Opinion · Supreme Court of the United States
ANKENBRANDT v. RICHARDS, 504 U.S. 689 (1992)
ANKENBRANDT, AS NEXT FRIEND & MOTHER OF L. R., ET AL.v. RICHARDS, 504 U.S. 689 (1992)
- Type
- Opinion
- Court
- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 1992-06-15
- Topic
- general
ANKENBRANDT v. RICHARDS, 504 U.S. 689 (1992) 112 S.Ct. 2206 ANKENBRANDT, AS NEXT FRIEND AND MOTHER OF L. R., ET AL.v. RICHARDS ET AL. CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT No. 91-367 Argued March 31, 1992Decided June 15, 1992 Petitioner brought this suit on behalf of her daughters in the District Court, alleging federal jurisdiction based on the diversity of citizenship provision of 28 U.S.C. § 1332, and seeking monetary damages for alleged torts committed against the girls by their father and his female companion, the respondents here.
Citator
UpLaw has not yet analyzed ANKENBRANDT v. RICHARDS, 504 U.S. 689 (1992). The absence of a flag is not a finding that it is good law.
1. A domestic relations exception to federal diversity jurisdiction exists as a matter of statutory construction. Pp. 693-701.
(a) The exception stems fromBarber v. Barber, 21 How. 582, 584, in which the Court announced in dicta, without citation of authority or discussion of foundation, that federal courts have no jurisdiction over suits for divorce or the allowance of alimony. The lower federal courts have ever since recognized a limitation on their jurisdiction based on that statement, and this Court is unwilling to cast aside an understood rule that has existed for nearly a century and a half. Pp. 693-695.
(b) An examination of Article III, §2, of the Constitutionand ofBarberand its progeny makes clear that the Constitution does not mandate the exclusion of domestic relations cases from federal court jurisdiction. Rather, the origins of the exception lie in the statutory requirements for diversity jurisdiction.De la Rama v. De laRama,201 U.S. 303,307. Pp. 695-697.
(c) That the domestic relations exception exists is demonstrated by the inclusion of the defining phrase, "all suits of a civil nature at common law or in equity," in the pre-1948 versions of the diversity statute, byBarber'simplicit interpretation of that phrase to exclude divorce and alimony actions, and by Congress' silent acceptance of this construction for nearly a century. Considerations ofstare decisishave particular strength in this context, where the legislative power is implicated, and Congress remains free to alter what this Court hasPage 690done.Pattersonv.McLean Credit Union,491 U.S. 164,172-173. Furthermore, it may be presumed that Congress amended the diversity statute in 1948 to replace the law/equity distinction with § 1332's "all civil actions" phrase with full cognizance of the Court's longstanding interpretation of the prior statutes, and that, absent any indication of an intent to the contrary, Congress adopted that interpretation in reenacting the statute. Pp. 697-701.
2. The domestic relations exception does not permit a district court to refuse to exercise diversity jurisdiction over a tort action for damages. The exception, as articulated by this Court sinceBarber, encompasses only cases involving the issuance of a divorce, alimony, or child custody decree. As so limited, the exception's validity must be reaffirmed, given the long passage of time without any expression of congressional dissatisfaction and sound policy considerations of judicial economy and expertise. Because this lawsuit in no way seeks a divorce, alimony, or child custody decree, the Court of Appeals erred by affirming the District Court's invocation of the domestic relations exception. Federal subject matter jurisdiction pursuant to § 1332 is proper in this case. Pp. 701-704.
3. The District Court erred in abstaining from exercising jurisdiction under theYoungerdoctrine. Although this Court has extendedYoungerabstention to the civil context, it has never applied the notions of comity so critical toYoungerwhere, as here, no proceeding was pending in state tribunals. Similarly, while it is not inconceivable that, in certain circumstances, the abstention principles developed inBurfordv. Sun Oil Co.,319 U.S. 315, might be relevant in a case involving elements of the domestic relationship even when the parties do not seek divorce, alimony, or child custody, such abstention is inappropriate here, where the status of the domestic relationship has been determined as a matter of state law and, in any event, has no bearing on the underlying torts alleged. Pp. 704-706.934 F.2d 1262(CA 5 1991), reversed and remanded.
WHITE, J., delivered the opinion of the Court, in which REHNQUIST, C.J., and O'CONNOR, SCALIA, KENNEDY, and SOUTER, JJ., joined. BLACKMUN, J., filed an opinion concurring in the judgment,post, p. 707. STEVENS, J., filed an opinion concurring in the judgment, in which THOMAS, J., joined,post, p. 717.
We granted certiorari limited to the following questions: "(1) Is there a domestic relations exception to federal jurisdiction? (2) If so, does it permit a district court to abstain from exercising diversity jurisdiction over a tort action for damages?"2and "(3) Did the District Court in this case err in abstaining from exercisingPage 693jurisdiction under the doctrine ofYounger v. Harris?"502 U.S. 1023(1992). We address each of these issues in turn.
On appeal, it was argued that the District Court lacked jurisdiction on two grounds: first, that there was no diversity of citizenship, because, although divorced, the wife's citizenship necessarily remained that of her former husband; and second, that the whole subject of divorce and alimony, including a suit to enforce an alimony decree, was exclusively ecclesiastical at the time of the adoption of the Constitution, and that the Constitution therefore placed the whole subject of divorce and alimony beyond the jurisdiction of the United States courts. Over the dissent of three Justices, the Court rejected both arguments. After an exhaustive survey of the authorities, thePage 694Court concluded that a divorced wife could acquire a citizenship separate from that of her former husband and that a suit to enforce an alimony decree rested within the federal courts' equity jurisdiction. The Court reached these conclusions after summarily dismissing the former husband's contention that the case involved a subject matter outside the federal courts' jurisdiction. In so stating, however, the Court also announced the following limitation on federal jurisdiction:
"Our first remark is — and we wish it to be remembered — that this is not a suit asking the court for the allowance of alimony. That has been done by a court of competent jurisdiction. The court in Wisconsin was asked to interfere to prevent that decree from being defeated by fraud.
"We disclaim altogether any jurisdiction in the courts of the United States upon the subject of divorce, or for the allowance of alimony, either as an original proceeding in chancery or as an incident to divorcea vinculo, or to one from bed and board."Barber, supra, at 584.
As a general matter, the dissenters agreed with these statements, but took issue with the Court's holding that the instant action to enforce an alimony decree was within the equity jurisdiction of the federal courts.
The statements disclaiming jurisdiction over divorce and alimony decree suits, though technically dicta, formed the basis for excluding "domestic relations" cases from the jurisdiction of the lower federal courts, a jurisdictional limitation those courts have recognized ever since. TheBarberCourt, however, cited no authority, and did not discuss the foundation for its announcement. Since that time, the Court has dealt only occasionally with the domestic relations limitation on federal court jurisdiction, and it has never addressed the basis for such a limitation. Because we are unwilling to cast aside an understood rule that has been recognizedPage 695for nearly a century and a half, we feel compelled to explain why we will continue to recognize this limitation on federal jurisdiction.
Article III, §2, of the Constitutionprovides in pertinent part:
"Section 2. The judicial Power shall extend to all Cases, in Law and Equity, arising under this Constitution, the Laws of the United States, and Treaties made, or which shall be made, under their Authority; — to all Cases affecting Ambassadors, other public Ministers and Consuls; — to all Cases of admiralty and maritime Jurisdiction; — to Controversies to which the United States shall be a Party; — to Controversies between two or more States; — between a State and Citizens of another State; — between Citizens of different States; — between Citizens of the same State claiming Land under Grants of different States, and between a State, or the Citizens thereof, and foreign States, Citizens or Subjects."
This section delineates the absolute limits on the federal courts' jurisdiction. But in articulating three different terms to define jurisdiction — "Cases, in Law and Equity," "Cases," and "Controversies" — this provision contains no limitation on subjects of a domestic relations nature. Nor didBarberpurport to ground the domestic relations exception in these constitutional limits on federal jurisdiction. The Court's discussion of federal judicial power to hearPage 696suits of a domestic relations nature contains no mention of the Constitution,see Barber, at 584, and it is logical to presume that the Court based its statement limiting such power on narrower statutory, rather than broader constitutional, grounds.Cf.Edward J.DeBartolo Corp. v. Florida Gulf Coast BuildingConstruction Trades Council,485 U.S. 568,575(1988).
Subsequent decisions confirm thatBarberwas not relying on constitutional limits in justifying the exception. In one such case, for instance, the Court stated the "long established rule" that federal courts lack jurisdiction over certain domestic relations matters as having been based on the assumptions that husband and wife cannot usually be citizens of different States, so long as the marriage relation continues (a rule which has been somewhat relaxed in recent cases), and for the further reason that a suit for divorce in itself involves no pecuniary value.De la Rama v. De la Rama,201 U.S. 303,307(1906). Since Article III contains no monetary limit on suits brought pursuant to federal diversity jurisdiction,De la Rama'sarticulation of the "rule" in terms of the statutory requirements for diversity jurisdiction further supports the view that the exception is not grounded in the Constitution.
Moreover, even while citing with approval theBarberlanguage purporting to limit the jurisdiction of the federal courts over domestic relations matters, the Court has heard appeals from territorial courts involving divorce,see, e.g., De la Rama, supra;Simms v. Simms,175 U.S. 162(1899), and has upheld the exercise of original jurisdiction by federal courts in the District of Columbia to decide divorce actions,see, e.g., Glidden Co. v. Zdanok,370 U.S. 530,581, n. 54 (1962). Thus, even were the statements inDe la Ramareferring to the statutory prerequisites of diversity jurisdiction alone not persuasive testament to the statutory origins of the rule, by hearing appeals from legislative, or Article I, courts, this Court implicitly has made clear its understandingPage 697that the source of the constraint on jurisdiction fromBarberwas not Article III; otherwise the Court itself would have lacked jurisdiction over appeals from these legislative courts.SeeNational Mut. Ins Co. v. Tidewater Transfer Co.,337 U.S. 582,643(1949) (Vinson, C.J., dissenting) ("We can no more review a legislative court's decision of a case which is not among those enumerated in Art. III than we can hear a case from a state court involving purely state law questions"). We therefore have no difficulty concluding that, when theBarberCourt "disclaim[ed] altogether any jurisdiction in the courts of the United States upon the subject of divorce," 21 How., at 584, it was not basing its statement on the Constitution.3
This position has held constant since at least 1845, when the Court stated that the judicial power of the United States . . . is (except in enumerated instances, applicable exclusively to this Court) dependent for its distribution and organization, and for the modes of its exercise, entirely upon the action of Congress, who possess the sole power of creating the tribunals (inferior to the Supreme Court) . . . and of investing them with jurisdiction either limited, concurrent, or exclusive, and of withholding jurisdiction from them in the exact degrees and character which to Congress may seem proper for the public good.Cary v. Curtis, 3 How. 236, 245.See Sheldon v. Sill, 8 How. 441 (1850);Plaquemines Tropical Fruit Co. v. Henderson,170 U.S. 511(1898);Kline v. Burke Constr. Co.,260 U.S. 226(1922);Lockerty v.Phillips,319 U.S. 182(1943). We thus turn our attention to the relevant jurisdictional statutes.
The Judiciary Act of 1789 provided that "the circuit courts shall have original cognizance, concurrent with the courts of the several States, ofall suits of a civil natureat common law or in equity, where the matter in dispute exceeds, exclusive of costs, the sum or value offive hundred dollars, and . . . an alien is a party, or the suit isbetween a citizen of theState where the suit is brought, and a citizen of another State."Act of Sept. 24, 1789, § 11,1 Stat. 73,78(emphasis added). The defining phrase, "all suits of a civil nature at common law or in equity," remained a key element of statutory provisions demarcating the terms of diversity jurisdiction until 1948, when Congress amended the diversity jurisdiction provision to eliminate this phrase and replace in its stead the term "all civil actions." 1948 Judicial Code and Judiciary Act,62 Stat. 930,28 U.S.C. § 1332.
TheBarbermajority itself did not expressly refer to the diversity statute's use of the limitation on "suits of a civil nature at common law or in equity." The dissenters inBarber, however, implicitly made such a reference, for they suggested that the federal courts had noPage 699power over certain domestic relations actions because the court of chancery lacked authority to issue divorce and alimony decrees. Stating that [t]he origin and the extent of [the federal courts'] jurisdiction must be sought in the laws of the United States, and in the settled rules and principles by which those laws have bound them, the dissenters contended that, as the jurisdiction of the chancery in England does not extend to or embrace the subjects of divorce and alimony, and as the jurisdiction of the courts of the United States in chancery is bounded by that of the chancery in England, all power or cognizance with respect to those subjects by the courts of the United States in chancery is equally excluded.Barber, 21 How. at 605 (Daniel, J., dissenting). Hence, in the dissenters' view, a suit seeking such relief would not fall within the statutory language "all suits of a civil nature at common law or in equity." Because theBarberCourt did not disagree with this reason for accepting the jurisdictional limitation over the issuance of divorce and alimony decrees, it may be inferred fairly that the jurisdictional limitation recognized by the Court rested on this statutory basis, and that the disagreement between the Court and the dissenters thus centered only on the extent of the limitation.
We have no occasion here to join the historical debate over whether the English court of chancery had jurisdiction to handle certain domestic relations matters, though we note that commentators have found some support for theBarbermajority's interpretation.4Certainly it was not unprecedented at the time for the Court to infer, from what itPage 700understood to be English chancery practice, some guide to the meaning of the 1789 Act's jurisdictional grant.See, e.g., Robinson v.Campbell, 3 Wheat. 212, 221-222 (1818). We thus are content to rest our conclusion that a domestic relations exception exists as a matter of statutory construction not on the accuracy of the historical justifications on which it was seemingly based, but rather on Congress' apparent acceptance of this construction of the diversity jurisdiction provisions in the years prior to 1948, when the statute limited jurisdiction to "suits of a civil nature at common law or in equity." As the court inPhillips, Nizer, Benjamin, Krim Ballon v. Rosenstiel,490 F.2d 509,514(CA2 1973), observed: "More than a century has elapsed since theBarberdictum without any intimation of Congressional dissatisfaction. . . . Whatever Article III may or may not permit, we thus accept theBarberdictum as a correct interpretation of the Congressional grant." Considerations ofstare decisishave particular strength in this context, where "the legislative power is implicated, and Congress remains free to alter what we have done."Patterson v. McLean CreditUnion,491 U.S. 164,172-173(1989).
When Congress amended the diversity statute in 1948 to replace the law/equity distinction with the phrase "all civil actions," we presume Congress did so with full cognizance of the Court's nearly century-long interpretation of the prior statutes, which had construed the statutory diversity jurisdiction to contain an exception for certain domestic relations matters. With respect to the 1948 amendment, the Court has previously stated that no changes of law or policy are to be presumed from changes of language in the revision unless an intent to make such changes is clearly expressed.Fourco Glass Co. v. Transmirra Products Corp.,353 U.S. 222,227(1957);see also Finley v. United States,490 U.S. 545,554(1989). With respect to such a longstanding and well-known construction of the diversity statute, and where Congress made substantive changes to the statute in otherPage 701respects,see28 U.S.C. § 1332note, we presume, absent any indication that Congress intended to alter this exception,see ibid.;Advisory Committee's Note 3 to Fed. Rule Civ. Proc.2,28U.S.C. App. p. 555, that Congress "adopt[ed] that interpretation" when it reenacted the diversity statute.Lorillard v. Pons,434 U.S. 575,580(1978).5
"It is, that, when a court of competent jurisdiction over the subject matter and the parties decrees a divorce, and alimony to the wife as its incident, and is unable of itself to enforce the decree summarily upon the husband, that courts of equity will interfere to prevent the decree from being defeated by fraud. The interference, however, is limited to cases in which alimony has been decreed; then only to the extent of what is due, and always to cases in which no appeal is pending from the decree for the divorce or for alimony."Id., at 591.
TheBarberCourt thus did not intend to strip the federal courts of authority to hear cases arising from the domesticPage 702relations of persons unless they seek the granting or modification of a divorce or alimony decree. The holding of the case itself sanctioned the exercise of federal jurisdiction over the enforcement of an alimony decree that had been properly obtained in a state court of competent jurisdiction. Contrary to theBarberdissenters' position, the enforcement of such validly obtained orders does not "regulate the domestic relations of society" and produce an "inquisitorial authority" in which federal tribunals enter the habitations and even into the chambers and nurseries of private families, and inquire into and pronounce upon the morals and habits and affections or antipathies of the members of every household.Id., at 602 (Daniel, J., dissenting). And from the conclusion that the federal courts lacked jurisdiction to issue divorce and alimony decrees, there was no dissent. Seeid., at 604 (Daniel, J., dissenting) (noting that "[u]pon questions of settlement or of contract connected with marriages, the court of chancery will undertake the enforcement of such contracts, but does not decree alimony as such, and independently of such contracts").See also Simms v. Simms,175 U.S. 162,167(stating that "[i]t may therefore be assumed as indubitable that the Circuit Courts of the United States have no jurisdiction, either of suits for divorce, or of claims for alimony, whether made in a suit for divorce, or by an original proceeding in equity, before a decree for such alimony in a state court").
Subsequently, this Court expanded the domestic relations exception to include decrees in child custody cases. In a child custody case brought pursuant to a writ of habeas corpus, for instance, the Court held void a writ issued by a Federal District Court to restore a child to the custody of the father. "As to the right to the control and possession of this child, as it is contested by its father and its grandfather, it is one in regard to which neither the Congress of the United States nor any authority of the United States has any special jurisdiction."In re Burrus,136 U.S. 586,594.Page 703
AlthoughIn re Burrustechnically did not involve a construction of the diversity statute, as we understandBarberto have done, its statement that "[t]he whole subject of the domestic relations of husband and wife, parent and child, belongs to the laws of the States, and not to the laws of the United States,"id., at 593-594, has been interpreted by the federal courts to apply with equal vigor in suits brought pursuant to diversity jurisdiction.See, e.g., Bennett v. Bennett, 221 U.S.App.D.C. 90, 93,682 F.2d 1039,1042(1982);Solomonv. Solomon,516 F.2d 1018,1025(CA3 1975);Hernstadtv. Hernstadt,373 F.2d 316,317(CA2 1967);seegenerally13B C. Wright, A. Miller, E. Cooper, Federal Practice and Procedure § 3609, pp. 477-479, nn. 28-32 (1984). This application is consistent withBarber'sdirective to limit federal courts' exercise of diversity jurisdiction over suits for divorce and alimony decrees.See Barber, 21 How. at 584.6We conclude, therefore, that the domestic relations exception, as articulated by this Court sinceBarber, divests the federal courts of power to issue divorce, alimony, and child custody decrees. Given the long passage of time without any expression of congressional dissatisfaction, we have no trouble today reaffirming the validity of the exception as it pertains to divorce and alimony decrees and child custody orders.
Not only is our conclusion rooted in respect for this long-held understanding, it is also supported by sound policy considerations. Issuance of decrees of this type not infrequently involves retention ofPage 704jurisdiction by the court and deployment of social workers to monitor compliance. As a matter of judicial economy, state courts are more eminently suited to work of this type than are federal courts, which lack the close association with state and local government organizations dedicated to handling issues that arise out of conflicts over divorce, alimony, and child custody decrees. Moreover, as a matter of judicial expertise, it makes far more sense to retain the rule that federal courts lack power to issue these types of decrees because of the special proficiency developed by state tribunals over the past century and a half in handling issues that arise in the granting of such decrees.See Lloyd v. Loeffler,694 F.2d 489,492(CA7 1982).
By concluding, as we do, that the domestic relations exception encompasses only cases involving the issuance of a divorce, alimony, or child custody decree, we necessarily find that the Court of Appeals erred by affirming the District Court's invocation of this exception. This lawsuit in no way seeks such a decree; rather, it alleges that respondents Richards and Kesler committed torts against L.R. and S.R., Ankenbrandt's children by Richards. Federal subject matter jurisdiction pursuant to § 1332 thus is proper in this case.7We now address whether, even though subject matter jurisdiction might be proper, sufficient grounds exist to warrant abstention from the exercise of that jurisdiction.
The courts below citedYounger v. Harris,401 U.S. 37(1971), to support their holdings to abstain in this case. In so doing, the courts clearly erred.Youngeritself held that, absent unusual circumstances, a federal court could not interfere with a pending state criminal prosecution.Id., at 54. Though we have extendedYoungerabstention to the civil context,see, e.g.,Middlesex County EthicsComm. v. Garden State Bar Assn.,457 U.S. 423(1982);Ohio CivilRights Comm'n v. Dayton Christian Schools, Inc.,477 U.S. 619(1986);Pennzoil Co. v. Texaco Inc.,481 U.S. 1(1987), we have never applied the notions of comity so critical toYounger's"Our Federalism" when no state proceeding was pending nor any assertion of important state interests made. In this case, there is no allegation by respondents of any pending state proceedings, and Ankenbrandt contends that such proceedings ended prior to her filing this lawsuit. Absent any pending proceeding in state tribunals, therefore, application by the lower courts ofYoungerabstention was clearly erroneous.
It is not inconceivable, however, that, in certain circumstances, the abstention principles developed inBurford v. Sun Oil Co.,319 U.S. 315(1943), might be relevant in a case involving elements of the domestic relationship even when the parties do not seek divorce, alimony, or child custody. This would be so when a case presents difficult questions of state law bearing on policy problems of substantial public import whose importance transcends the result in the casePage 706then at bar.Colorado River Water Conservation Dist., supra, at 814. Such might well be the case if a federal suit were filed prior to effectuation of a divorce, alimony, or child custody decree, and the suit depended on a determination of the status of the parties. Where, as here, the status of the domestic relationship has been determined as a matter of state law, and in any event has no bearing on the underlying torts alleged, we have no difficulty concluding thatBurfordabstention is inappropriate in this case.8
This Court has recognized that, in the absence of a "clearly expressed" intention to the contrary, the language of the statute itself is ordinarily "conclusive."See, e.g.,Consumer Product Safety Comm'n v.GTE Sylvania, Inc.,447 U.S. 102,Page 708108, 100 (1980). The Court apparently discovers in the history of the diversity statute and this Court's own case law a clearly expressed intention contrary to the words of the statute. First, the Court observes that the diversity statute formerly extended only to "all suits of a civil nature at common law or in equity," rather than to "all civil actions."Ante, at 698. Then the Court interprets this Court's decision inBarber v.Barber, 21 How. 582 (1859), to read into this "common law or equity" limitation an exclusion of matters, such as actions for divorce and alimony, that were not cognizable in the English courts of common law and equity.Ante, at 9. The Court points to what it regards as Congress' "apparent acceptance" of this construction of the diversity statute.Ante, at 10. Finally, notwithstanding Congress' replacement in 1948 of the "common law and equity" limitation with the phrase "all civil actions," the Court considers this to be evidence that Congress adopted the prior "well-known construction" of the diversity statute.Ibid.
I have great difficulty with the Court's approach. Starting at the most obvious point, I do not see how a language change that, if anything, expands the jurisdictional scope of the statute can be said to constitute evidence of approval of a prior narrow construction.1Any inaction on the part of Congress in 1948 in failing expressly to mention domestic relations matters in the diversity statute reflects the fact, as is discussed below, that Congress likely had no idea until thePage 709Court's decision today that the diversity statute contained an exception for domestic relations matters.
This leads to my primary concern: the Court's conclusion that Congress understoodBarberas an interpretation of the diversity statute.Barberdid not express any intent to construe the diversity statute — clearly,Barber"cited no authority and did not discuss the foundation for its announcement" disclaiming jurisdiction over divorce and alimony matters.Ante, at 694. As the Court puts it, it may only be "inferred" that the basis for declining jurisdiction was the diversity statute.Ante, at 699. It is inferred not from anything in theBarber majorityopinion. Rather, it is inferred from the comments of a dissenting Justice and the absence of rebuttal by theBarbermajority.Ante, at 699.2The Court today has a difficult enough time arriving at this unlikely interpretation of theBarberdecision. I cannot imagine that Congress ever assembled this construction on its own.
In any event, at least three subsequent decisions of this Court seriously undermine any inference thatBarber'srecognition of a domestic relations "exception" traces to a "common law or equity" limitation of the diversity statute. InSimms v. Simms,175 U.S. 162(1899), the Court heard an appeal by a husband from the Supreme Court of the Territory of Arizona affirming the territorial District Court's dismissal of his bill for divorce and its award to his wife of alimony and counsel feespendente lite. The wife sought dismissal of the appeal to this Court because the suit involved domestic relations. InPage 710contrast toBarber, the Court undertook an extensive review and discussion of the statutory bases for its jurisdiction over the appeal. It expressly recognized that its appellate jurisdiction was confined to "those cases, and those cases only,at law or in equity."175 U.S., at 167(emphasis added).3Nevertheless, the Court inSimmsdid not find the "common law or equity" limitation to be a bar to jurisdiction.4The Court distinguishedBarber, not on grounds that the jurisdictional statute inBarberwas limited to cases in law and equity while that inSimmswas not — indeed, it could not be so distinguished. The Court distinguishedBarberon grounds that it involved domestic relations matters in the States, rather than in the Territories. It reasoned that the whole subject of domestic relations "belongs to the laws of the State, and not to the laws of the United States," while "[i]n the Territories of the United States, Congress has the entire dominion and sovereignty, national and local."175 U.S., at 167-168. Today the Court infers an interpretation ofBarberthat the Court inSimmsplainly rejected.
The second decision undermining the Court's interpretation ofBarberisDe la Rama v. De la Rama,201 U.S. 303(1906), in which the Court tookPage 711jurisdiction over an appeal from the Supreme Court of the Philippine Islands in a wife's action for divorce and alimony. CitingBarber, Dela Ramaexplained the historical reasons that federal courts have not exercised jurisdiction over actions for divorce and alimony. The "common law or equity" limitation the Court now finds so significant was not among those reasons.5This was so even though the appellate jurisdictional statute at issue there extended to "all actions, cases, causes, and proceedings,"32 Stat. 695, opening the door for the Court easily to have distinguishedBarberon the grounds of the "common law or equity" limitation in the diversity statute. Instead, explicitly reaffirming the grounds relied upon inSimmsfor distinguishingBarber, the Court pointed to the absence of any need to defer to the States' regulation of the area of domestic relations in the context of an appeal from a nonstate, territorial court.201 U.S., at 308.
The third decision isOhio ex rel. Popovici v. Agler,280 U.S. 379(1930). InPopovici, a Roumanian vice consul was sued by his wife in an Ohio state court for a divorce and alimony. He defended by claiming that the Ohio state court had no jurisdiction to grant the divorce, because federal statutes granted exclusive jurisdiction to the federal courts of "`all suits and proceedings against . . . consuls or vice-consuls'" and "`all suits against consuls and vice-consuls.'"Page 712Id., at 382-383 (quoting the Act of March 3, 1911, ch. 231,36 Stat. 1161,1093). Rejecting this claim, Justice Holmes observed for a unanimous Court that the jurisdictional statutes "do not affect the present case if it be true, as has been unquestioned for three-quarters of a century, that the Courts of the United States have no jurisdiction over divorce."280 U.S., at 383. The Court traced this absence of jurisdiction not to the diversity statute, but apparently to the Constitution itself:
"If, when the Constitution was adopted, the common understanding was that the domestic relations of husband and wife and parent and child were matters reserved to the States, there is no difficulty in construing the instrument accordingly, and not much in dealing with the statutes. "Suits against consuls and vice-consuls" must be taken to refer to ordinary civil proceedings, and not to include what formerly would have belonged to the ecclesiastical Courts."Id. at 383-384.
I think it implausible to believe that, especially afterPopovici, Congress could be said to have accepted this Court's decision inBarberas simply a construction of the diversity statute.6Accordingly, the Court is without a requisite foundation for ratifying what Congress intended. Cf.Flood v. Kuhn,407 U.S. 258,283-284(1972) (declining to overturnPage 713prior precedent explicitly exempting professional baseball from antitrust laws where Congress "by its positive inaction" has allowed prior decisions to stand).
Even assuming the Court today correctly interpretsBarber, its extension of any domestic relations "exception" to the diversity statute for child custody matters is not warranted by any known principles of statutory construction. The Court relies onIn reBurrus,136 U.S. 586(1890), in which the Court denied the "jurisdiction" of a Federal District Court to issue a writ of habeas corpus in favor of a father to recover the care and custody of his child from the child's grandfather. That case did not involve the diversity statute, but rather the habeas corpus statute, and the Court expressly declined to address the diversity statute.7Id., at 597. To the Court today, this is just a "technica[l]" distinction.Ante, at 703. I find it germane, because, to the best of my knowledge, a court is not at liberty to craft exceptions to statutes that are not at issue in a case.
Whether the interest of States remains a sufficient justification today for abstention is uncertain in view of the expansion in recent years of federal law in the domestic relations area.8I am confident, nonetheless, that the unbroken and unchallenged practice of the federal courts since before the War Between the States of declining to hear certain domestic relations cases provides the very rare justification for continuing to do so. It is not without significance, moreover, that, because of this historical practice of the federal courts, the States have developed specialized courts and institutions in family matters, while Congress and the federal courts generally have not done so. Absent a contrary command of Congress, the federal courts properly should abstain, at least from diversity actions traditionally excluded from the federal courts, such as those seeking divorce, alimony, and child custody.
The Court is correct that abstention "rarely should be invoked."Ante, at 705. But rarer still — and by far the greater affront to Congress — should be the occasions when this Court invents statutory exceptions that are simply not there. It is one thing for this Court to defer to more than a century of practice unquestioned by Congress. It is quitePage 716another to defer on a pretext that Congress legislated what in fact it never did. Although there is no occasion to resolve the issue in definitive fashion in this case, I would suggest that principles of abstention provide a more principled basis for the Court's continued disinclination to entertain domestic relations matters.9
Petitioner does not seek a determination of status or obligations arising from status. Moreover, any federal court determination of petitioner's claims will neither upset a prior state court determination of status or obligations appurtenant to status nor preempt a pending state court determination of this nature. Cf.Moore v. Sims,442 U.S. 415(1979) (applyingYoungerabstention doctrine to prevent federal court action seeking to enjoin pending state child custody proceeding brought by state authorities). While petitioner's claims do not involve a federal question or statute — the presence of which would strongly counsel against abstention,seeColorado River Water Conservation Dist. v. United States,424 U.S. 800,815, n. 21 (1976) — petitioner's state-law tort claims for money damages are easily cognizable in a federal court. All these considerations favor the exercise of federal jurisdiction over petitioner's claims.
As I agree that this case does not come within any domestic relations exception that might exist, I concur in the judgment.Page 719
- Page 691Marcia Robinson Lowry, Steven R. Shapiro, andJohn A. Powellfiled a brief for the American Civil Liberties Union asamicuscuriaeurging reversal. ↩
- Page 691 Ankenbrandt represents that, in the month prior to the filing of this federal court action, on August 9, 1989, a juvenile court in Jefferson Parish, Louisiana, entered a judgment under the State's child protection laws, La.Rev.Stat.Ann. §13:1600et seq. (West 1983), repealed, 1991 La. Acts, No. 235, § 17, eff. Jan. 1, 1992, and superseded by Louisiana Children's Code, Title X, Art. 1001et seq. (1991), permanently terminating all of Richards' parental rights because of the alleged abuse and permanently enjoining him from any contact with the children. Neither the District Court nor the Court of Appeals found it necessary to pass on the accuracy of this representation in resolving the issues presented; nor do we. ↩
- Page 692 The Courts of Appeals have generally diverged in cases involving application of the domestic relations exception to tort suits brought in federal court pursuant to diversity jurisdiction.See, e.g.,Bennett v. Bennett, 221 U.S.App.D.C. 90,682 F.2d 1039(1982) (holding that the exception does not bar a claim for damages, but that it does bar claims for injunctive relief);Cole v. Cole,633 F.2d 1083(CA4 1980) (holding that the exception does not apply in tort suits stemming from custody and visitation disputes);Drewes v. Ilnicki,863 F.2d 469(CA6 1988) (holding that the exception does not apply to a tort suit for intentional infliction of emotional distress);Lloyd v.Loeffler,694 F.2d 489(CA7 1982) (holding that the exception does not apply to a tort claim for interference with the custody of a child);McIntyre v. McIntyre,771 F.2d 1316(CA9 1985) (holding that the exception does not apply when the case does not involve questions of parental status, interference with pending state domestic relations proceedings, an alteration of a state court judgment, or the impingement of the state court's supervision of a minor);Ingram v.Hayes,866 F.2d 368(CA11 1988) (holding that the exception applies to divest a federal court of jurisdiction over a tort action for intentional infliction of emotional distress). ↩
- Page 697 We readOhio ex rel. Popovici v. Agler,280 U.S. 379(1930), as in accord with this conclusion. In that case, the Court referenced the language inIn re Burrus,136 U.S. 586(1890), regarding the domestic relations exception, and then held that a state court was not precluded by the Constitution and relevant federal statutes from exercising jurisdiction over a divorce suit brought against the Roumanian vice-consul. See280 U.S., at 383-384. ↩
- Page 699See, e.g., Vestal Foster, Implied Limitations on the Diversity Jurisdiction of Federal Courts, 41 Minn. L. Rev. 1, 28 (1956); Atwood, Domestic Relations Cases in Federal Court: Toward a Principled Exercise of Jurisdiction, 35 Hastings L.J. 571, 584-589 (1984); Rush, Domestic Relations Law: Federal Jurisdiction and State Sovereignty in Perspective, 60 Notre Dame L. Rev. 1, 15 (1984); Note, The Domestic Relations Exception to Diversity Jurisdiction, 83 Colum. L. Rev. 1824, 1834-1839 (1983); Note, The Domestic Relations Exception to Diversity Jurisdiction: A Re-Evaluation, 24 Boston College L. Rev. 661, 664-668 (1983). ↩
- Page 701 JUSTICE BLACKMUN criticizes us for resting upon Congress' apparent acceptance of the Court's earlier construction of the diversity statute in the 1948 codification.See post, at 708-709 (opinion concurring in judgment). We see nothing remarkable in this decision.See, e.g.,Flood v. Kuhn,407 U.S. 258,283-284(1972). ↩
- Page 703 The better reasoned views among the Courts of Appeals have similarly stated the domestic relations exception as narrowly confined to suits for divorce, alimony, or child custody decrees.See, e.g., McIntyre v.McIntyre,771 F.2d, at 1317, (opinion of Kennedy, J.) ("[T]he exception to jurisdiction arises in those cases where a federal court is asked to grant a decree of divorce or annulment, or to grant custody or fix payments for support");Lloyd v. Loeffler,694 F.2d, at 492(same),Bennett v. Bennett, 221 U.S. App. D.C., at 93,682 F.2d at 1042(same);Cole v. Cole,633 F.2d, at 1087(same). ↩
- Page 704 The courts below offered no explanation, and we are aware of none, why the domestic relations exception applies at all to respondent Kesler, who would appear to stand in the same position with respect to Ankenbrandt as any other opponent in a tort suit brought in federal court pursuant to diversity jurisdiction. ↩
- Page 706 Moreover, shouldBurfordabstention be relevant in other circumstances, it may be appropriate for the court to retain jurisdiction to ensure prompt and just disposition of the matter upon the determination by the state court of the relevant issue.Cf. KaiserSteel Corp. v. W.S. Ranch Co.,391 U.S. 593,594(1968).
Though he acknowledges that our earlier cases invoking the domestic relations exceptions speak in jurisdictional terms, Justice BLACKMUN nevertheless would reinterpret them to support a special abstention doctrine for such cases.See post, at 713-716 (opinion concurring in judgment). Yet in briefly sketching his vision of how such a doctrine might operate, Justice BLACKMUN offers no authoritative support for where such an abstention doctrine might be found, no principled reason why we should retroactively concoct an abstention doctrine out of whole cloth to account for federal court practice in existence for 82 years prior to the announcement of the first abstention doctrine inRailroadComm'n of Texas v. Pullman Co.,312 U.S. 496(1941), and no persuasive reason why articulation of such an abstention doctrine offers a sounder way of achieving the same result than our construction of the statute. ↩ - Page 708 To be sure, this modification in language was part of a wholesale revision of the Judicial Code in 1948, and this Court has recognized that "no changes of law or policy are to be presumed from changes of language in the revision unless an intent to make such changes is clearly expressed."Fourco Class Co. v. Transmirra Products Corp.,353 U.S. 222,227(1957);see Finley v. United States,490 U.S. 545,554(1989). This principle may negate an inference that the change in language expanded the scope of the statute, but it does not affirmatively authorize an inference that Congress' recodification was designed to approve of prior constructions of the statute. ↩
- Page 709 Moreover, as the Court intimates,ante, at 699, and n. 4, there is good reason to question theBarberdissent's interpretation of English practice. The historical evidence, while not unequivocal, suggests that the English chancery courts did in fact exercise some jurisdiction over matrimonial matters.See, e.g., Lloyd v. Loeffler,694 F.2d 489,491-492(CA7 1982);Spindel v. Spindel,283 F. Supp. 797,802-803,806-809(EDNY 1968); Atwood, Domestic Relations Cases in Federal Court: Toward a Principled Exercise of Jurisdiction, 35 Hastings L. J. 571, 584-585 (1984). ↩
- Page 710 The Court stated:
"[T]he appellate jurisdiction of this court to review and reverse or affirm the final judgments and decrees of the Supreme Court of a Territory includes those cases, and those cases only, at law or in equity, in which `the matter in dispute, exclusive of costs, shall exceed the sum of five thousand dollars.'"175 U.S., at 167.See also id., at 166 (citing the Act of Mar. 3, 1885, ch. 355,23 Stat. 443, limiting appellate jurisdiction from the territorial courts to "any suit at law or in equity"). ↩ - Page 710 The Court concluded it could not review the question of divorce, because it involved "no matter of law, but mere questions of fact" and because, contrary to the statutory amount-in-controversy requirement, it involved "a matter the value of which could not be estimated in money."175 U.S., at 168-169. It modified and affirmed the alimony award.Id., at 172. ↩
- Page 711 The Court inDe la Ramajustified the exception "both by reason of fact that the husband and wife cannot usually be citizens of different States, so long as the marriage relation continues (a rule which has been somewhat relaxed in recent cases), and for the further reason that a suit for divorce in itself involves no pecuniary value."201 U.S. at 307. The first reason obviously was discounted byDe la Ramaitself, and is, of course, untenable today. The second reason can apply only to nonmonetary divorce actions, but not to actions for alimony above the amount-in-controversy limitation. The second reason, moreover, was disclaimed byDe la Ramaitself in joint divorce and alimony actions.Id., at 310. At any rate, in view ofDe la Rama'sexplanation, surely the Court is mistaken when it states it "has never addressed the basis" for the domestic relations exception.Ante, at 694. ↩
- Page 712 The Court claims that, "by hearing appeals from legislative, or Article I, courts, this Court implicitly has made clear its understanding that the source of the constraint on jurisdiction fromBarberwas not Article III; otherwise, the Court itself would have lacked jurisdiction over appeals from these legislative courts."Ante, at 696-697. The Court, however, overlooks he rule that, [w]hen questions of jurisdiction have been passed on in prior decisionssub silentio, this Court has never considered itself bound when a subsequent case finally brings the jurisdictional issue before us.Hagans v. Lavine,415 U.S. 528,535, n. 5 (1974);see Pennhurst State School and Hospital v. Halderman,465 U.S. 89,119(1984). This Court has never understood the rule differently.United Statesv.More, 3 Cranch 159, 172 (1805) (Marshall, C. J.) (statement at oral argument). ↩
- Page 713 If, inBarber, the Court might have been said plausibly to have relied on limitations of the English chancery courts with respect to divorce and alimony, it seems highly unlikely that the Court inBurrusmight have relied on a similar justification for child custody matters. The Court inBurrusattached as an appendix to its opinion,136 U.S., at 597, a "very instructive" and "a very careful and a very able opinion,"In the Matter of Barry, from the Circuit Court of the United States for the Southern District of New York.See In re Burrus,136 U.S., at 594. That opinion stated that child custody matters "res[t] solely in England on the common law," and that such determinations "devolved upon the high courts of equity and law."Id., at 609.See also Lehman v.Lycoming County Children's Services Agency,458 U.S. 502,524(1982) (dissenting opinion) ("Historically, the English common law courts permitted parents to use the habeas writ to obtain custody of a child as a way of vindicating their own rights"). ↩
- Page 715See, e.g., Victims of Child Abuse Act of 1990,104 Stat. 4792,42 U.S.C. § 13001et seq.;Family Violence Prevention and Services Act,98 Stat. 1757,42 U.S.C. § 10401et seq.;Parental Kidnaping Prevention Act of 1980,94 Stat. 3568,28 U.S.C. § 1738A; Adoption Assistance and Child Welfare Act of 1980,94 Stat. 500-521,42 U.S.C. § 620-628, 670-679a; Child Abuse Prevention and Treatment and Adoption Reform Act of 1978,92 Stat. 208-211,42 U.S.C. § 5111-5114; Child Abuse Prevention and Treatment Act,88 Stat. 4,42 U.S.C. § 5101et seq.
Like the diversity statute, the federal question grant of jurisdiction inArticle III of the Constitutionlimits the judicial power in federal question cases to "Cases, in Law and Equity." Art. 111, § 2. Assuming this limitation applies with equal force in the constitutional context as the Court finds today that it does in the statutory context, the Court's decision today casts grave doubts upon Congress' ability to confer federal question jurisdiction (as under28 U.S.C. § 1331) on the federal courts in any matters involving divorces, alimony, and child custody. ↩ - Page 716 As this Court has previously observed that the various types of abstention are not "rigid pigeonholes,"Pennzoil Co. v. Texaco Inc.,481 U.S. 1,11, n. 9 (1987);New Orleans Public Service, Inc. v.Council of New Orleans,491 U.S. 350,359(1989), there is no need to affix a label to the abstention principles I suggest. Nevertheless, I fully agree with the Court thatYoungerabstention is inappropriate on the facts before us, because of the absence of any pending state proceeding. ↩
- Page 717 The first Justice Harlan cautioned long ago that "`it is the duty of all courts of justice to take care, for the general good of the community, that hard cases do not make bad law.'"United States v.Clark,96 U.S. 37,49(1878) (dissenting opinion) (quotingEastIndia Co. v. Paul, 7 Moo. 85, 111, 13 Eng.Rep. 811, 821 (P. C. 1849)). Courts should observe similar caution with regard to easy cases.Cf.O'Bannon v. Town Court Nursing Center,447 U.S. 773,804(1980) (BLACKMUN, J., concurring in judgment) ("Easy cases make bad law");Burnham v. Superior Court of Cal., County of Marin,495 U.S. 604,640(1990) (STEVENS, J., concurring in judgment). An easy case is especially likely to make bad law when it is unnecessarily transformed into a hard case. ↩