Opinion · Supreme Court of the United States
Food & Drug Administration v. Brown & Williamson Tobacco Corp.
120 S. Ct. 1291
- Type
- Opinion
- Court
- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 2000-03-28
- Topic
- general
holding that "a reviewing court should not confine itself to examining a particular statutory provision in isolation" | holding that “a reviewing court should not confine itself to examining a particular statutory provision in isolation” | holding that a court must "interpret the statute as a symmetrical and coherent regulatory scheme, and fit, if possible, all parts into an harmonious whole." | holding that a statute should not be construed so as to invalidate other parts of the same statute | concluding that courts must interpret statutes "as a symmetrical and coherent regulatory scheme" (internal quotation marks omitted) | holding that the FDA could not regulate tobacco because it was “plain that Congress ha[d] not given the FDA the authority that it s[ought] to exercise” | holding that federal agency charged with administering statute is accorded deference in interpreting statute "because of the agency's greater familiarity with the ever-changing facts and circumstances surrounding the subjects regulated" | recognizing that in some eases, “there may be reason to hesitate before concluding that Congress has intended such an implicit delegation” by its silence | concluding that courts must interpret statutes "as a symmetrical and coherent regulatory scheme" (internal quotation marks omitted) | holding that “a reviewing court should not confine itself to examining a particular statutory provision in isolation” | recognizing that in "extraordinary cases” Chevron deference may not apply to an agency’s construction of a statute that it administers | recognizing that in “extraordinary cases” Chevron deference may not apply to an agency’s construction of a statute that it administers | holding that FDA lacked authority under the Federal Food, Drug, and Cosmetic Act (“FDCA”) to regulate tobacco products as customarily marketed | concluding that courts must interpret statutes "as a symmetrical and coherent regulatory scheme" (internal quotation marks omitted) | concluding that courts must interpret statutes "as a symmetrical and coherent regulatory scheme" (internal quotation marks omitted) | holding that FDA’s interpretation of its own jurisdiction bore no weight when Congress had unambiguously expressed its intent as to scope of FDA’s jurisdiction over tobacco products | holding that the FDA could not regulate tobacco because it was “plain that Congress ha[d] not given the FDA the authority that it s[ought] to exercise” | concluding that Congress’s preclusion of agency position was “inescapable” and “unmistakable” | recognizing that "we must be guided to a degree by common sense” | holding that federal agency charged with administering statute is accorded deference in interpreting statute “because of the agency’s greater familiarity with the ever-changing facts and circumstances surrounding the subjects regulated” | holding that Congress had expressed an intention on the precise question of whether the FDA could regulate tobacco notwithstanding numerous cases in which the courts of appeal had found ambiguity in closely related statutory language | recognizing that “no matter how important, conspicuous, and controversial the issue ... an administrative agency’s power to regulate in the public interest must always be grounded in a valid grant of authority....” | holding that Congress had not yet empowered the FDA to regulate tobacco products | holding that Congress had not yet empowered the FDA to regulate tobacco products | concluding an agency was not entitled to deference where it previously disavowed its enforcement authority | concluding an agency was not entitled to deference where it previously disavowed its enforcement authority | holding that the interpretation of statutes "must be guided to a degree by common sense as to the manner in which Congress is likely to delegate a policy decision of such economic and political magnitude" | holding that the Food and Drug Administration’s statutory-authority to regulate medical “de
Citator
- Cited by
- 803 opinions
delivered the opinion of the Court.
case involves one of the most troubling public health problems facing our Nation today: the thousands of premature deaths that occur each year because of tobacco use. In 1996, the Food and Drug Administration (FDA), after having expressly disavowed any such authority since its inception, asserted jurisdiction to regulate tobacco products. See 61 Fed. Reg. 44619-45318. The FDA concluded that nicotine is a “drug” within the meaning of the Food, Drug, and Cosmetic Act (FDCA or Act), 52 Stat. 1040, as amended, 21 U. S. C. § 301 et seq., and that cigarettes and smokeless tobacco are “combination products” that deliver nicotine to -the body. 61 Fed. Reg. 44397 (1996). Pursuant to this authority, it promulgated regulations intended to reduce tobacco consumption among children and adolescents. Id., at 44615-44618. The agency believed that, because most tobacco consumers begin their use before reaching the age of 18, curbing tobacco use by minors could substantially reduce the prevalence of addiction in future generations and thus the incidence of tobacco-related death and disease. Id., at 44398-44399.
Regardless of how serious the problem an administrative agency seeks to address, however, it may not exercise its authority “in a manner that is inconsistent with the administrative structure that Congress enacted into law.” ETSI Pipeline Project v. Missouri, 484 U. S. 495, 517 (1988). And although agencies are generally entitled to deference in the interpretation of statutes that they administer, a reviewing “court, as well as the agency, must give effect to the unam
I
The FDCA grants the FDA, as the designee of the Secretary of Health and Human Services (HHS), the authority to regulate, among other items, “drugs” and “devices.” See 21 U. S. C. §§ 321(g)-(h), 393 (1994 ed. and Supp. III). The Act defines, “drug” to include “articles (other than food) intended to affect the structure or any function of the body.” 21 U. S. C. § 321(g)(1)(C). It defines “device,” in part, as “an instrument, apparatus, implement, machine,, contrivance,... or other similar or related article, including any component, part, or accessory, which is ... intended to affect the structure or any function of the body.” § 321(h). The Act also grants the FDA the authority to regulate so-called “combination products,” which “constitute a combination of a drug, device, or biological product.” § 353(g)(1). The FDA has construed this provision as giving it the discretion to regulate combination products as drugs, as devices, or as both. See 61 Fed. Reg. 44400 (1996).
On August 11, 1995, the FDA published a proposed rule concerning the sale of cigarettes and smokeless tobacco to children and adolescents. 60 Fed. Reg. 41314-41787. The rule, which included several restrictions on the sale, distribution, and advertisement of tobacco products, was designed to reduce the availability and attractiveness of tobacco products to young people. Id., at 41314. A public comment period followed, during which the FDA received over 700,000 sub
28, 1996, the FDA issued a final rule entitled “Regulations Restricting the Sale and Distribution of Cigarettes and Smokeless Tobacco to Protect Children and Adolescents.” Id., at 44396. The FDA determined that nicotine is a “drug” and that cigarettes and smokeless tobacco are “drug delivery devices,” and therefore it had jurisdiction under the FDCA to regulate tobacco products as customarily marketed — that is, without manufacturer claims of therapeutic benefit. Id., at 44397, 44402. First, the FDA found that tobacco products “‘affect the structure or any function of the body’ ” because nicotine “has significant pharmacological effects.” Id., at 44631. Specifically, nicotine “exerts psychoactive, or mood-altering, effects on the brain” that cause and sustain addiction, have both tranquilizing and stimulating effects, and control weight. ■ Id., at 44631-44632. Second, the FDA determined that these effects were “intended” under the FDCA because they “are so widely known and foreseeable that [they] may be deemed to have been intended by the manufacturers,” id., at 44687; consumers use tobacco products “predominantly or nearly exclusively” to obtain these effects, id., at 44807; and the statements, research, and actions of manufacturers revealed that they “have ‘designed’ cigarettes to provide pharmacologically active doses of nicotine to consumers,” id., at 44849. Finally, the agency concluded that cigarettes and smokeless tobacco are “combination products” because, in addition to containing nicotine, they include device components that deliver a controlled amount of nicotine to the body, id., at 45208-45216.
the jurisdictional question, the FDA next explained the policy justifications for its regulations, detailing the deleterious health effects associated with tobacco use. It found that tobacco consumption was “the single leading cause of preventable death in the United States.” Id., at 44398. According to the FDA, “[m]ore than 400,000
Based on these findings, the FDA promulgated regulations concerning tobacco products’ promotion, labeling, and accessibility to children and adolescents. See id., at 44615-44618. The access regulations prohibit the sale of cigarettes or smokeless tobacco to persons younger than 18; require retailers to verify through photo identification the age of all purchasers younger than 27; prohibit the sale of cigarettes in quantities smaller than 20; prohibit the distribution of free samples; and prohibit sales through self-service displays and vending machines except in adult-only locations. Id., at 44616-44617. The promotion regulations require that any print advertising appear in a black-and-white, text-only format unless the publication in which it appears is read almost exclusively by adults; prohibit outdoor advertising within 1,000 feet of any public playground or school; prohibit the distribution of any promotional items, such as T-shirts or hats, bearing the manufacturer’s brand name; and prohibit a
PDA promulgated these regulations pursuant to its authority to regulate "restricted devices.” See 21 U. S. C. §360j(e). The PDA construed § 353(g)(1) as giving it the discretion to regulate “combination products” using the Act’s drug authorities, device authorities, or both, depending on “how the public health goals of the act can be best accomplished.” 61 Fed. Reg. 44403 (1996). Given the greater flexibility in the FDCA for the regulation of devices, the FDA determined that “the device authorities provide the most appropriate basis for regulating cigarettes and smokeless tobacco.” Id., at 44404. Under 21 U. S. C. § 360j(e), the agency may “require that a device be restricted to sale, distribution, or use ... upon such other conditions as [the FDA] may prescribe in such regulation, if, because of its potentiality for harmful effect or the collateral measures necessary to its use, [the FDA] determines that there cannot otherwise be reasonable assurance of its safety and effectiveness.” The FDA reasoned that its regulations fell within the authority granted by §360j(e) because they related to the sale or distribution of tobacco products and were necessary for providing a reasonable assurance of safety. 61 Fed. Reg. 44405-44407 (1996).
Respondents, a group of tobacco manufacturers, retailers, and advertisers, filed suit in United States District Court for the Middle District of North Carolina challenging the regulations. See Coyne Beahm, Inc. v. FDA, 966 F. Supp. 1374 (1997). They moved for summary judgment on the grounds that the FDA lacked jurisdiction to regulate tobacco products as customarily marketed, the regulations exceeded the FDA’s authority under 21 U. S. C. §360j(e), and the advertís-
The Court of Appeals for the Fourth Circuit reversed, holding that Congress has not granted the FDA jurisdiction to regulate tobacco products. See 153 F. 3d 155 (1998). Examining the FDCA as a whole, the court concluded that the FDA’s regulation of tobacco products would create a number of internal inconsistencies. Id., at 162-167. Various provisions of the Act require the agency to determine that any regulated product is “safe" before it can be sold or allowed to remain on the market, yet the FDA found in its rulemaking proceeding that tobacco products are “dangerous” and “unsafe.” Id., at 164-167. Thus, the FDA would apparently have to ban tobacco products, a result the court found clearly contrary to congressional intent. Ibid. This apparent anomaly, the Court of Appeals concluded, demonstrates that Congress did not intend to give the FDA authority to regulate tobacco. Id., at 167. The court also found that evidence external to the FDCA confirms this conclusion. Importantly, the FDA consistently stated before 1995 that it lacked jurisdiction over tobacco, and Congress has enacted
We granted the federal parties’ petition for certiorari, 526 U. S. 1086 (1999), to determine whether the FDA has authority under the FDCA to regulate tobacco products as customarily marketed.
II
The FDA’s assertion of jurisdiction to regulate tobacco products is founded on its conclusions that nicotine is a “drug” and that cigarettes and smokeless tobacco are “drug delivery devices.” Again, the FDA found that tobacco products are “intended” to deliver the pharmacological effects of satisfying addiction, stimulation and tranquilization, and weight control because those effects are foreseeable to any reasonable manufacturer, consumers use tobacco products to obtain those effects, and tobacco manufacturers have designed their products to produce those effects. 61 Fed. Reg. 44632-44633 (1996). As an initial matter, respondents take issue with the FDA’s reading of “intended,” arguing that it is a term of art that refers exclusively to claims made by the manufacturer or vendor about the product. See Brief for Respondent Brown & Williamson Tobacco Corp. 6. That is, a product is not a drug or device under the FDCA unless the manufacturer or vendor makes some express claim concerning the product’s therapeutic benefits. See id., at 6-7. We
A threshold issue is the appropriate framework for analyzing the FDA’s assertion of authority to regulate tobacco products. Because this case involves an administrative agency’s construction of a statute that it administers, our analysis is governed by Chevron U. S. A. Inc. v. Natural Resources Defense Council, Inc., 467 U. S. 837 (1984). Under Chevron, a reviewing court must first ask “whether Congress has directly spoken to the precise question at issue.” Id., at 842. If Congress has done so, the inquiry is at an end; the court “must give effect to the unambiguously expressed intent of Congress.” Id., at 848; see also United States v. Haggar Apparel Co., 526 U. S. 380, 392 (1999); Holly Farms Corp. v. NLRB, 517 U. S. 392, 398 (1996). But if Congress has not specifically addressed the question, a reviewing court must respect the agency’s construction of the statute so long as it is permissible. See INS v. Aguirre-Aguirre, 526 U. S. 415, 424 (1999); Auer v. Robbins, 519 U. S. 452, 457 (1997). Such deference is justified because “[t]he responsibilities for assessing the wisdom of such policy choices and resolving the struggle between competing views of the public interest are not judicial ones,” Chevron, supra, at 866, and because of the agency’s greater familiarity with the ever-changing facts and circumstances surrounding the subjects regulated, see Rust v. Sullivan, 500 U. S. 173, 187 (1991).
In determining whether Congress has specifically addressed the question at issue, a reviewing court should not confine itself to examining a particular statutory provision in isolation. The meaning — or ambiguity — of certain words or phrases may only become evident when placed in context. See Brown v. Gardner, 513 U. S. 115, 118 (1994) (“Ambiguity is a creature not of definitional possibilities but of statutory
principles in mind, we find that Congress has directly spoken to the issue here and precluded the FDA’s jurisdiction to regulate tobacco products.
A
Viewing the FDCA as a whole, it is evident that one of the Act’s core objectives is to ensure that any product regulated by the FDA is “safe” and “effective” for its intended use. See 21 U. S. C. § 393(b)(2) (1994 ed., Supp. Ill) (defining the FDA’s mission); More Information for Better Patient Care: Hearing before the Senate Committee on Labor and Human Resources, 104th Cong., 2d Sess., 83 (1996) (statement of FDA Deputy Comm’r Schultz) (“A fundamental precept of drug and device regulation in this country is that these products must be proven safe and effective before they can be sold”). This essential purpose pervades the FDCA. For instance, 21 U. S. C. § 393(b)(2) (1994 ed., Supp. Ill) defines
In its rulemaking proceeding, the FDA quite exhaustively documented that “tobacco products are unsafe,” “dangerous,” and “cause great pain and suffering from illness.” 61 Fed. Reg. 44412 (1996). It found that the consumption of tobacco products presents “extraordinary health risks,” and that “tobacco use is the single leading cause of preventable death in the United States.” Id., at 44398. It stated that “[m]ore than 400,000 people die each year from tobacco-related illnesses, such as cancer, respiratory illnesses, and
These findings logically imply that, if tobacco products were “devices” under the FDCA, the FDA would be required to remove them from the market. Consider, first, the FDCA’s provisions concerning the misbranding of drugs or devices. The Act prohibits “[t]he introduction or delivery for introduction into interstate commerce of any food, drug, device, or cosmetic that is adulterated or misbranded.” 21 U. S. C. § 331(a). In light of the FDA’s findings, two distinct FDCA provisions would render cigarettes and smokeless tobacco misbranded devices. First, §352(j) deems a drug or device misbranded “[i]f it is dangerous to health when used in the dosage or manner, or with the frequency or duration prescribed, recommended, or suggested in the labeling thereof.” The FDA’s findings make clear that tobacco products are “dangerous to health” when used in the manner prescribed. Second, a drug or device is misbranded under the Act “[u]nless its labeling bears . . . adequate directions for use ... in such manner and form, as are necessary for the protection of users,” except where such directions are “not necessary for the protection of the public health.” § 352(f)(1). Given the FDA’s conclusions concerning the health consequences of tobacco use, there are no directions that could adequately protect consumers. That is, there are no directions that could make tobacco products safe for obtaining their intended effects. Thus, were tobacco products within the FDA’s jurisdiction, the Act would deem them mis-branded devices that could not be introduced into interstate
Second, the FDCA requires the FDA to place all devices that it regulates into one of three classifications. See § 360c(b)(l). The agency relies on a device’s classification in determining the degree of control and regulation necessary to ensure that there is “a reasonable assurance of safety and effectiveness.” 61 Fed. Reg. 44412 (1996). The FDA has yet to classify tobacco products. Instead, the regulations at issue here represent so-called “general controls,” which the Act entitles the agency to impose in advance of classification. See id., at 44404-44405. Although the FDCA prescribes no deadline for device classification, the FDA has stated that it will classify tobacco products “in a future rulemaking” as required by the Act. Id., at 44412. Given the FDA’s findings regarding the health consequences of tobacco use, the agency would have to place cigarettes and smokeless tobacco in Class III because, even after the application of the Act’s available controls, they would “presen[t] a potential unreasonable risk of illness or injury.” 21 U. S. C. § 360c(a)(l)(C). As Class III devices, tobacco products would be subject to the FDCA’s premarket approval process. See 21 U. S. C. § 360c(a)(1)(C) (1994 ed., Supp. Ill); 21 U. S. C. §360e; 61 Fed. Reg. 44412 (1996). Under these provisions, the FDA would be prohibited from approving an application for pre-market approval without “a showing of reasonable assurance that such device is safe under the conditions of use prescribed, recommended, or suggested in the proposed labeling thereof.” 21 U. S. C. § 360e(d)(2)(A). In view of the FDA’s conclusions regarding the health effects of tobacco use, the agency would have no basis for finding any such reasonable assurance of safety. Thus, once the FDA fulfilled its statutory obligation to classify tobacco products, it could not allow them to be marketed.
the removal of tobacco products from the market. A provision of the United States Code currently in force states that “[t]he marketing of tobacco constitutes one of the greatest basic industries of the United States with ramifying activities which directly affect interstate and foreign commerce at every point, and stable conditions therein are necessary to the general welfare.” 7 U. S. C. § 1311(a). More importantly, Congress has directly addressed the problem of tobacco and health through legislation on six occasions since 1965. See Federal Cigarette Labeling and Advertising Act (FCLAA), Pub. L. 89-92, 79 Stat. 282; Public Health Cigarette Smoking Act of 1969, Pub. L. 91-222, 84 Stat. 87; Alcohol and Drug Abuse Amendments of 1983, Pub. L. 98-24, 97 Stat. 175; Comprehensive Smoking Education Act, Pub. L. 98-474, 98 Stat. 2200; Comprehensive Smokeless Tobacco Health Education Act of 1986, Pub. L. 99-252, 100 Stat. 30; Alcohol, Drug Abuse, and Mental
FDA apparently recognized this dilemma and concluded, somewhat ironically, that tobacco products are actually “safe” within the meaning of the FDCA. In promulgating its regulations, the agency conceded that “tobacco products are unsafe, as that term is conventionally understood.” 61 Fed. Reg. 44412 (1996). Nonetheless, the FDA reasoned that, in determining whether a device is safe under the Act, it must consider “not only the risks presented by a product but also any of the countervailing effects of use of that product, including the consequences of not permitting the product to be marketed.” Id., at 44412-44413. Applying this standard, the FDA found that, because of the high level of addiction among tobacco users, a ban would likely be “dangerous.” Id., at 44413. In particular, current tobacco users could suffer from extreme withdrawal, the health care system and available pharmaceuticals might not be able to meet the treatment demands of those suffering from withdrawal, and a black market offering cigarettes even more dangerous than those currently sold legally would likely develop. Ibid. The FDA therefore concluded that, “while taking cigarettes and smokeless tobacco off the market could prevent some people from becoming addicted and reduce death and disease for others, the record does not establish that such a ban is the appropriate public health response under the act.” Id., at 44398.
Consider 21 U. S. C. § 360c(a)(2), which specifies those factors that the FDA may consider in determining the safety and effectiveness of a device for purposes of classification, performance standards, and premarket approval. For all devices regulated by the FDA, there must at least be a “reasonable assurance of the safety and effectiveness of the device.” See 21 U.S.C. §§360c(a)(l)(A)(i), (B), (C) (1994 ed. and Supp. III); 61 Fed. Reg. 44412 (1996). Title 21 U. S. C. § 360c(a)(2) provides that
“the safety and effectiveness of a device are to be determined—
“(A) with respect to the persons for whose use the device is represented or intended,
*141 “(B) with respect to the conditions of use prescribed, recommended, or suggested in the labeling of the device, and
“(C) weighing any probable benefit to health from the use of the device against any probable risk of injury or illness from such use.”
A straightforward reading of this provision dictates that the FDA must weigh the probable therapeutic benefits of the device to the consumer against the probable risk of injury. Applied to tobacco products, the inquiry is whether their purported benefits — satisfying addiction, stimulation and sedation, and weight control — outweigh the risks to health from their use. To accommodate the FDA’s conception of safety, however, one must read “any probable benefit to health” to include the benefit to public health stemming from adult consumers’ continued use of tobacco products, even though the reduction of tobacco use is the raison d’etre of the regulations. In other words, the FDA is forced to contend that the very evil it seeks to combat is a “benefit to health.” This is implausible.
The FDA’s conception of safety is also incompatible with the FDCA’s misbranding provision. Again, §352(j) provides that a product is “misbranded” if “it is dangerous to health when used in the dosage or manner, or with the frequency or duration prescribed, recommended, or suggested in the labeling thereof.” According to the FDA’s understanding, a product would be “dangerous to health,” and therefore misbranded under § 352(j), when, in comparison to leaving the product on the market, a ban would not produce “adverse health consequences” in aggregate. Quite simply, these are different inquiries. Although banning a particular product might be detrimental to public health in aggregate, the product could still be “dangerous to health” when used as directed. Section 352(j) focuses on dangers to the consumer from use of the product, not those stemming from the agency’s remedial measures.
The dissent contends that our conclusion means that “the FDCA requires the FDA to ban outright 'dangerous’ drugs or devices,” post, at 174, and that this is a “perverse” reading of the statute, post, at 174, 180. This misunderstands our holding. The FDA, consistent with the FDCA, may clearly regulate many “dangerous” products without banning them. Indeed, virtually every drug or device poses dangers under certain conditions. What the FDA may not do is conclude that a drug or device cannot be used safely for any therapeutic purpose and yet, at the same time, allow that product to remain on the market. Such regulation is incompatible with the FDCA’s core objective of ensuring that every drug or device is safe and effective.
Considering the FDCA as a whole, it is clear that Congress intended to exclude tobacco products from the FDA’s jurisdiction. A fundamental precept of the FDCA is that any product regulated by the FDA — but not banned — must be safe for its intended use. Various provisions of the Act make clear that this refers to the safety of using the product to obtain its intended effects, not the public health ramifications of alternative administrative actions by the FDA. That is, the FDA must determine that there is a reasonable assurance that the product’s therapeutic benefits outweigh the risk of harm to the consumer. According to this stand
B
In determining whether Congress has spoken directly to the FDA’s authority to regulate tobacco, we must also consider in greater detail the tobacco-specific legislation that Congress has enacted over the past 35 years. At the time a statute is enacted, it may have a range of plausible meanings. Over time, however, subsequent acts can shape or focus those meanings. The “classic judicial task of reconciling many laws enacted over time, and getting them to ‘make sense’ in combination, necessarily assumes that the implications of a statute may be altered by the implications of a later statute.” United States v. Fausto, 484 U. S., at 453. This is particularly so where the scope of the earlier statute is broad but the subsequent statutes more specifically address the topic at hand. As we recognized recently in United States v. Estate of Romani, “a specific policy embodied in a later federal statute should control our construction of the [earlier] statute, even though it ha[s] not been expressly amended.” 523 U. S., at 530-531.
enacted six separate pieces of legislation since 1965 addressing the problem of tobacco use and human health. See supra, at 137-138. Those statutes, among other things, require that health warnings appear on all packaging and in all print and outdoor advertisements, see
In adopting each statute, Congress has acted against the backdrop of the FDA’s consistent and repeated statements that it lacked authority under the FDCA to regulate tobacco absent claims of therapeutic benefit by the manufacturer. In fact, on several occasions over this period, and after the health consequences of tobacco use and nicotine’s pharmacological effects had become well known, Congress considered and rejected bills that would have granted the FDA such jurisdiction. Under these circumstances, it is evident that Congress’ tobacco-specific statutes have effectively ratified the FDA’s long-held position that it lacks jurisdiction under the FDCA to regulate tobacco products. Congress has created a distinct regulatory scheme to address the problem of tobacco and health, and that scheme, as presently constructed, precludes any role for the FDA.
On January 11, 1964, the Surgeon General released the report of the Advisory Committee on Smoking and Health. That report documented the deleterious health effects of smoking in great detail, concluding, in relevant part, “that cigarette smoking contributes substantially to mortality from certain specific diseases and to the overall death rate.” 1964 Surgeon General’s Report 31. It also identified the pharmacological effects of nicotine, including “stimulation,” “tranquilization,” and “suppression of appetite.” Id., at 74-75. Seven days after the report’s release, the Federal Trade
In response to the Surgeon General’s report and the FTC’s proposed rule, Congress convened hearings to consider legislation addressing “the tobacco problem.” 1964 Hearings 1. During those deliberations, FDA representatives testified before Congress that the agency lacked jurisdiction under the FDCA to regulate tobacco products. Surgeon General Terry was asked during hearings in 1964 whether HEW had the “authority to brand or label the packages of cigarettes or to control the advertising there.” Id., at 56. The Surgeon General stated that “we do not have such authority in existing laws governing the ... Food and Drug Administration.” Ibid. Similarly, FDA Deputy Commissioner Rankin testi-' fied in 1965 that “[t]he Food and Drug Administration has no jurisdiction under the Food, Drug, and Cosmetic Act over tobacco, unless it bears drug claims.” Cigarette Labeling and Advertising — 1965: Hearings on H. R. 2248 before the House Committee on Interstate and Foreign Commerce, 89th Cong., 1st Sess., 193 (hereinafter 1965 Hearings). See also Letter to Directors of Bureaus, Divisions and Directors of Districts from FDA Bureau of Enforcement (May 24,1963), in 1972 Hearings 240 (“[Tjobacco marketed for chewing or smoking without accompanying therapeutic claims, does not meet the definitions in the Food, Drug, and Cosmetic Act for food, drug, device or eosmetic”). In fact, HEW Secretary Celebrezze urged Congress not to amend the FDCA to cover
The FDA’s disavowal of jurisdiction was consistent with the position that it had taken since the agency’s inception. As the FDA concedes, it never asserted authority to regulate tobacco products as customarily marketed until it promulgated the regulations at issue here. See Brief for Petitioners 37; see also Brief for Appellee (FDA) in Action on Smoking and Health v. Harris, 655 F. 2d 236 (CADC 1980), in 9 Rec. in No. 97-1604 (CA4), Tab No. 4, pp. 14-15 (“In the 73 years since the enactment of the original Food and Drug Act, and in the 41 years since the promulgation of the modern Food, Drug, and Cosmetic Act, the FDA has repeatedly informed Congress that cigarettes are beyond the scope of the statute absent health claims establishing a therapeutic intent on behalf of the manufacturer or vendor”).
The FDA’s position was also consistent with Congress’ specific intent when it enacted the FDCA. Before the Act’s adoption in 1938, the FDA’s predecessor agency, the Bureau of Chemistry, announced that it lacked authority to regulate tobacco products under the Pure Food and Drug Act of 1906, eh. 3915,34 Stat. 768, unless they were marketed with therapeutic claims. See U. S. Dept, of Agriculture, Bureau of Chemistry, 13 Service and Regulatory Announcements 24 (Apr. 1914) (Feb. 1914 Announcements ¶ 13, Opinion of Chief of Bureau C. L. Alsberg). In 1929, Congress considered and rejected a bill “[t]o amend the Food and Drugs Act of June 30, 1906, by extending its provisions to tobacco and tobacco products.” S. 1468, 71st Cong., 1st Sess., 1. See also 71 Cong. Rec. 2589 (1929) (remarks of Sen. Smoot). And, as the FDA admits, there is no evidence in the text of the FDCA or its legislative history that Congress in 1938 even considered
enacting the FCLAA in 1965, Congress considered and rejected several proposals to give the FDA the authority to regulate tobacco. In April 1963, Representative Udall introduced a bill “[t]o amend the Federal Food, Drug, and Cosmetic Act so as to make that Act applicable to smoking products.” H. R. 5973,88th Cong., 1st Sess., 1. Two months later, Senator Moss introduced an identical bill in the Senate. S. 1682, 88th Cong., 1st Sess. (1963). In discussing his proposal on the Senate floor, Senator Moss explained that “this amendment simply places smoking products under FDA jurisdiction, along with foods, drugs, and cosmetics.” 109 Cong. Rec. 10322 (1963). In December 1963, Representative Rhodes introduced another bill that would have amended the FDCA “by striking out ‘food, drug, device, or cosmetic, each place where it appears therein and inserting in lieu thereof 'food, drug, device, cosmetic, or smoking product.’” H. R. 9512, 88th Cong., 1st Sess., §3 (1963). And in January 1965, five months before passage of
Congress ultimately decided in 1965 to subject tobacco products to the less extensive regulatory scheme of the FCLAA, which created a “comprehensive Federal program to deal with cigarette labeling and advertising with respect to any relationship between smoking and health.” Pub. L. 89-92, § 2, 79 Stat. 282. The FCLAA rejected any regulation of advertising, but it required the warning, “Caution: Cigarette Smoking May Be Hazardous to Your Health,” to appear on all cigarette packages. Id., §4, 79 Stat. 283. In the FCLAA’s “Declaration of Policy,” Congress stated that its objective was to balance the goals of ensuring that “the public may be adequately informed that cigarette smoking may be hazardous to health” and protecting “commerce and the national economy ... to the maximum extent.” Id., §2, 79 Stat. 282 (codified at 15 U. S. C. §1331).
Not only did Congress reject the proposals to grant the FDA jurisdiction, but it explicitly pre-empted any other regulation of cigarette labeling: “No statement relating to smoking and health, other than the statement required by... this Act, shall be required on any cigarette package.” Pub. L. 89-92, § 5(a), 79 Stat. 283. The regulation of product labeling, however, is an integral aspect of the FDCA, both as it existed in 1965 and today. The labeling requirements currently imposed by the FDCA, which are essentially identical to those in force in 1965, require the FDA to regulate the labeling of drugs and devices to protect the safety of consumers. See 21 Ü.S.C. §352; 21 U. S. C. §352 (1964 ed. and Supp. IV). As discussed earlier, the Act requires that all products bear “adequate directions for use ... as are necessary for the protection of users,” 21 U. S. C. § 352(f)(1); 21 U. S. C. § 352(f)(1) (1964 ed.); requires that all products provide “adequate. warnings against use in those pathological
Further, the FCLAA evidences Congress’ intent to preclude any administrative agency from exercising significant policymaking authority on the subject of smoking and health. In addition to prohibiting any additional requirements for cigarette labeling, the FCLAA provided that “[n]o statement relating to smoking and health shall be required in the advertising of any cigarettes the packages of which are labeled in conformity with the provisions of this Act.” Pub. L. 89-92, §5(b), 79 Stat. 283. Thus, in reaction to the FTC’s attempt to regulate cigarette labeling and advertising, Congress enacted a statute reserving exclusive control over both subjects to itself.
Subsequent tobacco-specific legislation followed a similar pattern. By the FCLAA’s own terms, the prohibition on any additional cigarette labeling or advertising regulations relating to smoking and health was to expire July 1, 1969. See § 10,79 Stat. 284. In anticipation of the provision’s expiration, both the FCC and the FTC proposed rules governing the advertisement of cigarettes. See 34 Fed. Reg. 1959 (1969) (FCC proposed rule to “ban the broadcast of cigarette commercials by radio and television stations”); id., at 7917
Four years later, after Congress had transferred the authority to regulate substances covered by the Hazardous Substances Act (HSA) from the FDA to the Consumer Products Safety Commission (CPSC), the American Public Health Association, joined by Senator Moss, petitioned the CPSC to regulate cigarettes yielding more than 21 milligrams of tar. See Action on Smoking and Health v. Harris, 655 F. 2d 236,
Meanwhile, the FDA continued to maintain that it lacked jurisdiction under the FDCA to regulate tobacco products as customarily marketed. In 1972, FDA Commissioner Edwards testified before Congress that “cigarettes recommended for smoking pleasure are beyond the Federal Food, Drug, and Cosmetic Act.” 1972 Hearings 239,242. He fur
In 1977, ASH filed a citizen petition requesting that the FDA regulate cigarettes, citing many of the same grounds that motivated the FDA’s rulemaking here. See Citizen Petition, No. 77P-0185 (May 26, 1977), 10 Rec. in No. 97-1604 (CA4), Tab No. 22, pp. 1-10. ASH asserted that nicotine was highly addictive and had strong physiological effects on the body; that those effects were “intended” because consumers use tobacco products precisely to obtain those effects; and that tobacco causes thousands of premature deaths annually. Ibid. In denying ASH’s petition, FDA Commissioner Kennedy stated that “[t]he interpretation of the Act by FDA consistently has been that cigarettes are not a drug unless health claims are made by the vendors.” Letter to ASH Executive Director Banzhaf (Dec. 5, 1977), App. 47. After the matter proceeded to litigation, the FDA argued in its brief to the Court of Appeals that “cigarettes are not comprehended within the statutory definition of the term ‘drug’ absent objective evidence that vendors represent or intend that their products be used as a drug.” Brief for Appellee in Action on Smoking and Health v. Harris, 655 F. 2d 236 (CADC 1980), 9 Rec. in No. 97-1604 (CA4), Tab No. 4, at 27-28. The FDA also contended that Congress had “long been aware that the FDA does not consider cigarettes to be within its regulatory authority in the absence of health claims made on behalf of the manufacturer or vendor,” and that, because “Congress has never acted to disturb the agency’s interpretation,” it had “acquiesced in the FDA’s interpretation of the statutory limits on its authority to regulate cigarettes.” Id., at 23,27, n. 23. The Court of Appeals upheld the FDA’s position, concluding that “[i]f the statute
In 1983, Congress again considered legislation on the subject of smoking and health. HHS Assistant Secretary Brandt testified that, in addition to being “a major cause of cancer,” smoking is a “major cause of heart disease” and other serious illnesses, and can result in “unfavorable pregnancy outcomes.” 1983 House Hearings 19-20. He also stated that it was “well-established that cigarette smoking is a drug dependence, and that smoking is addictive for many people.” Id., at 20. Nonetheless, Assistant Secretary Brandt maintained that “the issue of regulation of tobacco ... is something that Congress has reserved to itself, and we do not within the Department have the authority to regulate nor are we seeking such authority.” Id., at 74. He also testified before the Senate, stating that, despite the evidence of tobacco’s health effects and addictiveness, the Department’s view was that “Congress has assumed the responsibility of regulating . . . cigarettes.” Smoking Prevention and Education Act: Hearings on S. 772 before the Senate Committee on Labor and Human Resources, 98th Cong., 1st Sess., 56 (1983) (hereinafter 1983 Senate Hearings).
Against this backdrop, Congress enacted three additional tobacco-specific statutes over the next four years that incrementally expanded its regulatory scheme for tobacco products. In 1983, Congress adopted the Alcohol and Drug Abuse Amendments, Pub. L. 98-24, 97 Stat. 175 (codified at
In 1988, the Surgeon General released a report summarizing the abundant' scientific literature demonstrating that “[cjigarettes and other forms of tobacco are addicting,” and that “nicotine is psychoactive” and “causes physical dependence characterized by a withdrawal syndrome that usually accompanies nicotine abstinence.” 1988 Surgeon General’s Report 14. The report further concluded that the “pharma-cologic and behavioral processes that determine tobacco addiction are similar to those that determine addiction to drugs such as heroin and cocaine.” Id., at 15. In the same year, FDA Commissioner Young stated before Congress that “it doesn’t look like it is possible to regulate [tobacco] under the
Taken together, these actions by Congress over the past 35 years preclude an interpretation of the FDCA that grants the FDA jurisdiction to regulate tobacco products. We do not rely on Congress’ failure to act — its consideration and rejection of bills that would have given the FDA this authority — in reaching this conclusion. Indeed, this is not a case of simple inaction by Congress that purportedly represents its acquiescence in an agency’s position. To the contrary, Congress has enacted several statutes addressing the particular subject of tobacco and health, creating a distinct regulatory scheme for cigarettes and smokeless tobacco. In doing so, Congress has been aware of tobacco’s health hazards and its pharmacological effects. It has also enacted this legisla
Under these circumstances, it is clear that Congress’ tobacco-specific legislation has effectively ratified the FDA’s previous position that it lacks jurisdiction to regulate tobacco. As in Bob Jones Univ. v. United States, 461 U. S. 574 (1983), “[i]t is hardly conceivable that Congress — and in this setting, any Member of Congress — was not abundantly aware of what was going on.” Id., at 600-601. Congress has affirmatively acted to address the issue of tobacco and health, relying on the representations of the FDA that it had no authority to regulate tobacco. It has created a distinct scheme to regulate the sale of tobacco products, focused on labeling and advertising, and premised on the belief that the FDA lacks such jurisdiction under the FDCA. As a result, Congress’ tobacco-specific statutes preclude the FDA from regulating tobacco products as customarily marketed.
Although the dissent takes issue with our discussion of the FDA’s change in position, post, at 186-189, our conclusion does not rely on the fact that the FDA’s assertion of jurisdiction represents a sharp break with its prior interpretation of the FDCA. Certainly, an agency’s initial interpretation of a statute that it is charged with administering is not “carved
argues that the proper inference to be drawn from Congress’ tobacco-specific legislation is “critically ambivalent.” Post, at 182. We disagree. In that series of statutes, Congress crafted a specific legislative response to the problem of tobacco and health, and it did so with the understanding, based on repeated assertions by the FDA, that the agency has no authority under the FDCA to regulate tobacco products. Moreover, Congress expressly pre-empted any other regulation of the labeling of tobacco products concerning their health consequences, even though the oversight of labeling is central to the FDCA’s regulatory scheme. And in addressing the subject, Congress consistently evidenced its intent to preclude any federal agency from exercising significant policymaking authority in the area. Under these circumstances, we believe the appro
The dissent alternatively argues that, even if Congress’ subsequent tobacco-specific legislation did, in fact, ratify the FDA’s position, that position was merely a contingent disavowal of jurisdiction. Specifically, the dissent contends that “the FDA’s traditional view was largely premised on a perceived inability to prove the necessary statutory ‘intent’ requirement.” Post, at 189-190. A fair reading of the FDA’s representations prior to 1995, however, demonstrates that the agency’s position was essentially unconditional. See, e. g., 1972 Hearings 239, 242 (statement of Comm’r Edwards) (“[Regulation of cigarettes is to be the domain of Congress,” and “[a]ny such move by FDA would be inconsistent with the clear congressional intent”); 1983 House Hearings 74 (statement of Assistant Secretary Brandt) (“[T]he issue of regulation of tobacco ... is something that Congress has reserved to itself”); 1983 Senate Hearings 56 (statement of Assistant Secretary Brandt) (“Congress has assumed the responsibility of regulating... cigarettes”); Brief for Appellee in Action on Smoking and Health v. Harris, 655 F. 2d 236 (CADC 1980), 9 Rec. in No. 97-1604 (CA4), Tab No. 4, at 27, n. 23 (because “Congress has never acted to disturb the agency’s interpretation,” it “acquiesced in the FDA’s interpretation”). To the extent the agency’s position could be characterized as equivocal, it was only with respect to the well-established exception of when the manufacturer makes express claims of therapeutic benefit. See, e. g., 1965 Hearings 193. (statement of Deputy Comm’r Rankin) (“The Food and Drug Administration has no jurisdiction under the Food, Drug, and Cosmetic Act over tobacco, unless it bears drug claims”); Letter to ASH Executive Director Banzhaf from FDA Comm’r Kennedy (Dec. 5, 1977), App. 47 (“The interpretation of the Act by FDA consistently has been that cigarettes are not a drug unless health claims are made by the vendors”); Letter to ASH Executive Director Banzhaf from
C
Finally, our inquiry into whether Congress has directly spoken to the precise question at issue is shaped, at least in some measure, by the nature of the question presented. Deference under Chevron to an agency’s construction of a statute that it administers is premised on the theory that a statute’s ambiguity constitutes an implicit delegation from Congress to the agency to fill in the statutory gaps. See Chevron, supra, at 844. In extraordinary cases, however, there may be reason to hesitate before concluding that Congress has intended such an implicit delegation. Cf. Breyer, Judicial Review of Questions of Law and Policy, 38 Admin. L. Rev. 363, 370 (1986) (“A court may also ask whether the legal question is an important one. Congress is more likely to have focused upon, and answered, major questions, while leaving interstitial matters to answer themselves in the course of the statute’s daily administration”).
This is hardly an ordinary case. Contrary to its representations to Congress since 1914, the FDA has now asserted jurisdiction to regulate an industry constituting a significant portion of the American economy. In fact, the FDA contends that, were it to determine that tobacco products provide no “reasonable assurance of safety,” it would have the authority to ban cigarettes and smokeless tobacco entirely. See Brief for Petitioners 35-36; Reply Brief for Petitioners 14. Owing to its unique place in American history and society, tobacco has its own unique political history. Congress, for better or for worse, has created a distinct regulatory scheme for tobacco products, squarely rejected proposals to
Our decision in MCI Telecommunications Corp. v. American Telephone & Telegraph Co., 512 U. S. 218 (1994), is instructive. That case involved the proper construction of the term “modify” in § 208(b) of the Communications Act of 1934. The FCC contended that, because the' Act gave it the discretion to “modify any requirement” imposed under the statute, it therefore possessed the authority to render voluntary the otherwise mandatory requirement that long distance carriers file their rates. Id., at 225. We rejected the FCC’s construction, finding “not the slightest doubt” that Congress had directly spoken to the question. Id., at 228. In reasoning even more apt here, we concluded that “[i]t is highly unlikely that Congress would leave the determination of whether an industry will be entirely, or even substantially, rate-regulated to agency discretion — and even more unlikely that it would achieve that through such a subtle device as permission to ‘modify’ rate-filing requirements.” Id., at 231.
As in MCI, we are confident that Congress could not have intended to delegate a decision of such economic and political significance to an agency in so cryptic a fashion. To find that the FDA has the authority to regulate tobacco products, one must not only adopt an extremely strained understanding of “safety” as it is used throughout the Act — a concept central to the FDCA’s regulatory scheme — but also ignore the plain implication of Congress’ subsequent tobacco-specific legislation. It is therefore clear, based on the FDCA’s overall regulatory scheme and the subsequent tobacco legislation, that Congress has directly spoken to the
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By no means do we question the seriousness of the problem that the FDA has sought to address. The agency has amply demonstrated that tobacco use, particularly among children and adolescents, poses perhaps the single most significant threat to public health in the United States. Nonetheless, no matter how “important, conspicuous, and controversial” the issue, and regardless of how likely the public is to hold the Executive Branch politically accountable, post, at 190, an administrative agency’s power to regulate in the public interest must always be grounded in a valid grant of authority from Congress. And “ ‘[i]n our anxiety to effectuate the congressional purpose of protecting the public, we must take care not to extend the scope of the statute beyond the point where Congress indicated it would stop.’” United States v. Article of Drug . . . Bacto-Unidisk, 394 U. S. 784, 800 (1969) (quoting 62 Cases of Jam v. United States, 340 U. S. 593, 600 (1951)). Reading the FDCA as a whole, as well as in conjunction with Congress’ subsequent tobacco-specific legislation, it is plain that Congress has not given the FDA the authority that it seeks to exercise here. For these reasons, the judgment of the Court of Appeals for the Fourth Circuit is affirmed.
It is so ordered.