Opinion · Supreme Court of the United States

Ex Parte Duncan N. Hennen

38 U.S. (13 Pet.) 230

Type
Opinion
Court
Supreme Court of the United States
Jurisdiction
Federal
Date
1839-01-01
Topic
bankruptcy

How later courts describe this case

  • noting that the First Congress’s understanding became the “settled and well understood construction of the Constitution”
  • explaining that when inferior officers are subject to appointment and removal by a department (continued on next page
  • permitting a district court judge to remove a district court clerk he had appointed
  • “that a clerk is one of the inferior officers contemplated by . . . the Constitution cannot be questioned”
  • “As the executive magistrate of the country, [the President] is the only functionary intrusted with the foreign relations of the nation.”
  • “[I]n the absence of . . . statutory regulation” saying otherwise, “the power of removal [is] incident to the power of appointment.”
  • “In the absence of all constitutional provisions, or statutory regulation, it would seem to be a sound and necessary rule to consider the power of removal as incident to the power of appointment.”
  • "In the absence of all constitutional provision, or statutory regulation, it would seem to be a sound and necessary rule, to consider the power of removal as incident to the power of appointment."

Citator

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Cited by
254 opinions

Headnotes

  1. Constitutional Law — Appointments Clause Under the Appointments Clause, the appointment of inferior officers such as court clerks properly belongs to the department of government to which the officer to be appointed most appropriately belongs, and a clerk of court is one of the inferior officers contemplated by that provision. U.S. Const. art. II, § 2
  2. Constitutional Law — Tenure and Removal of Inferior Officers The Constitution does not intend that offices denominated inferior offices be held during life; where the Constitution or a statute is silent as to tenure or removal, the power of removal is incident to the power of appointment.
  3. Constitutional Law — Common Law Offices Distinguished The tenure of ancient common law offices and the rules and principles governing them depend largely on ancient usage and do not apply to offices created by the Constitution and laws of the United States, which are of recent origin and must depend entirely upon a just construction of the Constitution and laws.
  4. Statutory Interpretation — Tenure of Office Under Modern Enactments In England, where an office is not an ancient common law office but of modern origin under an act of Parliament, the tenure of the office is determined by the meaning and intention of the statute.
  5. Municipal Law — Appointment of Clerks by District Courts The law granting District Courts the power to appoint their own clerks prescribes no particular form for the appointment, and the power vested in the court to appoint its clerk is a continuing power.
  6. Municipal Law — Removal by Appointment of Successor The mere appointment of a successor is, per se, a removal of the prior incumbent so far at least as his rights are concerned, because the offices are inconsistent and there cannot be two clerks at the same time.
  7. Municipal Law — Removal Distinguished from Appointment The power of removal is not an incident of the power of appointment under the Constitution or the principles of American institutions; while the principle that removal is incident to appointment is found in the executive department and in the exercise of political power, it has no application to the office of clerk of a court.
  8. Federal Courts & Jurisdiction — Nature of the Appointing Function A court, in appointing a clerk, exercises not a judicial but a purely ministerial function, executing a naked power; a judge who awards judgment influenced by private motives violates his official duty, and a court will not permit a party to execute a power for his own benefit.
  9. General — Common Law — Powers of Appointment As a general principle of the common law, in all cases of appointments under powers, the appointment is not revocable unless expressly made so at the creation of the power; where an appointment is made under a power, the appointee takes in contemplation of law immediately from him who created the power, and holds as if his name had been specifically mentioned in the statute. Shower 523 (per Gregory, J.)
  10. Municipal Law — Reviver of Appointing Power A power of appointment revives when the prior exercise of that power fails to be completed — as by an insufficiency of numbers, the setting aside of a verdict, or a discharge of jurors without rendering a verdict — because a new exercise of the authority is then required; this principle has long been adopted in English law as applicable to all persons concerned in the administration of justice, including inferior and ministerial officers as well as judges.
  11. Municipal Law — Removal Only for Cause Where an officer is removable by the appointing power, the removal may be only for cause; an officer removed without cause may be reinstated by mandamus, and in Massachusetts a power to appoint a minister at all times does not carry with it the power to remove. Bulst. 174; Avery v. Inhabitants of Tyringham, 3 Mass. Rep. 160
  12. Municipal Law — Judicial Control of Clerks The relation between a court and its clerk is not that of principal and agent, and no doctrine of responsibility exists between them; but a clerk may be controlled by the judicial power of the court, may forfeit his office by breach of the condition annexed to it through misfeasance or nonfeasance, and may be punished by attachment for contempt in disobeying the lawful orders of the court. 1 Hawk. 412; 8 Laws U.S. 488
  13. Municipal Law — Implication of Removal Power The possession of ample judicial control over a clerk excludes the implication of a power in the judge to remove the clerk at will, because a judge can oust the clerk for good cause — incompetence, neglect of duty, or abuse of trust — and powers are only implied from necessity; a construction implying a power of removal without cause is not favored.
  14. Municipal Law — Abuse of the Removal Power Even assuming the power of removal resides in a district judge, an exercise of that power that is a palpable and gross abuse — such as removal influenced by private motives or for the purpose of bestowing the office on a favorite — is per se illegal and void, and cannot deprive the incumbent of his office or confer its rights upon another.
  15. Legal Ethics — Oath of Office A district judge is required by law to take an oath to faithfully and impartially discharge and fulfil all the duties of his office according to the best of his abilities and understanding, and the phraseology of this oath marks the manner in which he must execute all powers officially confided to him; a proceeding in clear violation of that oath is unlawful. 2 Laws U.S. 59, § 8
  16. Municipal Law — Conditions Annexed to Office More conditions in law are annexed to offices today than formerly, particularly to offices touching the administration of justice or clerkships in courts of record; an officer who bargains or sells his office, or any deputation of it, forfeits his estate and is disabled from holding it, and by the law of England officers of justice must be made of the best, most lawful, and sufficient men. 1 Thom. Coke on Litt. 239, 240
  17. Administrative Law — Legality of Official Acts The legality of an act does not depend exclusively on whether it is within the power the party possesses; an abuse of legal authority is illegal, an abuse of constitutional power is a high misdemeanor, and conduct that is impeachable cannot be legal. 1 Thom. Coke on Litt. 239, 240; 1 Kent's Com. 288, 289; Com. on Const. § 788
  18. Municipal Law — Removal as Affecting Private Rights Although an appointing power that supersedes or removes an incumbent while acting for the public good commits no legal wrong, an exercise of the appointing power for corrupt or improper motives constitutes an official misdemeanor and is an impeachable offense.
  19. Municipal Law — Appointment as a Public Trust The power of appointment is a trust to be exercised for the public welfare, requiring the appointing power to select at any time the person best qualified to fill the office and to act upon circumstances bearing on fitness, such as those applicable to ambassadors or foreign diplomatic agents; the appointing power may not decline to exercise the power where it believes such exercise essential to the general good.
  20. Municipal Law — Removal Under a General Power of Appointment The general power of appointment includes the power to remove an incumbent where the time for the continuance of the office is not fixed; removal may be effected either by express notification or simply by appointing another person to the same office, and at common law a custom for the appointing power to remove ad libitum, where the term was not fixed or the incumbent held at will, was always held to be good. Commonwealth v. Sutherland, 3 Serg. & Rawle 148; Commonwealth v. Bussier, 4 Serg. & Rawle 451; Bowerbank v. Morris, Wallace 119; Rex v. Mayor of Coventry, 2 Salkeld 430; Rex v. Wardens of Thame, 1 Strange 115; Rex v. Mayor of Cambridge, 2 Shower 70
  21. General — Mandamus — Nature and Availability of the Writ Mandamus is a high prerogative writ — an order from a superior to an inferior tribunal issued when the inferior neglects a duty the superior is bound to see performed — and it can be issued only to a person or inferior tribunal over which the issuing court has a right of control in the particular instance; it is never granted against a judge of the court that issues it or against a judge of the higher courts of common law.
  22. General — Mandamus — Limits on Issuance A writ of mandamus ought to be refused where there is no precedent for the exercise of such a power, and mandamus lies only to compel the performance of a ministerial act, not a discretionary one; the Court of King's Bench will never control inferior courts in matters of judgment, and where a discretionary power is vested in an officer and exercised, the courts will not interfere because they cannot control and ought not to coerce that discretion. Rex v. Newcastle, 3 Barn. & Adolph. 252; Foot v. Brown, 1 Strange 625; Giles's Case, 2 Strange 881; Wilson v. Albany, 12 Johns. Rep. 414
  23. General — Mandamus — Other Remedies and Discretionary Acts A mandamus will not be granted to control a public officer or inferior tribunal in the exercise of discretionary judgment, nor where the officer is to exercise executive discretion; an application to control the conduct of an officer exercising executive discretion will be rejected without hesitation, and a court will not interfere with a register of a land office acting within the limits of his office. Marbury v. Madison, 1 Cranch 171; United States v. Lawrence, 3 Dall. 45; M'Cluney v. Silliman, 6 Wheaton 598
  24. General — Mandamus — Restoration to Office A mandamus will not be issued to restore a person to an office that is not permanent or that is determinable at pleasure, nor to restore a town clerk who has been removed where the corporation holds the power to appoint without limitation as to tenure. Draper v. Blaney, 1 Levinz. 291; Peppis's Case, Vent. 342; Dighton's Case, Vent. 82
  25. General — Mandamus — Requirement of No Other Remedy A party applying for a mandamus must be without any other legal remedy; a mandamus will not be granted where another remedy is open to the parties, nor to admit a person to office where another holds it by color of right, since the proper remedy in that case is an information in the nature of a quo warranto, nor even to restore a person previously admitted where he could try his right by an action for money had and received or by an assize. Rex v. Chester, 1 Maule & Sel. 103; Marbury v. Madison, 1 Cranch 169; People v. New York, 3 Johns. Cas. 79; Rex v. Jotham, 3 Term Rep. 575; Harcourt v. Fox, 1 Shower 516; Avery v. Tyringham, 3 Mass. Rep. 160
  26. General — Mandamus — Grounds for Refusal A mandamus will not be granted where the court lacks control over the inferior court, where the act complained of is not ministerial but discretionary, where the office in question is not permanent but to endure for a definite period, or where the party complaining has other and more appropriate remedies.
  27. Federal Courts & Jurisdiction — Original Jurisdiction The Supreme Court, deriving its authority from the express grant of the Constitution and laws founded on it, cannot issue a mandamus to restore a clerk of the Circuit or District Court by virtue of its original jurisdiction, which is limited by the Constitution to cases affecting ambassadors, public ministers, and consuls, and those in which a state is a party.
  28. Federal Courts & Jurisdiction — Appellate Jurisdiction The Judiciary Act confines the appellate jurisdiction of the Supreme Court to appeals and writs of error from final decrees and judgments; an appeal is a resort to the Court to revise and correct the proceedings of a court below in a cause already instituted, and the restoration of a clerk to office is in no sense an appellate proceeding. Marbury v. Madison, 1 Cranch 175; Wishart v. Dauchy, 7 Cranch 110; 1 Story's Laws, 60
  29. Federal Courts & Jurisdiction — Mandamus The Supreme Court may issue a writ of mandamus to a district judge for purposes necessary to the exercise of its appellate jurisdiction — to direct execution of a decree, to compel a final judgment rather than indefinite stay, to reinstate a suit dismissed after issue joined, or to compel the signing of a judgment previously recovered; but the writ will not issue absent a suit pending in the court below or an appeal or writ of error awaiting the final judgment of that court. United States v. Olmstead, 5 Cranch 115; Livingston v. Dorgenois, 7 Cranch 577; Ex parte Bradstreet, 7 Peters 634; New York Insurance Co. v. Wilson, 8 Peters 291
  30. Federal Courts & Jurisdiction — Limits on Supervisory Authority The Supreme Court will not interfere with an inferior court's suspension of its attorneys, nor control an executive officer in the discharge of an executive function unconnected with a pending suit, even if it believes the function was improperly exercised.
  31. Federal Courts & Jurisdiction — Mandamus Nothing in the laws of the land or in the established practice of the Supreme Court warrants compelling a circuit or district judge by mandatory process to appoint a particular individual as clerk of his court, or to restore him to that office after he has been superseded or removed.
  32. Municipal Law — Removal as Incident to the Power of Appointment The right to remove from office is an incident to the power of appointment, and is essential to the exercise of that power; the power given by law cannot exist without this incident.
  33. Municipal Law — Offices Under the Common Law and Under American Law In the United States there is no estate in, or property in, an office, and offices are held for the benefit of the community in which their functions are exercised; under the common law of England an office is an incorporeal hereditament, and unless the statute creating the office limits its tenure at creation, it is an office for life, but no such principles prevail in the United States, where offices are all created by the Constitution or by express statute. 2 Black. Commentaries, 36, 37; Coke Litt. 378a; 4 Institute, 117; Coke Litt. 233b; 2 Institute, 388
  34. Administrative Law — Appointment and Removal of Department Clerks Where Congress vests the appointment of inferior officers in the head of a department, and no removal power is expressly given, the officers hold their office at the will and discretion of the head of the department; the same rule applies to offices in which appointment is vested in the President alone or in the courts of law, because the nature of the power and control over the officer appointed does not depend on the source from which the power emanates but upon the authority of law.
  35. Municipal Law — Constitutional Construction of Removal Power In the absence of all constitutional or statutory provision, it is a sound and necessary rule to consider the power of removal as incident to the power of appointment; the power of removal from office was settled by early practical construction of the Constitution to be vested in the President alone for officers appointed by the President and Senate, although no one denied that the President and Senate jointly could remove where the tenure was not fixed.
  36. Municipal Law — Tenure of Clerks of Court The clerks of courts are not included within the law limiting the tenure of certain officers to a term of four years, and no tenure for the office of clerk is fixed by the Constitution or limited by law; all offices whose tenure is not fixed by the Constitution or limited by law must be held either during good behavior or at the will and discretion of some department of the government, subject to removal at pleasure. 3 Story, 1790
  37. Municipal Law — Tenure Under State Law and Ancient Usage It is a general rule that an office is held at the will of either party unless a different tenure is expressed in the appointment, implied by the nature of the office, or results from ancient usage; where an office is held at will, the appointing body may terminate it at its election, and where the Constitution is silent as to removal of officers, the power of removal rests with the governor, except where the tenure is during good behavior. Avery v. Inhabitants of Tyringham, 3 Mass. 177; Leghman v. Sutherland, 3 Serg. & Rawle 145; Hoke v. Henderson, 4 Devereux 1
  38. Municipal Law — Continuation of Appointing Power The power vested in a court to appoint its clerk is a continuing power; the mere appointment of a successor operates as a revocation of the prior appointment, so that if the power to appoint the clerk is vested exclusively in the District Court and the office is held at the court's discretion, the Supreme Court can exercise no control over the appointment or removal and will entertain no inquiry into the grounds of removal.