STATE v. BARNARD,362 N.C. 244(2008)
BRADY, Justice, dissenting.
Defendant's thirty second delay at a traffic intersection after the light turned green did not violate any law and, standing alone, could not have raised a reasonable, articulable suspicion that defendant was engaged in criminal activity. Consequently, Officer Maltby's stop of defendant's vehicle for purportedly "impeding flow of traffic" was an unconstitutional seizure of defendant's person in violation of the
FourthAmendment's prohibition against unreasonable searches and seizures. The trial court erred when it concluded otherwise.
By affirming the decision of a divided panel of the Court of Appeals below and holding that the stop of defendant's vehicle was constitutional, the majority has lowered the threshold of the
FourthAmendment's standard of reasonable, articulable suspicion to an unacceptable level, dangerously exposing the citizens of North Carolina to the potential for unreasonable and arbitrary police practices unchecked by our state's trial and appellate courts. Accordingly, I am compelled to respectfully dissent.
I. THEFOURTHAMENDMENT AND TRAFFIC STOPS
A. The Foundational Importance of the FourthAmendment
The
FourthAmendment to the United States Constitution was created in direct response to the abuses of general writs of assistance,
Page 249which gave "customs officials blanket authority to search where they pleased for goods imported in violation of the British tax laws."
Stanfordv. Texas,
379 U.S. 476,
481(1965). The uproar against and denunciation of these general writs, and the abuses by the petty officers to whom they had been issued, were instrumental in giving birth to the "child Independence."
Boyd v. United States,
116 U.S. 616,
625(1886) (citations and internal quotation marks omitted). Yet, the roots of the
FourthAmendment "go far deeper,"
Stanford,
379 U.S. at 482, to include all the abuses of the British Crown that the citizens of the Empire had endured for centuries, "from the time of the Tudors, through the Star Chamber, the Long Parliament, the Restoration, and beyond,"
id.; see also Marcusv. Search Warrant of Prop.,
367 U.S. 717,
724-29(1961);
Boyd,
116 U.S. at 624-29. It is against this backdrop that the Court must determine whether an officer may constitutionally seize an individual because of a single act or omission which is not itself a violation of any law or regulation.
B.Terry v. Ohio:theReasonable, Articulable Suspicion Standard
InState v. Watkins, this Court said:
TheFourthAmendment protects the "right of the people . . . against unreasonable searches and seizures." U.S. Const. amend.IV. It is applicable to the states through the Due Process Clause of theFourteenthAmendment. It applies to seizures of the person, including brief investigatory detentions such as those involved in the stopping of a vehicle.
337 N.C. 437,
441,
446 S.E.2d 67,
69-70(1994) (alteration in original) (citations omitted). The Supreme Court of the United States has held that a law enforcement officer may initiate a brief stop and frisk of an individual if there are "specific and articulable facts which, taken together with rational inferences from those facts, reasonably warrant that intrusion."
Terry v. Ohio,
392 U.S. 1,
21(1968). "And in determining whether the officer acted reasonably in such circumstances, due weight must be given, not to his inchoate and unparticularized suspicion or `hunch,' but to the specific reasonable inferences which he is entitled to draw from the facts in light of his experience."
Id.at 27 (citation omitted). Since
Terry, the reasonable, articulable suspicion standard has been applied to brief investigatory traffic stops.
SeeUnited States v. Brignoni-Ponce,
422 U.S. 873,
881-82(1975);
Watkins,
337 N.C. at 441,
443,
446 S.E.2d at 70-71.
Page 250
The majority suggests there has been "confusion" following
Whren v.United States,
517 U.S. 806(1996), as to whether "a traffic stop" is constitutional if supported by reasonable, articulable suspicion. I cannot acknowledge such confusion, at least among the decisions of this Court issued after
Whrenwas decided. However, the imprecise language employed by the majority opinion paints over the important and intuitive distinction between an
investigatorytraffic stop, to which the reasonable, articulable suspicion standard has been applied, and a traffic stop performed on the basis of a "
perceivedtraffic violation," to which we recently applied the standard of probable cause in
State v.Ivey. See360 N.C. 562,
564,
633 S.E.2d 459,
461(2006) (emphasis added).
C.United States v. Cortez:theTotality of the Circumstances
When determining whether a law enforcement officer had the reasonable, articulable suspicion necessary to seize a defendant, "[a] court must consider `the totality of the circumstances — the whole picture.'"
Watkins,
337 N.C. at 441,
446 S.E.2d at 70(quoting
United States v.Cortez,
449 U.S. 411,
417(1981)). Moreover, "an assessment of the whole picture . . . must raise a suspicion that the particular individual being stopped is engaged in wrongdoing."
Cortez,
449 U.S. at 418. Consistent with the totality of the circumstances approach, a court must ascertain whether all of the circumstances
taken togetheramount to reasonable suspicion.
United States v. Sokolow,
490 U.S. 1,
9(1989);
see alsoUnited States v. Arvizu,
534 U.S. 266,
274(2002) (stating that
Terryprecludes a "divide-and-conquer analysis" of reasonable suspicion).
D. The Degree of Suspicion Mandated by the FourthAmendment
For investigatory traffic stops conducted pursuant to
Terry, the totality of the circumstances approach creates the possibility that multiple factors "quite consistent with innocent travel" can, when viewed together, "amount to reasonable suspicion."
See Sokolow,
490 U.S. at 9(citations omitted). Indeed,
Terryand its progeny "accept[] the risk that officers may stop innocent people."
See Illinois v. Wardlow,
528 U.S. 119,
126(2000). Ultimately, then, the key determination is not the innocence of an individual's conduct, "but the
degree of suspicionthat attaches to particular types of noncriminal acts."
Sokolow,
490 U.S. at 10(emphasis added) (citation and internal quotation marks omitted).
Page 251
As a consequence of the inherent risk that
Terrystops will be conducted against innocent persons, appellate courts should take great care not to set the standard of reasonable, articulable suspicion so low that the
FourthAmendment is rendered meaningless. It is true that the degree of suspicion required for
Terrystops is "considerably less than proof of wrongdoing by a preponderance of the evidence" and "obviously less demanding than that for probable cause."
Id.at 7 (citations omitted). On the other hand, the requisite degree of suspicion must be high enough "to assure that an individual's reasonable expectation of privacy is not subject to arbitrary invasions solely at the unfettered discretion of officers in the field."
See Brown v. Texas,
443 U.S. 47,
51(1979). Such would be the case if reasonable suspicion were to be founded upon an "inchoate and unparticularized suspicion or `hunch'" and nothing more.
See Terry,
392 U.S. at 27.
II.FOURTHAMENDMENT JURISPRUDENCE APPLIED TO THEINSTANT CASE
A. Due Deference to the Trial Court's Findings ofFact
As the majority notes, the trial court's relevant findings of fact in its order denying defendant's motion to suppress were limited to the following statement: "[Defendant] remained stopped [at the green light] for some 30 seconds without any reasonable appearance of explanation for doing so, and the officer observed that the victim [sic] was impeding traffic, if nothing else."It is well established that the appellate courts of this State are bound by a trial court's findings of fact on appeal if supported by competent evidence, and our determination is limited to "whether the trial court's findings of fact support its conclusions of law."
State v. Cheek,
351 N.C. 48,
63,
520 S.E.2d 545,
554(1999) (citing
Watkins,
337 N.C. at 438,
446 S.E.2d at 68),
cert. denied,
530 U.S. 1245(2000). Appellate courts are simply not in a position to make findings of fact on the basis of a cold reading of the transcript and trial record.
To the extent the majority reaches beyond the trial court's findings of fact and relies substantially upon the testimony of Officer Maltby to buttress the trial court's conclusion of law, this action constitutes a usurpation of the trial court's preeminence as finder of fact
Page 252and is contrary to this Court's settled precedent set forth in
Cheek.This overreach is especially troublesome considering that the testimony quoted in the majority opinion was provided by Officer Maltby in response to a
leading questionfrom the prosecutor. In fact, the only
unpromptedreasoning given by Officer Maltby for stopping defendant's vehicle was that defendant was "impeding flow of traffic," which Officer Maltby mistakenly believed to be a traffic violation, and that defendant's thirty second delay would typically mean "that the Defendant was paying particular attention to the rear view mirror and noticing me and not the actual traffic light," which is an
innocentexplanation for the officer's observations.
B. A Perpetuated Mistake of Law: "ImpedingTraffic"
The State has conceded on appeal that the North Carolina motor vehicle safety regulations, codified in Chapter
20of the North Carolina General Statutes, do not prohibit "impeding traffic." To the contrary, the statutory provision regulating motor vehicle movement at traffic signals provides: "When the traffic signal is emitting a steady green light, vehicles
mayproceed with due care through the intersection subject to the rights of pedestrians and other vehicles as may otherwise be provided by law." N.C.G.S. §
20-158(b)(2a) (2007) (emphasis added).
Page 253
It is readily apparent that Officer Maltby's decision to stop defendant's vehicle was made under the misapprehension that "impeding traffic" constitutes a violation of North Carolina's motor vehicle safety regulations. This conclusion follows from the officer's response on cross-examination regarding whether defendant's left turn into the intersection of Coxe Avenue and Hilliard Avenue constituted a "legal turn": "The stop at a green light was impeding flow of traffic, yes, ma'am."
The characterization of "impeding traffic" as a punishable offense also occurred during the hearing on defendant's motion to suppress when the prosecutor, who evidently lacked a clear understanding of the law, argued:
[PROSECUTOR:]There's a crime of impeding traffic.[Defendant] did impede traffic, the officer's vehicle, was impeding traffic. The officer had a right to stop him,had probable causeto believe he's — that he was impeding traffic. I would ask Your Honor to deny the Defendant's motion in that regard.
(Emphasis added.) Finally, the trial court perpetuated this mistake of law in its order denying defendant's motion to suppress the evidence resulting from the traffic stop. The court's finding of fact was that defendant "remained stopped [at the green light] for some 30 seconds without any reasonable appearance of explanation for doing so,
and theofficer observed that the [defendant] was impeding traffic, if nothingelse." (Emphasis added.) Based solely upon this finding of fact, the court made its conclusion of law "that from the totality of the circumstances that a reasonable articulable suspicion of wrong-doing on the part of the Defendant existed to warrant Officer Maltby's stop of the Defendant's vehicle in view of its prolonged existence at this intersection without any reason for doing so."
The majority would have us believe that this mistake of law is wholly "irrelevant," citing
Whren,
517 U.S. at 811-13, and
State v. McClendon,
350 N.C. 630,
634-35,
517 S.E.2d 128,
131-32(1999), for the proposition that courts are generally more concerned with the "objective facts" of a case than with an officer's "subjective motivation." While it is true that "[i]n examining the legality of a traffic stop, the proper inquiry is not the subjective reasoning of the officer, but whether the objective facts support a finding" that the stop was constitutional,
see Ivey,
360 N.C. at 564,
633 S.E.2d at 460-61(citing
McClendon,
350 N.C. at 635,
517 S.E.2d at 132), neither of the two decisions relied upon by the majority for this assertion involved a mistake of law.
Page 254
Indeed, since
Whrenwas decided, federal circuit courts have widely held that a law enforcement officer's mistake of law concerning whether a traffic violation has occurred — as opposed to a mistake of fact — will generally render a stop unconstitutional.
See, e.g., United States v.Chanthasouxat,
342 F.3d 1271,
1276-79(11th Cir. 2003) (holding unconstitutional a traffic stop that was based upon the defendant's failure to have a rearview mirror affixed to the inside of his vehicle, which was not a requirement under city ordinance or Alabama law);
UnitedStates v. Lopez-Soto,
205 F.3d 1101,
1105-06(9th Cir. 2000) (holding unconstitutional a traffic stop that was based upon the defendant's failure to affix a registration sticker so that it was visible from the rear of his vehicle, which "simply was not a violation of Baja California law");
United States v. Lopez-Valdez,
178 F.3d 282,
289(5th Cir. 1999) (holding a traffic stop unconstitutional because "no well-trained Texas police officer could reasonably believe that white light appearing with red light through a cracked red taillight lens constituted a violation of traffic law");
United States v. Miller,
146 F.3d 274,
276,
279(5th Cir. 1998) (holding unconstitutional a traffic stop that was based upon the defendant's flashing his vehicle's turn signal without turning or changing lanes, which did not violate the Texas Transportation Code);
seealso Ivey,
360 N.C. at 566,
633 S.E.2d at 462("Because failure to give a signal, in and of itself, does not constitute a violation of N.C.G.S. §
20-154(a), nothing in the record suggests [the officer] had probable cause to believe any traffic violation occurred."). However, at least one federal circuit court has held that the constitutionality of the traffic stop might be based upon whether the defendant's actions gave rise to a reasonable, articulable suspicion that criminal activity was afoot, notwithstanding the officer's mistake of law.
See United States v.Delfin-Colina,
464 F.3d 392,
400-01(3d Cir. 2006) (citing generally
Whren,
517 U.S. 806).
But see Lopez-Valdez,
178 F.3d at 289("But if officers are allowed to stop vehicles based upon their subjective belief that traffic laws have been violated even where no such violation has, in fact, occurred, the potential for abuse of traffic infractions as pretext for effecting stops seems boundless and the costs to privacy rights excessive.").
C. Defendant's Thirty Second Delay at the TrafficSignal
Even if this Court were to apply the reasonable, articulable suspicion standard despite the mistake of law committed by Officer Maltby and perpetuated by the prosecutor and the trial court, defendant's thirty second delay at the traffic signal after the light changed to
Page 255green,
standing alone, is woefully inadequate to support a conclusion that the stop of defendant's vehicle was constitutional. The majority's application of the totality of the circumstances test underscores this stark reality: defendant's thirty second delay
is"the totality of the circumstances — the whole picture" in the instant case.
See Watkins,
337 N.C. at 441,
446 S.E.2d at 70(quoting
Cortez,
449 U.S. at 417(internal quotation marks omitted)). The thirty second delay is the
solefactorrelied upon by the majority in its holding that defendant's conduct could have given rise to a reasonable, articulable suspicion that he was operating his vehicle under the influence of an impairing substance in violation of N.C.G.S. §
20-138.1(a).
It is unprecedented for a court to hold, as the majority does, that a single act or omission that does not constitute a punishable offense and is therefore, by definition, subject to a myriad of innocent explanations, can nevertheless give rise to a reasonable, articulable suspicion that criminal activity is afoot. The
FourthAmendment demands something more. When
Terrywas decided in 1968, the Supreme Court of the United States established a basic pattern of analysis to be employed when courts apply the reasonable, articulable suspicion standard: Even though the factors presented in a case, when analyzed separately, might lend themselves to an innocent explanation, the determination which must be made is whether,
when taken together, these otherwise innocent factors raise a reasonable, articulable suspicion of criminal activity. As stated in
Terry:
It was this legitimate investigative function Officer McFadden was discharging when he decided to approach petitioner and his companions. He had observed Terry, Chilton, and Katz go through a series of acts, each of them perhaps innocent in itself, but which taken together warranted further investigation. There is nothing unusual in two men standing together on a street corner, perhaps waiting for someone. Nor is there anything suspicious about people in such circumstances strolling up and down thePage 256street, singly or in pairs. Store windows, moreover, are made to be looked in. But the story is quite different where, as here, two men hover about a street corner for an extended period of time, at the end of which it becomes apparent that they are not waiting for anyone or anything; where these men pace alternately along an identical route, pausing to stare in the same store window roughly 24 times; where each completion of this route is followed immediately by a conference between the two men on the corner; where they are joined in one of these conferences by a third man who leaves swiftly; and where the two men finally follow the third and rejoin him a couple of blocks away.
392 U.S. at 22-23. The same basic pattern of analysis was repeated by our nation's highest court more recently.
See Arvizu,
534 U.S. at 277-78("Undoubtedly, each of these factors alone is susceptible of innocent explanation, and some factors are more probative than others. Taken together, we believe they sufficed to form a particularized and objective basis for [the officer's] stopping the vehicle, making the stop reasonable within the meaning of the
FourthAmendment.");
Sokolow,
490 U.S. at 9("Any one of these factors is not by itself proof of any illegal conduct and is quite consistent with innocent travel. But we think taken together they amount to reasonable suspicion." (citations omitted)).
By departing from this basic, well-established pattern of analysis, the majority has drastically lowered the bar for the degree of suspicion required when applying the reasonable, articulable suspicion standard. The majority begins with a single innocent factor and concludes that it gives rise to a reasonable, articulable suspicion of criminal activity. However, at no point does the majority attempt to combine this factor with others to reach the requisite degree of suspicion. The reason is
there were no additional factors to consider.
As a consequence of the majority's holding, one factor "susceptible of innocent explanation,"
see Arvizu,
534 U.S. at 277, can raise a sufficient level of suspicion for an investigatory traffic stop to pass constitutional muster, so long as that factor is also susceptible of a fess-than-innocent explanation. Single instances of conduct which the people of the Old North State have always considered well within the boundaries set by our criminal statutes will now subject all North Carolinians, innocent and guilty alike, to limitless searches or seizures by law enforcement personnel without the protection of any meaningful judicial oversight.
Page 257
Even more disturbing is the utter lack of evidence in the record, much less contained in the trial court's findings of fact, that defendant's thirty second delay is
even rationally relatedto a suspicion that he was operating his vehicle under the influence of an impairing substance. The lone exception is Officer Maltby's testimony, provided at the prosecutor's prompting, that this conduct might be consistent with impairment. The majority must be operating under the assumption that this rational relationship is patently obvious, as the majority provides no rationale to support its conclusion that a thirty second delay could even indicate the
possibilityof a defendant's impairment, apart from quoting the testimony of Officer Maltby, who it seems certain had not considered this possibility at the time he stopped defendant's vehicle.
In its brief and at oral argument, the State sought to have this Court consider the National Highway Traffic Safety Administration guide to the visual detection of motorists who are driving while under the influence of an impairing substance. Although this source was included in the appendix to the State's brief before this Court, it was not made a part of the record at trial and ought not to play a role in this Court's appellate review. Nonetheless, that portion of the copied text which was underlined by the State in its appendix is entirely unpersuasive: "A driver whose vigilance has been impaired by alcohol also might respond
more slowly than normalto a change in a traffic signal." (Emphasis added). Again, the State has established no rational relationship between impaired driving and such a
lengthydelay of thirty seconds.
The State also contends that the greater weight of authority from other states with regard to delayed reactions to traffic signals turning green tends to support the Court of Appeals' majority opinion in the instant case and to undermine that court's earlier decision in
State v.Roberson. See163 N.C. App. 129,
134-35,
592 S.E.2d 733,
736-37,
disc. rev. denied,
358 N.C. 240,
594 S.E.2d 199(2004) (holding that the defendant's eight-to-ten second delay did not give rise to reasonable, articulable suspicion). One case cited by the State,
State v. Liberda,
2002 Minn. App. LEXIS 1216(Minn. Ct. App. Oct. 22, 2002), is an
unpublisheddecision of the Minnesota Court of Appeals and should
Page 258not be considered persuasive authority, as it serves no precedential value for Minnesota courts.
SeeMinn. Stat. Ann. §
480A.08subdiv. 3(c) (West 2002). Another case cited by the State, and also relied upon by the majority of the Court of Appeals, is inapplicable in this case because the holding was based upon the violation of
a. perceivedmotor vehicle safety regulation, meaning a probable cause standard should be applied.
See People v. Kelly,
344 Ill. App. 3d 1058,
802 N.E.2d 850(2003). In fact, the majority of cases from other states tend to undermine the State's contention that a delayed reaction to a traffic signal turning green, without more, can give rise to reasonable, articulable suspicion.
See, e.g., State v. Emory,
119 Idaho 661,
664,
809 P.2d 522,
523,
525(Ct. App. 1991) (holding that a five-to-six second delay at a green traffic light, coupled with defendant's proceeding to drive straight but very close to a long line of parked cars on a narrow street, failed to give rise to reasonable suspicion and "could just as easily be explained as conduct falling within the broad range of what can be described as normal driving behavior");
People v. Dionesotes,
235 Ill. App. 3d 967,
968-70,
603 N.E.2d 118,
119-20(1992) (holding that a ninety second stop in the middle of the road for no apparent reason did not give rise to reasonable suspicion);
Minnetonka v. Shepherd,
420 N.W.2d 887,
891n. 2 (Minn. 1988) (commenting that being stopped in the middle of a residential street for no apparent reason was "arguably not enough by itself to justify the stop" of the subject vehicle);
State v. Hjelmstad,
535 N.W.2d 663,
666(Minn. Ct. App. 1995) (noting that a four second delay, "without more, does not demonstrate erratic driving");
State v.Cryan,
320 N.J. Super. 325,
331-32,
727 A.2d 93,
96(App.Div. 1999) (holding that a five second delay at a green traffic light, followed by an unusually slow left turn, would not have supported a finding of reasonable suspicion).
But see, e.g., State v. Puls,
13 Neb. App. 230,
235,
690 N.W.2d 423,
428(2004) (holding that a three-to-seven second delay at a green traffic light, by itself, "could promote a reasonable suspicion that [the defendant] was operating her [vehicle] under the influence of alcohol or drugs").
Defendant's thirty second delay was entirely consistent with any number of innocent explanations, such as changing a radio station, consulting a map for directions, indecision as to which direction one wishes to travel, placing or receiving a call on a cellular phone, or even,
asOfficer Maltby himself testified, a natural nervous reaction to observing an approaching law enforcement vehicle in the rearview mirror. In fact, a delay of thirty seconds is arguably
moreconsistent with any of these innocent explanations than a delayed reaction of
Page 259only a few seconds, which itself could be indicative of the slowed reaction time one might expect to result from impairment.
Although "[a] determination that reasonable suspicion exists . . . need not rule out the possibility of innocent conduct,"
see Arvizu,
534 U.S. at 277(citation omitted), a determination that reasonable, articulable suspicion does
notexist must be made by an appellate court when faced with a single, isolated factor that is susceptible to innocent explanation. To hold otherwise would be to permit law enforcement officers to act upon a mere "inchoate and unparticularized suspicion or `hunch'" and would expose law-abiding citizens to searches or seizures at the slightest whiff of suspicion.
See Terry, 392 U.S. at
Justice Thurgood Marshall gave us a stark reminder in his dissenting opinion in
Sokolow: "Because the strongest advocates of
FourthAmendment rights are frequently criminals, it is easy to forget that our interpretations of such rights apply to the innocent and the guilty alike."
490 U.S. at 11(Marshall Brennan, JJ., dissenting) (citation omitted);
see also Brignoni-Ponce,
422 U.S. at 889(Douglas, J., concurring) ("In criminal cases we see those for whom the initial intrusion led to the discovery of some wrongdoing. But the nature of the test permits the police to interfere as well with a multitude of law-abiding citizens, whose only transgression may be a nonconformist appearance or attitude.").
Lest the American people, and the people of North Carolina in particular, forget the foundational importance of the
FourthAmendment right to be secure against unreasonable searches and seizures, we should recall that the cherished liberties enjoyed in our brief historical moment have been inherited by this generation only because they have been nurtured and protected by earlier generations of Americans so driven in their pursuit of liberty that life itself was not too great a cost to purchase liberty for themselves and their posterity. If the Framers of the first ten amendments of the Federal Constitution thought it worthy to enshrine this liberty into the Bill of Rights, conscious as they were of the abuses they endured under British colonial rule, this Court should not be so quick to make a short sighted and imprudent decision to render it obsolete.
The Supreme Court of North Carolina now stands alone among the nation's courts of last resort in holding that a single factor susceptible of
innocentexplanation can give rise to a reasonable,
Page 260articulable suspicion that
criminalactivity is afoot. I would hold instead that the stop of defendant's vehicle was unconstitutional and would reverse the decision of the Court of Appeals and remand to that court for consideration of those issues not addressed in its initial opinion. For the multitude of reasons set forth above, I respectfully dissent.