat of the will and is legally competent to act, then he would have jurisdiction of the subject, and would judge of those circumstances; but if, in no possible state of things, he could grant such administration, it would be difficult to conceive how he can have jurisdiction.
If we refer to authority, we can find no case and nodictumwhich admits the jurisdiction of the ordinary, where there is an existing executor capable of acting. In many cases it is stated, that an administration granted where there is such an executor is void.Toller, in his "law of executors, page 120, says, "If there be an "executor, and administration be granted before probate, "and refusal, it shall be void on the wills being afterwards "proved, although the will were suppressed, or "its existence were unknown, or it were dubious who "was executor, or he was concealed, or abroad at the "time of granting the administration." It is also void "if granted because the executor has become a bankrupt," or if granted, "durante minoritatewhere the infant had "attained his age of seventeen," until the statute of 38, G. 3. So "if granted by a bishop where the intestate had "bona notabilia, or by an archbishop of effects in another "province."
The case ofFord v. Travis, decided in South Carolina, is express to this point, and renders a further reference to English books unnecessary.
The counsel for the Plaintiff admits this to be the lawPage 27where an absolute administration is granted; but denies the law to be applicable to the grant of a temporary administration.
However correct this distinction may be in many cases, its application to that at bar is not admitted.
No temporary administration can be granted where there is an executor in being, capable of acting, and where the case will not justify the grant of a temporary administration, it would seem to be as completely out of the jurisdiction of the ordinary, as the grant of an absolute administration, where that is not within his power.
The case, put byToller, of administrationduranteminoritatewhere the executor is of the age of 17, seems full in point. This is a temporary administration, and the minority of the executor is a fact for the consideration of the ordinary. Yet if, in such a case, he grants administration, the act is void, because, in fact, it is not a case in which he can grant it.
The reasoning of the Court in the case ofFord v. Travis, appears applicable to this case. They say the executor having proved the will, "was in the nature of a trustee; he could neither abandon his trust, nor be deprived of his interest in the estate of the deceased by any act of the ordinary. The ordinary, by proving the will and qualifying the executor, executed his power; and no law exists in this state, authorising him to resume it during the life time of the qualified executor, notwithstanding he may be absent from the state. Letters of administration granted under such circumstances are voidabinitio.
If the ordinary cannot resume his power, so as to grant an absolute administration, he cannot resume it for a limited time. He cannot, by any act of his, divest the interest of the executor for an instant. The power may revert to him by operation of law, but cannot be assumed by any act of his own.
The grant of a temporary administration, as during the minority of an executor, isad usum et commodumPage 28executoris. But in this case, the administration is, for the time, absolute, and makes the administrator the entire representative of the deceased. It would not be unworthy of remark, if the case depended on it, that though the application of Lamotte was for administration during the absence of the executor, yet the grant itself is without limitation.
But, in its very nature, the appointment of an administrator, during the absence of an executor under no disability, is essentially nothing more than the appointment of an agent for that executor. This, the ordinary has not the power to do. The executor alone can appoint his agents.
If the ordinary had no jurisdiction in the case, then the grant of administration was voidab initio, and all the acts of the grantee are void —Toller, 128, 3,Term. Rep. 125.
It is contended by the Plaintiff, that could this administration even be considered as null, where that forms the direct question before the Court, as it did inFord v. Travis, yet that point cannot be examined where it is collateral and incidental.
The answer which has been given at bar to this argument is entirely satisfactory. The question has never been examined in a Court of law sitting as an appellate Court. The question has never been, whether the letters of administration shall be revoked or not, but whether they were originally void, so as not to warrant the particular act in support of which they were alleged.
But in this case, the letters of administration come as directly before the Court as in the case ofFord v. Travis. The conveyance from the sheriff to Freneau forms a part of the Plaintiffs title; and the validity of that conveyance may depend on the question whether Lamotte was or was not the administrator of Salvadore. The question, therefore, must necessarily be decided; and a majority of the Court is of opinion that administration was granted by a Court having no jurisdiction in the particular case, and is therefore absolutely void.Page 29
3d. It is contended on the part of the Plaintiff, that the judgment on which the execution issued was properly revived by a Court of competent jurisdiction, whose judgment is therefore conclusive until reversed.
The first objection made to this judgment of revivor is, that it was made without legal process. The thirty day rule is substituted for thesiere faciasonly in cases where lapse of time prevents the Plaintiff from suing out execution.
However this Court might construe the law on an appeal from a judgment of revivor in such case, that question has been decided by a Court of competent jurisdiction, and cannot be reviewed here.
The second objection is, that the letters of administration being a mere nullity, no party representing the estate of alvadore was before the Court, and consequently the judgment could not bind that estate.
This question is one of considerable difficulty Had the judgment been revived against the executor himself, without the service of process, it would perhaps, while in force, have protected all proceedings under it. But this judgment is revived against Lamotte, who was not the representative of Salvadore. In the opinion of a majority of the Court, an execution on this judgment could not legally be levied on the property of Salvadore; and if so, the title was not vested in the sheriff by the service of the execution, and could not be conveyed by him to the purchaser. Upon this point, the case cited from 1st Wilson, 302, is a strong one against the opinion of the Court: but in that case, the execution, though irregular, was issued on a real judgment, and justified the sheriff in taking the effects of the deceased. On its face it was unexceptionable. It issued at an improper time; but in all other respects was correct. In this case, the execution issued on a judgment which was itself a nullity; and it authorized the sheriff to take the effects real and personal of Joseph Salvadore in the hands of James Lamotte to be administered. Now the property of Salvadore was not in the hands of Lamotte, but was in the hands of his executor.Page 30
The case inWilson, too, is so briefly, I might say obscurely, reported, as to leave the principle, on which the Court decided, entirely uncertain. It does not appear that the object of the motion extended further than the restoration of the money. This was not an attempt to set aside the sale; and nothing appears in the case from which is to be conclusively inferred what the opinion of the Court would have been on that question.
In the opinion of a majority of the Court, there is no error in the judgment of the Circuit Court, and it is affirmed with costs.
Wednesday, February16th.
HARPER observed that he understood the opinion of the Court to be founded considerably on the form of thefieri facias, inasmuch as it directed the sale of the lands of Salvadoreinthe hands of Lamotte, when, in fact, there were no landsin thehands of Lamotte.
MARSHALL,Ch. J.
That wasoneground of the opinion: but another, was, that the sale was founded on a void judgment.
HARPER, as to the first point, suggested to the Court that the form of thefieri faciaswas against thelandsas well as the goods.