Opinion · Supreme Court of the United States
Berger v. New York
388 U.S. 41
- Type
- Opinion
- Court
- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 1967-06-12
- Topic
- litigation
holding that New York’s wiretap statute lacked sufficient Fourth Amendment safeguards | noting that “eavesdropping for a two-month period is the equivalent of a series of intrusions, searches, and seizures” | noting that “eavesdropping for a two-month period is the equivalent of a series of intrusions, searches, and seizures” | holding a statute "too broad in its sweep ... and [ ], therefore, violative of the Fourth and Fourteenth Amendments." | explaining that a warrant describes items with sufficient particularity if the officer “can, with reasonable effort ascertain and identify the warrant’s objects” | holding facially unconstitutional statute authorizing issuance of orders for electronic eavesdropping without probable cause | noting that proceeding by search warrant is a drastic intrusion that “must be carefully circumscribed so as to prevent unauthorized invasions of ‘the sanctity of a man’s home and the privacies of life.’ ” | holding facially unconstitutional statute 11 See also H.R. Rep. No. 106-932, at 17 (2000) (“Currently, there are no clear legal standards governing when the government can collect location information from cell phone companies.” | invalidating statute authorizing judicially-ordered electronic eavesdropping as violative on its face of fourth amendment requirement of search warrant particularity | invalidating statute authorizing judicially-ordered electronic eavesdropping as violative on its face of fourth amendment requirement of search warrant particularity | invalidating a New York statute that authorized the electronic interception of private conversations by the police (through recording devices installed in various offices | describing in detail the multitude of features of modern cell phones as well as noting their pervasiveness in modern society | analogizing eavesdropping over a two month period as the equivalent to a "series of intrusions, searches and seizures based on one showing of probable cause” | discussing the validity of an order authorizing the use of electronic devices to procure evidence when the order provided protections similar to those of conventional warrants | finding New York’s electronic eavesdropping statute facially unconstitu tional due to its lack of adequate Fourth Amendment safeguards | reciting the Fourth Amendment's requirement that a warrant particularly describe the things to be seized | rejecting the proposition that under Herring and other recent Supreme Court decisions, “judicial integrity” is no longer a part of the exclusionary rule analysis | rejecting "a series of intrusions, searches, and seizures pursuant to a single showing of probable cause" | noting that the basic purpose of the Fourth Amendment is to “ ‘safeguard the privacy and security of individuals against arbitrary invasions by governmental officials’ ” (quoting Camara v. Mun. Ct., 387 U.S. 523, 528, 87 S.Ct. 1727, 1730, 18 L.Ed.2d 930, 935 (1967)) | overturning a New York wiretap statute for permitting “indiscriminate use” of electronic surveillance | denying defendant’s motion to suppress search of computer contents when search was completed seven months after seizure because time frame was not unreasonable and state did not “overstep any constitutional boundaries.” | describing specific minimization procedures such as when camera should be turned on and off and what could and could not be recorded in 22-page order granting warrant for video surveillance | noting that the basic purpose of the Fourth Amendment is to “ ‘safeguard the privacy and security of individuals against arbitrary invasions by governmental officials’ ” (quoting Camara v. Mun. Ct., 387 U.S. 523, 528, 87 S. Ct. 1727, 1730, 18 L. Ed. 2d 930, 935 (1967)) | describing electronic eavesdropping as an invasion of the “innermost secrets of one’s home or office” and stating that “[f]ew threats to liberty exist which are greater than that posed by the use of eavesdropping devices” | observing that the purpose of the probable cause
Citator
- Cited by
- 586 opinions
delivered the opinion of the Court.
This writ tests the validity of New York’s permissive eavesdrop statute, N. Y. Code Crim. Proc. § 813-a,1 under the Fourth, Fifth, Ninth, and Fourteenth Amendments. The claim is that the statute sets up a system of surveillance which involves trespassory intrusions into private, constitutionally protected premises, authorizes
I.
Berger, the petitioner, was convicted on two counts of conspiracy to bribe the Chairman of the New York State Liquor Authority. The case arose out of the complaint of one Ralph Pansini to the District Attorney’s office that agents of the State Liquor Authority had entered his bar and grill and without cause seized his books and records. Pansini asserted that the raid was in reprisal for his failure to pay a bribe for a liquor license. Numerous complaints had been filed with the District Attorney’s office charging the payment of bribes by applicants for liquor licenses. On the direction of that office, Pansini, while equipped with a “minifon” recording device, interviewed an employee of the Authority. The employee advised Pansini that the price for a license was $10,000 and suggested that he contact attorney Harry Neyer. Neyer subsequently told Pansini that he worked with the Authority employee before and that the latter was aware of the going rate on liquor licenses downtown.
HH
Eavesdropping is an ancient practice which at common law was condemned as a nuisance. 4 Blackstone, Commentaries 168. At one time the eavesdropper listened by naked ear under the eaves of houses or their windows, or beyond their walls seeking out private discourse. The awkwardness and undignified manner of this method as well as its susceptibility to abuse was immediately recognized. Electricity, however, provided a better vehicle and with the advent of the telegraph surreptitious interception of messages began. As early as 1862 California found it necessary to prohibit the practice by statute. Statutes of California 1862, p. 288, CCLXII. During the Civil War General J. E. B. Stuart
The telephone brought on a new and more modern eavesdropper known as the “wiretapper.” Interception was made by a connection with a telephone line. This activity has been with us for three-quarters of a century. Like its cousins, wiretapping proved to be a commercial as well as a police technique. Illinois outlawed it in 1895 and in 1905 California extended its telegraph interception prohibition to the telephone. Some 50 years ago a New York legislative committee found that police, in cooperation with the telephone company, had been tapping telephone lines in New York despite an Act passed in 1895 prohibiting it. During prohibition days wiretaps were the principal source of information relied upon by the police as the basis for prosecutions. In 1934 the Congress outlawed the interception without authorization, and the divulging or publishing of the contents of wiretaps by passing § 605 of the Communications Act of 1934.3 New York, in 1938, declared by constitutional amendment that “[t]he right of the people to be secure against unreasonable interception of telephone and telegraph communications shall not be violated,” but permitted by ex parte order of the Supreme Court of the State the interception of communications on a showing of “reasonable ground to believe that evidence of crime” might be obtained. N. Y. Const. Art. I, § 12.
Sophisticated electronic devices have now been developed (commonly known as “bugs”) which are capable of
As science developed these detection techniques, lawmakers, sensing the resulting invasion of individual privacy, have provided some statutory protection for the public. Seven States, California, Illinois, Maryland, Massachusetts, Nevada, New York, and Oregon, prohibit surreptitious eavesdropping by mechanical or electronic device.4 However, all save Illinois permit official court-
III.
The law, though jealous of individual privacy, has not kept pace with these advances in scientific knowledge. This is not to say that individual privacy has been relegated to a second-class position for it has been held since Lord Camden’s day that intrusions into it are “subversive of all the comforts of society.” Entick v. Carrington, 19 How. St. Tr. 1029, 1066 (1765). And the Founders so decided a quarter of a century later when they declared in the Fourth Amendment that the people had a right “to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures . . ..” Indeed, that right, they wrote, “shall not be violated, and no Warrants shall issue, but upon probable cause, supported by Oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized.” Almost a century thereafter this Court took specific and lengthy notice of Entick v. Carrington, supra, finding that its holding was undoubtedly familiar to and “in the minds of those who framed the Fourth Amendment . . . .” Boyd v. United States, 116 U. S. 616, 626-627 (1886). And after quoting from Lord Camden’s opinion at some length, Mr. Justice Bradley characterized it thus:
“The principles laid down in this opinion affect the very essence of constitutional liberty and security. They reach farther than the concrete form of the case . . . they apply to all invasions on the part of the government and its employes of the sanctity of a man’s home and the privacies of life.” At 630.
The Amendment, however, carried no criminal sanction, and the federal statutes not affording one, the Court in 1914 formulated and pronounced the federal exclusionary rule in Weeks v. United States, 232 U. S. 383. Prohibiting the use in federal courts of any evidence seized in- violation of the Amendment, the Court held:
“The effect of the Fourth Amendment is to put the courts of the United States . . . under limitations and restraints as to the exercise of such power . . . and to forever secure the people . . . against all unreasonable searches and seizures under the guise of law. This protection reaches all alike, whether accused of crime or not, and the duty of giving to it force and effect is obligatory upon all ... . The tendency of those who execute the criminal laws of the country to obtain conviction by means of unlawful seizures . . . should find no sanction in the judgments of the courts which are charged at all times with the support of the Constitution and to which people of all conditions have a right to appeal for the maintenance of such fundamental rights.” At 391-392.
IV.
The Court was faced with its first wiretap case in 1928, Olmstead v. United States, 277 U. S. 438. There
The first “bugging” case reached the Court in 1942 in Goldman v. United States, 316 U. S. 129. There the Court found that the use of a detectaphone placed against an office wall in order to hear private conversations in the office next door did not violate the Fourth Amendment because there was no physical trespass in connection with the relevant interception. And in On Lee v. United States, 343 U. S. 747 (1952), we found that since “no trespass was committed” a conversation between Lee and a federal agent, occurring in the former’s laundry and electronically recorded, was not condemned by the Fourth Amendment. Thereafter in Silverman v. United States, 365 U. S. 505 (1961), the Court found “that the eavesdropping was accomplished by means of
In Wong Sun v. United States, 371 U. S. 471 (1963), the Court for the first time specifically held that verbal evidence may be the fruit of official illegality under the Fourth Amendment along with the more common tangible fruits of unwarranted intrusion. It used these words:
“The exclusionary rule has traditionally barred from trial physical, tangible materials obtained either during or as a direct result of an unlawful invasion. It follows from our holding in Silverman v. United States, 365 U. S. 505, that the Fourth Amendment may protect against the overhearing of verbal statements as well as against the more traditional seizure of ‘papers and effects.’ ” At 485.
And in Lopez v. United States, 373 U. S. 427 (1963), the Court confirmed that it had “in the past sustained instances of ‘electronic eavesdropping’ against constitutional challenge, when devices have been used to enable government agents to overhear conversations which would have been beyond the reach of the human ear. ... It has been insisted only that the electronic device not be planted by an unlawful physical invasion of a constitutionally protected area.” At 438-439. In
V.
It is now well settled that “the Fourth Amendment’s right of privacy has been declared enforceable against the States through the Due Process Clause of the Fourteenth” Amendment. Mapp v. Ohio, 367 U. S. 643, 655 (1961). “The security of one’s privacy against arbitrary intrusion by the police — which is at the core of the Fourth Amendment — is basic to a free society.” Wolf v. Colorado, 338 U. S. 25, 27 (1949). And its “fundamental protections . . . are guaranteed . . . against invasion by the States.” Stanford v. Texas, 379 U. S. 476, 481 (1965). This right has most recently received enunciation in Camara v. Municipal Court, 387 U. S. 523. “The basic purpose of this Amendment, as recognized in countless decisions of this Court, is to safeguard the privacy and security of individuals against arbitrary invasions by governmental officials.” At 528. Likewise the Court has decided that while the “standards of reasonableness” required under the Fourth Amendment are the same under the Fourteenth, they “are not susceptible of Procrustean application . . . .” Ker v. California, 374 U. S. 23, 33 (1963). We said there that “the reasonableness of a search is . . . [to be determined] by the trial court from the facts and circumstances of the case and in the light of the 'fundamental criteria’ laid down by the Fourth Amendment and in opinions of this Court applying that Amendment.” Ibid.
While New York’s statute satisfies the Fourth Amendment’s requirement that a neutral and detached authority be interposed between the police and the public, Johnson v. United States, 333 U. S. 10, 14 (1948), the broad sweep of the statute is immediately observable. It permits the issuance of the order, or warrant for eavesdropping, upon the oath of the attorney general, the district attorney or any police officer above the rank of sergeant stating that “there is reasonable ground to believe that evidence of crime may be thus obtained . . . .” Such a requirement raises a serious
It is said, however, by the petitioner, and the State agrees, that the “reasonable ground” requirement of § 813-a “is undisputedly equivalent to the probable cause requirement of the Fourth Amendment.” This is indicated by People v. Grossman, 45 Misc. 2d 557, 257 N. Y. S. 2d 266, reversed on other grounds, 27 App. Div. 2d 572, 276 N. Y. S. 2d 168. Also see People v. Beshany, 43 Misc. 2d 521, 252 N. Y. S. 2d 110. While we have found no case on the point by New York’s highest court, we need not pursue the question further because we have concluded that the statute is deficient on its face in other respects. Since petitioner clearly has standing to challenge the statute, being indisputably affected by it, we need not consider either the sufficiency of the affidavits upon which the eavesdrop orders were based, or the standing of petitioner to attack the search and seizure made thereunder.
The Fourth Amendment commands that a warrant issue not only upon probable cause supported by oath or affirmation, but also “particularly describing the place to be searched, and the persons or things to be seized.” New York’s statute lacks this particularization. It merely says that a warrant may issue on reasonable
We believe the statute here is equally offensive. First, as we have mentioned, eavesdropping is authorized without requiring belief that any particular offense has been or is being committed; nor that the “property”
VI.
It is said with fervor that electronic eavesdropping is a most important technique of law enforcement and that outlawing it will severely cripple crime detection. The monumental report of the President’s Commission on Law Enforcement and Administration of Justice entitled “The Challenge of Crime in a Free Society” informs us that the majority of law enforcement officials say that this is especially true in the detection of organized crime. As the Commission reports, there can be no question about the serious proportions of professional criminal activity in this country. However, we have found no empirical statistics on the use of electronic devices (bugging) in the fight against organized crime. Indeed, there are even figures available in the wiretap category which indicate to the contrary. See District Attorney Silver’s Poll of New York Prosecutors, in Dash, Schwartz & Knowlton, The Eavesdroppers 105, 117-119
An often repeated statement of District Attorney Hogan of New York County was made at a hearing before the Senate Judiciary Committee at which he advocated the amendment of the Communications Act of 1934, supra, so as to permit “telephonic interception” of conversations. As he testified, “Federal statutory law [the 1934 Act] has been interpreted in such a way as to bar us from divulging wiretap evidence, even in the courtroom in the course of criminal prosecution.” Mr. Hogan then said that “[wjithout it [wiretaps] my own office could not have convicted” “top figures in
We are also advised by the Solicitor General of the United States that the Federal Government has abandoned the use of electronic eavesdropping for “prose-cutorial purposes.” See Supplemental Memorandum, Schipani v. United States, No. 504, October Term, 1966, 385 U. S. 372. See also Black v. United States, 385 U. S. 26 (1966); O’Brien v. United States, 386 U. S. 345 (1967); Hoffa v. United States, 387 U. S. 231 (1967); Markis v. United States, 387 U. S. 425; Moretti v. United States, 387 U. S. 425. Despite these actions of the Federal Government there has been no failure of law enforcement in that field.
As The Chief Justice said in concurring in the result in Lopez v. United States, 373 U. S. 427, “the fantastic advances in the field of electronic communication constitute a great danger to the privacy of the individual; . . . indiscriminate use of such devices in law enforcement raises grave constitutional questions under the Fourth and Fifth Amendments . . . .” At 441.
In any event we cannot forgive the requirements of the Fourth Amendment in the name of law enforcement.
It is said that neither a warrant nor a statute authorizing eavesdropping can be drawn so as to meet the Fourth Amendment’s requirements. If that be true then the “fruits” of eavesdropping devices are barred under the Amendment. On the other hand this Court has in the past, under specific conditions and circumstances, sustained the use of eavesdropping devices. See Goldman v. United States, 316 U. S. 129; On Lee v. United States, 343 U. S. 747; Lopez v. United States, supra; and Osborn v. United States, supra. In the latter case the eavesdropping device was permitted where the “commission of a specific offense” was charged, its use was “under the most precise and discriminate circumstances” and the effective administration of justice in a federal court was at stake. The States are under no greater restrictions. The Fourth Amendment does not make the “precincts of the home or the office . . . sanctuaries where the law can never reach,” Douglas, J., dissenting in Warden,
Reversed.
“§ 813-a. Ex parte order for eavesdropping
“An ex parte order for eavesdropping as defined in subdivisions one and two of section seven hundred thirty-eight of the penal law may be issued by any justice of the supreme court or judge of a county court or of the court of general sessions of the county of New York upon oath or affirmation of a district attorney, or of the attorney-general or of an officer above the rank of sergeant of any police department of the state or of any political subdivision thereof, that there is reasonable ground to believe that evidence of crime may be thus obtained, and particularly describing the person or persons whose communications, conversations or discussions are to be overheard or recorded and the purpose thereof, and, in the case of a telegraphic or telephonic communication, identifying the particular telephone number or telegraph line involved. In connection with the issuance of such an order the justice or judge may examine on oath the applicant and any other witness he may produce and shall satisfy himself of the existence of reasonable grounds for the granting of such application. Any such order shall be effective for the time specified therein but not for a period of more than two months unless extended or renewed by the justice or judge who signed and issued the original order upon satisfying himself that such extension or renewal is in the public interest. Any such order together with the papers upon which the application was based, shall be delivered to and retained by the applicant as authority for the eavesdropping authorized therein. A true copy of such order shall at all times be retained in his possession by the judge or justice issuing the same, and, in the event of the denial of an application for such an order, a true copy of the papers upon which the application was based shall in like manner be retained by the judge or justice denying the same. As amended L. 1958, c. 676, eff. July 1, 1958.”
This contention is disposed of in Warden, Maryland Penitentiary v. Hayden, 387 U. S. 294, adversely to petitioner’s assertion here.
48 Stat. 1103, 47 U. S. C. § 605.
Cal. Pen. Code §§ 653h-j; Ill. Rev. Stat., c. 38, §§ 14-1 to 14-7 (1965); Md. Ann. Code, Art. 27, § 125A (1957); Mass. Gen, Laws,
Ala. Code, Tit. 48, § 414 (1958); Alaska Stat. § 42.20.100 (1962) ; Ark. Stat. Ann. § 73-1810 (1957); Cal. Pen. Code § 640; Colo. Rev. Stat. Ann. § 40-4-17 (1963); Conn. Gen. Stat. Rev. § 53-140 (1958); Del. Code Ann., Tit. 11, §757 (Supp. 1966); Fla. Stat. §822.10 (1965); Hawaii Rev. Laws §309A-1 (Supp. 1963); Idaho Code Ann. §§18-6704, 6705 (1947); Ill. Rev. Stat., c. 134, § 16 (1965) ; Iowa Code § 716.8 (1962); Ky. Rev. Stat. §433.430 (1962); La. Rev. Stat. § 14:322 (1950); Md. Ann. Code, Art. 35, §§92, 93 (1957); Mass. Gen. Laws, c. 272, §99 (Supp. 1966); Mich. Stat. Ann. §28.808 (1954); Mont. Rev. Codes Ann. §94^3203 (Supp. 1965); Neb. Rev. Stat. § 86-328 (1966); Nev. Rev. Stat. §§ 200.620, 200.630 (1963); N. J. Rev. Stat. §2A:146-1 (1953); N. M. Stat. Ann. § 40A-12-1 (1964); N. Y. Pen. Law § 738 (Supp. 1966); N. C. Gen. Stat. § 14-155 (1953); N. D. Cent. Code § 8-10-07 (1959); Ohio Rev. Code Ann. §4931.28 (1954); Okla. Stat., Tit. 21, §1757 (1961); Ore. Rev. Stat. § 165.540 (1) (Supp. 1965); Pa. Stat. Ann., Tit. 15, § 2443 (1958); R. I. Gen. Laws Ann. § 11-35-12 (1956) ; S. D. Code § 13.4519 (1939); Tenn. Code Ann. § 65-2117 (1955); Utah Code Ann. §76-48-11 (1953); Va. Code Ann. §18.1-156 (1960 Repl. Vol.); Wis. Stat, § 134.39 (1963); Wyo. Stat. Ann. §37-259 (1957).
A recent Federal Communications Commission Regulation, 31 Fed. Reg. 3400, 47 CFR § 2.701, prohibits the use of “a device required to be licensed by section 301 of the Communications Act” for the purpose of eavesdropping. This regulation, however, exempts use under “lawful authority” by police officers and the sanctions are limited to loss of license and the imposition of a fine. The memorandum accompanying the regulation stated: “What constitutes a crime under State law reflecting State policy applicable to radio eavesdropping is, of course, unaffected by our rules.” Id., at 3399.