Opinion · Supreme Court of the United States
Campbell v. Louisiana
Campbell v. La., 118 S. Ct. 1419 (1998)
- Type
- Opinion
- Court
- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 1998-04-21
- Topic
- general
holding that a white defendant had standing to complain about the alleged exclusion of blacks from his grand jury | holding that white defendant has third party standing to raise a claim of discriminatory exclusion of blacks from the Grand Jury | holding that, where discrimination affects a white defendant’s grand jury, he suffers an injury in fact because it “casts doubt on the integrity of the judicial process” | stating that there is a well-established equal protection right not to be excluded from grand jury service on the basis of race | holding that white defen- dant had third-party standing to raise equal protection challenge to discriminatory selection of grand jurors and also ‘‘ha[d] standing to litigate [the violation of] his . . . own due process rights’’ | holding that white defen- dant had third-party standing to raise equal protection challenge to discriminatory selection of grand jurors and also ‘‘ha[d] standing to litigate [the violation of] his . . . own due process rights’’ | holding a criminal defendant “suffers a serious injury in fact because discrimination at the voir dire stage casts doubt on the integrity of the judicial process and places the fairness of a criminal proceeding in doubt” | applying Powers to hold that white defendant has third-party standing -under Equal Protection Clause to challenge exclusion of Blacks from grand jury | granting a white defendant standing to challenge the exclusion of blacks from a grand jury | declining to rule on whether state grand jury selection procedures are subject to Sixth Amendment fair-cross-section challenges | applying Powers to a white defendant’s challenge to the exclusion of black jurors | affording third-party standing to white defendant when black juror was excluded from jury | declining to address the issue of whether petitioner had standing to raise a Sixth Amendment fair cross-section challenge to the composition of the grand jury that returned his indictment | allowing a litigant to raise a claim on behalf of third parties where (1) the litigant has suffered an “injury in fact”; (2) he has a “close relationship” to the third parties; and (3 | applying three prerequisites for third-party standing set forth in Powers | allowing a litigant to raise a claim on behalf of third parties where (1) the litigant has suffered an “injury in fact”; (2) he has a “close relationship” to the third parties; and (3) there is some hindrance to the third parties asserting their own rights | allowing a litigant to raise a claim on behalf of third parties where (1) the litigant has suf- fered an “injury in fact”; (2) he has a “close relationship” to the third parties; and (3) there is some hindrance to the third parties asserting their own rights | exclusion of veniremembers on the basis of race denies the excluded veniremembersas well as the litigantsthe equal protection of the law | Petitioner must show that the foreperson undertook “significant duties that he would not have had as a regular grand juror” | white defendant has third-party standing to challenge exclusion of blacks from grand jury | the defendant, "like any other white defendant, has standing to raise an equal protection challenge to discrimination against black persons in the selection of his grand jury" | same “three preconditions” must be satisfied to assert the rights of a third party | white defendant has standing to challenge exclusion of blacks from grand jury foreman post | criminal defendant could raise the constitutional rights of the jurors of his trial | white defendant has third-party standing to challenge exclusion of blacks from grand jury | Justices 2 Thomas and Scalia, concurring in part and dissenting in part | allowing a criminal defendant to raise the rights of jurors | applying Powers in the grand jury context | applying Powers in the grand jury context | applying Powers to grand jury context
Citator
- Cited by
- 65 opinions
1. A white criminal defendant has the requisite standing to raise equal protection and due process objections to discrimination against black persons in the selection of grand jurors. Pp. 396-403.
(a) This case must be treated as one alleging discriminatory selection of grand jurors, not just of a grand jury foreperson. In the federal system and in most States using grand juries, the foreperson is selected from the ranks of the already seated jurors. In Louisiana, by contrast, the judge selects the foreperson from the grand jury venire before the remaining members are chosen by lot. In addition to his otherPage 393duties, the Louisiana foreperson has the same full voting powers as other grand jury members. As a result, when the Louisiana judge selected the foreperson, he also selected one member of the grand jury outside of the drawing system used to compose the balance of that body. Pp. 396-397.
(b) Campbell, like any other white defendant, has standing underPowers, supra, to raise an equal protection challenge to the discriminatory selection of his grand jury. The excluded jurors' own right not to be discriminatorily denied grand jury service can be asserted by Campbell because he satisfies the three preconditions for third-party standing outlined inPowers,supra, at 411. First, regardless of skin color, an accused suffers a significant "injury in fact" when the grand jury's composition is tainted by racial discrimination. The integrity of the body's decisions depends on the integrity of the process used to select the grand jurors. If that process is infected with racial discrimination, doubt is cast over the fairness of all subsequent decisions. SeeRosev.Mitchell,443 U.S. 545,555-556. The Court rejects the State's argument that no harm is inflicted when a single grand juror is selected based on racial prejudice because the discrimination is invisible to the grand jurors on that panel, and only becomes apparent when a pattern emerges over the course of years. This argument underestimates the seriousness of the allegations here: If they are true, the impartiality and discretion of the judge himself would be called into question. Second, Campbell has a "close relationship" to the excluded jurors, who share with him a common interest in eradicating discrimination from the grand jury selection process, and a vital interest in asserting their rights because his conviction may be overturned as a result. See,e.g., Powers,499 U.S., at 413-414. The State's argument that Campbell has but a tenuous connection to jurors excluded in the past confuses his underlying claim — that black persons were excluded from his grand jury — with the evidence needed to prove it — that similarly situated venirepersons were excluded in previous cases on account of intentional discrimination. Third, given the economic burdens of litigation and the small financial reward available, a grand juror excluded because of race has little incentive to sue to vindicate his own rights. Seeid., at 415. Pp. 397-400.
(c) A white defendant alleging discriminatory selection of grand jurors has standing to litigate whether his conviction was procured by means or procedures which contravene due process.Hobby, supra, at 350, proceeded on the implied assumption that such standing exists. The Louisiana Supreme Court's reading ofHobbyas foreclosing Campbell's standing is inconsistent with that implicit assumption and with the Court's explicit reasoning inHobby. Campbell's challenge is differentPage 394in kind and degree from the one there at issue because it implicates the impermissible appointment of a member of the grand jury. What concerns Campbell is not the foreperson's performance of his ministerial duty to preside, but his performance as a grand juror, namely voting to charge Campbell with second-degree murder. The significance of this distinction was acknowledged inHobby, supra, at 348. By its own terms, then,Hobbydoes not address a claim like Campbell's. Pp. 400-403.
2. The Court declines to address whether Campbell also has standing to raise a fair-cross-section claim. Neither of the Louisiana appellate courts discussed this contention, and Campbell has made no effort to meet his burden of showing the issue was properly presented to those courts. SeeAdamsv.Robertson,520 U.S. 83,86(per curiam). P. 403.673 So.2d 1061, reversed and remanded.
KENNEDY, J., delivered the opinion for a unanimous Court with respect to Parts I, II, IV, and V, and the opinion of the Court with respect to Part III, in which REHNQUIST, C.J., and STEVENS, O'CONNOR, SOUTER, GINSBURG, and BREYER, JJ., joined. THOMAS, J., filed an opinion concurring in part and dissenting in part, in which SCALIA, J., joined,post, p. 403.
After Campbell's first trial resulted in a mistrial, he was retried, convicted of second-degree murder, and sentenced to life in prison without possibility of parole. Campbell renewed his challenge to the grand jury foreperson selection procedures in a motion for new trial, which was denied. Seeid., at I-2. The Louisiana Court of Appeal reversed, because, under our decision inPowersv.Ohio,499 U.S. 400(1991), Campbell had standing to object to the alleged discrimination even though he is white.651 So.2d 412(1995). The Court of Appeal remanded the case for an evidentiary hearing because it found Campbell's evidence of discrimination inadequate.Id., at 413.
The Louisiana Supreme Court reversed. It distinguishedPowersas turning on the "considerable and substantial impact" that a prosecutor's discriminatory use of peremptory challenges has on a defendant's trial as well as on the integrity of the judicial system. See661 So.2d 1321,1324(1995). The court declined to extendPowersto a claim of discrimination in the selection of a grand jury foreperson. It also foundHobbyv.United States,468 U.S. 339(1984), did notPage 396afford Campbell standing to raise a due process objection. InHobby, this Court held no relief could be granted to a white defendant even if his due process rights were violated by discrimination in the selection of a federal grand jury foreperson. Noting thatHobbyturned on the ministerial nature of the federal grand jury foreperson's duties, the Louisiana Supreme Court held "[t]he role of the grand jury foreman in Louisiana appears to be similarly ministerial" such that any discrimination "has little, if any, effect on the defendant's due process right of fundamental fairness."661 So.2d, at 1324. Because the Court of Appeal had not addressed Campbell's other asserted points of error, the Louisiana Supreme Court remanded the case. After the Court of Appeal rejected Campbell's remaining claims,673 So.2d 1061(1996), the Louisiana Supreme Court refused to reconsider its ruling on the grand jury issue, 685 So.2d 140 (1997). We granted certiorari to address the narrow question of Campbell's standing to raise equal protection, due process, and fair-cross-section claims.521 U.S. 1151(1997).
InPowersv.Ohio, supra, we found a white defendant had standing to challenge racial discrimination against black persons in the use of peremptory challenges. We determined the defendant himself could raise the equal protection rights of the excluded jurors. Recognizing our general reluctance to permit a litigant to assert the rights of a third party, we found three preconditions had been satisfied: (1) the defendant suffered an "injury in fact"; (2) he had a "close relationship" to the excluded jurors; and (3) there was some hindrance to the excluded jurors asserting their own rights.Powers, supra, at 411 (citingSingletonv.Wulff,428 U.S. 106(1976)). We concluded a white defendant suffers a serious injury in fact because discrimination at thevoir direstage "`casts doubt on the integrity of the judicial process' . . . and places the fairness of a criminal proceeding in doubt."499 U.S., at 411. This cloud of doubt deprives the defendant of the certainty that a verdict in his case "is given in accordance with the law by persons who are fair."Id., at 413.Page 398Second, the excluded juror and criminal defendant have a close relationship: They share a common interest in eliminating discrimination, and the criminal defendant has an incentive to serve as an effective advocate because a victory may result in overturning his conviction.Id., at 413-414. Third, given the economic burdens of litigation and the small financial reward available, "a juror dismissed because of race probably will leave the courtroom possessing little incentive to set in motion the arduous process needed to vindicate his own rights."Id., at 415. Upon consideration of these factors, we concluded a white defendant had standing to bring an equal protection challenge to racial discrimination against black persons in the petit jury selection process.
Although Campbell challenges discriminatory selection of grand jurors, rather than petit jurors,Powers' reasoning applies to this case on the question of standing. Our prior cases have not decided whether a white defendant's own equal protection rights are violated when the composition of his grand jury is tainted by discrimination against black persons. We do not need to address this issue because Campbell seeks to assert the well-established equal protection rights of black persons not to be excluded from grand jury service on the basis of their race. See Tr. 9 (Dec. 2, 1993); see alsoCarterv.Jury Comm'n of Greene Cty.,396 U.S. 320,329-330(1970) (racial exclusion of prospective grand and petit jurors violates their constitutional rights). Campbell satisfies the three preconditions for third-party standing outlined inPowers.
Regardless of his or her skin color, the accused suffers a significant injury in fact when the composition of the grand jury is tainted by racial discrimination. "[D]iscrimination on the basis of race in the selection of members of a grand jury . . . strikes at the fundamental values of our judicial system" because the grand jury is a central component of the criminal justice process.Rosev.Mitchell,443 U.S. 545,556(1979). The Fifth Amendment requires the Federal GovernmentPage 399to use a grand jury to initiate a prosecution, and 22 States adopt a similar rule as a matter of state law. See 1 Beale,supra, § 1:2, at 1-3; see alsoHurtadov.California,110 U.S. 516(1884) (Fifth Amendment's grand jury requirement is not binding on the States). The grand jury, like the petit jury, "acts as a vital check against the wrongful exercise of power by the State and its prosecutors."Powers,supra, at 411. It controls not only the initial decision to indict, but also significant decisions such as how many counts to charge and whether to charge a greater or lesser offense, including the important decision to charge a capital crime. SeeVasquezv.Hillery,474 U.S. 254,263(1986). The integrity of these decisions depends on the integrity of the process used to select the grand jurors. If that process is infected with racial discrimination, doubt is cast over the fairness of all subsequent decisions. SeeRose, supra, at 555-556 ("Selection of members of a grand jury because they are of one race and not another destroys the appearance of justice and thereby casts doubt on the integrity of the judicial process").Powersemphasized the harm inflicted when a prosecutor discriminates by striking racial minorities in open court and in front of the entire jury pool. The Court expressed concern that this tactic might encourage the jury to be lawless in its own actions. See499 U.S., at 412-413. The State suggests this sort of harm is not inflicted when a single grand juror is selected based on racial prejudice because the discrimination is invisible to the grand jurors on that panel; it only becomes apparent when a pattern emerges over the course of years. See Brief for Respondent 16. This argument, however, underestimates the seriousness of the allegations. InPowers, even if the prosecutor had been motivated by racial prejudice, those responsible for the defendant's fate, the judge and the jury, had shown no actual bias. If, by contrast, the allegations here are true, the impartiality and discretion of the judge himself would be called into question.Page 400
The remaining two preconditions to establish third-party standing are satisfied with little trouble. We find no reason why a white defendant would be any less effective as an advocate for excluded grand jurors than for excluded petit jurors. SeePowers,supra, at 413-414. The defendant and the excluded grand juror share a common interest in eradicating discrimination from the grand jury selection process, and the defendant has a vital interest in asserting the excluded juror's rights because his conviction may be overturned as a result. SeeVasquez, supra, at 264;Rose, supra, at 551;Cassellv.Texas,339 U.S. 282(1950). The State contends Campbell's connection to "the excluded class of . . . jurors . . . who were not called to serve . . . for the prior 16 1/2 years is tenuous, at best." Brief for Respondent 22. This argument confuses Campbell's underlying claim with the evidence needed to prove it. To assert the rights of those venirepersons who were excluded from serving on the grand jury in his case, Campbell must prove their exclusion was on account of intentional discrimination. He seeks to do so based on past treatment of similarly situated venirepersons in other cases, seeCastanedav.Partida,430 U.S. 482,494(1977), but this does not mean he seeks to assert those venirepersons' rights. As a final matter, excluded grand jurors have the same economic disincentives to assert their own rights as do excluded petit jurors. SeePowers, supra, at 415. We find Campbell, like any other white defendant, has standing to raise an equal protection challenge to discrimination against black persons in the selection of his grand jury.
The Louisiana Supreme Court erred in readingHobbyto foreclose Campbell's standing to bring a due process challenge.661 So.2d, at 1324. InHobby, we held discrimination in the selection of a federal grand jury foreperson did not infringe principles of fundamental fairness because the foreperson's duties were "ministerial." SeeHobby,supra, at 345-346. In this case, the Louisiana Supreme Court decided a Louisiana grand jury foreperson's duties were ministerial too, but then couched its decision in terms of Campbell'sPage 402lack of standing to litigate a due process claim.661 So.2d, at 1324.
The Louisiana Supreme Court was wrong on both counts. Its interpretation ofHobbyis inconsistent with the implicit assumption of standing we have just noted and with our explicit reasoning in that case. InHobby, a federal grand jury foreperson was selected from the existing grand jurors, so the decision to pick one grand juror over another, at least arguably, affected the defendant only if the foreperson was given some significant duties that he would not have had as a regular grand juror. Seesupra, at 396. Against this background, the Court rejected the defendant's claim because the ministerial role of a federal grand jury foreperson "is not such a vital one that discrimination in the appointment of an individual to that post significantly invades" due process.Hobby, supra, at 346. Campbell's challenge is different in kind and degree because it implicates the impermissible appointment of a member of the grand jury. Seesupra, at 396-397. What concerns Campbell is not the foreperson's performance of his duty to preside, but performance as a grand juror, namely, voting to charge Campbell with second-degree murder.
The significance of this distinction was acknowledged byHobby's discussion of a previous case,Rosev.Mitchell,443 U.S. 545(1979). InRose, we assumed relief could be granted for a constitutional challenge to discrimination in the appointment of a state grand jury foreperson. Seeid., at 556.HobbydistinguishedRosein part because it involved Tennessee's grand jury system. Under the Tennessee law then in effect, 12 members of the grand jury were selected at random, and then the judge appointed a 13th member who also served as foreperson. SeeHobby,468 U.S., at 347. As a result,Hobbypointed out discrimination in selection of the foreperson in Tennessee was much more serious than in the federal system because the former can affect the composition of the grand jury whereas the latter cannot: "SoPage 403long as the grand jury itself is properly constituted, there is no risk that the appointment of any one of its members as foreman will distort the overall composition of the array or otherwise taint the operation of the judicial process."Id., at 348. By its own terms, then,Hobbydoes not address a claim like Campbell's.
The judgment of the Louisiana Supreme Court is reversed. The case is remanded for further proceedings not inconsistent with this opinion.It is so ordered.
Finally,Powersconcluded that there are substantial obstacles to suit by excluded veniremen, including the costs of proceeding individually and the difficulty of establishing a likelihood of recurrence.Id., at 414-415. These obstacles, though perhaps often present in the context ofBatsonv.Kentucky,476 U.S. 79(1986); are alone insufficient to justify third-party standing.
Even if thePowersjustifications were persuasive, they would still be wholly inapplicable to this case, which involves neither peremptory strikes nor discrimination in the selection of the petit jury. The "injury in fact" allegedly present inPowersis wholly absent from the context at hand.Powersreasoned that repeated peremptory strikes of members of one race constituted an "overt wrong, often apparent to the entire jury panel," that threatened to "cas[t] doubt over the obligation of the parties, the jury, and indeed the court to adhere to the law throughout the trial of the cause."Powers,499 U.S., at 412. Here, in contrast, the judge selected one member of the grand jury venire to serve as foreman, and the remaining members of the grand jury were selected at random. Even if discriminatory, the judge's selection (rather than exclusion) of a single member of the grand jury could hardly constitute an "overt" wrong that would affect the remainder of the grand jury proceedings, much less the subsequent trial. The Court therefore resorts to emphasizing the seriousness of the allegation of racial discrimination (as though repetition conveys some talismanic power), but that, of course, cannot substitute for injury in fact.
In this case, unlikePowers, petitioner's allegation of injury in fact is not merely unsupported; it is directly foreclosed. There is no allegation in this case that the composition ofPage 407petitioner'strialjury was affected by discrimination. Instead, the allegation is merely that there was discrimination in the selection of the grand jury (and of only one member). The properly constituted petit jury's verdict of guilt beyond a reasonable doubt was in no way affected by the composition of the grand jury. Indeed, to the extent that race played any part in the composition of petitioner's petit jury, it was by petitioner's own actions, as petitioner used 5 of his 12 peremptory strikes to eliminate blacks from the petit jury venire. Petitioner's attempt to assert that he was injured by the alleged exclusion of blacks at the grand jury stage is belied by his own use of peremptory strikes against blacks at the petit jury stage.
It would be to no avail to suggest that the alleged discrimination in grand jury selection could have caused an indictment improperly to be rendered, because the petit jury's verdict conclusively establishes that no reasonable grand jury could have failed to indict petitioner.3Nor can the Court find support in our precedents allowing a defendant to challenge his conviction based upon discrimination in grand jury selection, because all of those cases involved defendants' assertions oftheir ownrights. See,e.g., Rosev.Mitchell,443 U.S. 545(1979);Cassellv.Texas,339 U.S. 282(1950). Although we often do not require a criminal defendant to establish a cause-and-effect relationship between the procedural illegality and the subsequent conviction when the defendant asserts a denial of his own rights, see499 U.S., at 427-428(SCALIA, J., dissenting) (noting that the government generally bears the burden of establishing harmlessness of such errors), even thePowersmajority acknowledged thatPage 408such a showing is the foremost requirement of third-party standing, as evidenced by the lengths to which it went in an attempt to justify its finding of injury in fact.
The Court's finding of a close relationship (an ambient fraternity of sorts) between petitioner and the black veniremen whose rights he seeks to vindicate is likewise unsupported. The Court, of course, never identifies precisely whose rights petitioner seeks to vindicate. Is it all veniremen who were not chosen as foreman? Is it all non white veniremen? All black veniremen? Or just the black veniremen who were not ultimately chosen for the grand jury? Leaving aside the fact that the Court fails to identify the rights-holders, I fail to see how a "close relationship" could have developed between petitioner and the veniremen. Even if a "bond,"Powersv.Ohio, supra, at 413, could develop between veniremen and defendants duringvoirdire, such a bond could not develop in the context of a judge's selection of a grand jury foreman — a context in which the defendant plays no role. Nor can any "common interest" between a defendant and excluded veniremen arise based upon a public humiliation suffered by the latter, because unlike the exercise of peremptory strikes, Evangeline Parish's process of selecting foremen does not constitute "overt" action against particular veniremen. Rather, those veniremen not chosen (all but one) are simply left to take their chances at being randomly selected for the remaining seats on the grand jury.
Finally, there are ample opportunities for prospective jurors whose equal protection rights have been violated to vindicate those rights, rather than relying upon a defendant of another race to do so for them. In contrast to theBatsonline of cases, where an allegation may concern discrimination in the defendant's case alone, in this case petitioner alleges systematic discrimination in the selection of grand jury foremen in Evangeline Parish. Such systematic discrimination provides a large class of potential plaintiffs and the opportunityPage 409for declaratory or injunctive relief to prevent repeated violations.
For these reasons, I would hold that petitioner — who does not claim that he was discriminated against or that the alleged discrimination against others had any effect on the outcome of his trial — lacks standing to raise the equal protection rights of excluded black veniremen. Accordingly, I join Parts I, II, IV, and V of the Court's opinion and concur in the judgment.Page 410
- Joshua L. Dratel, Lisa Kemler, andRichard A.Greenbergfiled a brief for the National Association of Criminal Defense Lawyers asamicus curiaeurging reversal. ↩
- As I have explained elsewhere, the entire line of cases followingBatsonv.Kentucky,476 U.S. 79(1986) (holding that the Equal Protection Clause applies to the use of peremptory strikes), includingPowers, is a misguided effort to remedy a general societal wrong by using the Constitution to regulate the traditionally discretionary exercise of peremptory challenges. TheBatsondoctrine, rather than helping to ensure the fairness of criminal trials, serves only to undercut that fairness by emphasizing the rights of excluded jurors at the expense of the traditional protections accorded criminal defendants of all races. SeeGeorgiav.McCollum,505 U.S. 42,60-62(1992) (THOMAS, J., concurring in judgment). ↩
- Of course, the same sense of dismay would arise if the defendant and the excluded venireman were of the same race. ↩
- For this reason, it is unlikely that petitioner ultimately will prevail on the merits of his due process claim. However, I agree with the Court's conclusion that petitioner has standing to raise that claim because petitioner assertshis owndue process right. I join Part IV of the Court's opinion because it addresses only standing and does not address "the nature and extent" of petitioner's due process right.Ante, at 400. ↩