Opinion · Supreme Court of the United States
Arizona v. California
460 U.S. 605
- Type
- Opinion
- Court
- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 1983-03-30
- Topic
- bankruptcy
holding that the law of case doctrine does not limit a court’s power to reconsider prior rulings | holding that the law-of-the-case doctrine does not apply if the prior decision "is clearly erroneoue | holding that the law-of-the-case doctrine does not apply if the prior decision "is clearly erroneoue | holding that the law of the case doctrine “posits that when a court decides upon a rule of law, that decision should continue to govern the same issues in subsequent stages in the same case” | holding that res judi-cata barred re-opening the quantification of tribes’ Winters rights | holding that tribes’ intervention in action brought by United States against states does not violate Eleventh Amendment because “[t]he Tribes do not seek to bring new claims or issues against the states” | holding that granting tribes leave to intervene in suit commenced by United States against states does not violate Eleventh Amendment because "[t]he Tribes do not seek to bring new claims or issues against the states" | holding that the law-of-the-case doctrine “posits that when a court decides upon a rule of law, that decision should continue to govern the same issues in the subsequent stages of the same case” | holding that, under law-of-the-case doctrine, “when a court decides upon a rule of law, that decision should continue to govern the same issues in subsequent stages in the same case” | holding that granting tribes leave to intervene in suit commenced by United States against states does not violate Eleventh Amendment because “[t]he Tribes do not seek to bring new claims or issues against the states” | holding that “the [law of the case doctrine] posits that when a court decides upon a rule of law, that decision should continue to govern the same issues in subsequent stages in the same case” | “noting that ‘in an appropriate case the Tribes’ remedy for inadequate representation by the government may lie in the Court of Claims’ ” | "noting that `in an appropriate case the Tribes' remedy for inadequate representation by the government may lie in the Court of Claims'" | holding that “the [law of the case] doctrine posits that when a court decides upon a rule of law, that decision should continue to govern the same issues in subsequent stages in the same case.” | holding that “the [law of the case] doctrine posits that when a court decides upon a rule of law, that decision should continue to govern the same issues in subsequent stages in the same case.” | holding that the law of the case doctrine “posits that when a court decides upon a rule of law, that decision should continue to govern the same issues in subsequent stages in the same case” | holding that “the [law of the case] doctrine posits that when a court decides upon a rule of law, that decision should continue to govern the same issues in subsequent stages in the same case.” | explaining that “when a court decides upon a rule of law, that decision should continue to govern the same issues in subsequent stages in the same case” | affirming that the law-of-the-case doctrine “directs a court’s discretion,” but “does not limit the tribunal’s power” | providing that when a court decides upon a rule of law that decision should continue to govern the same issues in subsequent stages of the same litigation | noting that although the doctrine “directs a court’s discretion, it does not limit the tribunal’s power” | clarifying that motions for reconsideration may circumvent the requirement to follow the law of the case | observing that “stare decisis . . . is most frequently applied where to disturb the prior ruling would probably affect real property and vested rights” | observing that “stare decisis . . . is most frequently applied where to disturb the prior ruling would probably affect real property and vested rights” | observing that “stare decisis . . . is most frequently applied where to disturb the prior ruling would probably affect real property and vested rights” | observing that “sta
Citator
- Cited by
- 828 opinions
delivered the opinion of the Court.
The problem of irrigating the arid lands of the Colorado River Basin has been confronted by the peoples of that region
I
The Colorado River Compact of 1922 divided the waters of the Colorado River between the Upper- and Lower-Basin States, but fell short of apportioning the respective shares among the individual States. Nor did the Boulder Canyon Project Act of 1928, 45 Stat. 1057, as amended, 43 U. S. C. § 617 et seq. (1976 ed. and Supp. V) (Project Act), a vast federal effort to harness and put to use the waters of the lower Colorado River, expressly effect such an apportionment. The principal dispute that became increasingly pressing over the years concerned the respective shares of the Lower-Basin States, particularly the shares of California and Arizona.
This litigation began in 1952 when Arizona, to settle this dispute, invoked our original jurisdiction, U. S. Const., Art. Ill, §2, cl. 2, by filing a motion for leave to file a bill of complaint against California and seven public agencies of the State.1 Arizona sought to confirm its title to water in the Colorado River system and to limit California’s annual consumptive use of the river’s waters. Nevada intervened, praying for determination of its water rights; Utah and New Mexico were joined as defendants; and the United States intervened, seeking water rights on behalf of various federal establishments, including the reservations of five Indian
After lengthy proceedings, Special Master Simon Rifkind filed a report recommending a certain division of the Colorado River waters among California, Arizona, and Nevada. The parties’ respective exceptions to the Master’s report were extensively briefed and the case was twice argued. The Court for the most part agreed with the Special Master, 373 U. S. 546 (1963), and our views were carried forward in the decree found at 376 U. S. 340 (1964).
The long and rich story of the efforts on behalf of the States involved to arrive at a mutually satisfactory plan of apportionment is set forth in the Special Master’s report and the Court’s opinion and need not be repeated here. We agreed with the Special Master that the allocation of Colorado River water was to be governed by the standards set forth in the Project Act rather than by the principles of equitable apportionment which in the absence of statutory directive this Court has applied to disputes between States over entitlement to water from interstate streams. Nor was the local law of prior appropriation necessarily controlling. The Project Act itself was held to have created a comprehensive scheme for the apportionment among California, Nevada, and Arizona of the Lower Basin’s share of the mainstream waters of the Colorado River, leaving each State its tributaries. Congress had decided that a fair division of the first 7.5 million acre-feet of such mainstream waters would give 4.4 million acre-feet to California, 2.8 million acre-feet to Arizona, and 300,000 acre-feet to Nevada. Arizona and California would share equally in any surplus. 373 U. S., at 565.
Over strong objection, we also agreed with the Special Master that the United States had reserved water rights for the Indian reservations, effective as of the time of their creation. Id., at 598-600. See Winters v. United States, 207 U. S. 564 (1908). These water rights, having vested before
Not all aspects of the case were finally resolved in the 1964 decree. First, in the course of determining irrigable acreage on the reservations, the Master resolved a dispute between the United States and the States with respect to the boundaries of the Colorado River and Fort Mojave Indian Reservations, generally finding that the reservations were smaller than the United States claimed them to be. Although we based the water rights decreed to these two reservations on the irrigable acreage within the boundaries determined by the Special Master, we found that it had been “unnecessary” for the Special Master finally to have determined these
On January 9, 1979, we entered a supplemental decree identifying the present perfected rights to the use of the mainstream water in each State and their priority dates as agreed to by the parties. 439 U. S. 419. We also decreed that, in the event of shortage, the Secretary of the Interior shall, before providing for the satisfaction of these present perfected rights, first provide for the satisfaction in full of the Indian water rights set forth in the 1964 decree for the five reservations. We expressly noted that these quantities, fixed in paragraphs 1 through 5 of Article 11(D) of the 1964 decree “shall continue to be subject to appropriate adjustment by agreement or decree of this Court in the event that the boundaries of the respective reservations are finally determined.” 439 U. S., at 421. The 1979 decree thus resolved outstanding issues in the litigation. But before that decree was entered new questions arose: The five Indian Tribes, ultimately joined by the United States, made claims for additional water rights to reservation lands.
Initially, both the state parties and the United States opposed intervention. Subsequently, the United States dropped its opposition to the Tribes’ intervention. Still later, on December 22, 1978, the United States joined the Indians in moving for a supplemental decree to grant additional water rights to the reservations. In our 1979 decree, we denied the motion of the Fort Mojave, Chemehuevi, and Que-chan Tribes to' intervene insofar as they sought to oppose entry of the supplemental decree. Other matters raised by their motion, as well as that of the United States’ and the other two Tribes, were not resolved. We appointed Senior Judge Elbert P. Tuttle Special Master and referred these motions to him. 439 U. S., at 436-437.
After conducting hearings, the Special Master issued a preliminary report on August 28, 1979, granting the Indian Tribes leave to intervene in subsequent hearings on the
On' February 22, 1982, the Special Master issued his final report. The Special Master’s findings were almost entirely consistent with the position of the United States and the Indian Tribes. Rejecting the States’ strong objections to reopening the question of whether more practicable irrigable acreage actually existed than the United States claimed, Special Master Rifkind found, and our 1963 opinion and 1964 decree specified, the Special Master concluded that each of the Tribes was entitled to additional water rights based on land that he determined to be irrigable over and beyond that previously found. Furthermore, based on his earlier boundary determination, the Master determined that there was additional practicably irrigable acreage for which the Indians were entitled to further water rights. The States have filed exceptions to both of these determinations, as well as to various factual findings concerning the amount of practicably irrigable acreage.
Ill
The States have also refiled their exceptions to the Special Master’s preliminary findings allowing the Indian Tribes to intervene in the action. We consider this matter first.
We agree with the Special Master that the Indian Tribes’ motions to intervene should be granted. The States oppose
The States also oppose intervention on grounds that the presence of the United States insures adequate representation of the Tribes’ interests. The States maintain that the prerequisites for intervention as of right set forth in Rule 24 of the Federal Rules of Civil Procedure are not satisfied. Aside from the fact that our own Rules make clear that the Federal Rules are only a guide to procedures in an original action, see this Court’s Rule 9.2; Utah v. United States, 394 U. S. 89, 95 (1969), it is obvious that the Indian Tribes, at a minimum, satisfy the standards for permissive intervention
l — i <1
We turn now to the first major question m the case: whether the determination of practicably irrigable acreage within recognized reservation boundaries should be reopened to consider claims for “omitted” lands for which water rights could have been sought in the litigation preceding the 1964 decree. The Special Master agreed with the United States and the Tribes that it is not too late in the day to modify the 1964 adjudication and decree, notwithstanding his own finding that “[t]he claim in the original case . . . embraced the totality of water rights for the Reservation lands.” Tuttle Report, at 31. We disagree with the Special Master and sus
Arizona v. California, unlike many other disputes over water rights that we have adjudicated, has been and continues to be governed mainly by statutory considerations. The primary isfeue in the case — the allocation of the waters of the Lower Colorado River Basin among the States — was resolved by the distribution of waters intended by Congress and written into the Project Act. The question of Indian water rights — an important but ancillary concern — was also decided by recourse to congressional policy rather than judicial equity. We held that the creation of the reservations by the Federal Government implied an allotment of water necessary to “make the reservation livable.” 373 U. S., at 599-600. See Winters v. United States, 207 U. S. 564 (1908); Cappaert v. United States, 426 U. S. 128, 141 (1976). We rejected the argument, urged by the States, that equitable apportionment should govern the question. We were “not convinced by Arizona’s argument that each reservation is so much like a State that its rights to water should be determined by the doctrine of equitable apportionment.” 373 U. S., at 597. “Moreover, even were we to treat an Indian reservation like a State, equitable apportionment would still not control, since, under our view, the Indian claims here are governed by the statutes and Executive Orders creating the reservations. ” Ibid.
We went on to reject Arizona’s further arguments that (1) the doctrine of Pollard’s Lessee v. Hagan, 3 How. 212 (1845), and Shively v. Bowlby, 152 U. S. 1 (1894), prevented the Federal Government from reserving waters for federally reserved lands, 373 U. S., at 597; (2) water rights could not be reserved by Executive Order, id., at 598; and (3) there was insufficient evidence that the United States intended to reserve water for the Tribes, id., at 598-600.
The Tribes and the United States now claim that certain practicably irrigable acreage was “omitted” from those calculations.6 There is no question that if these claims were presented in a different proceeding, a court would be without power to reopen the matter due to the operation of res judicata. That would be true here were it not for Article IX of the 1964 decree which provides:7
*618 “Any of the parties may apply at the foot of this decree for its amendment or for farther relief. The Court retains jurisdiction of this suit for the purpose of any order, direction, or modification of the decree, or any supplementary decree, that may at any time be deemed proper in relation to the subject matter in controversy.”
We agree with the United States and the Tribes that this provision grants us power to correct certain errors, to determine reserved questions, and, if necessary, to make modifications in the decree. We differ in our understanding of the circumstances which make exercise of this power appropriate.
The Special Master believed that the decision whether to exercise that discretion should be governed by “law of the case” principles. Unlike the more precise requirements of res judicata, law of the case is an amorphous concept. As most commonly defined, the doctrine posits that when a court decides upon a rule of law, that decision should continue to govern the same issues in subsequent stages in the same case. See IB J. Moore & T. Currier, Moore’s Federal Practice ¶ 0.404 (1982) (hereinafter Moore).8 Law of the case directs a court’s discretion, it does not limit the tribunal’s power. Southern R. Co. v. Clift, 260 U. S. 316, 319 (1922); Messenger v. Anderson, 225 U. S. 436, 444 (1912). In that sense, the doctrine might appear applicable here. But law of the case doctrine was understandably crafted with
For the following reasons, we hold that Article IX must be given a narrower reading and should be subject to the general principles of finality and repose, absent changed circumstances or unforeseen issues not previously litigated.
First, while the the technical rules of preclusion are not strictly applicable, the principles upon which these rules are founded should inform our decision. It is clear that res judicata and collateral estoppel do not apply if a party moves the rendering court in the same proceeding to correct or modify its judgment. IB Moore ¶ 0.407, pp. 931-935; R. Field, B. Kaplan, & K. Clermont, Materials on Civil Procedure 860 (4th ed. 1978). Nevertheless, a fundamental precept of common-law adjudication is that an issue once determined by a competent court is conclusive. Montana v. United States, 440 U. S. 147, 153 (1979); Federated Department Stores, Inc. v. Moitie, 452 U. S. 394, 398 (1981); Cromwell v. County of Sac, 94 U. S. 351, 352-353 (1877). “To preclude parties from contesting matters that they have had a full and fair opportunity to litigate protects their adversaries from the expense and vexation attending multiple lawsuits, conserves judicial resources, and fosters reliance on judicial action by minimizing the possibility of inconsistent decisions.” Montana v. United States, supra, at 153-154.
Recalculating the amount of practicably irrigable acreage runs directly counter to the strong interest in finality in this case. A major purpose of this litigation, from its inception to the present day, has been to provide the necessary assurance to States of the Southwest and to various private interests, of the amount of water they can anticipate to receive from the Colorado River system. “In the arid parts of the West. . . claims to water for use on federal reservations inescapably
Article IX did not contemplate a departure from these fundamental principles so as to permit retrial of factual or legal issues that were fully and fairly litigated 20 years ago. The Article does not explicate the conditions under which changes in the decree are appropriate. Very little discussion surrounded the Article, which was included in Master Rifkind’s
This reading is supported by the proceedings before Master Rifkind. The record demonstrates that it was the understanding of the parties and Master Rifkind’s intention that the calculation of practicably irrigable acreage be final.14
This interpretation of Article IX is consistent with our action in prior original cases. Our long history of resolving disputes over boundaries and water rights reveals a simple fact: This Court does not reopen an adjudication in an original action to reconsider whether initial factual determinations were
We note that our cases with similar reservations of jurisdiction involved equitable apportionment where our latitude to correct inequitable allocations injustices is at its broadest. If even there our retention of jurisdiction was limited to the consideration of new issues and changed circumstances, rather than to permit the relitigation of factual determinations on which a decree has been based, a fortiori the reservation of jurisdiction in this case, not governed by equitable apportionment, is no broader.18
We also fear that the urge to relitigate, once loosed, will not be easily cabined. The States have already indicated, if the issue were reopened, that the irrigable-acreage standard itself should be reconsidered in light of our decisions in United States v. New Mexico, 438 U. S. 696 (1978), and Washington v. Washington Commercial Passenger Fishing Vessel Assn., 443 U. S. 658 (1979), and we are not persuaded that a defensible line can be drawn between the reasons for reopening this litigation advanced by the Tribes and the United States on the one hand and the States on the other. It would be counter to the interests of all parties to this case to open what may become a Pandora’s Box, upsetting the certainty of all aspects of the decree. These considerations, combined with the practice in our original cases and the
Because we have determined that the principles of res judi-cata advise against reopening the calculation of the amount of practicably irrigable acreage, and that Article IX does not demand that we do so, it is unnecessary to resolve the bitterly contested question of the extent to which the States have detrimentally relied on the 1964 decree. Detrimental reliance is certainly relevant in a balancing of the equities when determining whether changed circumstances justify modification of a decree. We believe that a certain manner of reliance has occurred, swpra, at 621, but even the absence of detrimental reliance cannot open an otherwise final determination of a fully litigated issue. Finality principles would become meaningless if an adversarially determined issue were final only if the equities were against revising it.19
Similarly, it is hardly determinative that the changes requested by the United States and the Indian Tribes do not involve reallocations of as much water as was involved in the initial litigation. Aside from the fact that the requested increases of between 15 and 22 percent in the amount of irrigable acreage determined in the initial decree hardly constitute “relatively minor adjustments,” the magnitude of the adjustment requested is relevant only after it is established that the underlying legal issue is one which should be redetermined.
Finally, the absence of the Indian Tribes in the prior proceedings in this case does not dictate or authorize relitigation of their reserved rights. As a fiduciary, the United States had full authority to bring the Winters rights claims for the
Accordingly, we sustain the States’ exceptions to this aspect of the Special Master’s report.
V
We now address the dispute over reservation boundaries, which first arose during the hearing before Special Master Rifkind.
A
In the course of the proof by the United States as to the extent of the irrigable acreage of the Colorado River and Fort Mojave Reservations, California disputed the location of
California maintained its position before this Court that the Master should not have determined the disputed boundary of the Colorado River Reservation. California contended that it would be unfair to prejudice any of the parties in future litigation over land titles or political jurisdiction by approving findings on a tangential issue never pleaded by the United States. The State also observed that postponing determination of the boundary dispute would not materially affect the priority of the water right to which the disputed land was entitled, since both the Indians and the Palo Verde Irrigation District, in which California would place the disputed land, had high priorities.22 California did not specifically object to the Master’s resolution of the Fort Mojave boundary dispute, no doubt because, on the merits of this issue, the Master entirely agreed with the State’s position.
The United States responded that the Master acted properly by resolving the boundary disputes:
*630 “The determination of the boundary of each Reservation is an essential prerequisite to the determination of the quantum of the water rights for that Reservation. There is no question of the Court’s jurisdiction to resolve boundary questions nor of the authority of California to act as parens patriae for its citizens in such matters.”23
The United States did not file any exceptions to the boundary determinations of the Special Master.
We did not accept the Master’s resolution of the boundary disputes:
“We disagree with the Master’s decision to determine the disputed boundaries of the Colorado River Indian Reservation and the Fort Mohave Indian Reservation. We hold that it is unnecessary to resolve those disputes here. Should a dispute over title arise because of some future refusal by the Secretary to deliver water to either area, the dispute can be settled at that time.” 373 U. S., at 601.
The decree that we entered limited the water rights of the two reservations to those awarded by the Master, based on the irrigable acreage within the boundaries as he had found them, but with respect to the boundary disputes, as stipulated by the parties,24 Article 11(D)(5) of the decree provided:
“[T]he quantities [of water] fixed in [the paragraphs setting the water rights of the Colorado River and Fort Mojave Reservations] shall be subject to appropriate adjustment by agreement or decree of this Court in the event that the boundaries of the respective reservations are finally determined.” 376 U. S., at 345.
B
The disputes about the boundaries of the Colorado River and the Fort Mojave Reservations are still with us. And
We describe first the Colorado River Reservation boundary dispute. Master Rifkind agreed with California that the disputed portion of the western boundary of the reservation ran along the west bank of the Colorado River as it moved from time to time, subject to the ordinary rules of accretion, erosion, and avulsion. The Master rejected the United States’ claim that the boundary was fixed at the point where the west bank of the river existed on May 15, 1876, the date of the relevant Executive Order revising the boundaries of the reservation. Because we found it unnecessary to resolve the question, this dispute remained open for later settlement.
On January 17, 1969, the Secretary of the Interior, relying on an opinion of the Department’s Solicitor, issued an order directing that approximately the northerly two-thirds of the disputed boundary was to follow the meander lines of 1879 and 1874 and was not to follow the changing west bank of the Colorado River. This order, issued unilaterally and without a hearing, added some 4,400 acres to the reservation. Later, the United States, on behalf of the Tribes, obtained final judgment in title disputes with private parties quieting title in the Tribes to various parcels in the area added to the reservation. Also, in the course of establishing the western boundary, the Secretary corrected what he deemed to be an error in an old survey. He approved the corrected plat adding 450 acres to the reservation on December 18, 1978.
Second is the dispute as to the boundary of the Fort Mojave Reservation, specifically, the location of the westerly boundary of the so-called Hay and Wood Reserve portion of
Third, a post-1964 secretarial order substantially enlarging the Fort Yuma Reservation has engendered controversy. The question that arose was whether some 25,000 acres of land, which in earlier proceedings in this case were not claimed by the United States to be part of the Fort Yuma Reservation, should now be deemed part of the reservation, thereby entitling the Tribe to appropriate additional water rights. A 1936 Interior Department Solicitor’s opinion, based on an 1893 agreement with the Fort Yuma Tribes, had ruled that these lands were not part of the reservation. 1 Op. Solicitor of Dept, of Interior Relating to Indian Affairs 1917-1974, p. 596. In 1968 and 1977, Interior Department Solicitors reaffirmed the 1936 opinion. But on December 20, 1978, with no prior notice to parties who had participated in proceedings leading to the 1977 opinion, the Solicitor of the Interior Department overruled the three earlier Solicitor opinions and concluded that the 1893 agreement was invalid. 86 I. D. 3 (1978). The Secretary acted on that opinion,
The Chemeheuvi Indian Reservation boundaries have also been changed since 1964. Some 2,430 acres were “restored” to this reservation by secretarial order of August 15, 1974. This resulted from a secretarial determination that part of the land taken from the reservation for the construction of Parker Dam was not needed. However, neither the United States nor the Tribe claimed before the Special Master that there is any irrigable acreage within this addition.
There have been still other boundary developments in the years since our first decree in this case. In 1977, the Fort Mojave Tribe obtained a stipulated judgment in its favor against the assignees of a railroad patent grant. Nearly a section of land was thereby added to the reservation, 500 acres of which, it is claimed, are irrigable. Also, since 1964, there has been an accretion of some 883 acres along the west boundary of the Cocopah Indian Reservation, an accretion that the United States asserts has been confirmed as part of the reservation by a final court decree entered on May 12, 1975. Finally, in § 102(e) of the Colorado River Basin Salinity Control Act, Pub. L. 93-320 (June 24, 1974), 88 Stat. 269, Congress directed the Secretary to cede a tract of federal land to the Cocopah Indians as an addition to their reservation. This cession was intended to be considered full payment for a certain right-of-way across the Cocopah Reservation. See S. Rep. No. 93-906 (1974). Between the accretion and the congressional Act, the United States claims that 1,161 irrigable acres have been added to the Cocopah Reservation.
As we have recited, swpra, at 630-632 and this page, all of the foregoing developments with respect to reservation boundaries took place long prior to the entry of our supplemental decree in 1979. We were apprised of them by the
“[T]he quantities [of water] fixed in [the 1964 decree sections setting forth the water rights of each of the five Tribes] shall continue to be subject to appropriate adjustment by agreement or decree of this Court in the event that the boundaries of the respective reservations are finally determined.” 439 U. S., at 421.
The motions of the United States and the Tribes were referred to the Special Master. Id., at 436-437.
C
In its motion to amend the decree, the United States, with the support of the five Tribes, contended that the above-described events constituted “final determinations” of the boundaries within the meaning of our 1964 decree. The state parties and the California agencies objected that the secretarial orders and the quiet title judgments were not “final determinations” within the meaning of Article 11(D)(5) of our decree, since they had not been given an opportunity to participate in any of these proceedings, and since the administrative orders were still susceptible to judicial review. They argued, however, that the boundary controversies were ripe for judicial review, and they urged the Special Master to receive evidence, hear legal arguments, and resolve each of the boundary disputes, but only for the limited purpose of establishing additional Indian water rights, if any.
The Master was unmoved by the state parties’ argument that they did not receive their “day in court” before any administrative or judicial decisionmaker, since he was “aware of no claim to land in any of the disputed areas by any of the State Parties.” Tuttle Report, at 74. Any remaining concerns could “be met by the inclusion in the final decree of the Court of a provision that would reduce the allotment now sought on behalf of the Tribes pro tanto for lands found to be practicably irrigable which subsequent litigation determines not to be Indian land.” Id., at 75. Accordingly, the Master
D
We cannot agree with the Special Master that the reservation boundaries extended by secretarial order have been “finally determined” within the meaning of Article 11(D)(5) of our 1964 decree. With respect to these boundary lines, we sustain the exceptions and decline to increase the Tribes’ water rights at this time.25 However, with respect to the boundaries determined by judicial decree,26 we overrule the exceptions and adopt the Master’s conclusions.
In our 1963 opinion, when we set aside Master Rifkind’s boundary determinations as unnecessary and referred to possible future final settlement, we in no way intended that ex parte secretarial determinations of the boundary issues would constitute “final determinations” that could adversely affect the States, their agencies, or private water users holding priority rights. In the first place, Article 11(D)(5) was a stipulated provision; it is implausible to suggest that the
Of course, we now intimate nothing as to the Secretary’s power or authority to take the actions that he did or as to the soundness of his determinations on the merits. It must be remembered that while we did not accept Master Rifkind’s boundary decisions, water allocations to the Tribes under our decree were limited to the irrigable lands within the reservation boundaries as the Master had determined them to be. Thus, up to the present the States have had the benefit of their victory before Master Rifkind on the boundary issues; and even if there were something they might have done to set in motion some judicial proceeding to resolve the disputes left open by our decree, they obviously had no great incentive to do so. The United States, on the other hand, the intervenor with the burden of proving reserved rights, might have instituted appropriate judicial proceedings in the District Courts, in which event the issues tried by the Special Master would presumably have been relitigated. Instead, the Secretary
While the California agencies have filed suit to set aside the secretarial orders extending reservation boundaries, the States have not yet sought to intervene in that litigation. They, along with the state agencies themselves, insist that Special Master Tuttle erred in refusing to adjudicate the boundary issues, that their exceptions in this respect should be sustained, and that appropriate action should be taken to resolve the disputes in this original action. In this respect, we disagree with the States. It is clear enough to us, and it should have been clear enough to others, that our 1963 opinion and 1964 decree anticipated that, if at all possible, the boundary disputes would be settled in other forums. At this juncture, we are unconvinced that the United States District Court for the Southern District of California, in which the challenge to the Secretary’s actions has been filed, is not an available and suitable forum to settle these disputes. We note that the United States has moved to dismiss the action filed by the agencies based on lack of standing, the absence of indispensable parties, sovereign immunity, and the applicable statute of limitations.27 There will be time enough, if any of these grounds for dismissal are sustained and not overturned on appellate review, to determine whether the boundary issues foreclosed by such action are nevertheless open for litigation in this Court. If the litigation goes forward and is concluded, there will then also be time enough to determine the impact of the judgment on our outstanding decree with respect to Indian reservation water rights.28
This being so, these adjudications are final as a practical matter, and the only issue remaining concerning these parcels, which the States concede are Indian land, is the same issue that would remain if the Special Master had made the same boundary determinations and the States were content to accept them — namely, how much practicably irrigable acreage exists in each such parcel? That issue Special Master Tuttle determined as to each parcel involved in this litigation. Insofar as we can discern from the States’ brief, id., at 117, Table 1, the States do not differ with the Master’s determination of irrigable acreage in the areas added to the reservations by way of judicial decree, except perhaps to the extent of a few acres in the tract labeled FM-11 by the parties.30 The States argued to the Master that a small portion of FM-11 is too sandy to be irrigable. The Master, however,
Therefore, we conclude that the decree should be amended by providing to the respective reservations appropriate water rights to service the irrigable acreage the Master found to be contained within the tracts adjudicated by court decree to be reservation lands.
There is no issue about the expansion of the Cocopah Reservation by congressional statute. The water right for that addition to the reservation could not be given and was not given a retroactive priority date. The right accorded dates from June 24, 1974, and hence will not disturb the prior rights of the States or the other parties to this case.
< HH
Because of our disposition of the above issues, it is not necessary to resolve the other exceptions brought by the States and state agencies pertaining to the amount of irrigable acreage within the so-called omitted lands or within the boundaries that we have not recognized as finally determined at this time. It is similarly unnecessary for us to pass on the exceptions brought by the United States concerning the recommended decree. The parties are directed to submit, before September 19, 1983, a proposed decree to carry this opinion into effect.
It is so ordered.
Palo Verde Irrigation District, Imperial Irrigation District, Coachella Valley County Water District, Metropolitan Water District of Southern California, City of Los Angeles, City of San Diego, and County of San Diego.
A “perfected right” is a “water right acquired in accordance with state law, which right has been exercised by the actual diversion of a specific quantity of water that has been applied to a defined area of land or to definite municipal or industrial works, and in addition shall include water rights created by the reservation of mainstream water for the use of federal establishments under federal law whether or not the water has been applied to beneficial use.” 376 U. S., at 341. “Present perfected rights” means perfected rights in existence as of June 25, 1929, the effective date of the Project Act. Ibid.
“We disagree with the Master’s decision to determine the disputed boundaries of the Colorado River Indian Reservation and the Fort Mohave Indian Reservation. We hold that it is unnecessary to resolve those disputes here. Should a dispute over title arise because of some future refusal by the Secretary to deliver water to either area, the dispute can be settled at that time.” 373 U. S., at 601.
There are suggestions in the papers that the States’ sovereign immunity is in some respect distinct from the immunity afforded by the Eleventh Amendment. Insofar as the question of intervention posed here is concerned, we appreciate no such difference.
For this reason, the States’ reliance on New Jersey v. New York, 345 U. S. 369 (1953) (per curiam), where the Court denied the city of Philadelphia’s request to intervene in that interstate water dispute on the grounds that its interests were adequately represented by the State of Pennsylvania, is misplaced.
The United States attributes the omission of irrigable acreage to the complexity of the case. The state parties maintain that the omission was in part a tactical decision made to portray the irrigable-acreage standard as a reasonable basis for calculating the reservations’ water needs.
The parties do not contend that absent Article IX the decree would not be final. Although this Court had not entered a decree on other present
Under law of the case doctrine, as now most commonly understood, it is not improper for a court to depart from a prior holding if convinced that it is clearly erroneous and would work a manifest injustice. See, e. g., White v. Murtha, 377 F. 2d 428, 431-432 (CA5 1967).
Of course, this case does not present the issue of the proper standard to be applied when a district court issues an equitable decree and retains jurisdiction.
See E. Kempf, Abraham Lincoln’s Philosophy of-Common Sense, Part 1, p. 346 (1965).
Prior appropriation law serves western interests by encouraging the diversion of water for irrigating otherwise barren lands and for other productive uses, and by ensuring developers that they will continue to enjoy use of the water. “Appropriation law, developed in the arid West, is usually thought of as a system for water-short areas. Where there is not enough for everyone, the rule of priority insures that those who obtain rights will not have their water taken by others who start later.” F. Trelease, Cases and Materials on Water Law 11 (3d ed. 1979).
The United States and the dissenting Justices contend that the States did not enjoy certainty of the extent of their water rights until quantification of non-Indian present perfected rights was accomplished in 1979. Of course, not everything was settled in 1964, but most important things were and one of them was the extent of irrigable acreage within the uncontested boundaries of the reservations. The presence of other uncertainties did not render the 1964 decree an interlocutory judgment subject to relitigation in all respects. Moreover, under the United States’ line of argument, echoed by the dissent, no aspect of our 1964 decision could safely be relied upon due to the incomplete determination of present perfected rights. As already noted, res judicata does not require all aspects of a case to be final before finality attaches. See n. 7, supra. We agree with the States that the uncertainties not resolved until 1979 were not of a nature and magnitude to deter the States from relying upon our 1964 decree with respect to the litigated issue of irrigable acreage on the reservations.
Rifkind Report, at 360. The Imperial Irrigation District was the only party expressly to address Article IX, noting that the Article would preserve the Court’s power to correct determinations that are “erroneous or unworkable.” Supplement and Amendment to Imperial Irrigation District’s Form of Decree of Court 11 (Dec. 1963). The District’s favoring the inclusion of Article IX may have been predicated on the States’ more general argument for equitable apportionment, under which an open-ended decree could permit adjustments as increases in non-Indian water needs outstripped Indian water utilization. We do not read the District’s submission as recommending the relitigation of settled issues nor do we attach particular weight to the source as an indicium of the Court’s intent in including Article IX.
Master Rifkind’s intention that the calculation of irrigable acreage be final is most clearly evident in one exchange with United States counsel on the precise subject. Upon being informed that some mesa lands not included within the Government’s submission might be irrigable if an additional pumping plant were constructed, Master Rifkind inquired whether the Government’s maps “illustrate and define” the irrigable acreage. Mr. Warner, representing the United States, stated that he was probably not “authorized to give anything away that we ought to claim,” but could offer assurance that “we do not propose to ask a decree allowing water. . . for use on the Indian reservations in excess of the proof we are now offering in this matter.” Master Rifkind then inquired: “And although there may be other irrigable lands within those reservations, those you do not lay any claim for the service of water upon?” Mr. Warner replied: “That is correct,” and Master Rifkind noted: “that is the way we are going to be bound. This is a statement that I will take seriously.” Counsel then responded that if there was a mistake in the Indian water rights claims, the United States would “ask [for] leave to correct it.” This suggestion was clearly rebuffed by the Master, who labeled the categories of irrigable lands indicated on the maps as constituting a “Bill of Particulars,” sub
Additional passages of similar import are collected in Appendix A to Brief for State Parties in Support of Exceptions (May 20, 1982). See also n. 15, infra.
Master Rifkind’s discussion of the disadvantages of an open-end decree make this clear:
“One possibility would be to adopt an open-end decree, simply stating that each Reservation may divert at any particular time all the water reasonably necessary for its agricultural and related uses as against those who appropriated water subsequent to its establishment. However, such a limitless claim would place all junior water rights in jeopardy of the uncertain and the unknowable. Financing of irrigation projects would be severely hampered if investors were faced with the possibility that expanding needs on an Indian Reservation might result in a reduction of the project’s water supply.” Rifkind Report, at 263-264.
For this reason, the Master concluded that “the most feasible decree” would be to establish a water right for each of the reservations in the amount necessary to irrigate all of the practicably irrigable acreage on the reservations and to satisfy related stock and domestic uses. This would “establish water rights of fixed magnitude and priority so as to provide certainty for both the United States and non-Indian users.” Id., at 265.
Wisconsin v. Illinois was an action brought to prevent Illinois and the Sanitary District of Chicago from diverting water from Lake Michigan for the purpose of diluting and carrying away the sewage of Chicago. The Court’s decree was temporarily modified in 1956 because of an “emergency in navigation caused by low water in the Mississippi River.” 352 U. S. 945. In New Jersey v. New York, litigation concerning the diversion of water from the Delaware River system, the decree was amended with the consent of the parties to take account of changed conditions concerning the discharge of sewage.
In Wyoming v. Colorado, 259 U. S. 419 (1922), the Court corrected an inadvertent omission four months after the entry of a decree. 260 U. S. 1 (1922). See 2 R. Clark, Waters and Water Rights 338 (1967).
See Report of Special Master on Re-Reference in Wisconsin v. Illinois, O. T. 1929, Nos. 7, 11, and 12, Orig., p. 145 (“It is recommended that the Court should retain jurisdiction as there are questions which it is impossible to dispose of at this time in full justice to the parties. . . and unforeseen contingencies may arise”); Report of Special Master in New Jersey v. New York, O. T. 1930, No. 16, Orig., p. 199 (recommending retention of jurisdiction because “the future is necessarily fraught with uncertainties”). See also Report of Special Master in Nebraska v. Wyoming, O. T. 1944, No. 6, Orig., p. 10 (“Recommendation is further made of retention by the Court of jurisdiction to amend the decree upon a showing of such change of conditions as might render the operation of the decree inequitable”).
It is not seriously contended that the claim for omitted lands is predicated upon an unforeseeable change in circumstances. The only suggested pertinent development since the prior adjudication is the advent of more sophisticated irrigation technologies that would increase the amount of practicably irrigable acreage. Clearly, however, such technological improvements will continue indefinitely, and if a basis for recalculating the extent of irrigable acreage, the decree would have no finality at all. The United States concedes that “technological advances alone ought not to call for re-opening a complete decree,” Reply Brief for United States 18. We agree.
We are not convinced of the dissent’s assessment that “the balance of hardships in this case is decidedly in the Tribes’ favor.” Post, at 655. As the dissent recognizes, “the Tribes are not currently able to use all the rights allocated to them under the 1964 decree,” post, at 653. When viewed against the serious water shortages faced by all people, including other Tribes, in the Lower-Basin States, this is hardly the mark of manifest injustice.
Contrary to the dissent, post, at 650, Heckman’s square holding that the United States’ representation of Indian claims is binding, 224 U. S., at 443-446, has not been undermined, let alone “repudiated,” by subsequent cases. Cramer v. United States, 261 U. S. 219 (1923), was a suit brought by the United States to confirm the right of several individual Indians to possess certain lands patented to a third party. A bare citation, id., at 232, is the extent of Heckman’s role in the case. Shoshone Tribe v. United States, 299 U. S. 476 (1937), and United States v. Creek Nation, 295 U. S. 103 (1935), the other cases relied upon by the dissent, involve suits brought in the Court of Claims by Indian Tribes seeking compensation from the United States for alleged takings of Indian lands. Neither of these cases even mentions, let alone qualifies, Heckman. Nor does either case involve the Government’s binding of Indian interests in court. If these cases are at all relevant, it is to suggest that in an appropriate case the Tribes’ remedy for inadequate representation by the Government may lie in the Court of Claims. We, of course, do not intimate any view now as to whether such remedy is available.
A breach of the United States’ duty to represent the Tribes’ interests is not demonstrated merely by showing that the Government erred in its calculation of irrigable acreage, whether by oversight or, as viewed in retrospect, by an unnecessarily cautious litigation strategy. Certainly, a claim of inadequate representation is not found — at least not in a court of law— by sifting through testimony in Congress, Presidential speeches, and other commentary which discuss whether the Government has at other times in other circumstances been “slow to press Indian claims.” The dissent’s reliance on such sources, post, at 650-652, only highlights that a claim of inadequate representation cannot be supported on this record. Indeed, the dissent concedes that the United States has not violated ordinary standards of attorney care as to be liable for inadequate representation.
Opening Brief of California Defendants in Support of Their Exceptions 279-283 (May 22, 1961).
Answering Brief of United States 95 (Aug. 16, 1961).
Agreed Provisions for Final Decree 10 (Dec. 18, 1963).
It follows a fortiori from this conclusion that we must overrule the United States’ claim that administrative action subsequent to the date the Master filed his report has “finally determined” the boundaries of another disputed tract — the so-called “Checkerboard area” — alleged to be part of the Fort Mojave Reservation. See Tuttle Report, at 81-83.
These include: (1) the boundary fixed by the 1977 judgment in favor of the Fort Mojave Tribe against the assignees of the railroad patent grant; and (2) the boundary determined by the court decree of May 12, 1975, which confirmed certain accreted land to be part of the Cocopah Reservation. See supra, at 633. The only other court judgments relevant to this case are those obtained by the United States on behalf of the Colorado River Tribes. These judgments quieted the Tribes’ title to certain parcels of land totally within the area added to the reservation by the secretarial order of January 17,1969. See supra, at 631. Accordingly, in view of our holding that the secretarial orders do not constitute “final determinations,” the Colorado River Tribes will have to await the results of further litigation before they can receive an increase in their water allotment based on the land determined to be part of the reservation by these latter judgments.
The District Court in the agencies’ suit has stayed further proceedings pending this Court’s decision in the present case. Metropolitan Water District v. United States, Civ. No. 81-0678-GT(M) (Apr. 28, 1982).
The dissent, post, at 655, ascertains “no discernible purpose” in our refusal to award the Tribes an immediate increase in their water rights in the
The dissent also observes, post, at 657-658, n. 10, that, under our holding, the States have no real incentive to bring the pending litigation to a prompt conclusion. If his approach were adopted, however, the United States and the Tribes would similarly lack incentive. At present, we have no reason to believe that the District Court will fail to ensure that the pending litigation will be promptly concluded.
If the States and/or the agencies wish to challenge the recently finalized administrative action regarding the “Checkerboard area,” see n. 25, supra, they should amend their complaint and raise the issue in the District Court suit.
Seventeen acres of FM-11 were determined to be part of the Fort Mojave Reservation by the judgment in Fort Mojave Tribe v. La Follette, Civ. No. 69-324MR (Ariz., Feb. 7, 1977). See Supplemental Memorandum for United States with Respect to Its First Exception 5 (Sept. 27, 1982). The remainder of FM-11 has not been added to the reservation by judicial decree; it is part of the “Checkerboard area.” See id., at 3; n. 25, supra. The States claim that 24 acres of FM-11 are too sandy to be practicably irrigable, but it appears that few, if any, of these 24 acres are within the part of FM-11 awarded to the Tribe in the La Follette decree. See State Parties’ Exhibits 142, 158(G).
At the hearing before Master Tuttle, the States presented the expert testimony of economists who stated that sandy acreage could not practicably be farmed because crop yields would be too low and production costs too high. The States have excepted to the Master’s rejection of this economic testimony. However, the Master accepted the testimony of the United States’ soils expert, who concluded that no sandy lands existed on FM-11. Tuttle Report, at 188-189. The States have not contested the Master’s finding that the soil on FM-11 is not sandy, and this ends the matter. It is thus unnecessary for us to consider the States’ arguments regarding the economic feasibility of farming on sandy soil.