Opinion · Supreme Court of the United States
Federal Election Commission v. NRA Political Victory Fund
8 Fla. L. Weekly Fed. S 489
- Type
- Opinion
- Court
- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 1994-12-06
- Topic
- general
holding that the Solicitor General’s ratification of an unauthorized petition for certiorari could not cure a failure to meet the “mandatory and jurisdictional” 90-day deadline to file a petition | holding that Congress's appointment of the Secretary of the Senate and the Clerk of the House as non-voting members of the Federal Election Commission violated the separation of powers doctrine | holding that Congress’s appointment of the Secretary of the Senate and the Clerk of the House as nonvoting members of the Federal Election Commission violated the separation of powers doctrine | holding that solicitor general’s attempt to ratify FEC’s filing after appeal period for filing a petition for certiorari had expired was too late to be effective | concluding that “the effort of the Solicitor General to authorize the FEC’s petition [for certiorari] after the time for filing it had expired did not breathe life into it” | holding that the Federal Election Commis- sion had no authority to litigate in the Supreme Court without the authorization of the Justice Department despite the fact that the agency had done so previously | noting that the Black’s Law Dictionary definition of “appeal” would carry considerable weight if not for the cognate provision governing FEC litigation authority | recognizing the doctrine of ratification under common law agency principles | dismissing a petition for certiorari for lack of jurisdiction because the FEC lacked “statutory authority to litigate th[e] case in” the Supreme Court without the Solicitor General’s authorization | rejecting the FEC’s asserted power to pursue litigation in the 7 Supreme Court absent statutory authorization that would except it from 28 U.S.C. § 518(a) | dismissing an appeal “for want of jurisdiction” because the agency lacked adequate litigation authority to file a petition for certiorari in the Supreme Court | recognizing the doctrine of ratification under common law agency principles | according no deference to provisions outside "the province of the agency to interpret" | dismissing a petition for certiorari for lack of jurisdiction because the FEC lacked "statutory authority to litigate th[e] case in" the Supreme Court without the Solicitor General's authorization | according no deference to provisions outside “the province of the agency to interpret” | assuming that the FEC is an agency | “The jurisdiction of this Court was challenged in none of these actions, and therefore the question is an open one before us.” | "The jurisdiction of this Court was challenged in none of these actions, and therefore the question is an open one before us." | “The jurisdiction of this Court was challenged in none of these actions, and therefore the question is an open one before us.” | “The jurisdiction of this Court was challenged in none of these [previous] actions, and therefore the question is an open one before us.” | “The jurisdiction of this Court was challenged in none of these [previous] actions, and therefore the question is an open one before us.” | “The question is at least presumptively governed by principles of agency law, and in particular the doctrine of ratification.” | "The jurisdiction of this Court was challenged in none of [the listed actions in which jurisdiction was exercised], and therefore the question is an open one before us." | "The jurisdiction of this Court was challenged in none of these [prior actions cited by plaintiff as establishing jurisdiction], and therefore the question is an open one before us.” | “[I]t is essential that the party ratifying should be able not only to do that act ratified at the time the act was done, but also at the time the ratification was made.” | applying Restatement of Agency to Appointments Clause issue | discussing Restatement (Second) of Agency § 90 (1958) | construing 28 U.S.C. § 518(a)
Citator
- Cited by
- 69 opinions
delivered the opinion of the Court.
We granted certiorari in this case to review a judgment of the Court of Appeals for the District of Columbia Circuit holding that the congressionally mandated composition of petitioner Federal Election Commission (FEC), including as it did representatives of the Senate and House as nonvoting members, violated the separation-of-powers principle embodied in the Constitution. 512 U. S. 1218 (1994). We do not reach the merits of the question, however, because we conclude that the FEC is not authorized to petition for cer-tiorari in this Court on its own, and that the effort of the Solicitor General to authorize the FEC’s petition after the time for filing it had expired did not breathe life into it.
The Court of Appeals entered judgment in this case on October 22, 1998. 6 F. 3d 821. The FEC, in its own name, filed a petition for a writ of certiorari on January 18, 1994. The FEC neither sought nor obtained the authorization of the Solicitor General before filing its petition. By order dated March 21, 1994, 510 U. S. 1190, we invited the United States to file a brief addressing the question “[wjhether the [FEC] has statutory authority to represent itself in this case in this Court.” The United States filed a brief on May 27, 1994, contending that the FEC lacks such statutory authority. The United States stated, however, that pursuant to 28 U. S. C. § 518(a) and its implementing regulation, the Solicitor General had authorized the FEC’s petition by letter dated May 26,1994. See Brief for United States as Amicus Curiae 13. The FEC filed a brief in response on May 31, 1994, asserting that it has independent statutory authority to represent itself before this Court in this case.
A petition for certiorari in a civil case must be filed within 90 days of the entry of the judgment below. 28 U. S. C. § 2101(c). This “90-day limit is mandatory and jurisdictional.” Missouri v. Jenkins, 495 U. S. 33, 45 (1990). Here, the Court of Appeals entered judgment on October 22, 1993,
The FEC is an independent agency established by Congress to “administer, seek to obtain compliance with, and formulate policy” with respect to the Federal Election Campaign Act of 1971 (FECA) and chapters 95 and 96 of Title 26. 86 Stat. 3, as amended, 2 U. S. C. § 437c(b)(l). The FECA governs various aspects of all federal elections, see 2 U. S. C. §431 et seq., whereas chapters 95 and 96 specifically govern the administration of funds for Presidential election campaigns and the payment of matching funds for Presidential primary campaigns, see 26 U. S. C. § 9001 et seq. (Presidential Election Campaign Fund Act), 26 U. S. C. § 9031 et seq. (Presidential Primary Matching Payment Account Act). The FEC has “exclusive jurisdiction with respect to the civil enforcement of such provisions.” 2 U. S. C. §437c(b)(l); see Federal Election Comm’n v. National Conservative Political Action Comm., 470 U. S. 480, 485, 489 (1985).
Two separate statutory provisions provide the FEC with independent litigating authority. The first provision, 2 U. S. C. § 437d(a)(6), applies to actions under both the FECA and chapters 95 and 96 of Title 26. It gives the FEC power “to initiate . . . , defend ... or appeal any civil action ... to enforce the provisions of [the FECA] and chapter 95 and chapter 96 of title 26, through its general counsel.” The second provision, which is contained in 26 U. S. C. §§ 9010(d) and
The FEC brought this civil enforcement action seeking to establish a violation of 2 U. S. C. § 441b(a), a provision of the FECA. As noted above, 2 U. S. C. § 437d(a)(6) authorizes the FEC to “initiate” and “appeal” an FECA enforcement action such as the present one. Thus, no dispute exists as to the FEC’s authority to litigate this case in the District Court or the Court of Appeals;1 the question here concerns only the FEC’s independent litigating authority before this Court when it proceeds under § 437d(a)(6).
Title 28 U. S. C. § 518(a) provides in pertinent part:
“Except when the Attorney General in a particular case directs otherwise, the Attorney General and the Solicitor General shall conduct and argue suits and appeals in the Supreme Court... in which the United States is interested.”
By regulation, the Attorney General has delegated authority to the Solicitor General:
“The following-described matters are assigned to, and shall be conducted, handled, or supervised by, the Solicitor General, in consultation with each agency or official concerned:
“(a) Conducting, or assigning and supervising, all Supreme Court cases, including appeals, petitions for*93 and in opposition to certiorari, briefs and arguments, and ... settlement thereof.” 28 CFR §0.20 (1994).
Thus, if a case is one “in which the United States is interested,” § 518(a), “it must be conducted and argued in this Court by the Solicitor General or his designee.” United States v. Providence Journal Co., 485 U. S. 693, 700 (1988); cf. United States v. Winston, 170 U. S. 522, 524-525 (1898); Confiscation Cases, 7 Wall. 454, 458 (1869).
It is undisputed that this is a case “in which the United States is interested.” 28 U. S. C. § 518(a). We have recognized, however, that Congress may “exempt litigation from the otherwise blanket coverage of [§ 518(a)].” Providence Journal, 485 U. S., at 705, n. 9. According to the FEC, one such exemption is found in 2 U. S. C. § 437d(a)(6). Bearing in mind the Solicitor General’s traditional role in conducting and controlling all Supreme Court litigation on behalf of the United States and its agencies — a role that is critical to the proper management of Government litigation brought before this Court, see id., at 702, n. 7, 706; id., at 709, 713-714 (Stevens, J., dissenting) — we “must... scrutinizfe] and subject] [§ 437d(a)(6)] to the ordinary tools of statutory construction to determine whether Congress intended to supersede § 518(a).” Id., at 705, n. 9.
Title 2 U. S. C. § 437d(a)(6) gives the FEC power “to initiate ... , defend ... or appeal any civil action ... to enforce the provisions of [the FECA] and chapter 95 and chapter 96 of title 26.” The statute clearly authorizes the FEC to “appeal,” but it omits any mention of authority to file a “petition for a writ of certiorari” or otherwise conduct litigation before the Supreme Court. The FEC argues that the term “appeal” is not defined in the FECA, and that in the absence of such a definition in the statute the term is construed “in accordance with its ordinary or natural meaning.” FDIC v. Meyer, 510 U. S. 471, 476 (1994). It then refers to the definition of “appeal” found in Black’s Law Dictionary 96 (6th ed. 1990), which includes, inter alia, the following:
*94 “There are two stages of appeal in the federal and many state court systems; to wit, appeal from trial court to intermediate appellate court and then to Supreme Court.”
This argument might carry considerable weight if it were not for the cognate provision authorizing the FEC to enforce chapters 95 and 96 of Title 26. There, Congress has explicitly provided that “[t]he [FEC] is authorized on behalf of the United States to appeal from, and to petition the Supreme Court for certiorari to review,” judgments or decrees. 26 U. S. C. §§ 9010(d), 9040(d) (emphasis added). It is difficult, if not impossible, to place these sections alongside one another without concluding that Congress intended to restrict the FEC’s independent litigating authority in this Court to actions enforcing the provisions of the Presidential election funds under chapters 95 and 96 of Title 26. Such a differentiation by Congress would be quite understandable, since Presidential influence through the Solicitor General might be thought more likely in cases involving Presidential election fund controversies than in other litigation in which the FEC is involved.2
The FEC argues that 26 U. S. C. §§ 9010(d) and 9040(d) shed no light on the issue whether 2 U. S. C. § 437d(a)(6) gives it independent litigating authority before this Court because the provisions are found in different statutes, were drafted by different Congresses in different years, and were
We recognize sound policy reasons may exist for providing the FEC with independent litigating authority in this Court for actions enforcing the FECA. Congress’ decision to create the FEC as an independent agency and to charge it with the civil enforcement of the FECA was undoubtedly influenced by Congress’ belief that the Justice Department, headed by a Presidential appointee, might choose to ignore
That statutory authority, too, represents a policy choice by Congress to vest the conduct of litigation before this Court in the Attorney General, an authority which has by rule and tradition been delegated to the Solicitor General. See 28 CFR § 0.20(a) (1994). This Court, of course, is well served by such a practice, because the traditional specialization of that office has led it to be keenly attuned to this Court’s practice with respect to the granting or denying of petitions for certiorari. But the practice also serves the Government well; an individual Government agency necessarily has a more parochial view of the interest of the Government in litigation than does the Solicitor General’s office, with its broader view of litigation in which the Government is involved throughout the state and federal court systems. Whether review of a decision adverse to the Government in a court of appeals should be sought depends on a number of factors which do not lend themselves to easy categorization. The Government as a whole is apt to fare better if these decisions are concentrated in a single official. See Providence Journal, 485 U. S., at 706.
Congress could obviously choose, if it sought to do so, to sacrifice the policy favoring concentration of litigating
The question is at least presumptively governed by principles of agency law, and in particular the doctrine of ratification. “If an act to be effective in creating a right against another or to deprive him of a right must be performed before a specific time, an affirmance is not effective against the other unless made before such time.” Restatement (Second) of Agency §90 (1958); see also id., Comment a (“The bringing of an action, or of an appeal, by a purported agent can not be ratified after the cause of action or right to appeal has been terminated by lapse of time”). Though in a different context, we have recognized the rationale behind this rule: “The intervening rights of third persons cannot be defeated by the ratification. In other words, it is essential that the party ratifying should be able not merely to do the act ratified at the time the act was done, but also at the time the ratification was made.” Cook v. Tullis, 18 Wall. 332, 338 (1874) (emphasis added). Here, the Solicitor General attempted to ratify the FEC’s filing on May 26, 1994, but he could not himself have filed a petition for certiorari on that date because the 90-day time period for filing a petition had expired on January 20,1994. His authorization simply came too late in the day to be effective. See, e. g., Nasewaupee v. Sturgeon Bay, 77 Wis. 2d 110, 116-119, 251 N. W. 2d 845,
The application of these principles of agency law here produces a result entirely consistent with, and perhaps required by, 28 U. S. C. § 2101(c), the statute governing the time for filing petitions for certiorari. “We have no authority to extend the period for filing except as Congress permits.” Jenkins, 495 U. S., at 45. If the Solicitor General were allowed to retroactively authorize otherwise unauthorized agency petitions after the deadline had expired, he would have the unilateral power to extend the 90-day statutory period for filing certiorari petitions by days, weeks, or, as in this case, even months. Such a practice would result in the blurring of the jurisdictional deadline. But “[t]he time of appealability, having jurisdictional consequences, should above all be clear.” Budinich v. Becton Dickinson & Co., 486 U. S. 196, 202 (1988).
We hold that the FEC may not independently file a petition for certiorari in this Court under 2 U. S. C. § 437d(a)(6), and that the Solicitor General’s “after-the-fact” authorization does not relate back to the date of the FEC’s unauthorized filing so as to make it timely. We therefore dismiss the petition for certiorari for want of jurisdiction.
It is so ordered.
Justice Ginsburg took no part in the consideration or decision of this case.Under 28 U. S. C. §§ 516 and 519, the conduct of litigation on behalf of the United States and its agencies is subject to control of the Attorney General “[ejxcept as otherwise authorized by law.” The FEC’s “initiation” and “appeal” of this action fall within this “otherwise authorized by law” exception.
The dissent says it is incongruous “to assume that Congress wanted the FEC to have independent authority to invoke our mandatory [appellate] jurisdiction when proceeding under § 437h, but not to have the authority to invoke our discretionary jurisdiction when proceeding under other sections of the same statute.” Post, at 100, n. 1. But Congress could have thought the Solicitor General would better represent the FEC’s interests in cases involving our discretionary jurisdiction “because the traditional specialization of that office has led it to be keenly attuned to this Court’s practice with respect to the granting or denying of petitions for certiorari.” Infra, at 96.