Opinion · Supreme Court of the United States
Graham v. Connor
104 L. Ed. 2d 443
- Type
- Opinion
- Court
- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 1989-05-15
- Topic
- general
holding that excessive force claims should be analyzed under the Fourth Amendment, rather than under substantive Due Process | holding that the Fourth Amendment's objective reasonableness test is the appropriate standard for evaluating excessive force claims | holding that Fourth Amendment excessive force claims are properly analyzed under an objective reasonableness standard | holding that the Fourth Amendment’s freedom from unreasonable searches and seizures includes the right to be free from excessive force | holding that it was improper to analyze an excessive force claim under substantive due process where a specific constitutional provision was applicable | holding that a Fourth Amendment claim of excessive force is "properly analyzed under the Fourth Amendment's 'objective reasonableness’ standard, rather than under a substantive due process standard” | holding that it was improper to analyze an excessive force claim under substantive due process where a specific constitutional provision was applicable | holding that threat posed by suspect is a factor in evaluating force used by arresting officer | holding that threat posed by suspect is a factor in evaluating force used by arresting officer | holding that a claim of excessive force during an investigatory stop should be analyzed under Fourth Amendment principles rather than substantive due process principles | concluding that the federal framework from Grakam is "persuasive" and "adopt[ing] it as an elaboration of [Alaska's] common-law standard of reasonable force" | holding that the Fourth Amendment protects against the use of excessive force during an “arrest, investigatory stop, or other ‘seizure’ of [the] person” | holding that excessive force claims arising in context of arrest or investigatory stop invoke protections of Fourth Amendment against unreasonable seizures | holding that claims of excessive force should be analyzed under the Fourth Amendment's objective reasonableness standard | holding that “it is th[e] ... due process! ] standard that controls excessive force claims brought by federal immigration detainees” | holding that damages claim for injuries sustained when officers used physical force during a stop should be analyzed under Fourth Amendment rather than substantive due process | holding that damages claim for injuries sustained when officers used physical force during a stop should be analyzed under Fourth Amendment rather than substantive due process | holding that excessive force claims “should be analyzed under the Fourth Amendment and its ‘reasonableness’ standard.” | holding that “the Due Process Clause protects a pretrial detainee from the use of excessive force that amounts to punishment” | holding that where an excessive force claim arises in the context of an arrest or investigatory stop, it should be analyzed solely under Fourth Amendment, and not Fourteenth Amendment Due Process Clause | holding that where an excessive force claim arises in the context of an arrest or investigatory stop, it should be analyzed solely under Fourth Amendment, and not Fourteenth Amendment Due Process Clause | holding that claims of excessive force should be analyzed under the Fourth Amendment’s objective reasonableness standard | holding that the Fourth Amendment’s freedom from unreasonable searches and seizures includes the right to be free from excessive force | holding that to determine whether police force is excessive, the proper inquiry is “whether the officers’ actions are ‘objectively reasonable’ in light of the facts and circumstances confronting them” | holding that excessive force claims against law enforcement officers are properly analyzed under the Fourth Amendment | holding that whether an officer’s force was reasonable must be analyzed under the reasonableness standard of the Fourth Amendment | holding that because the protections of the Fourth Amendment apply to the excessive force claim, the alternate substantive due process claim "canno
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delivered the opinion of the Court.
This case requires us to decide what constitutional standard governs a free citizen’s claim that law enforcement officials used excessive force in the course of making an arrest, investigatory stop, or other “seizure” of his person. We hold that such claims are properly analyzed under the Fourth Amendment’s “objective reasonableness” standard, rather than under a substantive due process standard.
In this action under 42 U. S. C. § 1983, petitioner Dethorne Graham seeks to recover damages for injuries allegedly sustained when law enforcement officers used physical force-against him during the course of an investigatory stop. Because the case comes to us from a decision of the Court of Appeals affirming the entry of a directed verdict for respondents, we take the evidence hereafter noted in the light most favorable to petitioner. On November 12, 1984, Graham, a diabetic, felt the onset of an insulin reaction. He asked a friend, William Berry, to drive him to a nearby convenience store so he could purchase some orange juice to counteract the reaction. Berry agreed, but when Graham entered the store, he saw a number of people ahead of him in the check
Respondent Connor, an officer of the Charlotte, North Carolina, Police Department, saw Graham hastily enter and leave the store. The officer became suspicious that something was amiss and followed Berry’s car. About one-half mile from the store, he made an investigative stop. Although Berry told Connor that Graham was simply suffering from a “sugar reaction,” the officer ordered Berry and Graham to wait while he found out what, if anything, had happened at the convenience store. When Officer Connor returned to his patrol car to call for backup assistance, Graham got out of the car, ran around it twice, and finally sat down on the curb, where he passed out briefly.
In the ensuing confusion, a number of other Charlotte police officers arrived on the scene in response to Officer Con-nor’s request for backup. One of the officers rolled Graham over on the sidewalk and cuffed his hands tightly behind his back, ignoring Berry’s pleas to get him some sugar. Another officer said: “I’ve seen a lot of people with sugar diabetes that never acted like this. Ain’t nothing wrong with the M. F. but drunk. Lock the S. B. up.” App. 42. Several officers then lifted Graham up from behind, carried him over to Berry’s car, and placed him face down on its hood. Regaining consciousness, Graham asked the officers to check in his wallet for a diabetic decal that he carried. In response, one of the officers told him to “shut up” and shoved his face down against the hood of the car. Four officers grabbed Graham and threw him headfirst into the police car. A friend of Graham’s brought some orange juice to the car, but the officers refused to let him have it. Finally, Officer Connor received a report that Graham had done nothing wrong at the convenience store, and the officers drove him home and released him.
A divided panel of the Court of Appeals for the Fourth Circuit affirmed. 827 F. 2d 945 (1987). The majority ruled first that the District Court had applied the correct legal standard in assessing petitioner’s excessive force claim. Id., at 948-949. Without attempting to identify the specific constitutional provision under which that claim arose,3 the majority endorsed the four-factor test applied by the District Court as generally applicable to all claims of “constitutionally excessive force” brought against governmental officials. Id., at 948. The majority rejected petitioner’s argument, based on Circuit precedent,4 that it was error to require him to prove that the allegedly excessive force used against him was applied “maliciously and sadistically for the very purpose of causing harm.”5 Ibid. Finally, the majority held that a reasonable jury applying the four-part test it had just en
Fifteen years ago, in Johnson v. Glick, 481 F. 2d 1028, cert. denied, 414 U. S. 1033 (1973), the Court of Appeals for the Second Circuit addressed a § 1983 damages claim filed by a pretrial detainee who claimed that a guard had assaulted him without justification. In evaluating the detainee’s claim, Judge Friendly applied neither the Fourth Amendment nor the Eighth, the two most textually obvious sources of constitutional protection against physically abusive governmental conduct.6 Instead, he looked to “substantive due process,” holding that “quite apart from any ‘specific’ of the Bill of Rights, application of undue force by
In the years following Johnson v. Glick, the vast majority of lower federal courts have applied its four-part “substantive due process” test indiscriminately to all excessive force claims lodged against law enforcement and prison officials under § 1983, without considering whether the particular application of force might implicate a more specific constitutional right governed by a different standard.7 Indeed, many courts-have seemed to assume, as did the courts below in this case, that there is a generic “right” to be free from excessive force, grounded not in any particular constitutional provision but rather in “basic principles of § 1983 jurisprudence. ”8
We reject this notion that all excessive force claims brought under § 1983 are governed by a single generic standard. As we have said many times, § 1983 “is not itself a
Where, as here, the excessive force claim arises in the context of an arrest or investigatory stop of a free citizen, it is most properly characterized as one invoking the protections of the Fourth Amendment, which guarantees citizens the right “to be secure in their persons . . . against unreasonable . . . seizures” of the person. This much is clear from our decision in Tennessee v. Garner, supra. In Garner, we addressed a claim that the use of deadly force to apprehend a fleeing suspect who did not appear to be armed or otherwise dangerous violated the suspect’s constitutional rights, notwithstanding the existence of probable cause to arrest.
The “reasonableness” of a particular use of force must be judged from the perspective of a reasonable officer on the scene, rather than with the 20/20 vision of hindsight. See Terry v. Ohio, supra, at 20-22. The Fourth Amendment is not violated by an arrest based on probable cause, even though the wrong person is arrested, Hill v. California, 401 U. S. 797 (1971), nor by the mistaken execution of a valid search warrant on the wrong premises, Maryland v. Garrison, 480 U. S. 79 (1987). With respect to a claim of excessive force, the same standard of reasonableness at the moment applies: “Not every push or shove, even if it may later seem unnecessary in the peace of a judge’s chambers,” Johnson v. Glide, 481 F. 2d, at 1033, violates the Fourth Amendment. The calculus of reasonableness must embody
As in other Fourth Amendment contexts, however, the “reasonableness” inquiry in an excessive force case is an objective one: the question is whether the officers’ actions are “objectively reasonable” in light of the facts and circumstances confronting them, without regard to their underlying intent or motivation. See Scott v. United States, 436 U. S. 128, 137-139 (1978); see also Terry v. Ohio, supra, at 21 (in analyzing the reasonableness of a particular search or seizure, “it is imperative that the facts be judged against an objective standard”). An officer’s evil intentions will not make a Fourth Amendment violation out of an objectively reasonable use of force; nor will an officer’s good intentions make an objectively unreasonable use of force constitutional. See Scott v. United States, supra, at 138, citing United States v. Robinson, 414 U. S. 218 (1973).
Because petitioner’s excessive force claim is one arising under the Fourth Amendment, the Court of Appeals erred in analyzing it under the four-part Johnson v. Glick test. That test, which requires consideration of whether the individual officers acted in “good faith” or “maliciously and sadistically for the very purpose of causing harm,” is incompatible with a proper Fourth Amendment analysis. We do not agree with the Court of Appeals’ suggestion, see 827 F. 2d, at 948, that the “malicious and sadistic” inquiry is merely another way of describing conduct that is objectively unreasonable under the circumstances. Whatever the empirical correlations between “malicious and sadistic” behavior and objective unreasonableness may be, the fact remains that the “malicious and sadistic” factor puts in issue the subjective motivations of the individual officers, which our prior cases make clear has no bearing on whether a particular seizure is “unreasonable” under the Fourth Amendment. Nor do we agree with the
Because the Court of Appeals reviewed the District Court’s ruling on the motion for directed verdict under an erroneous view of the governing substantive law, its judgment must be vacated and the case remanded to that court for reconsideration of that issue under the proper Fourth Amendment standard.
It is so ordered.
Also named as a defendant was the city of Charlotte, which employed the individual respondents. The District Court granted a directed verdict for the city, and petitioner did not challenge that ruling before the Court of Appeals. Accordingly, the city is not a party to the proceedings before this Court.
Petitioner also asserted pendent state-law claims of assault, false imprisonment, and intentional infliction of emotional distress. Those claims have been dismissed from the case and are not before this Court.
The majority did note that because Graham was not an incarcerated prisoner, “his complaint of excessive force did not, therefore, arise under the eighth amendment.” 827 F. 2d, at 948, n. 3. However, it made no further effort to identify the constitutional basis for his claim.
Petitioner’s argument was based primarily on Kidd v. O’Neil, 774 F. 2d 1252 (CA4 1985), which read this Court’s decision in Tennessee v. Garner, 471 U. S. 1 (1985), as mandating application of a Fourth Amendment “objective reasonableness” standard to claims of excessive force during arrest. See 774 F. 2d, at 1254-1257. The reasoning of Kidd was subsequently rejected by the en banc Fourth Circuit in Justice v. Dennis, 834 F. 2d 380, 383 (1987), cert. pending, No. 87-1422.
The majority noted that in Whitley v. Albers, 475 U. S. 312 (1986), we held that the question whether physical force used against convicted prisoners in the course of quelling a prison riot violates the Eighth Amendment “ultimately turns on ‘whether force was applied in a good faith effort to maintain or restore discipline or maliciously and sadistically for the very purpose of causing harm.’ ” 827 F. 2d, at 948, n. 3, quoting Whitley v. Albers, supra, at 320-321. Though the Court of Appeals acknowledged that petitioner was not a convicted prisoner, it thought it “unreasonable ... to suggest that a conceptual factor could be central to one type of excessive force claim but reversible error when merely considered by the court in another context.” 827 F. 2d, at 948, n. 3.
Judge Friendly did not apply the Eighth Amendment’s Cruel and Unusual Punishments Clause to the detainee’s claim for two reasons. First, he thought that the Eighth Amendment’s protections did not attach until after conviction and sentence. 481 F. 2d, at 1032. This view was confirmed by Ingraham v. Wright, 430 U. S. 651, 671, n. 40 (1977) (“Eighth Amendment scrutiny is appropriate only after the State has complied with the constitutional guarantees traditionally associated with criminal prosecutions”). Second, he expressed doubt whether a “spontaneous attack” by a prison guard, done without the authorization of prison officials, fell within the traditional Eighth Amendment definition of “punishments.” 481 F. 2d, at 1032. Although Judge Friendly gave no reason for not analyzing the detainee’s claim under the Fourth Amendment’s prohibition against “unreasonable . . . seizures” of the person, his refusal to do so was apparently based on a belief that the protections of the Fourth Amendment did not extend to pretrial detainees. See id., at 1033 (noting that “most of the courts faced with challenges to the conditions of pretrial detention have primarily based their analysis directly on the due process clause”). See n. 10, infra.
See Freyermuth, Rethinking Excessive Force, 1987 Duke L. J. 692, 694-696, and nn. 16-23 (1987) (collecting cases).
See Juntice v. Dennis, supra, at 382 (“There are . . . certain basic principles in section 1983 jurisprudence as it relates to claims of excessive force that are beyond question I'd [w]hether the factual circumstances involve an arrestee, a pretrial detainee or a prisoner”).
The same analysis applies to excessive force claims brought against federal law enforcement and correctional officials under Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388 (1971).
A “seizure” triggering the Fourth Amendment’s protections occurs only when government actors have, “by means of physical force or show of authority, ... in some way restrained the liberty of a citizen,” Terry v. Ohio, 392 U. S. 1, 19, n. 16 (1968); see Brower v. County of Inyo, 489 U. S. 593, 596 (1989).
Our cases have not resolved the question whether the Fourth Amendment continues to provide individuals with protection against the deliberate use of excessive physical force beyond the point at which arrest ends and pretrial detention begins, and we do not attempt to answer that question today. It is clear, however, that the Due Process Clause protects a pretrial detainee from the use of excessive force that amounts to punishment. See Bell v. Wolfish, 441 U. S. 520, 535-539 (1979). After conviction, the Eighth Amendment “serves as the primary source of substantive protection ... in cases . . . where the deliberate use of force is challenged as excessive and unjustified.” Whitley v. Albers, 475 U. S., at 327. Any protection that “substantive due process” affords convicted prisoners against excessive force is, we have held, at best redundant of that provided by the Eighth Amendment. Ibid.
In Whitley, we addressed a § 1983 claim brought by a convicted prisoner, who claimed that prison officials had violated his Eighth Amendment rights by shooting him in the knee during a prison riot. We began our Eighth Amendment analysis by reiterating the long-established maxim that an Eighth Amendment violation requires proof of the “ ‘ “unnecessary and wanton infliction of pain.” ’ ” 475 U. S., at 319, quoting Ingraham v. Wright, 430 U. S., at 670, in turn quoting Estelle v. Gamble, 429 U. S. 97, 103 (1976). We went on to say that when prison officials use physical force against an inmate “to restore order in the face of a prison disturbance, . . . the question whether the measure taken inflicted unnecessary and wanton pain . . . ultimately turns on ‘whether the force was applied in a good faith effort to maintain or restore discipline or maliciously and sadistically for the very purpose of causing harm.’” 475 U. S., at 320-321 (emphasis added), quoting Johnson v. Glick, 481 F. 2d, at 1033. We also suggested that the other prongs of the Johnson v. Glick test might be useful in analyzing excessive force claims brought under the Eighth Amendment. 475 U. S., at 321. But we made clear that this was so not because Judge Friendly’s four-part test is some talismanic formula generally applicable to all excessive force claims, but because its four factors help to focus the central inquiry in the Eighth Amendment context, which is whether the particular use of force amounts to the “unnecessary and wanton infliction of pain.” See id., at 320-321. Our endorsement of the Johnson v. Glick test in Whitley thus had no implications beyond the Eighth Amendment context.
Of course, in assessing the credibility of an officer’s account of the circumstances that prompted the use of force, a factfinder may consider, along with other factors, evidence that the officer may have harbored ill-will toward the citizen. See Scott v. United States, 436 U. S. 128, 139, n. 13 (1978). Similarly, the officer’s objective “good faith” — that is, whether he could reasonably have believed that the force used did not violate the Fourth Amendment — may be relevant to the availability of the qualified immunity defense to monetary liability under § 1983.' See Anderson v. Creighton, 483 U. S. 635 (1987). Since no claim of qualified immunity has been raised in this case, however, we express no view on its proper application in excessive force cases that arise under the Fourth Amendment.