Opinion · Supreme Court of the United States

Exxon Mobil Corp. v. Allapattah Services, Inc.

545 U.S. 546

Type
Opinion
Court
Supreme Court of the United States
Jurisdiction
Federal
Date
2005-06-23
Topic
general

How later courts describe this case

  • holding that if the claims of a single plaintiff meet the jurisdictional threshold the court may assert supplemental jurisdiction over additional plaintiffs' claims
  • holding that when a well-pleaded complaint contains “at least one” claim that satisfies the amount-in-controversy requirement, supplemental jurisdiction may be exercised over the claims of other parties
  • holding that 28 U.S.C. § 1367, the statute governing supplemental jurisdiction, broadened the jurisdiction of the federal courts
  • recognizing that courts may occasionally resort to the use of legislative history in order to determine whether they have correctly interpreted ambiguous statutory text
  • Holding that that a federal court sitting in diversity may exercise supplemental jurisdiction pursuant to 28 U.S.C. §1367(a
  • holding that statutory text and not legislative history is the preferred evidence of legislative intent.
  • holding that " ‘[w]hatever we say regarding the scope of jurisdiction conferred by a particular statute can of course be changed by Congress.' ”
  • holding that to be useful, the legislative history must shed a reliable light on the Legislature’s understanding of a statute

Citator

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Authority status
pending
Cited by
2661 opinions

Headnotes

  1. Federal Courts & Jurisdiction — Subject-Matter Jurisdiction Federal district courts are courts of limited jurisdiction, possessing only the power authorized by the Constitution and by statute; absent a statutory basis, a district court may not exercise jurisdiction. Kokkonen v. Guardian Life Ins. Co. of America, 511 U.S. 375, 377 (1994)
  2. Federal Courts & Jurisdiction — Federal Question Jurisdiction District courts have original jurisdiction under 28 U.S.C. § 1331 over all civil actions arising under the Constitution, laws, or treaties of the United States; the sole inquiry is whether a federal question appears on the face of the plaintiff's well-pleaded complaint, and neither the citizenship of the parties nor the amount at stake bears on that determination. 28 U.S.C. § 1331
  3. Federal Courts & Jurisdiction — Diversity Jurisdiction District courts have original jurisdiction under 28 U.S.C. § 1332 over civil actions between citizens of different States, between U.S. citizens and foreign citizens, or by foreign states against U.S. citizens, where the matter in controversy exceeds the sum specified by statute (currently $75,000). Section 1332 predicates original jurisdiction on the complete diversity of the parties and their satisfaction of the amount-in-controversy requirement. 28 U.S.C. § 1332
  4. Federal Courts & Jurisdiction — Complete Diversity Section 1332 requires complete diversity, meaning that in a case with multiple plaintiffs and multiple defendants the presence of a single plaintiff from the same State as a single defendant deprives the district court of original diversity jurisdiction over the entire action. Strawbridge v. Curtiss, 3 Cranch 267 (1806); Owen Equipment & Erection Co. v. Kroger, 437 U.S. 365, 375 (1978)
  5. Federal Courts & Jurisdiction — Diversity Jurisdiction The complete diversity requirement is mandated neither by the Constitution nor by the plain text of § 1332(a); it is adhered to in light of the purpose of diversity jurisdiction, which is to provide a federal forum for important disputes in which state courts might favor, or be perceived as favoring, home-state litigants. State Farm Fire & Casualty Co. v. Tashire, 386 U.S. 523, 530–531 (1967); Wisconsin Dept. of Corrections v. Schacht, 524 U.S. 381, 389 (1998)
  6. Federal Courts & Jurisdiction — Diversity Jurisdiction Article III provides for federal-court jurisdiction in controversies between citizens of different States and requires no more than minimal diversity; it imposes no amount-in-controversy limitation. Congress may therefore authorize federal courts to exercise diversity jurisdiction so long as one party on the plaintiffs' side and one party on the defendants' side are of diverse citizenship, and it is for Congress, not the courts, to determine whether a federal court may hear and decide a state-law claim arising between citizens of the same State. U.S. Const. art. III, § 2, cl. 1; State Farm Fire & Casualty Co. v. Tashire, 386 U.S. 523, 530–531 (1967)
  7. Federal Courts & Jurisdiction — Amount in Controversy When federal-court jurisdiction is predicated on a specified amount in controversy, each plaintiff joined in the litigation must independently satisfy the jurisdictional amount with respect to his own claim, and a single plaintiff may aggregate two or more claims against a single defendant, even if unrelated, but separate and distinct demands of multiple plaintiffs may not be added together. Clark v. Paul Gray, Inc., 306 U.S. 583, 589 (1939); Troy Bank v. G. A. Whitehead & Co., 222 U.S. 39, 40 (1911)
  8. Federal Courts & Jurisdiction — Amount in Controversy Where each of several plaintiffs is bound to establish the jurisdictional amount as to his own claim, the suit should be dismissed as to those plaintiffs who fail to show that the requisite amount is involved; a plaintiff without the jurisdictional amount must be dismissed even though other plaintiffs allege jurisdictionally sufficient claims. Clark v. Paul Gray, Inc., 306 U.S. 583, 590 (1939); Zahn v. International Paper Co., 414 U.S. 291, 301 (1973)
  9. Federal Courts & Jurisdiction — Diversity Jurisdiction In a diversity class action governed by Federal Rule of Civil Procedure 23(b)(3), the citizenship of the named plaintiff controls for diversity purposes, and each class member must independently satisfy the jurisdictional amount; any class member who does not must be dismissed from the case. Supreme Tribe of Ben-Hur v. Cauble, 255 U.S. 356, 366 (1921); Zahn v. International Paper Co., 414 U.S. 291, 301 (1973)
  10. Federal Courts & Jurisdiction — Nonaggregation Rule The rule that each plaintiff must independently satisfy the amount-in-controversy requirement, with no aggregation of separate and distinct claims, applies unless Congress expressly orders otherwise, and Congress is assumed to legislate against the background of existing law and its historical development. 28 U.S.C. § 1332; National Archives and Records Admin. v. Favish, 541 U.S. 157, 169 (2004)
  11. Federal Courts & Jurisdiction — Supplemental Jurisdiction Under 28 U.S.C. § 1367(a), in any civil action of which the district courts have original jurisdiction, the district courts have supplemental jurisdiction over all other claims so related to claims within the original jurisdiction that they form part of the same case or controversy under Article III; the grant expressly includes claims involving the joinder or intervention of additional parties. 28 U.S.C. § 1367(a)
  12. Federal Courts & Jurisdiction — Supplemental Jurisdiction Section 1367(a) is a broad grant of supplemental jurisdiction over other claims within the same case or controversy, with no distinction drawn between pendent-claim and pendent-party cases, and it permits pendent-party jurisdiction in federal-question cases, thereby overruling Finley v. United States. 28 U.S.C. § 1367(a); Finley v. United States, 490 U.S. 545 (1989)
  13. Federal Courts & Jurisdiction — Supplemental Jurisdiction Neither § 1367 nor its terms recognize any meaningful, substantive distinction between pendent jurisdiction and ancillary jurisdiction; the two doctrines developed separately as a historical matter but are two species of the same generic problem, and nothing in § 1367 indicates a congressional intent to recognize, preserve, or create a distinction between them. Owen Equipment & Erection Co. v. Kroger, 437 U.S. 365, 370 (1978); 28 U.S.C. § 1367
  14. Federal Courts & Jurisdiction — Supplemental Jurisdiction Section 1367(b) qualifies the broad rule of § 1367(a) and applies only in diversity cases, withholding supplemental jurisdiction over claims by plaintiffs against persons made parties under Rules 14, 19, 20, or 24, and over claims by persons proposed to be joined as plaintiffs under Rule 19 or seeking to intervene as plaintiffs under Rule 24, when exercising supplemental jurisdiction would be inconsistent with the jurisdictional requirements of § 1332. It does not withhold supplemental jurisdiction over claims of plaintiffs permissively joined under Rule 20 or certified as class members under Rule 23. 28 U.S.C. § 1367(b)
  15. Federal Courts & Jurisdiction — Supplemental Jurisdiction Section 1367(b)'s exceptions to § 1367(a)'s broad rule do not withdraw supplemental jurisdiction over the claims of additional parties in a diversity case; the exceptions expressly withhold jurisdiction over some categories of claims and parties and thus confirm that supplemental jurisdiction otherwise extends to additional parties. 28 U.S.C. § 1367(b)
  16. Federal Courts & Jurisdiction — Supplemental Jurisdiction Section 1367 was enacted to change the result reached in Finley, but there is no warrant for assuming that it did no more than overrule Finley and otherwise codify the existing state of the law of supplemental jurisdiction. 28 U.S.C. § 1367; Finley v. United States, 490 U.S. 545 (1989)
  17. Federal Courts & Jurisdiction — Diversity Jurisdiction Absent complete diversity, the district court lacks original jurisdiction over the entire action and the case is not removable; the failure of complete diversity, unlike the failure of some claims to meet the requisite amount in controversy, contaminates every claim in the action. Caterpillar Inc. v. Lewis, 519 U.S. 61, 73 (1996)
  18. Federal Courts & Jurisdiction — Diversity Jurisdiction A claim below the amount in controversy does not contaminate or destroy original jurisdiction over other claims that satisfy the requirement; the amount-in-controversy requirement serves only to ensure that a dispute is sufficiently important to warrant federal-court attention and does not implicate the state-court-bias concerns that underlie the complete diversity rule. Clark v. Paul Gray, Inc., 306 U.S. 583, 590 (1939)
  19. Federal Courts & Jurisdiction — Supplemental Jurisdiction A district court has original jurisdiction over a civil action for purposes of § 1367(a) when the well-pleaded complaint contains at least one claim satisfying the amount-in-controversy requirement and there are no other relevant jurisdictional defects; the presence of other claims over which the court may lack original jurisdiction does not deprive it of original jurisdiction over the civil action, and if the court has original jurisdiction over a single claim, it has original jurisdiction over the civil action even if that action comprises fewer claims than were included in the complaint. 28 U.S.C. § 1367(a)
  20. Federal Courts & Jurisdiction — Supplemental Jurisdiction Once the district court determines that it has original jurisdiction over the civil action, it may decide whether it has a constitutional and statutory basis for exercising supplemental jurisdiction over the other claims in the action. 28 U.S.C. § 1367
  21. Federal Courts & Jurisdiction — Supplemental Jurisdiction The "indivisibility theory" — that all claims in a complaint must stand or fall as a single, indivisible civil action as a matter of definitional necessity — is inconsistent with the whole notion of supplemental jurisdiction; if original jurisdiction over a civil action required original jurisdiction over every claim in the complaint, there would have been no basis for exercising supplemental jurisdiction in Mine Workers v. Gibbs. Mine Workers v. Gibbs, 383 U.S. 715 (1966); 28 U.S.C. § 1331
  22. Federal Courts & Jurisdiction — Curing Jurisdictional Defects Federal courts may cure jurisdictional defects by dismissing the offending parties rather than the entire action, in both federal-question and diversity cases; original jurisdiction may be preserved by dismissing a nonqualifying party who fails to satisfy the jurisdictional amount or a nondiverse party. Clark v. Paul Gray, Inc., 306 U.S. 583, 590 (1939); Newman-Green, Inc. v. Alfonzo-Larrain, 490 U.S. 826, 836–838 (1989)
  23. Federal Courts & Jurisdiction — Supplemental Jurisdiction The argument that a district court has original jurisdiction over a civil action only if it has original jurisdiction over each individual claim in the complaint was considered and rejected in the closely analogous removal-jurisdiction context, and substantially the same interpretation governs under § 1367. City of Chicago v. International College of Surgeons, 522 U.S. 156 (1997)
  24. Federal Courts & Jurisdiction — Removal A district court has original jurisdiction over a civil action for purposes of the removal statute as long as it has original jurisdiction over a subset of the claims constituting the action; federal-law claims suffice to make an action one within the original jurisdiction of the district courts, and the presence of related state-law claims does not alter this, whether those state-law claims are ordinary claims or administrative appeals. City of Chicago v. International College of Surgeons, 522 U.S. 156, 163–172 (1997)
  25. Federal Courts & Jurisdiction — Removal The removal statute prohibits removal unless the entire action, as it stands at the time of removal, could have been filed in federal court in the first instance; it incorporates the well-pleaded complaint rule, the complete diversity rule, the rules for calculating the amount in controversy, and the nonaggregation rule delineated in Clark and Zahn. 28 U.S.C. § 1441(a); Okla. Tax Comm'n v. Graham, 489 U.S. 838, 840 (1989)
  26. Federal Courts & Jurisdiction — Supplemental Jurisdiction Section 1367(a)'s threshold requirement is satisfied in a diversity action where some but not all of the plaintiffs allege a sufficient amount in controversy; the phrase "civil action of which the district courts have original jurisdiction" is satisfied by a complaint containing at least one claim meeting the amount-in-controversy requirement, and the court has original jurisdiction over the civil action comprising the claims for which there is no jurisdictional defect. 28 U.S.C. § 1367(a)
  27. Federal Courts & Jurisdiction — Supplemental Jurisdiction Section 1367 by its plain text overruled Clark and Zahn and authorized supplemental jurisdiction over the claims of diverse parties arising out of the same Article III case or controversy, including claims of additional plaintiffs that do not independently satisfy the minimum amount-in-controversy requirement, provided at least one named plaintiff satisfies the requirement and the other elements of jurisdiction are present. 28 U.S.C. § 1367; Clark v. Paul Gray, Inc., 306 U.S. 583 (1939); Zahn v. International Paper Co., 414 U.S. 291 (1973)
  28. Federal Courts & Jurisdiction — Supplemental Jurisdiction Section 1367's threshold requirement is satisfied where some but not all of the plaintiffs in a diversity action allege a sufficient amount in controversy, and it is not required that all claims meet the requirement in order for the action to qualify as one of which the district courts have original jurisdiction. 28 U.S.C. § 1367
  29. Federal Courts & Jurisdiction — Supplemental Jurisdiction The omnibus statute's plain text controls, and the courts may not adopt an artificial construction narrower than what the text provides; because § 1367 is not ambiguous, a court need not examine other interpretative tools, including legislative history. 28 U.S.C. § 1367
  30. Federal Courts & Jurisdiction — Supplemental Jurisdiction Even if resort to legislative history were appropriate, the legislative history should not be given significant weight, and extrinsic materials may be used in statutory interpretation only to the extent they shed reliable light on the enacting Legislature's understanding of otherwise ambiguous terms; the authoritative statement of statutory meaning is the statutory text, not legislative history or other extrinsic material. 28 U.S.C. § 1367; H.R. Rep. No. 101-734 (1990)
  31. Federal Courts & Jurisdiction — Supplemental Jurisdiction Nothing in the legislative history indicates directly and explicitly that Congress understood the phrase "civil action of which the district courts have original jurisdiction" to exclude cases in which some but not all of the diversity plaintiffs meet the amount-in-controversy requirement. H.R. Rep. No. 101-734 (1990)
  32. Federal Courts & Jurisdiction — Supplemental Jurisdiction A deliberate effort to amend a statute through a committee report need not be given any effect; judicial reliance on legislative materials not subject to Article I requirements may allow unrepresentative committee members, unelected staffers, or lobbyists to manipulate legislative history to secure results not achievable through the statutory text. H.R. Rep. No. 101-734 (1990)
  33. Federal Courts & Jurisdiction — Supplemental Jurisdiction The views of the 2005 Congress are not relevant to the interpretation of a text enacted by Congress in 1990, and the Class Action Fairness Act — which is not retroactive — has no impact, one way or the other, on the interpretation of § 1367, even for proposed exercises of supplemental jurisdiction in the class-action context that might not fall within the CAFA's ambit. Class Action Fairness Act, Pub. L. No. 109-2, 119 Stat. 4; 28 U.S.C. § 1367
  34. Federal Courts & Jurisdiction — Supplemental Jurisdiction The judgment of the Court of Appeals for the Eleventh Circuit is affirmed, and the judgment of the Court of Appeals for the First Circuit is reversed and the case remanded for proceedings consistent with the opinion.