Opinion · Supreme Court of the United States
California Democratic Party v. Jones
13 Fla. L. Weekly Fed. S 479
- Type
- Opinion
- Court
- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 2000-06-26
- Topic
- general
holding that the state of California may not prevent political parties from limiting primary participation to voters registered with the party | recognizing that States have a major role to play in structuring and monitoring elections, including primary elections | recognizing that States have a major role to play in structuring and monitoring elections, including primary elections | holding that California's "blanket primary," requiring political parties to open their primaries to voters wholly unaffiliated with the party, violated the First Amendment | holding that California’s “blanket primary,” requiring political parties to open their primaries to voters wholly unaffiliated with the party, violated the First Amendment | holding that state may not compel political party to allow non-members to vote in its primary elections | holding that state may not compel political parties to allow non-members to vote in primary elections | holding that a state law violated state political parties’ First Amendment rights of association | holding that state may not compel political parties to allow non-members to vote in primary elections | holding that California’s blanket primary for determining a political party’s nominee for the general election violated the political parties’ First Amendment rights | holding that state may not compel political party to allow non-members to vote in its primary elections | holding that the selection of a nominee is "the crucial juncture at which the appeal to common principles may be translated into concerted action and hence to political power in the community” | holding that California’s “blanket” primary system violated the Democratic Party’s First Amendment right of association by preventing the party from prohibiting persons who were not members of the party from voting in the party’s primary election | recognizing the Government's "role to play in structuring and monitoring the election process," but rejecting "the proposition that party affairs are public affairs, free of First Amendment protections" | holding unlawful a law “forc[ing] petitioners to” open “their candidate-selection process … to persons wholly unaffiliated with the party” | noting that states may require parties to select nominees through primaries in order to resolve intraparty disputes in a democratic fashion | determining that California’s “blanket” primary system violated voters’ associational freedom because the process “open[ed] [the leadership-selection process] up to persons wholly unaffiliated with the party” | noting that "the constitutional rights of those composing the party cannot be disregarded" | holding California’s “blanket” primary process, in which each voter’s primary ballot listed every candidate, regardless of party affiliation, and allowed voters to choose freely among them, was a “severe” burden | finding a state-mandated “blanket primary” unconstitutional because state interest in promoting moderate candidates does not justify a limitation of a political party’s free association rights | finding a state-mandated "blanket primary" unconstitutional because state interest in promoting moderate candidates does not justify a limitation of a political party's free association rights | rejecting state interests in producing candidates that are more centrist than the nominee the party would have selected absent the blanket primary | rejecting state interests in producing candidates that are more centrist than the nominee the party would have selected absent the blanket primary | referring to the "special place" the First Amendment reserves for the process by which a political party selects a standard bearer | referring to the “special place” the First Amendment reserves for the process by which a political party selects a standard bearer | explaining that California’s blanket primary “forces [parties] to adulterate their candidate-selection process . . . by opening it up to persons wholly unaffiliated with the
Citator
- Cited by
- 173 opinions
delivered the opinion of the Court.
This ease presents the question whether the State of California may, consistent with the First Amendment to the United States Constitution, use a so-called “blanket” primary to determine a political party’s nominee for the general election.
I
Under California law, a candidate for public office has two routes to gain access to the general ballot for most state and federal elective offices. He may receive the nomination of a qualified political party by winning its primary,1 see Cal.
Until 1996, to determine the nominees of qualified parties California held what is known as a “closed” partisan primary, in which only persons who are members of the political party — i. e., who have declared affiliation with that party when they register to vote, see Cal. Elec. Code Ann. §§2150, 2151 (West 1996 and Supp. 2000) — can vote on its nominee, see Cal. Elec. Code Ann. §2151 (West 1996). In 1996 the citizens of California adopted by initiative Proposition 198. Promoted largely as a measure that would “weaken” party “hard-liners” and ease the way for “moderate problem-solvers,” App. 89-90 (reproducing ballot pamphlet distributed to voters), Proposition 198 changed California’s partisan primary from a closed primary to a blanket primary. Under the new system, “[a]ll persons entitled to vote, including those not affiliated with any political party, shall have the right to vote ... for any candidate regardless of the candidate’s political affiliation.” Cal. Elec. Code Ann. §2001 (West Supp. 2000); see also §2151. Whereas under the closed primary each voter received a ballot limited to candidates of his own party, as a result of Proposition 198 each voter’s primary ballot now lists every candidate regardless of party affiliation and allows the voter to choose freely among them. It remains the case, however, that the candidate of each party who wins the greatest number of votes “is the nominee of that party at the ensuing general election.” Cal. Elec. Code Ann. § 15451 (West 1996).2
Respondents rest their defense of the blanket primary upon the proposition that primaries play an integral role in citizens’ selection of public officials. As a consequence, they contend, primaries are public rather than private proceedings, and the States may and must play a role in ensuring that they serve the public interest. Proposition 198, respondents conclude, is simply a rather pedestrian example of a State’s regulating its system of elections.
We have recognized, of course, that States have a major role to play in structuring and monitoring the election process, including primaries. See Burdick v. Takushi, 504 U. S. 428, 433 (1992); Tashjian v. Republican Party of Conn., 479 U. S. 208, 217 (1986). We have considered it “too plain for argument,” for example, that a State may require parties to use the primary format for selecting their nominees, in order to assure that intraparty competition is resolved in a democratic fashion. American Party of Tex. v. White, 415 U. S. 767, 781 (1974); see also Tashjian, supra, at 237 (Scalia, J., dissenting). Similarly, in order to avoid burdening the general election ballot with frivolous candidacies, a State may require parties to demonstrate “a significant modicum of support” before allowing their candidates a place on that ballot. See Jenness v. Fortson, 403 U. S. 431, 442 (1971). Finally, in order to prevent “party raiding” — a process in which dedicated members of one party formally switch to another party to alter the outcome of that party’s primary — a State may require party registration a reasonable period of time before a primary election. See Rosario v. Rockefeller, 410 U. S. 752 (1973). Cf. Kusper v. Pontikes, 414 U. S. 51 (1973) (23-month waiting period unreasonable).
What we have not held, however, is that the processes by which political parties select their nominees are, as respondents would have it, wholly public affairs that States
In no area is the political association’s right to exclude more important than in the process of selecting its nominee. That process often determines the party’s positions on the most significant public policy issues of the day, and even when those positions are predetermined it is the nominee who becomes the party’s ambassador to the general electorate in winning it over to the party’s views. See Timmons v. Twin Cities Area New Party, 520 U. S. 351, 372 (1997) (Stevens, J., dissenting) (“But a party’s choice of a candidate is the most effective way in which that party can communicate to the voters what the party represents and, thereby, attract voter interest and support”). Some political parties — such as President Theodore Roosevelt’s Bull Moose Party, the La Follette Progressives of 1924, the Henry Wallace Progressives of 1948, and the George Wallace American Independent Party of 1968 — are virtually inseparable from their nominees (and tend not to outlast them). See generally E. Kruschke, Encyclopedia of Third Parties in the United States (1991).
Unsurprisingly, our cases vigorously affirm the special place the First Amendment reserves for, and the special protection it accords, the process by which a political party “seleet[s] a standard bearer who best represents the party’s ideologies and preferences.” Eu, swpra, at 224 (internal quotation marks omitted). The moment of choosing the party’s nominee, we have said, is “the crucial juncture at which the appeal to common principles may be translated into concerted action, and hence to political power in the community.” Tashjian, 479 U. S., at 216; see also id., at 235-236 (Scalia, J., dissenting) (“The ability of the members of the Republican Party to select their own candidate . . . unquestionably implicates an assoeiational freedom”); Timmons, 520 U. S., at 359 (“[T]he New Party, and not some
In La Follette, the State of Wisconsin conducted an open presidential preference primary.6 Although the voters did not select the delegates to the Democratic Party’s National Convention directly — they were chosen later at caucuses of party members — Wisconsin law required these delegates to vote in accord with the primary results. Thus allowing non-party members to participate in the selection of the party’s nominee conflicted with the Democratic Party’s rules. We held that, whatever the strength of the state interests supporting the open primary itself, they could not justify this “substantial intrusion into the assoeiational freedom of members of the National Party.”7 450 U. S., at 126.
The record also supports the obvious proposition that these substantial numbers of voters who help select the nominees of parties they have chosen not to join often have policy views that diverge from those of the party faithful. The 1997 survey of California voters revealed significantly different policy preferences between party members and primary voters who “crossed over” from another party. PI. Exh. 8
In concluding that the burden Proposition 198 imposes on petitioners’ rights of association is not severe, the Ninth Circuit cited testimony that the prospect of malicious crossover voting, or raiding, is slight, and that even though the numbers of “benevolent” crossover voters were significant, they would be determinative in only a small number of races.9 169 F. 3d, at 656-657. But a single election in which the party nominee is selected by nonparty members could be enough to destroy the party. In the 1860 Presidential election, if opponents of the fledgling Republican Party had been able to cause its nomination of a proslavery candidate in place of Abraham Lincoln, the coalition of intra-party factions forming behind him likely would have disintegrated, endangering the party’s survival and thwarting its effort to fill the vacuum left by the dissolution of the Whigs. See generally 1 Political Parties & Elections in the United States: An Encyclopedia 398-408, 587 (L. Maisel ed. 1991). Ordinarily, however, being saddled with an unwanted, and possibly antithetical, nominee would not destroy the party but severely transform it. “[R]egulating the identity of the parties’ leaders,” we have said, “may . . . color the parties’ message and interfere with the parties’ decisions as to the best means to promote that message.” Eu, 489 U. S., at 231, n. 21.
In any event, the deleterious effects of Proposition 198 are not limited to altering the identity of the nominee. Even
Nor can we accept the Court of Appeals’ contention that the burden imposed by Proposition 198 is minor because petitioners are free to endorse and financially support the candidate of their choice in the primary. 169 F. 3d, at 659. The ability of the party leadership to endorse a candidate is simply no substitute for the party members’ ability to choose their own nominee. In Eu, we recognized that party-leadership endorsements are not always effective— for instance, in New York’s 1982 gubernatorial primary, Edward Koch, the Democratic Party leadership’s choice, lost out to Mario Cuomo. 489 U. S., at 228, n. 18. One study has concluded, moreover, that even when the leadership-endorsed candidate has won, the effect of the endorsement has been negligible. Ibid, (citing App. in Eu v. San Francisco County Democratic Central Comm., O. T. 1988, No. ST-1269, pp. 97-98). New York’s was a closed primary; one
We are similarly unconvinced by respondents’ claim that the burden is not severe because Proposition 198 does not limit the parties from engaging fully in other traditional party behavior, such as ensuring orderly internal party governance, maintaining party discipline in the legislature, and conducting campaigns. The accuracy of this assertion is highly questionable, at least as to the first two activities. That party nominees will be equally observant of internal party procedures and equally respectful of party discipline when their nomination depends on the general electorate rather than on the party faithful seems to us improbable. Respondents themselves suggest as much when they assert that the blanket primary system “ ‘will lead to the election of more representative “problem solvers” who are less beholden to party officials.’” Brief for Respondents 41 (emphasis added) (quoting 169 P. 3d, at 661). In the end, however, the effect of Proposition 198 on these other activities is beside the point. We have consistently refused to overlook an unconstitutional restriction upon some First Amendment activity simply because it leaves other First Amendment activity unimpaired. See, e. g., Spence v. Washington, 418 U. S. 405, 411, n. 4 (1974) (per curiam); Kusper, 414 U. S., at 58. There is simply no substitute for a party’s selecting its own candidates.
In sum, Proposition 198 forces petitioners to adulterate their candidate-selection process — the “basic function of a political party,” ibid. — by opening it up to persons wholly unafifiliated with the party. Such forced association has the likely outcome — indeed, in this ease the intended outcome—
Ill
Respondents proffer seven state interests they claim are compelling. Two of them — producing elected officials who better represent the electorate and expanding candidate debate beyond the scope of partisan concerns — are simply circumlocution for producing nominees and nominee positions other than those the parties would choose if left to their own devices. Indeed, respondents admit as much. For instance, in substantiating their interest in “representativeness,” respondents point to the fact that “officials elected under blanket primaries stand closer to the median policy positions of their districts” than do those selected only by party members. Brief for Respondents 40. And in explaining their desire to increase debate, respondents claim that a blanket primary forces parties to reconsider long standing positions since it “compels [their] candidates to appeal to a larger segment of the electorate.” Id., at 46. Both of these supposed interests, therefore, reduce to nothing more than a stark repudiation of freedom of political association: Parties should not be free to select their own nominees because those nominees, and the positions taken by those nominees, will not be congenial to the majority.
We have recognized the inadmissibility of this sort of “interest” before. In Hurley v. Irish-American Gay, Lesbian and Bisexual Group of Boston, Inc., 515 U. S. 557 (1995), the South Boston Allied War Veterans Council refused to allow an organization of openly gay, lesbian, and bisexual persons (GLIB) to participate in the council’s annual
Respondents’ third asserted compelling interest is that the blanket primary is the only way to ensure that disenfranchised persons enjoy the right to an effective vote. By “disenfranchised,” respondents do not mean those who cannot vote; they mean simply independents and members of the minority parly in “safe” districts. These persons are disenfranchised, according to respondents, because under a closed primary they are unable to participate in what amounts to the determinative election — the majority party’s primary; the only way to ensure they have an “effective” vote is to force the party to open its primary to them. This also appears to be nothing more than reformulation of an asserted state interest we have already rejected — recharacterizing nonparty members’ keen desire to participate in selection of the party’s nominee as “disenfranchisement” if that desire is not fulfilled. We have said, however, that a “nonmember’s desire to participate in the party’s affairs is overborne by the countervailing and legitimate right of the party to determine its own membership qualifications.” Tashjian, 479 U. S., at 215-216, n. 6 (citing Rosario v. Rockefeller, 410 U. S. 752 (1973), and Nader v. Schajfer, 417 F. Supp. 837 (Conn.), summarily aff’d, 429 U. S. 989 (1976)). The voter’s desire to
Respondents’ remaining four asserted state interests— promoting fairness, affording voters greater choice, increasing voter participation, and protecting privacy — are not, like the others, automatically out of the running; but neither are they, in the circumstances of this case, compelling. That determination is not to be made in the abstract, by asking whether fairness, privacy, etc., are highly significant values; but rather by asking whether the aspect of fairness, privacy, etc., addressed by the law at issue is highly significant. And for all four of these asserted interests, we find it not to be.
The aspect of fairness addressed by Proposition 198 is presumably the supposed inequity of not permitting nonparty members in “safe” districts to determine the party nominee. If that is unfair at all (rather than merely a consequence of the eminently democratic principle that — except where constitutional imperatives intervene — the majority rules), it seems to us less unfair than permitting nonparty members to hijack the party. As for affording voters greater choice, it is obvious that the net effect of this scheme — indeed, its avowed purpose — is to reduce the scope of choice, by assuring a range of candidates who are all more “centrist.” This may well be described as broadening the range of choices favored by the majority — but that is hardly a compelling state interest, if indeed it is even a legitimate one. The interest in increasing voter participation is just a variation on the same theme (more choices favored by the majority will
Finally, we may observe that even if all these state interests were compelling ones, Proposition 198 is not a narrowly tailored means of furthering them. Respondents could protect them all by resorting to a nonpartisan blanket primary. Generally speaking, under such a system, the State determines what qualifications it requires for a candidate to have a place on the primary ballot — which may include nomination by established parties and voter-petition requirements for independent candidates. Each voter, regardless of party affiliation, may then vote for any candidate, and the top two vote getters (or however many the State prescribes) then move on to the general election. This system has all the characteristics of the partisan blanket primary, save the
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Respondents’ legitimate state interests and petitioners’ First Amendment rights are not inherently incompatible. To the extent they are in this case, the State of California has made them so by forcing political parties to associate with those who do not share their beliefs. And it has done this at the “crucial juncture” at which party members traditionally find their collective voice and select their spokesman. Tashjian, 479 U. S., at 216. The burden Proposition 198 places on petitioners’ rights of political association is both severe and unnecessary. The judgment for the Court of Appeals for the Ninth Circuit is reversed.
It is so ordered.
A party is qualified if it meets one of three conditions: (1) in the last gubernatorial election, one of its statewide candidates polled at least two percent of the statewide vote; (2) the party’s membership is at least one percent of the statewide vote at the last preceding gubernatorial election; or (3) voters numbering at least 10 percent of the statewide vote at the last gubernatorial election sign a petition stating that they intend to form a new party. See Cal. Elec. Code Ann. § 5100 (West 1996 and Supp. 2000).
California’s new blanket primary system does not apply directly to the apportionment of Presidential delegates. See Cal. Elec. Code Ann. §§15151, 15375, 15500 (West Supp. 2000). Instead, the State tabulates the Presidential primary in two ways: according to the number of votes
Each of the four parties was qualified under California law when they filed this suit. Since that time, the Peace and Freedom Party has apparently lost its qualified status. See Brief for Petitioners 16 (citing Child of the ’60s Slips, Los Angeles Times, Feb. 17,1999, p. B-6).
On this point, the dissent shares respondents’ view, at least where the selection process is a state-run election. The right not to associate, it says, “is simply inapplicable to participation in a state election.” “[A]n election, unlike a convention or caucus, is a public affair.” Post, at 595 (opinion of Stevens, J.). Of course it is, but when the election determines a party’s nominee it is a party affair as well, and, as the cases to be discussed in text demonstrate, the constitutional rights of those composing the parly cannot be disregarded.
The dissent is therefore wrong to conclude that Allwright and Terry demonstrate that “[t]he protections that the First Amendment affords
An open primary differs from a blanket primary in that, although as in the blanket primary any person, regardless of party affiliation, may vote for a party’s nominee, his choice is limited to that party’s nominees for all offices. He may not, for example, support a Republican nominee for Governor and a Democratic nominee for attorney general.
The dissent, in attempting to fashion its new rule — that the light not to associate does not exist with respect to primary elections, see post, at 594-595 — rewrites Democratic Party of United States v. Wisconsin ex rel. La Follette, 450 U. S. 107 (1981), to stand merely for the proposition that a political party has a First Amendment right to “defin[e] the organization and composition of its governing units,” post, at 592. In fact, however, the state-imposed burden at issue in La Follette was the “‘intrusion by those with adverse political principles’ ” upon the selection of the party’s nominee (in that case its presidential nominee). 450 U. S., at 122 (quoting Ray v. Blair, 343 U. S. 214, 221-222 (1952)). See also 450 U. S., at 125 (comparing asserted state interests with burden created by the “imposition of voting requirements upon” delegates). Of course La Follette involved the burden a state regulation imposed on a national party, but that factor affected only the weight of the State’s interest, and had no bearing upon the existence vel non of a party’s First Amendment right to exclude. Id., at 121-122,125-126. Although Justice Stevens now considers this interpretation of La Follette “specious,” see post, at 592, n. 3, he once
Not only does the dissent’s principle of no right to exclude conflict with our precedents, but it also leads to nonsensical results. In Tashjian v. Republican Party of Conn., 479 U. S. 208 (1986), we held that the First Amendment protects a party’s right to invite independents to participate in the primary. Combining Tashjian with the dissent’s rule affirms a party’s constitutional right to allow outsiders to select its candidates, but denies a party’s constitutional right to reserve candidate selection to its own members. The First Amendment would thus guarantee a party’s right to lose its identity, but not to preserve it.
In this sense, the blanket primary also may be constitutionally distinct from the open primary, see n. 6, supra, in which the voter is limited to one party’s ballot. See La Follette, supra, at 130, n. 2 (Powell, J., dissenting) (“[T]he act of voting in the Democratic primary fairly can be described as an act of affiliation with the Democratic Party.... The situation might be different in those States -with ‘blanket’ primaries — i. e., those where voters are allowed to participate in the primaries of more than one
The Ninth Circuit defined a crossover voter as one “who votes for a candidate of a party in which the voter is not registered. Thus, the cross-over voter could be an independent voter or one who is registered to a competing political party.” 169 F. 3d 646, 656 (1999).