Opinion · New Mexico Supreme Court
State v. Cunningham
State v. Cunningham, 128 N.M. 711 (N.M. 2000)
- Type
- Opinion
- Court
- New Mexico Supreme Court
- Jurisdiction
- New Mexico
- Date
- 2000-03-09
- Topic
- general
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- “The relevant question 13 is whether, after viewing the evidence in the light most favorable to the prosecution, 14 any rational trier of fact could have found the essential elements of the crime beyond 15 a reasonable doubt.” (alteration, internal quotation marks, and citation omitted)
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STATE v. CUNNINGHAM,2000-NMSC-009
128 N.M. 711,998 P.2d 176
STATE OF NEW MEXICO, Plaintiff-Appellee, v. DANNY A. CUNNINGHAM,
Defendant-Appellant.
Docket No. 25,604.
Supreme Court of New Mexico.
Filing Date: March 9, 2000.
Patricia A. Madrid, Attorney General, Arthur W. Pepin, Assistant Attorney General, Santa Fe, NM, for Appellee.
OPINION
State
v. Parish
,118 N.M. 39,878 P.2d 988(1994), that the jury instructions were fundamentally flawed by failing to include any reference to "unlawfulness" in the instruction on deliberate-intent murder.3However, Cunningham did not object to the jury instructions as given, and therefore we only review for fundamental error.
See
State v. Acosta
,1997-NMCA-035,123 N.M. 273,939 P.2d 1081(reviewing for fundamental error, an issue not properly preserved and raised for the first time on appeal),
cert. granted
,123 N.M. 215,937 P.2d 76(1997),
cert.
quashed
,124 N.M. 312,950 P.2d 285(1997). Additionally, Cunningham maintains that there was insufficient evidence to prove beyond a reasonable doubt that he formed the requisite mens rea required to sustain his deliberate-intent murder conviction. We review each of these claims in turn.
II.
{9}Cunningham correctly asserts that unlawfulness is an element of deliberate-intent murder. Our deliberate-intent first-degree murder statute, NMSA 1978, §30-2-1(A)(1) (1994), provides that murder is the "killing of one human being by another without lawful justification or excuse." It is presumed that any killing of another is unlawful unless that killing is justified or excused.
See
State v. Noble
,90 N.M. 360,364,563 P.2d 1153,1157(1977) ("Every killing of a person by another is presumed to be unlawful, and only when it can be shown to be excusable or justifiable will it be held otherwise."). Self-defense as a lawful justification to homicide is defined by NMSA 1978, §30-2-7(A) (1963). It states that, "Homicide isPage 714justifiable when committed . . . in the necessary defense of his life, his family or his property, or in necessarily defending against any unlawful action directed against himself, his wife or family[.]" §30-2-7(A). Cunningham presented evidence "sufficient to raise a reasonable doubt in the minds of the jury as to whether or not" he acted in self-defense.
Parish
,118 N.M. at 42,878 P.2d at 991(quoting
State v. Martinez
,95 N.M. 421,423,622 P.2d 1041,1043(1981)). In fact, the Use Note to UJI 14-5171 on self-defense provides that if the instruction is to be given, then the language "The defendant did not act in self defense" should be inserted into the essential elements section of the jury instructions. Here, the unlawfulness of Cunningham's behavior was at issue and therefore a reference to unlawfulness or self-defense should have been included in the elements section of the jury instructions. However, that does not end our inquiry. The issue before us is whether the district court committed fundamental error by omitting the element of unlawfulness from the elements instruction on deliberate-intent murder when the jury also received a separate proper instruction on self-defense.
III.
{10}The scope of appellate review is defined by Rule 12-216 NMRA 1999. Generally, this Rule limits appellate review to issues that were properly preserved by invoking the trial court's discretion. Rule 12-216 makes it clear that a formal objection is not required in order to preserve the question for review so long as a "ruling or decision by the district court was fairly invoked." Rule 12-216(A). The doctrine of fundamental error, embodied in Rule 12-216(B)(2), is an exception to the general rule requiring preservation of error. This Court outlined the appellate procedure under a claim of fundamental error in
State v. Clark
, stating, "To the extent alleged violations rise to the level of fundamental error, the question will be reviewed on appeal and, if fundamental error exists, a new trial will be ordered."108 N.M. 288,297,772 P.2d 322,331(1989),
habeas corpus granted on other
grounds
,
Clark v. Tansy
,118 N.M. 486,882 P.2d 527(1994).{11}Here, Cunningham did not object to the instructions as tendered and he did not offer a curative instruction of his own. By not invoking the trial court's discretion with regard to the propriety of the jury instructions, Cunningham effectively waived appellate review of this issue.
See
Rule 12-216. However, errors in jury instructions have been reviewed for fundamental error in the past.
See
State v. Osborne
,111 N.M. 654,662,808 P.2d 624,632(1991) (holding that it was fundamental error not to instruct the jury on unlawfulness);
see also
State v. Acosta
,1997-NMCA-035, ¶21,123 N.M. 273,939 P.2d 1081;
State v. Armijo
,1999-NMCA-087, ¶6,127 N.M. 594,985 P.2d 764. Therefore, we review Cunningham's claims for fundamental error.
A.
{12}Fundamental error in the context of a jury instruction case was first examined in
State v. Garcia
,19 N.M. 414,143 P. 1012(1914). In
Garcia
, the defendant did not object to the jury instructions, and accordingly, the Court examined the claim of error under the doctrine of fundamental error, stating:
There exists in every court . . . an inherent power to see that a man's fundamental rights are protected in every case. Where a man's fundamental rights have been violated, while he may be precluded by the terms of the statute or the rules of appellate procedure from insisting in this court upon relief from the same, this court has the power, in its discretion, to relieve him and to see that injustice is not done.
Id.
19 N.M. at 421,143 P. at 1014-15(opinion on rehearing). Further,
Garcia
emphasized that this Court should "exercise this discretion very guardedly, and only where some fundamental right has been invaded, and never in aid of strictly legal, technical, or unsubstantial claims. . . ."
Id.
This early case established important principles that provide the foundation for our analysis of Cunningham's claim.{13}More recent cases have provided additional articulations of fundamental error. "Error that is fundamental must be suchPage 715error as goes to the foundation or basis of a defendant's rights or must go to the foundation of the case or take from the defendant a right which was essential to his defense and which no court could or ought to permit him to waive."
State v. Garcia
,46 N.M. 302,309,128 P.2d 459,462(1942). "Each case will of necessity, under such a rule, stand on its own merits."
Id.
"The doctrine of fundamental error is to be resorted to in criminal cases only for the protection of those whose innocence appears indisputably, or open to such question that it would shock the conscience to permit the conviction to stand."
State v. Rodriguez
,81 N.M. 503,505,469 P.2d 148,150(1970) (holding that the record did not suggest the indisputable innocence of the appellant, or that his conviction would shock the conscience). "Fundamental error only applies in exceptional circumstances when guilt is so doubtful that it would shock the judicial conscience to allow the conviction to stand."
State v. Baca
,1997-NMSC-045, ¶41,124 N.M. 55,946 P.2d 1066(citing
State v. Aguilar
,117 N.M. 501,507,873 P.2d 247,253(1994)).{14}Given these principles, we hold that fundamental error did not occur in this case. Our task is to determine whether "a reasonable juror would have been confused or misdirected" by the jury instruction.
Cf.
Parish
,118 N.M. at 42,878 P.2d at 991. We do not believe that a reasonable juror would have been confused by the proffered jury instructions. Self-defense was the only claim at issue since Cunningham admitted firing numerous rounds at Mr. Vasquez. Testifying in his own defense, Cunningham only discussed the events in terms of his self-defense. The jury was then given a separate proper self-defense instruction as provided for in UJI 14-5171. The instruction clearly stated, "If you have a reasonable doubt as to whether the defendant acted in self defense you must find the defendant not guilty." Since Cunningham's claim of self-defense was the major issue at trial, and the jury was properly instructed on self-defense, we do not believe that a reasonable juror would have been confused by the jury instructions. The issue of self-defense was at the "foundation of the case" but, because the jury was properly instructed on and decided the issue of self-defense, we do not believe that the omission from the elements section "[took] from the defendant a right which was essential to his defense."
Garcia
,46 N.M. at 309,128 P.2d at 462.{15}This Court also addressed a claim of fundamental error in the context of a jury instruction case in
State v. Osborne
,111 N.M. 654,808 P.2d 624(1991).
Osborne
held that it was fundamental error for a jury not to be instructed on the essential element of unlawfulness in the charge of criminal sexual contact of a minor under NMSA 1978, §30-9-13(Cum. Supp. 1990). The
Osborne
Court focused on the issues that the jury was required to decide: "The instructions failed to require the jury to resolve the issue, raised in the evidence at trial. . . ."111 N.M. at 663,808 P.2d at 633. Unlike
Osborne
, where the jury was not provided with the opportunity to decide if the defendant's conduct was unlawful because they were not given the appropriate jury instruction, in this case, the jury was provided with a separate self-defense instruction that required them to consider whether Cunningham's killing of Mr. Vasquez was in self-defense. We are convinced that the jury, when presented with the evidence and the jury instructions, concluded that Cunningham was not entitled to acquittal based on his claim of self-defense. We note that Cunningham's version of the facts was different from the State's version, but we trust the jury properly weighed each version.
See
State v. Motes
,118 N.M. 727,730,885 P.2d 648,651(1994) (noting that determinations of intent were for the jury) (citing
State v. Garcia
,114 N.M. 269,274,837 P.2d 862,867(1992));
cf.
UJI 14-6006 NMRA 1999 (admonishing juries that they "are the sole judges of the facts in this case. It is your duty to determine the facts from the evidence produced here in court.") Furthermore, the evidence as given does not convince us that Cunningham's "innocence appears indisputably, or open to such question that it would shock the conscience to permit the conviction to stand."
Rodriguez
,81 N.M. at 505,469 P.2d at 150.
B.
{16}Cunningham places great reliance on our holding in
State
v. Parish
,Page 716118 N.M. 39,878 P.2d 988(1994). He asserts that because this Court reversed in
Parish
when the elements instruction omitted a reference to self-defense or unlawfulness, a similar result is mandated here. Cunningham misinterprets
Parish
and his reliance thereon is misplaced.
Parish
properly analyzed the jury instructions under a reversible error standard because the defendant in
Parish
not only objected to the proffered instructions, he also offered his own correct instructions.
Parish
,118 N.M. at 41,44,878 P.2d at 990,993. These objections were sufficient to preserve the error for our general appellate review under Rule 12-216. Cunningham, on the other hand, made no objection and did not offer any curative instruction, and thereby, essentially waived appeal on the jury instruction issue absent our review for fundamental error. Since
Parish
was properly decided under a reversible error standard, and not a fundamental error standard, it is not binding in this case.{17}Furthermore, the factual distinction between
Parish
and this case mandate a different result. The primary difference is that in
Parish
there were two errors in the jury instructions while there is only one error in this case. In
Parish
, this Court found reversible error in jury instructions that failed to instruct the jury on the element of unlawfulness. This Court found a second error in the self-defense instruction because it failed to properly place the burden on the State to prove the defendant did not act in self-defense.
See
Parish
,118 N.M. at 46,878 P.2d at 995("We base our reversal of the manslaughter conviction on the two jury instruction errors just discussed."). The Court stated that an additional instruction could not have cured the omission because "even if the voluntary manslaughter and self-defense instructions are considered together, they do not clearly convey to a reasonable juror that the claim of self-defense negates a specific element of voluntary manslaughter."
Id.
at118 N.M. at 44,878 P.2d at 993. We believe that in this case, if the self-defense instruction is read in concert with the deliberate intent murder instruction, a reasonable juror would understand that an acquittal based on self-defense is inconsistent with a guilty verdict on first-degree deliberate-intent murder. Therefore, we find
Parish
both factually and legally distinct from this case.
C.
{18}We believe that this case is analogous to
State v. Armijo
,1999-NMCA-087,127 N.M. 594,985 P.2d 764.
Armijo
discussed the omission of a reference to self-defense or unlawfulness from the elements instruction for aggravated battery when a separate instruction that properly allocated the burden of disproving self-defense was provided.1999-NMCA-087, ¶11. Thus,
Armijo
is quite similar to this case, in that faced with only one error, the defendant claimed that there was fundamental error. The
Armijo
Court did not highlight the analytical distinction between an evaluation based on the reversible error standard as applied in
Parish
and the fundamental error standard, and thus felt it necessary to factually distinguish
Parish
.
See
Armijo
,1999-NMCA-087, ¶¶15-16. We believe that the analysis under a fundamental error standard is distinct from the analysis under a reversible error standard. To claim otherwise would eliminate the preservation of error requirement of our appellate jurisprudence. It would also compromise the intent embodied in Rule 12-216, which makes fundamental error an exception to the general rule requiring preservation of error.{19}Having factually distinguished
Parish
, the
Armijo
Court held that, "it is sufficient if it [the unlawfulness or self-defense element] is in the defense instruction, even if not in the elements instruction, provided that no other instruction causes the defense instruction to be confusing or meaningless."
Armijo
,1999-NMCA-087, ¶26. As discussed below, we agree with the proposition that a subsequent correct instruction can correct a deficient elements instruction and we agree with the result reached by the Court of Appeals in
Armijo
under the fundamental error standard.
D.
{20}In
State v. Acosta
,1997-NMCA-035,123 N.M. 273,939 P.2d 1081, the CourtPage 717of Appeals faced the same two errors at issue in
Parish
. However, the defendant in
Acosta
, like Cunningham, did not preserve the error for review and thus the Court of Appeals properly reviewed only for fundamental error. The
Acosta
Court held that it was fundamental error when the jury instructions omitted the element of unlawfulness once the issue of self-defense had been raised and also when the jury instructions failed to properly allocate the burden of disproving self-defense to the State.1997-NMCA-035, ¶21. In holding that the district court committed a fundamental error that could not be corrected, the
Acosta
court said, "Because this error in the essential-elements instruction was clear and unambiguous, it could not be cured by the presence of separate instructions for self-defense and defense of another."
Acosta
,1997-NMCA-035, ¶18(citing
Parish
,118 N.M. at 44,118 P.2d 993). We agree with the Court of Appeals that the particular error at issue in
Acosta
could not have been corrected by the subsequent self-defense instruction, because the self-defense instruction was also flawed in failing to properly place the burden on the State.
See
Acosta
,1997-NMCA-035, ¶21. However, here, we believe that the error in the deliberate-intent murder instruction was corrected by the subsequent proper self-defense instruction.{21}In this regard, we recognize that we have previously stated, "that the failure to include an essential element in the elements instruction canneverbe corrected by including the concept elsewhere in the instructions."
State v. Clifford
,117 N.M. 508,511,873 P.2d 254,257(1994) (emphasis added) (citing
State v.
Bunce
,116 N.M. 284,861 P.2d 965(1993));
accord
Acosta
,1997-NMCA-035, ¶30(Hartz, C.J., dissenting). We note that
Clifford
was decided under a reversible error standard and thus has limited applicability to this case.
Clifford
,117 N.M. at 511-12,873 P.2d at 257-58. Furthermore, the analysis under a reversible error standard is decidedly different than the analysis under a fundamental error standard. The main analytical distinction between a fundamental error analysis and a reversible error analysis is the level of scrutiny afforded to claims of error. Parties alleging fundamental error must demonstrate the existence of circumstances that "shock the conscience" or implicate a fundamental unfairness within the system that would undermine judicial integrity if left unchecked.
Rodriguez
,81 N.M. at 505,469 P.2d at 150;
see
Baca
,1997-NMSC-045, ¶41. Parties who have properly preserved an alleged error for appeal are afforded a much less onerous level of scrutiny under a reversible error standard as provided in
Parish
. Therefore, considering the heightened scrutiny of a fundamental error analysis, we hold that in a fundamental error analysis jury instructions should be considered as a whole and a failure to include an essential element in the elements section may be corrected by subsequent proper instructions that adequately addresses the omitted element. Therefore,
Clifford
has no applicability when evaluating a claim of error under the rubric of fundamental error. To the extent that
Clifford
can operate within the confines of the analysis contained in
Parish
under a reversible error standard, the language from
Clifford
is retained, however, we believe that
Parish
provides the proper inquiry and therefore we expressly reaffirm its analysis.{22}In this case, the elements instruction which omitted the reference to self-defense or unlawfulness was corrected by the subsequent proper instruction on self-defense. The jury was required to decide the issue of unlawfulness and did so when they rejected Cunningham's claim of self-defense.
E.
{23}Finally, this Court in
Garcia
recognized that review for fundamental error was an exercise of the court's inherent power: "There exists in every court . . . an inherent power to see that a man's fundamental rights are protected in every case."19 N.M. at 421,143 P. at 1014-15(opinion on rehearing). This Court, in
State v. Ortega
decided simply that it was not in the interest of justice to exercise this inherent power: "Here, we not only have confidence in the jury's verdict (guilty on two counts of felony murder); wePage 718think it would be a miscarriage of justice to upset the verdicts and remand for a new trial, the outcome of which most assuredly would be the same."112 N.M. 554,566-67,817 P.2d 1196,1208-09(1991). Likewise, in
State v. Orosco
,113 N.M. 780,784,833 P.2d 1146,1150(1992), this Court said, "The trial court's error in failing to instruct on an essential element of a crime for which defendant has been convicted, where there can be no dispute that the element was established, therefore does not require reversal of the conviction." Here, we are convinced that the element of unlawfulness was decided by the jury when they contemplated the separate self-defense instruction. We are further convinced that a reasonable juror, faced with the evidence presented at trial, found no lawful justification for Cunningham's actions, and that he was guilty of deliberate-intent murder. Therefore, it would be improper for this Court to exercise its inherent power in this case when it is unlikely that the interests of substantial justice would be furthered.{24}Therefore, when the jury received a separate proper instruction on self-defense that provided the jury with the opportunity to decide the issue of unlawfulness the omission from the elements section of a reference to self-defense or unlawfulness in this case does not constitute fundamental error.
IV.
{25}Cunningham also maintains that there was insufficient evidence to prove beyond a reasonable doubt that he formed the requisite mens rea to sustain his deliberate-intent first-degree murder conviction. Cunningham correctly asserts that a conviction of deliberate-intent first-degree murder requires evidence proved beyond a reasonable doubt that he formed the intent to kill Mr. Vasquez prior to committing the act.
See
NMSA 1978, §30-2-1(A)(1) (1994). "Deliberate intention" is defined as, "arrived at or determined upon as a result of careful thought and the weighing of the consideration for and against the proposed course of action." UJI 14-201 NMRA 1999.{26}In reviewing the sufficiency of the evidence, we must view the evidence in the light most favorable to the guilty verdict, indulging all reasonable inferences and resolving all conflicts in the evidence in favor of the verdict.
See
State v. Vernon
,116 N.M. 737,738,867 P.2d 407,408(1993);
see also
State v.
Litteral
,110 N.M. 138,793 P.2d 268(1990). "[T]he relevant question is whether, after viewing the evidence in the light most favorable to the prosecution,anyrational trier of fact could have found the essential elements of the crime beyond a reasonable doubt."
State v. Garcia
,114 N.M. 269,274,837 P.2d 862,867(1992) (quoting
Jackson v. Virginia
,443 U.S. 307,317-19(1979)).{27}We believe that the State proved beyond a reasonable doubt several facts from which a reasonable juror could have found that Cunningham formed the deliberate and premeditated intent required to sustain his conviction. This is particularly true when considering that "[i]ntent is subjective and is almost always inferred from other facts in the case, as it is rarely established by direct evidence."
State v. Vigil
,110 N.M. 254,255,794 P.2d 728,729(quoting
State v. Sparks
,102 N.M. 317,320,694 P.2d 1382,1385(Ct.App. 1985)). A reasonable juror could have believed the assertions of the State premised on the testimony of Carlos Perez that Cunningham was the aggressor in chasing Mr. Vasquez, thereby causing the armed conflict. This is especially true if one considers the testimony of Stacie Wallen describing Cunningham's threat on Mr. Vasquez' life made after a previous high speed chase.{28}A reasonable juror could have believed that Cunningham fired the last bullet from his .357 magnum revolver with the deliberate intent to kill Mr. Vasquez as the State maintained. The testimony of both Mr. and Mrs. Jones combined with that of the investigating officer tend to prove that Cunningham exited his vehicle and emptied his .380 handgun while standing next to or in a close proximity to Mr. Vasquez' vehicle. However, Mr. Vasquez was not killed with a .380 shot but with a single shot from Cunningham's .357. The State proved that only one shot out of six had been used in Cunningham's .357 magnum revolver. This factPage 719combined with the testimony of Mr. Jones who said that he heard one distinct shot in addition to the other shots tends to prove that Cunningham had returned to his vehicle after emptying his .380 and deliberately and intentionally fired the fatal shot after Mr. Vasquez was incapacitated and defenseless. A reasonable juror could have concluded that this was an act of a man who had decided "as a result of careful thought and the weighing of the consideration" that he was going to take the life of Mr. Vasquez and he did so by firing the final shot from the .357 magnum revolver.
See
UJI 14-201 NMRA 1999.{29}Cunningham also relies on
State v. Garcia
,114 N.M. 269,837 P.2d 862(1992), to assert that there was insufficient evidence to prove beyond a reasonable doubt that he formed the mens rea required to sustain his deliberate-intent first-degree murder conviction. However, in
Garcia
reversal was predicated on a factual situation where this Court found no evidence supporting the jury's conclusion that Garcia had weighed and considered the question of killing.
Garcia
,114 N.M. at 274,837 P.2d at 867. The Court in
Garcia
considered whether Garcia's statement, "Remove Ray [the victim] away from me or you're not going to see him for the rest of the day," provided the foundation for an inference of deliberation.
Garcia
,114 N.M. at 275,837 P.2d at 868. The Court concluded that Garcia's statement did not provide such an inference stating, "Although it suggests that Garcia intended to fight Gutierrez, it certainly does not indicate an intent to kill."
Id.
However, this case is factually different from
Garcia
. Here, according to Stacie Wallen's testimony, Cunningham said, "I'll kill you, I'll shoot you, I don't care." That statement is an unambiguous threat on the life of Mr. Vasquez, and although not direct evidence of an intent to kill at the time of the incident, Cunningham's statement definitely constitutes circumstantial evidence of Cunningham's intention to kill Mr. Vasquez. On this account, we have previously held that "circumstantial evidence is sufficient to uphold a first-degree murder conviction" and we believe that Cunningham's statement is strong circumstantial evidence of the deliberate intention required to uphold the conviction.
See
Motes
,118 N.M. at 729,885 P.2d at 650;
accord
UJI 14-201 ("A deliberate intention may be inferred from all of the facts and circumstances of the killing.").{30}Under any of these theories, the issue of deliberate intent was a question for the jury.
See
State v. Garcia
,95 N.M. 260,262,620 P.2d 1285,1287 (1980). We will not substitute our judgment for that of the trier of fact as long as there is sufficient evidence to support the verdict.
See
State v. Hester
,1999-NMSC-020, ¶7,127 N.M. 218,979 P.2d 729. Reviewing the evidence in the light most favorable to the guilty verdict, we hold that there was sufficient evidence to support the jury's conclusion that Cunningham killed Mr. Vasquez with the requisite intent to justify the verdict of first-degree murder.V.{31}We hold that the district court did not commit fundamental error when it omitted the element of unlawfulness from the deliberate-intent murder instruction when the jury was provided with a subsequent proper self-defense instruction. We also hold that there was sufficient evidence of deliberation to support Cunningham's conviction. Therefore, Cunningham's conviction is affirmed.{32}IT IS SO ORDERED.
JOSEPH F. BACA, Justice.
WE CONCUR:
PAMELA B. MINZNER, Chief Justice.
PATRICIO M. SERNA, Justice.
PETRA JIMENEZ MAES, Justice.GENE E. FRANCHINI, Justice dissenting
See
State v. Garcia
,114 N.M. 269,273,837 P.2d 862,866(1992).{35}This Court has previously grappled with the challenge of creating a meaningful distinction between first and second degree murder.
Garcia
,114 N.M. 269,837 P.2d 862. In
Garcia
, Justice Montgomery carefully crafted an opinion to provide guidance to New Mexico's appellate and trial courts in making that distinction.
Id.
The
Garcia
Court noted that both murder in the first degree and in the second degree involve intentional killings, but that the law divides along the line of intent in order to separate the most heinous and reprehensible killings-those that are willful, deliberate, and premeditated — from those that are committed without such deliberation.
Id.
at 272-73,837 P.2d at 865-66. Second degree murder was described as an intentional killing, but one that was committed without deliberation; a rash or impulsive killing.
Id.
at 273,837 P.2d at 866.{36}The deliberate intent that separates first degree murder from second is described in the uniform jury instructions in the following manner:
A deliberate intention refers to the state of mind of the defendant. A deliberate intention may be inferred from all of the facts and circumstances of the killing. The word deliberate means arrived at or determined upon as a result of careful thought and the weighing of the consideration for and against the proposed course of action. A calculated judgment and decision may be arrived at in a short period of time.A mere unconsidered and rash impulse, even though itincludes an intent to kill, is not a deliberate intention tokill.To constitute a deliberate killing, the slayer mustweigh and consider the question of killing and his reasons forand against such a choice.
Uniform Jury Instruction (UJI) 14-201 NMRA 1999 (emphasis added).{37}First degree murder requires evidence of deliberate intent and it is sufficient evidence of deliberation that this case lacks. The only testimony in the case regarding deliberation and premeditation is found in the prosecutor's argument in support of first degree murder. But the opening and closing arguments of attorneys are not evidence.
See
UJI 14-101 NMRA 1999 (opening statement is not evidence) and UJI 14-104 NMRA 1999 (argument of attorneys is not evidence). Completely missing in this case is evidence that the Defendant weighed and considered "the question of killing and his reasons for and against such a choice."
See
UJI 14-201.{38}In reviewing the evidence presented below, this Court must defer to the fact-finder for resolution of factual conflicts in the evidence, but it retains the responsibility of making the legal determination of whether the evidence in the record supports the conviction.
Garcia
,114 N.M. at 273-74;837 P.2d at 866-67. The burden is on the State to prove that a defendant had not only the opportunity to form a deliberate intent to kill, but actually formed that intent.
State v. Motes
,118 N.M. 727,729,885 P.2d 648,650(1994).{39}The prosecutor argued that intent could be inferred from a chase between Mr. Vasquez's truck and another pickup truck before the shootout. The eyewitness to the chase, Carlos Perez, was shown a photograph of the Defendant's truck during direct examination. However, he stated that the Defendant's truck was not the pursuing truck that he had seen the night of the shooting. The prosecutor argued that intent could be inferred from a death threat made during thePage 721course of a heated argument between the two men which had occurred several months earlier. This Court determined in
Garcia
that a threat made some 15 minutes before a fatal attack was not sufficient to show whether that defendant had formed the requisite deliberate intent. What can a threat made several months earlier tell us about this Defendant's state of mind the night of the shooting? The testimony of an eyewitness to the shooting, Jean Jones, and the investigating officer, Detective Ballard, fails to support the State's argument that the Defendant stood in close proximity to Mr. Vasquez's truck when he was shooting. Ms. Jones testified that she saw the Defendant get out of his truck, walk briefly toward the front, and then get back in his truck to drive away. She did not see a muzzle flash from a gun being fired then and could not say whether there had been any further shots. Detective Ballard testified that the Defendant's .380 pistol and spent .380 casings were found in the dirt near the stone wall where the Defendant's truck stopped after colliding with Mr. Vasquez's truck.{40}
Garcia
presented this court with more compelling facts in support of first degree murder than this case. I regretfully conclude that, here, the Court has further blurred the distinction between murder in the first degree and second degree. I fear that once again, we have returned to the situation described in
Garcia
in which "`virtually all intentional killings will result in jury instructions on first degree murder and the jury will be left to apply its own conception of what deliberate intention means.'"
Id.
at 272,837 P.2d at 865(quoting Leo M. Romero,
A Critique of the
Willful, Deliberate, and Premeditated Formula for Distinguishing
Between First and Second Degree Murder in New Mexico
, 18 N.M. L. Rev. 73, 86 (1988).{41}I conclude, the facts in this case and the applicable law establish murder in the second degree, i.e. a rash or impulsive intentional killing as a result of a "shootout." The verdict of first degree murder, in my opinion, is not supported by substantial evidence. The majority holding otherwise, I respectfully dissent.
GENE E. FRANCHINI, Justice.
- The jury instruction provided on deliberate-intent first-degree murder read:
For you to find the defendant guilty of First Degree Murder by a Deliberate Killing, the State must prove to your satisfaction beyond a reasonable doubt each of the following elements of the crime:
{1} The defendant killed Manuel Vasquez;{2} The killing was with deliberate intention to take away the life of Manuel Vasquez;
{3} This happened in New Mexico on or about the 15th day of September, 1996.
A deliberate intention refers to the state of mind of the defendant. A deliberate intention may be inferred from all of the facts and circumstances of the killing. The word deliberate means arrived at or determined upon as a result of careful thought and the weighing of the consideration for and against the proposed course of action. A calculated judgment and decision may be arrived at in a short period of time. A mere unconsidered and rash impulse, even though it includes an intent to kill, is not a deliberate intention to kill. To constitute a deliberate killing, the slayer must weigh and consider the question of killing and his reasons for and against such a choice. ↩ - UJI 14-5171 on self-defense was given as follows:
Evidence has been presented that the defendant killed Manuel Vasquez in self-defense.
The killing is in self defense if:{1} There was an appearance of immediate danger of death or great bodily harm to the defendant as a result of Manuel Vasquez' use of his vehicle to force Danny Cunningham's vehicle through a rock fence, pinning him there and firing a rifle at him; and
{2} The defendant was in fact put in fear by the apparent danger of immediate death or great bodily harm and killed Manuel Vasquez because of that fear; and
{3} A reasonable person in the same circumstances as the defendant would have acted as the defendant did.
The burden is on the State to prove beyond a reasonable doubt that the defendant did not act in self defense. If you have a reasonable doubt as to whether the defendant acted in self defense you must find the defendant not guilty. ↩ - We note that Cunningham also alleges error in the omission of unlawfulness in the remaining homicide charges, but because he was convicted of deliberate-intent first-degree murder we limit our discussion to that charge. ↩
- I concur in the majority's resolution of the jury instruction question, but note, with some significant concern, that the judge, prosecutor, and defense attorney either did not know or ignored the Use Note to UJI 14-5171 (self defense), as well as the New Mexico case law embodied by
Parishand its progeny.SeeState v. Parish,118 N.M. 39,878 P.2d 988(1994). As this Court has previously observed, "Attorneys and judges have an obligation to keep abreast of current changes in the law."State v. Lopez,122 N.M. 63,66n. 1,920 P.2d 1017,1020n. 1 (1996). ↩