Opinion · Michigan Supreme Court
People v. Jones
497 Mich. 155
- Type
- Opinion
- Court
- Michigan Supreme Court
- Jurisdiction
- Michigan
- Date
- 2014-12-23
- Topic
- litigation
stating that a necessarily included lesser offense is an offense that is necessarily committed as part of the greater offense | stating that the trial court “has a duty to accurately instruct the jury regarding the law applicable to the facts.” [Quotation marks and citation omitted.] | explaining that the felony offense of reckless driving, in contrast, requires the prosecution to prove that a defendant acted “in willful or wanton disregard for the safety of persons or property” | “[C]ourts may not promulgate procedural rules contrary to [substantive law], but are instead required to adhere to legislative dictates.” | a defendant is entitled to a lesser offense instruction only if that lesser offense is necessarily included in the greater offense, that is, it must be impossible to commit the greater offense without first committing the lesser offense. | a defendant is entitled to a lesser offense instruction only if that lesser offense is necessarily included in the greater offense, that is, it must be impossible to commit the greater offense without first committing the lesser offense.
Citator
- Cited by
- 34 opinions
Michigan Supreme Court
Lansing, Michigan
Syllabus
Chief Justice: Justices:
Robert P. Young, Jr. Michael F. Cavanagh
Stephen J. Markman
Mary Beth Kelly
Brian K. Zahra
Bridget M. McCormack
David F. Viviano
This syllabus constitutes no part of the opinion of the Court but has been Reporter of Decisions:
prepared by the Reporter of Decisions for the convenience of the reader. Corbin R. Davis
PEOPLE v JONES
Docket No. 147735. Argued October 9, 2014 (Calendar No. 6). Decided December 23, 2014.
Thabo Jones was charged in the 36th District Court with reckless driving causing death in
violation of MCL 257.626(4). The court, Cylenthia L. Miller, J., bound defendant over to the
Wayne Circuit Court following a preliminary examination. In a pretrial motion, defendant
requested that the circuit court instruct the jury on the lesser included offense of moving
violation causing death, MCL 257.601d, although MCL 257.626(5) specifically prohibits giving
this instruction when the charged offense is reckless driving causing death. The circuit court,
Richard M. Skutt, J., granted the motion, concluding that MCL 257.626(5) unconstitutionally
infringed the judiciary’s authority to establish court practice and procedure. The Court of
Appeals, RONAYNE KRAUSE and SHAPIRO, JJ. (K. F. KELLY, J., dissenting), affirmed. 302 Mich App 434
(2013). The Supreme Court granted the prosecutor’s interlocutory application for leave
to appeal. 495 Mich 905
(2013).
In an opinion by Justice KELLY, joined by Chief Justice YOUNG and Justices MARKMAN,
ZAHRA, and MCCORMACK, the Supreme Court held:
The circuit court erred by granting defendant’s request to instruct the jury on moving
violation causing death. The Legislature acted within its constitutional authority by creating a
substantive exception that prohibited the jury’s consideration of that lesser offense when the
charged offense is reckless driving causing death.
1. MCL 768.32(1) sets forth the general rule that a defendant is entitled to have the jury
instructed on necessarily included lesser offenses. MCL 257.626(5) sets forth a clear exception
to this general rule: when a defendant is charged with reckless driving causing death, the jury
shall not be instructed regarding the crime of moving violation causing death. Under People v
Cornell, 466 Mich 335
(2002), this legislative modification did not impermissibly infringe the
Supreme Court’s constitutional authority to enact rules governing practice and procedure
because determining what charges a jury may consider concerned a matter of substantive law.
2. Defendant did not have a Sixth Amendment right to have the jury instructed on
moving violation causing death. While the United States Supreme Court has ruled that the jury
must have the opportunity to convict on a lesser included offense in capital cases, it has
expressly declined to rule on whether there is a constitutional entitlement to have the jury
consider lesser included offenses in cases involving noncapital offenses. The fact that
MCL 257.626(5) is silent in the context of a judge sitting as finder of fact did not alter this
conclusion. Given the clear intent of the Legislature to forbid consideration of the lesser
misdemeanor offense of moving violation causing death when a defendant has been charged with
reckless driving causing death, a judge trying a case without a jury would understand that the
defendant could not be convicted of the lesser offense.
Justice VIVIANO, concurring in the result, would have decided the case on the
nonconstitutional ground that the offense of moving violation causing death, which may only be
committed by a person operating a motor vehicle, is not a necessarily included lesser offense of
reckless driving causing death, which may be committed in a non-motor vehicle.
Court of Appeals judgment reversed; case remanded to the circuit court for further
proceedings.
Justice CAVANAGH, dissenting, would have affirmed on the basis of his views that jury
instructions are procedural rather than substantive, that MCL 257.626(5) violates the
constitutional separation-of-powers doctrine because it conflicts with MCR 2.512(B)(2), and that
MCL 257.626(5) violates defendants’ Sixth Amendment rights by limiting their ability to present
their theory of the case and by effectively punishing them for exercising their right to a trial by
jury.
©2014 State of Michigan
Michigan Supreme Court
Lansing, Michigan
Opinion
Chief Justice: Justices:
Robert P. Young, Jr. Michael F. Cavanagh
Stephen J. Markman
Mary Beth Kelly
Brian K. Zahra
Bridget M. McCormack
David F. Viviano
FILED DECEMBER 23, 2014
STATE OF MICHIGAN
SUPREME COURT
PEOPLE OF THE STATE OF MICHIGAN,
Plaintiff-Appellant,
v No. 147735
THABO JONES,
Defendant-Appellee.
BEFORE THE ENTIRE BENCH
KELLY, J.
This interlocutory appeal concerns whether a defendant charged with reckless
driving causing death1 is entitled to a jury instruction on the misdemeanor lesser offense
of moving violation causing death,2 notwithstanding the Legislature’s prohibition against
such an instruction.3 Ordinarily, statutory law entitles criminal defendants to instructions
1
MCL 257.626(4).
2
MCL 257.601d.
3
MCL 257.626(5).
on necessarily included lesser offenses when the facts at issue warrant such instructions.4
Here, because the Legislature specifically created an exception prohibiting an instruction
on moving violation causing death where the charged offense is reckless driving causing
death, and because the Legislature did not exceed its constitutional authority in doing so,
we hold that it was error for the circuit court to grant the defendant’s request to instruct
the jury on moving violation causing death.
We therefore reverse the judgment of the Court of Appeals and remand this case to
the Wayne Circuit Court for further proceedings consistent with this opinion.
Specifically, on remand, the circuit court shall enter an order vacating its ruling granting
defendant’s request to instruct the jury on the misdemeanor lesser offense of moving
violation causing death. In light of the clear legislative dictates of MCL 257.626(5), the
circuit court is precluded from granting defendant’s request and providing such a jury
instruction.
I. FACTS AND PROCEDURAL HISTORY
On the afternoon of March 2, 2012, defendant was driving his automobile at
approximately 80 mph on a road with a posted speed limit of 35 mph. While changing
lanes, defendant collided with another vehicle, which, in turn, struck a third vehicle that
had been parked on the side of the road. The driver of the second vehicle was killed in
the collision. Consequently, defendant was charged with reckless driving causing death
under MCL 257.626(4).
4
MCL 768.32(1); People v Cornell, 466 Mich 335
;646 NW2d 127
(2002).
2
Prior to trial, defense counsel filed a motion in limine, requesting that the circuit
court instruct the jury on the misdemeanor lesser offense of committing a moving
violation causing death. Despite the explicit prohibition in MCL 257.626(5) against such
an instruction, the circuit court granted the motion, concluding that moving violation
causing death is a necessarily included lesser offense of reckless driving causing death
and, therefore, MCL 257.626(5) violates the doctrine of separation of powers under
Const 1963, art 3, § 2.
The prosecution appealed, and the Court of Appeals affirmed in a split published
opinion. The majority held that MCL 257.626(5) is constitutionally infirm because it
violates both the separation of powers and a criminal defendant’s fundamental due
process right to a trial by jury.5 Noting the general rule that a jury may acquit a
defendant of the charged offense and instead find him guilty of a lesser offense, the
majority first concluded that it is a violation of the separation of powers for the
Legislature to prohibit the courts from instructing the jury on a necessarily included
lesser offense. Because MCL 257.626(5) impermissibly precludes an instruction on
moving violation causing death, which “by definition” is a necessarily included lesser
offense of reckless driving causing death, the majority held the statutory prohibition to be
unconstitutional.6 The majority explained that because the Legislature’s sole function is
to create substantive law whereas the Supreme Court has exclusive rulemaking authority
in matters of practice and procedure, effectuating the right to a properly instructed jury is
5
People v Jones, 302 Mich App 434
;839 NW2d 51
(2013).
6
Id. at 439
.
3
exclusively within the domain of the judiciary.7 Therefore, by prohibiting courts from
instructing juries on the necessarily included lesser offense of moving violation causing
death, the Legislature, via MCL 257.626(5), unconstitutionally infringed the judiciary’s
authority to establish court practice and procedure.8
Alternatively, the majority concluded that MCL 257.626(5) could likewise be
invalidated as an unconstitutional deprivation of a defendant’s right to a trial by a
properly instructed jury. The majority observed that although MCL 257.626(5) plainly
prevents the court from instructing the jury on the lesser offense of moving violation
causing death, the statute does not bar or otherwise restrict a judge sitting as fact-finder
from finding a defendant guilty of that lesser offense. The majority reasoned that, had
the Legislature intended to limit a judge’s consideration of moving violation causing
death, it could have easily included language to that effect. Because a criminal defendant
has no right to a bench trial unless the prosecutor and judge agree,9 MCL 257.626(5)
places a criminal defendant in the position of compromising one right in favor of another,
namely, a criminal defendant must relinquish his constitutional right to a trial by jury in
order to permit the fact-finder to consider the lesser offense of moving violation causing
death.10
7
Id. at 441, 442
, citing People v Cornell,466 Mich 335, 349
;646 NW2d 127
(2002).
8
Id. at 440
, citing McDougall v Schanz,461 Mich 15
;597 NW2d 148
(1999).
9
See MCL 763.3 and MCR 6.401.
10
Id. at 443.
4
We granted the prosecution’s interlocutory application for leave to appeal,
directing the parties to brief the following issues:
(1) whether a legislative provision barring consideration of a necessarily
included lesser offense violates the separation of powers doctrine, Const
1963, art 3, § 2; (2) whether MCL 257.626(5) violates a defendant’s right to
a jury trial by foreclosing a jury instruction on a lesser offense; and (3)
whether MCL 257.601d is a necessarily included lesser offense of MCL
257.626(4).[11]
II. STANDARD OF REVIEW
The prosecution contends that the circuit court erred by granting defendant’s
request to instruct the jury on the misdemeanor lesser offense of moving violation
causing death. We review de novo a claim of instructional error involving a question of
law.12 However, a circuit court’s decision as to whether a requested lesser-included-
offense instruction is applicable under the facts of a particular case will only be reversed
upon a finding of an abuse of discretion.13 An abuse of discretion occurs when the circuit
court chooses an outcome that falls outside the range of principled outcomes.14 Before
addressing any alleged instructional error by the circuit court, however, we first consider
whether a defendant is entitled to a jury instruction on the offense of moving violation
11
People v Jones, 495 Mich 905
(2014).
12
People v Gillis, 474 Mich 105, 113
;712 NW2d 419
(2006).
13
Cornell, 466 Mich at 352-353
.
14
People v Musser, 494 Mich 337, 348
;835 NW2d 319
(2013).
5
causing death despite the statutory prohibition set forth in MCL 257.626(5). We review
this and other questions of law de novo.15
III. ANALYSIS
In determining whether the circuit court erred by granting the request to instruct
the jury on the misdemeanor lesser offense of moving violation causing death, we begin
by reviewing the common law and statutory basis for lesser offense instructions, after
which we will address the extent to which this review affects the construction of the
reckless driving causing death and moving violation causing death provisions.16
A. PROPRIETY OF LESSER-INCLUDED-OFFENSE INSTRUCTIONS
At common law, the general rule of lesser included offenses was that
when an indictment charged an offense which included within it another
less offense or one of a lower degree, the defendant, though acquitted of the
higher offense, might be convicted of the less.
This rule, however, was subject to the qualification, that upon an
indictment for a felony, the defendant could not be convicted of a
misdemeanor.[17]
15
People v Kowalski, 489 Mich 488, 497
;803 NW2d 200
(2011). 16 Because both parties have conceded that moving violation causing death is, in fact, a necessarily included lesser offense of reckless driving causing death—as opposed to a cognate offense—we will proceed on this assumption, analyzing this case in light of that concession. We note, however, that even if moving violation causing death does not constitute a necessarily included lesser offense of reckless driving causing death, the result would nevertheless the same because, as will be discussed later in the opinion, MCL 768.32(1) does not permit cognate lesser offense instructions. See People v Cornell,466 Mich 335, 359
;646 NW2d 127
(2002).
17
Hanna v People, 19 Mich 316, 318
(1869).
6
This common-law rule has since been legislatively modified18 and appears in what is now
MCL 768.32(1), which provides as follows:
Except as provided in subsection (2), upon an indictment for an
offense, consisting of different degrees, as prescribed in this chapter, the
jury, or the judge in a trial without a jury, may find the accused not guilty
of the offense in the degree charged in the indictment and may find the
accused person guilty of a degree of that offense inferior to that charged in
the indictment, or of an attempt to commit that offense.[19]
18
Significantly, no longer does the rule preclude a misdemeanor from constituting a
lesser included offense of a felony but instead authorizes a conviction “for any
substantive offense included in the offense charged, without reference to the fact that one
was a felony and the other a misdemeanor . . . .” Hanna, 19 Mich at 322
.
19
We note that when the charged offense involves a major controlled substance, the rules
pertaining to lesser included offenses are different. MCL 768.32(2) states:
(2) Upon an indictment for an offense specified in section
7401(2)(a)(i) or (ii) or section 7403(2)(a)(i) or (ii) of the public health code,
Act No. 368 of the Public Acts of 1978, being sections 333.7401 and
333.7403 of the Michigan Compiled Laws, or conspiracy to commit 1 or
more of these offenses, the jury, or judge in a trial without a jury, may find
the accused not guilty of the offense in the degree charged in the indictment
but may find the accused guilty of a degree of that offense inferior to that
charged in the indictment only if the lesser included offense is a major
controlled substance offense. A jury shall not be instructed as to other
lesser included offenses involving the same controlled substance nor as to
an attempt to commit either a major controlled substance offense or a lesser
included offense involving the same controlled substance. The jury shall be
instructed to return a verdict of not guilty of an offense involving the
controlled substance at issue if it finds that the evidence does not establish
the defendant’s guilt as to the commission of a major controlled substance
offense involving that controlled substance. A judge in a trial without a jury
shall find the defendant not guilty of an offense involving the controlled
substance at issue if the judge finds that the evidence does not establish the
defendant’s guilt as to the commission of a major controlled substance
offense involving that controlled substance.
In People v Binder (On Remand), 215 Mich App 30
;544 NW2d 714
(1996), the Court of
Appeals held unconstitutional the provisions of MCL 768.32(2) that limit consideration
7
Reduced to its simplest terms, when a defendant is charged with an offense “consisting of
different degrees,” the factfinder may, consistent with the statutory text, acquit the
defendant of the charged offense and find him of her “guilty of a degree of that offense
inferior to that charged in the indictment . . . .”
In People v Cornell,20 this Court considered what crimes constitute lesser or
“inferior” offenses within the meaning of MCL 768.32(1). After reviewing the dissonant
approaches to lesser-included-offense instructions articulated throughout our
jurisprudence, this Court noted that “the word ‘inferior’ in the statute does not refer to
inferiority in the penalty associated with the offense, but, rather, to the absence of an
element that distinguishes the charged offense from the lesser offense.”21 On this basis,
this Court concluded that a defendant is entitled to a lesser offense instruction only if that
lesser offense is necessarily included in the greater offense; that is, the offense must be
committed as part of the greater offense insofar as it would be “impossible to commit the
greater offense without first committing the lesser offense.”22 Cornell thus interpreted the
legislative prerogative contained in MCL 768.32(1)—that an included-inferior-offense
instruction may be appropriate upon request—as limited to necessarily included lesser
of the lesser offense and jury instruction in cases involving a major controlled substance
offense as a violation of the separation of powers doctrine. This Court, however, vacated
that portion of the Court of Appeals opinion as unnecessary to the resolution of that case.
People v Binder, 453 Mich 915
(1996).
20
466 Mich 335
. 21Id. at 354
, quoting People v Torres (On Remand),222 Mich App 411, 419-420
;564 NW2d 149
(1997) (citation and quotation marks omitted).
22
Id. at 361; People v Hendricks, 446 Mich 435
;521 NW2d 546
(1994).
8
offenses only; it foreclosed consideration of cognate lesser offenses, which, in the
absence of adequate notice, may violate a defendant’s fundamental due process rights.23
Under Cornell, then, the rule of lesser included offenses is simple: pursuant to MCL
768.32(1), the court must first determine whether an offense is necessarily included,
which requires a comparison of the elements of the offenses, and if so, the court must
then determine whether an instruction is warranted on the facts of a particular case by
examining whether “the charged greater offense requires the jury to find a disputed
factual element that is not part of the lesser included offense and a rational view of the
evidence would support [the instruction].”24
As a corollary of this conclusion, Cornell returned MCL 768.32(1) to its original
construction as given by this Court in Hanna: consideration of cognate lesser offenses is
not permitted and the right to an instruction on a necessarily included lesser offense turns
on whether “the charged greater offense requires the jury to find a disputed factual
element that is not part of the lesser included offense and a rational view of the evidence
23
See Cornell, 466 Mich at 353-355
. Indeed, “cognate” lesser offenses are those that share some common elements, and are of the same class or category as the greater offense, but likewise contain additional elements not found in the greater offense. See also Hendricks,446 Mich at 443
. Accordingly, failure to provide a defendant with
adequate notice that he is being charged with a cognate offense may deprive the
defendant of the opportunity to defend himself, since he would not have had notice of all
the elements of the offense against which he was required to defend. In contrast, a
defendant always has adequate notice that he might be charged with necessarily included
lesser offenses, which contain no additional elements beyond those contained in the
principal charge.
24
Cornell, 466 Mich at 357
.
9
would support [the instruction].”25 In so doing, this Court noted the separation of powers
concerns inherent in its earlier caselaw permitting instructions on cognate offenses: to
interpret MCL 768.32(1) as permitting instruction on cognate offenses is not a proper
exercise of Supreme Court authority to determine rules of practice and procedure. While
this Court exclusively retains the authority and duty to prescribe general rules that
“establish, modify, amend, and simplify the practice and procedure in all courts of this
state,”26 it cannot be disputed that “enact[ing] court rules that establish, abrogate, or
modify the substantive law”27 transcends the limits of that authority. Indeed, “matters of
substantive law are left to the Legislature.”28 And because “[d]etermining what charges a
jury may consider does not concern merely the ‘judicial dispatch of litigation,’ ”29
MCL 768.32(1) thus concerns a matter of substantive law and, consequently, courts may
not promulgate procedural rules contrary to statutory law governing lesser-included-
offense instructions, but are instead required to adhere to the legislative dictates.
25
Id. at 357
.
26
Const 1963, art 6, § 5.
27
McDougall, 461 Mich at 27
. 28 Cornell,466 Mich at 353
. See also People v Glass (After Remand),464 Mich 266, 281
;627 NW2d 261
(2001); McDougall,461 Mich at 27
.
29
Cornell, 466 Mich at 353
, quoting McDougall,461 Mich at 30
.
10
B. RECKLESS DRIVING CAUSING DEATH AND MOVING VIOLATION
CAUSING DEATH
Defendant was charged with reckless driving causing death pursuant to MCL
257.626(4). The reckless driving statute, MCL 257.626, provides in relevant part as
follows:
(2) Except as otherwise provided in this section, a person who
operates a vehicle upon a highway or a frozen public lake, stream, or pond
or other place open to the general public, including, but not limited to, an
area designated for the parking of motor vehicles, in willful or wanton
disregard for the safety of persons or property is guilty of a misdemeanor
punishable by imprisonment for not more than 93 days or a fine of not more
than $500.00, or both.
* * *
(4) Beginning October 31, 2010,[30] a person who operates a vehicle
in violation of subsection (2) and by the operation of that vehicle causes the
death of another person is guilty of a felony punishable by imprisonment
for not more than 15 years or a fine of not less than $2,500.00 or more than
$10,000.00, or both. The judgment of sentence may impose the sanction
permitted under section 625n. If the vehicle is not ordered forfeited under
section 625n, the court shall order vehicle immobilization under section
904d in the judgment of sentence.
(5) In a prosecution under subsection (4), the jury shall not be
instructed regarding the crime of moving violation causing death.
Taken together, then, these provisions demonstrate the Legislature’s intent that a person
is guilty of reckless driving causing death, a 15-year felony, if that person “operates a
vehicle . . . [in willful or wanton disregard for the safety of persons or property] and by
the operation of that vehicle causes the death of another person. . . .” Moreover, in a
30
As stated, defendant’s alleged offense occurred on March 2, 2012.
11
prosecution for reckless driving causing death, “the jury shall not be instructed regarding
the crime of moving violation causing death.”
Despite these plain legislative dictates, the circuit court granted defendant’s
request that the jury be instructed on the misdemeanor lesser offense of moving violation
causing death, which, in turn, provides as follows:
(1) A person who commits a moving violation that causes the death
of another person is guilty of a misdemeanor punishable by imprisonment
for not more than 1 year or a fine of not more than $2,000.00, or both.
* * *
(3) This section does not prohibit the person from being charged
with, convicted of, or punished for any other violation of law.
(4) As used in this section, “moving violation” means an act or
omission prohibited under this act or a local ordinance substantially
corresponding to this act that involves the operation of a motor vehicle, and
for which a fine may be assessed.[31]
IV. APPLICATION
Assuming, based on the record concession, that moving violation causing death
indeed constitutes a necessarily included lesser offense of reckless driving causing death,
we nevertheless conclude that the circuit court erred in granting the request that the jury
be instructed on the misdemeanor lesser offense of moving violation causing death.
MCL 768.32(1) sets forth the general rule that a defendant is entitled to have the jury
instructed on necessarily included lesser offenses. MCL 257.626(5), in turn, sets forth a
clear exception to this general rule: when a defendant is charged with reckless driving
31
MCL 257.601d.
12
causing death, “the jury shall not be instructed regarding the crime of moving violation
causing death.” As Cornell indicates, MCL 768.32(1) reflects both the Legislature’s
abolition of the common-law misdemeanor restriction as well as its proscription against
consideration of cognate lesser offenses.32 As Cornell further indicates, this legislative
modification does not impermissibly infringe this Court’s constitutional authority to enact
rules governing practice and procedure, because “[d]etermining what charges a jury may
consider . . . concerns a matter of substantive law.”33 Just as modifying the common-law
rule is a permissible exercise of legislative authority under Cornell, we conclude that, by
extension, so too is creating a substantive exception to that rule.34
Notwithstanding this Court’s explicit statements to the contrary, the Court of
Appeals interprets Cornell to “support” its conclusion that “determining what instructions
should be given to the jury is exclusively within the judiciary’s role.”35 The Court of
Appeals opinion similarly asserts that “[c]orrectly instructing the jury . . . is a
fundamental requirement of fair and proper administration of justice.”36 Yet the two
cases upon which the Court of Appeals relies in support of this proposition—People v
32
Id. at 354.
33
Id. at 353.
34
Indeed, we note that, as a substantive exception to the rule the Legislature articulated in
MCL 768.32(1), MCL 257.626(5) has the effect of reestablishing the common-law rule
with regard to the crimes of reckless driving causing death (a felony) and moving
violation causing death (a misdemeanor). See Hanna, 19 Mich at 318
(“[U]pon an indictment for a felony, the defendant could not be convicted of a misdemeanor.”).35 Jones, 302
Mich App at 442.
36
Id. at 441.
13
Murray and People v Townes37—contain no such language nor do they somehow suggest
that a criminal defendant has an unfettered right to have the jury instructed on a lesser
included offense or that such instructions are within the exclusive domain of the
judiciary. At most, these cases merely reaffirm the unexceptional legal premise that a
judge has a duty to accurately instruct the jury regarding the “law applicable to the
facts,”38 irrespective of whether a proper request for or objection to those instructions has
been made. Contrary to the Court of Appeals’ assertion, MCL 257.626(5) is not a matter
of practice and procedure, and, consequently, there can be no violation of separation of
powers simply because a necessarily included lesser offense exists and the Legislature
has acted within its constitutional authority by creating a substantive exception that
prohibits or otherwise limits the jury’s consideration of that lesser offense.
Nevertheless, defendant also argues that his Sixth Amendment right to a jury trial
requires an instruction on moving violation causing death. However, the United States
Supreme Court has not identified any requirement that a jury must consider lesser
included offenses when deciding whether to convict on the charged offense. While the
United States Supreme Court has ruled that, in a capital case, the jury must have the
opportunity to convict on a lesser included offense,39 this holding has been limited to
37
People v Murray, 72 Mich 10, 16
;40 NW 29
(1888); People v Townes,391 Mich 578, 587
;218 NW2d 136
(1974).
38
Murray, 72 Mich at 16
.
39
Beck v Alabama, 447 US 625, 638
;100 S Ct 2382
;65 L Ed 2d 392
(1980).
14
capital offenses.40 Except within this limited circumstance, the United States Supreme
Court has expressly declined to rule on whether there is a constitutional entitlement to
have the jury consider lesser included offenses.
Neither does the fact that MCL 257.626(5) is silent in the context of a judge sitting
as finder of fact at a bench trial alter our conclusion. As stated, the Legislature made a
policy decision that the jury may not be instructed on the lesser offense of moving
violation causing death when the defendant is on trial for reckless driving causing death.
The trial judge has a duty to instruct the jury “as to the law applicable to the case,”41
including lesser included offenses, and MCL 257.626(5) presents one such law applicable
to the charge of reckless driving causing death. Furthermore, there is logical connection
between the jury being instructed “as to the law applicable to the case,” MCL 768.29, and
the jury finding guilt based on those instructions. That is, by precluding the jury from
being instructed on the crime of moving violation causing death, the Legislature was
essentially precluding the jury from convicting a criminal defendant of that lesser offense.
40
Id.
at 638 n 14. We recognize that defendant structures his constitutional argument as a violation of his Sixth Amendment right to a trial by jury whereas Beck dealt with violations of the Eighth Amendment and the Due Process Clause of the Fourteenth Amendment. See Smith v Spisak,558 US 139, 159
;130 S Ct 676
;175 L Ed 2d 595
(2010) (“Our concern in Beck was that presenting the jury with only two options—death
or no punishment—introduced a risk of arbitrariness and error into the deliberative
process that the Constitution could not abide in the capital context.”). However,
defendant’s failure to support his Sixth Amendment argument with citation to helpful
authority deprives us of any meaningful opportunity to assess whether the constitutional
entitlement announced in Beck should be extended to the noncapital context.
41
MCL 768.29.
15
While jurors are not presumed to know the law applicable to a case, Michigan law
presumes that a trial judge sitting as finder of fact is “aware of lesser-included offenses
without the need for instruction.”42 Conversely, the judge must also be aware when (as
here) it is not appropriate to consider lesser included offenses.43 As a result, the
Legislature did not need to provide an explicit limitation on a judge acting as the finder of
fact when enacting its exception to the general rule governing lesser included offenses.
To interpret MCL 257.626(5) as precluding the lesser offense instruction in either a jury
trial or bench trial is therefore consistent with the general purpose of MCL 257.626(5): to
eliminate the possibility that a defendant charged with reckless driving causing could be
convicted of moving violation causing death. For these reasons, we agree with the Court
of Appeals dissenting opinion, which explained that “[g]iven the clear intent of the
Legislature to forbid consideration of the lesser misdemeanor offense of moving violation
causing death when a defendant has been charged with reckless driving causing death, a
judge trying a case without a jury would surely understand that he or she could not
convict the defendant of the lesser offense.”44
As a result of defendant’s charge of reckless driving causing death,
MCL 257.626(5) barred an instruction on the misdemeanor lesser offense of moving
42
People v Cazal, 412 Mich 680, 686-687
;316 NW2d 705
(1982). 43 Cf. People v Ellis,468 Mich 25, 28
;658 NW2d 142
(2003) (noting that a judge may
not “reward[] a defendant for waiving a jury trial by ‘finding’ him not guilty of a charge
for which an acquittal is inconsistent with the court’s factual findings” and convicting
him of a lesser offense).
44
People v Jones, 302 Mich App at 449
(K.F. KELLY, J., dissenting).
16
violation causing death. This legislative enactment does not run afoul of the separation
of powers because, consistent with Cornell, MCL 257.626(5) is a substantive rule of law
and is thus within the domain of the Legislature.45 Because defendant was statutorily
precluded from having the jury consider the lesser offense of moving violation causing
death, we therefore hold that the circuit court erred by granting the requested instruction.
V. CONCLUSION
We conclude that the circuit court erred by granting defendant’s request that the
jury be instructed on moving violation causing death. Defendant was charged with the
greater offense of reckless driving causing death and, as such, was precluded under MCL
257.626(5) from receiving an instruction on the misdemeanor lesser offense of moving
violation causing death. We therefore reverse the judgment of the Court of Appeals and
remand this case to the circuit court for further proceedings, including entry of an order
vacating its ruling granting defendant’s request to instruct the jury on the misdemeanor
lesser offense of moving violation causing death.
Mary Beth Kelly
Robert P. Young, Jr.
Stephen J. Markman
Brian K. Zahra
Bridget M. McCormack
45
Although the defendant in this case challenges the propriety of MCL 257.626(5), the
limitation on the lesser offense limits prosecutorial discretion as well: the Legislature
chose, when enacting MCL 257.626(5), to require a prosecutor who charges a defendant
with reckless driving causing death to pursue an all-or-nothing strategy. That is, if the
prosecutor has a reasonable, but marginal case that the defendant acted “in willful or
wanton disregard for the safety of persons or property,” the prosecutor cannot argue in
the alternative that the jury must at least convict the defendant on the moving violation
causing death offense to achieve some conviction. We respect this policy decision of the
Legislature.
17
STATE OF MICHIGAN
SUPREME COURT
PEOPLE OF THE STATE OF MICHIGAN,
Plaintiff-Appellant,
v No. 147735
THABO JONES,
Defendant-Appellee.
VIVIANO, J. (concurring in the result).
I concur in the result because I agree with the majority that we should reverse the
judgment of the Court of Appeals and remand this case to the Wayne Circuit Court to
enter an order vacating its ruling granting defendant’s request to instruct the jury on the
offense of moving violation causing death. However, I write separately because I believe
that the same result can be reached by deciding this case on a nonconstitutional ground.
This Court’s order granting leave to appeal in this case asked the parties to address
constitutional issues regarding the separation of powers and the right to a jury trial.1
However, we also asked the parties to address “whether MCL 257.601d [moving
violation causing death] is a necessarily included lesser offense of MCL 257.626(4)
[reckless driving causing death].”2 The majority opinion declines to address that issue
because both parties conceded that moving violation causing death is a necessarily
1
People v Jones, 495 Mich 905
(2014).
2
Id.
included lesser offense of reckless driving causing death. Despite this concession,
however, I would decline to reach the constitutional issues3 and instead decide, as a
matter of law, that moving violation causing death is not a necessarily included lesser
offense of reckless driving causing death.4
In determining whether an offense is a necessarily included lesser offense of a
greater offense, the issue requires the Court to determine whether the greater offense at
issue always includes the lesser offense at issue.5 In other words, the question is whether
all of the elements of moving violation causing death are subsumed into reckless driving
3
Madugula v Taub, 496 Mich 685, 696
;853 NW2d 75
(2014), quoting Lisee v Secretary,388 Mich 32, 40
;199 NW2d 188
(1972), quoting People v Quider,172 Mich 280
, 288- 289;137 NW 546
(1912) (“ ‘[I]t is well settled in Michigan that “[c]onstitutional questions will not be passed upon when other decisive questions are raised by the record which dispose of the case.” ’ ”); see also Lichtman v Detroit,75 Mich App 731, 734-735
;255 NW2d 731
(1977), citing Neese v Southern R Co,350 US 77, 78
;76 S Ct 131
;100 L Ed 60
(1955) (“A decision should have been made on nonconstitutional grounds, even though not raised by the parties.”). 4 People v Wilder,485 Mich 35, 40
;780 NW2d 265
(2010) (stating that the determination whether an offense is a lesser included offense is a question of law subject to review de novo). 5 See People v Nickens,470 Mich 622, 629-630
;685 NW2d 657
(2004); see also People v Walls,474 Mich 1142
(2006) (CORRIGAN, J., concurring), citing People v Cornell,466 Mich 335, 357
, 358 n 13;646 NW2d 127
(2002) and People v Mendoza,468 Mich 527
, 532 n 3;664 NW2d 685
(2003) (stating that “the court must first determine whether an
offense is necessarily included,” which is resolved solely by a comparison of the
elements of the offenses, and that “once it is established that the offense is necessarily
included, the court must then determine whether an instruction is warranted on the facts
of a particular case, by examining whether ‘the charged greater offense requires the jury
to find a disputed factual element that is not part of the lesser included offense and a
rational view of the evidence would support it’ ”).
2
causing death such that it is impossible for a person to commit reckless driving causing
death without first committing moving violation causing death.6
The reckless driving causing death statute applies to “a person who operates a
vehicle.”7 However, moving violation causing death applies to “[a] person who commits
a moving violation,” which requires “an act or omission prohibited under this act or a
local ordinance substantially corresponding to this act that involves the operation of a
motor vehicle[.]”8 This may seem like a distinction without a difference upon first
glance. But I believe the Legislature’s use of the words “motor vehicle” and “vehicle” is
significant given that the Michigan Vehicle Code has assigned distinct definitions to the
two terms.
MCL 257.79 defines “vehicle,” in pertinent part, as follows:
“Vehicle” means every device in, upon, or by which any person or
property is or may be transported or drawn upon a highway, except devices
exclusively moved by human power or used exclusively upon stationary
rails or tracks . . . .
Whereas MCL 257.33 defines “motor vehicle” as follows:
“Motor vehicle” means every vehicle that is self-propelled, but for
purposes of chapter 4 of this act[9] motor vehicle does not include industrial
6
See Nickens, 470 Mich at 630
; Cornell,466 Mich at 345, 361
(stating that to be a
necessarily included lesser offense “the lesser offense must be such that it is impossible
to commit the greater without first having committed the lesser”) (quotation marks and
citation omitted).
7
MCL 257.626.
8
MCL 257.601d.
9
Chapter 4 of the Michigan Vehicle Code pertains to civil liability.
3
equipment such as a forklift, a front-end loader, or other construction
equipment that is not subject to registration under this act. Motor vehicle
does not include an electric patrol vehicle being operated in compliance
with the electric patrol vehicle act. Motor vehicle does not include an
electric personal assistive mobility device. Motor vehicle does not include
an electric carriage.
Thus, by its terms, a “motor vehicle” is more narrowly defined as a “vehicle” with
the distinct feature of being self-propelled. Arguably, then, a person could operate10 a
“vehicle” in violation of the reckless driving causing death statute, but not violate the
moving violation causing death statute if the vehicle involved was not specifically a
“motor vehicle.” But this distinction raises the question—what types of vehicles could a
person operate in violation of the reckless driving causing death statute that are not motor
vehicles?
According to my review of the Michigan Vehicle Code, a “vehicle” for purposes
of the reckless driving causing death statute could be a “person riding an animal,” “an
animal-drawn vehicle,”11 or an “electric carriage.”12 And while those devices are vehicles
10
“Operate” or “operating” means, in pertinent part, “[b]eing in actual physical control of
a vehicle.” MCL 257.35a(a).
11
MCL 257.604 states:
A person riding an animal or driving an animal-drawn vehicle upon
a roadway shall be granted all of the rights and shall be subject to all the
duties, criminal penalties, and civil sanctions applicable to the driver of a
vehicle by this chapter, except those provisions of this chapter which by
their very nature may not have application.
12
The Michigan Vehicle Code defines “electric carriage” as “a horse-drawn carriage that
has been retrofitted to be propelled by an electric motor instead of by a horse and that is
used to provide taxi service.” MCL 257.13d. And, as quoted above, the definition of
“motor vehicle” specifically states, “Motor vehicle does not include an electric carriage.”
4
under the act, they are obviously not “motor vehicles.” Thus, while it could be possible
for a person to be charged with reckless driving causing death for recklessly driving a
horse-drawn carriage, it would be impossible for that person to be found guilty of moving
violation causing death because a horse-drawn carriage is not a motor vehicle. In other
words, the offense of moving violation causing death is not a necessarily included lesser
offense of reckless driving causing death because it is possible to commit reckless driving
causing death without first committing a moving violation causing death—if you are
operating a “vehicle” that is not also a “motor vehicle.”13
I am fully aware that the circumstances under which a person may commit
reckless driving causing death using such a non-motor vehicle will be rare, but the rarity
of that potential occurrence does not change the legal analysis. An offense is either
always considered a necessarily included lesser offense or it is not.14 And applying
principles of statutory interpretation,15 I believe the Legislature’s use of different
13
Nickens, 470 Mich at 628, 630
; Cornell,466 Mich at 345, 361
. 14 See Nickens,470 Mich at 630
(“In every instance where an actor commits CSC-I involving personal injury and uses force or coercion to accomplish sexual penetration, the actor first commits an attempted-battery assault with the intent to commit CSC involving sexual penetration.”) (emphasis added); People v Veling,443 Mich 23, 36
;504 NW2d 456
(1993) (“[I]f the lesser offense is one that is necessarily included in the charged offense, the evidence always supports the lesser offense if it supports the greater.”) (emphasis added). 15 In re MKK,286 Mich App 546, 556-557
;781 NW2d 132
(2009) (stating that our Legislature is presumed to be aware of the consequences of its use of statutory language as well as its effect on existing laws); see also Carson City Hosp v Dep’t of Community Health,253 Mich App 444, 447-448
;656 NW2d 366
(2002) (“When the Legislature
enacts laws, it is presumed to know the rules of statutory construction and therefore its
use or omission of language is generally presumed to be intentional.”).
5
terminology to describe the elements of each offense dictates the conclusion that the
offense of moving violation causing death is not a necessarily included lesser offense of
reckless driving causing death because all of the elements of moving violation causing
death are not subsumed into reckless driving causing death such that it is impossible for a
person to commit reckless driving causing death without first committing moving
violation causing death. Accordingly, because it would instead be a cognate lesser
offense,16 defendant was not entitled to an instruction on the offense of moving violation
causing death irrespective of the Legislature’s statutory prohibition.17 Therefore, I would
dispose of the case on this nonconstitutional ground.18
David F. Viviano
16
Cornell, 466 Mich at 345, 355
(stating that a cognate lesser offense is one that is of the
same class or category and shares elements with the charged offense, but may contain
elements not found in the higher offense).
17
MCL 257.626(5).
18
MCL 768.32(1); Cornell, 466 Mich at 359
.
6
STATE OF MICHIGAN
SUPREME COURT
PEOPLE OF THE STATE OF MICHIGAN,
Plaintiff-Appellant,
v No. 147735
THABO JONES,
Defendant-Appellee.
CAVANAGH, J. (dissenting).
The majority holds that jury instructions on lesser included offenses “concern a
matter of substantive law,” and, therefore, the Legislature’s decision to bar instruction on
the lesser included offense of moving violation causing death, MCL 257.601d(1), within
MCL 257.626(5), is a permissible exercise of legislative power and does not offend the
separation-of-powers doctrine. I continue to disagree with the majority’s test regarding
the difference between substantive and procedural law, and I disagree that lesser-
included-offense instructions are a matter of substantive law. See McDougall v Schanz,
461 Mich 15, 60-61
;597 NW2d 148
(1999) (CAVANAGH, J., dissenting). Further, I
believe that MCL 257.626(5) deprives a defendant of the ability to present his theory of
the case and disadvantages a defendant who chooses to exercise his right to a jury trial in
violation of the Sixth Amendment. Therefore, I must respectfully dissent.
I. SEPARATION OF POWERS
The majority’s separation-of-powers test was established in McDougall, where it
held that a law only impinges on the Court’s power to govern “practice and procedure”
under Const 1963, art 6, § 5, when “no clear legislative policy consideration other than
judicial dispatch of litigation can be identified.” McDougall, 461 Mich at 30
, quoting Kirby v Larson,400 Mich 585, 598
;256 NW2d 400
(1977) (opinion of WILLIAMS, J.) (quotation marks omitted). In doing so, the McDougall majority overruled Perin v Peuler, (On Rehearing),373 Mich 531
;130 NW2d 4
(1964), criticizing Perin’s rule as
overly broad.
However, I continue to believe that Perin properly applied Const 1963, art 6, § 5.
As I explained in McDougall, 461 Mich at 41-42
(CAVANAGH, J., dissenting), the separation-of-powers doctrine can be traced to the first Michigan Constitution, “which even predated our statehood.” We have long held that when a court rule and a statute conflict, the court rule shall control absent the Court’s acquiescence. See e.g., Byrne v Gypsum Plaster & Stucco Co,141 Mich 62, 63-34
;104 NW 410
(1905); Berman v Psiharis,325 Mich 528, 533
;39 NW2d 58
(1949); In re Koss Estate,340 Mich 185
, 189- 190;65 NW2d 316
(1954). As Perin correctly explained, “[t]he function of enacting and amending judicial rules of practice and procedure has been committed exclusively to this Court[,] a function with which the legislature may not meddle or interfere save as the Court may acquiesce and adopt for retention at judicial will.” Perin,373 Mich at 541
(citations omitted). Thus, unless this Court acquiesces to the Legislature’s decisions to
regulate court procedures, this Court’s power to regulate its own matters will always
trump any legislatively prescribed rules.
Supplementing Perin’s analysis, when one considers the definitions of
“substantive law” and “procedural law,” it becomes clear that lesser-included-offense
instructions are procedural rather than substantive law, and, therefore, within the Court’s
2
constitutionally prescribed powers under art 6, § 5. “Substantive law” is defined as “[t]he
part of law that creates, defines, and regulates the rights, duties, and powers of parties,”
Black’s Law Dictionary (8th ed); whereas, “procedural law” is defined as “[t]he rules that
prescribe the steps for having a right or duty judicially enforced, as opposed to the law
that defines the specific rights and duties themselves.” Id. Indeed, our caselaw supports
these distinctions between substantive and procedural law. For example, Phelps v Wayne
Circuit Judge, 225 Mich 514, 517-518
;196 NW 195
(1923), determined a statute to be procedural and explained that “[t]he contingent right given by the statute is not substantive law, but a rule of procedure relating only to the remedy. Its purpose and character class it as adjective law, which deals with methods for maintenance and enforcement of primary rights or to redress their invasion.” Similarly, Chandler Motor Sales Co v Dertien,229 Mich 630, 634
;201 NW 954
(1925), explained that a procedural
law “is one of practice. It relates to the method of applying a remedy and not to the
substantive law (citation and quotation marks omitted).”
Lesser-included-offense instructions determine the method by which the
substantive law—i.e. crimes—are applied in a criminal case. They do not, however,
determine what is or is not a crime, and they do not define the rights and duties of
members of society. Instead, they help prescribe the steps that a jury follows in reaching
its verdict by informing the jury of their options under the existing substantive law. In
other words, lesser-included-offense instructions inform the jury of the applicable crimes
the jury may consider. Another way to approach the issue is to consider a jury’s verdict
the “remedy” in a criminal trial. Just like the outcome of a civil case is a remedy, the
outcome in a criminal case is the verdict. See Chandler Motor Sales Co, 229 Mich at
3 634. Stated another way, lesser-included-offense instructions consider the methods for redressing a criminal defendant’s potential “invasion,” see Phelps,225 Mich at 517-518
,
by prescribing the steps for determining a criminal sentence. Likewise, lesser-included-
offense instructions do not determine what remedy is available, or whether a remedy is
available, but instead inform the method of choosing and applying the “remedy” by
providing varied options to the jury. And while the bar in MCL 257.626(5) on jury
instruction in this case could arguably define the substantive rights of a defendant, the
rights being defined are those within the context of a trial: they are the procedural rights
a criminal defendant is afforded, and not the rights and obligations of the defendant as it
relates to his membership in society.
Having established that lesser-included-offense instructions are indeed procedural,
and, thus, within the purview of the court, the Legislature’s action is only impermissible
if the law conflicts with a court rule. I believe that there is such a conflict.
MCR 2.512(B)(2) requires that the court “shall instruct the jury on the applicable law, the
issues presented by the case, and, if a party requests as provided in [another subrule], that
party’s theory of the case.” In my view, MCR 2.512(B)(2) directs that the court instruct
the jury regarding lesser included offenses because lesser included offenses for which a
defendant is potentially culpable is part of the “applicable law.” In addition, as discussed
later in this opinion, jury instructions, including lesser-included-offense instructions, are
integral to a defendant’s ability to present his theory of the case. Therefore, in my mind,
MCL 257.626(5) irreconcilably conflicts with MCR 2.512(B)(2). The court rule must
control unless this Court acquiesces or adopts the statute’s rule—we have done neither.
4
Therefore, MCL 257.626(5) impermissibly infringes this Court’s sole authority to adopt
rules and procedures and thus violates the separation-of-powers doctrine.
To the contrary, the majority holds that lesser-included-offense instructions are a
matter of substantive law and, thus, the Legislature’s regulation of such instructions does
not offend the separation-of-powers doctrine. However, the majority merely cites a
single statement in People v Cornell, 466 Mich 335, 353
;646 NW2d 127
(2002), that “[d]etermining what charges a jury may consider . . . concerns a matter of substantive law.” Yet Cornell provided little analysis to support this bold pronouncement, simply citing the following passage from People v Piasecki,333 Mich 122, 143
;52 NW2d 626
(1952):
The measure of control exercised in connection with the prevention and
detection of crime and prosecution and punishment of criminals is set forth
in the statutes of the State pertaining thereto, particularly the penal code and
the code of criminal procedure. The powers of the courts with reference to
such matters are derived from the statutes.
When read in context, it is clear that Piasecki defined jurisdictional powers of the Court
as granted by the Legislature. Importantly, Piasecki did not involve a situation in which
the Legislature attempted to intrude on powers constitutionally granted to the courts
under Const 1963, art 6, § 5. Thus, Cornell’s citation to Piasecki to support its assertion
was incorrect, as the following passage from Piasecki makes clear:
Appellant’s argument does not rest on the theory of an improper
usurpation of judicial authority but on the claim that if the jurisdiction of
the court in the criminal case has attached there may be no interference with
such jurisdiction.
* * *
5
We are not dealing with a situation in which the legislature has
undertaken to interfere with the exercise of strictly judicial prerogatives in
the trial of cases . . . . Such decisions are not in point in the instant
controversy. We are concerned here with the power of the legislature to
create substantive rights and to provide for the protection thereof in matters
that are clearly within the scope of the police power of the State. [Id. at
147-148 (emphasis added) (citations omitted).]
It is clear that Piasecki’s discussion regarding the court’s power was describing those
jurisdictional powers granted to the courts by the Legislature, not those powers that are
inherent in the courts by virtue of Michigan’s Constitution. Thus, in my opinion,
Cornell’s fleeting statement was incorrect, and the majority’s reliance on it is likewise
improper.
Moreover, in McDougall and subsequent cases, including this one, the majority
continues to apply an overbroad test that risks making this Court’s ability to govern
judicial matters all but an illusion. As previously stated, the majority considers whether
“no clear legislative policy consideration other than judicial dispatch of litigation can be
identified.” McDougall, 461 Mich at 30
(citation and quotation marks omitted).
However, the pitfalls of the majority’s test become clear when one considers that a policy
reason can be found for nearly any legislative enactment affecting the procedures of the
courts. Under the majority’s test, arguably the Legislature could amend the voir dire
process to attempt to ensure better jury selections, or even attempt to dictate the structure
of a trial for the purposes of efficiency. I am hesitant to believe that the Legislature acts
purely arbitrarily, without policy considerations in mind. In other words, irrespective of
whether the Legislature acts within the confines of its power, every law passed by the
Legislature, whether constitutional or not, is the result of a policy decision. It would
seem, therefore, that unless the Legislature acts arbitrarily, with no policy goal in mind,
6
every law involves a “legislative policy consideration.” Therefore, I believe that the mere
existence of legislative policy goals is not sufficient to avoid separation-of-powers
concerns.
II. RIGHT TO A JURY TRIAL
In addition to violating the separation-of-powers doctrine, MCL 257.626(5)
gravely implicates the constitutional right to a trial by jury in two ways. First, more
broadly, lesser-included-offense instructions ensure that a jury makes an informed
decision and a defendant is able to present the theory of his case. Second,
MCL 257.626(5) punishes a defendant for exercising his right to a trial by jury.
First, the Sixth Amendment requires that the state afford a defendant a jury trial at
the defendant’s request in “serious criminal cases.” Duncan v Louisiana, 391 US 145, 156
;88 S Ct 1444
;20 L Ed 2d 491
(1986). See, also, People v Duncan,462 Mich 47, 53
;610 NW2d 551
(2000). Also, the court’s failure to instruct a jury on the elements of an offense “deprive[s] defendants of ‘basic protections’ without which ‘a criminal trial cannot reliably serve its function as a vehicle for determination of guilt or innocence . . . and no criminal punishment may be regarded as fundamentally fair.’ ” Neder v United States,527 US 1, 8-9
;119 S Ct 1827
;144 L Ed 2d 35
(1999), quoting Rose v Clark,478 US 570, 577-578
;106 S Ct 3101
;92 L Ed 2d 460
(1986). The court must inform the jury of the law by which its verdict must be controlled; otherwise, the jury is deprived of a tool essential to its decision-making process. See Duncan,462 Mich at 52-53
.
As noted, we have held that the failure to instruct on an element of a crime
undermines the reliability of a verdict. Id. at 54
. Similarly, the failure to instruct on a
7
lesser included offense undermines the reliability of a jury’s verdict. When credible
evidence exists to support such an instruction, the failure to provide it denies the jury the
opportunity to consider the defendant’s theory of the case and deprives a defendant of his
right to a fair trial. See People v Rodriguez, 463 Mich 466, 474
;620 NW2d 13
(2000); Cornell,466 Mich at 375
(KELLY, J., dissenting). Indeed, instructions on lesser included offenses mitigate “the risk that a defendant might otherwise be convicted of a crime more serious than that which the jury believes he committed simply because the jury wishes to avoid setting him free.” Vujosevic v Rafferty, 844 F2d 1023, 1027 (CA 3, 1988), citing Keeble v United States,412 US 205, 212, 213
;93 S Ct 1993
;36 L Ed 2d 844
(1973).
Therefore, these instructions are important to ensure that a defendant is only convicted of
the crime he actually committed.
Because this Court has concluded that lesser-included-offense instructions are a
necessary part of ensuring reliable verdicts and, thus, protecting a defendant’s Sixth
Amendment right to a jury trial, why would we sanction a law as constitutional when it
curtails constitutional guarantees? Notably, this Court would invalidate as
unconstitutional any law that sought to curtail a defendant’s right to an attorney under the
Fifth or Sixth Amendment. Similarly, the Court would invalidate any law that sought to
reduce the protections of the Fourth Amendment against search and seizure in order to
aid police. It must follow that any law which impinges on a defendant’s right to a jury
trial must, similarly, be found unconstitutional. Therefore, in my mind, any law,
including MCL 257.626(5), that bars a jury from hearing and considering lesser included
offenses violates a criminal defendant’s Sixth Amendment right to a jury trial.
8
But the constitutional concerns with MCL 257.626(5) do not stop there. In
addition to its impact on a jury’s ability to render informed decisions, it also
impermissibly punishes a defendant for exercising his right to a jury trial.
MCL 257.626(5) states, “In a prosecution under [reckless driving causing death], the jury
shall not be instructed regarding the crime of moving violation causing death.” Emphasis
added. MCL 257.626(5), by its plain language, only restricts a jury’s ability to be
instructed on the lesser included offense of moving violation causing death. However, it
is silent regarding bench trials and, thus, does not preclude the consideration of the lesser
included offense if the defendant chooses to forgo the right to a jury trial.1 The effect of
this statute is that a defendant who exercises his right to a jury trial is placed at a
disadvantage because the lesser included offense of moving violation causing death is not
available. This places defendants between a rock and a hard place as they are forced to
1
The majority ignores its own textualist approach when it states, “To interpret
MCL 257.626(5) as precluding the lesser offense instruction in either a jury trial or bench
trial is . . . consistent with the general purposes of MCL 275.626(5).” However, this
approach ignores that “[w]hen construing a statute, the Court’s primary obligation is to
ascertain the legislative intent that may be reasonably inferred from the words expressed
in the statute. If the language of the statute is unambiguous, the Legislature is presumed
to have intended the meaning expressed.” GC Timmis & Co v Guardian Alarm Co, 468 Mich 416, 420
;662 NW2d 710
(2003) (citations and quotation marks omitted). The
language of MCL 257.626(5) is clear, and it only precludes the jury’s consideration of
lesser-included-offense instructions. Had the Legislature intended the meaning that the
majority gives MCL 257.626(5), it would have included language similar to that in
MCL 768.32(2), which states that “the jury, or judge in a trial without a jury, may find
the accused not guilty of the offense in the degree charged in the indictment but may find
the accused guilty of a degree of that offense inferior to that charged in the indictment
only if the lesser included offense is a major controlled substance offense.” Emphasis
added. Therefore, the Legislature knows how to preclude lesser included offense
considerations in both jury and bench trials, but chose not to do so in MCL 257.626(5).
9
choose whether to exercise their constitutional right to a jury trial or to have considered
the lesser offense of moving violation causing death, a misdemeanor, instead of reckless
driving causing death, a 15-year felony. See MCL 257.601d(1), MCL 257.626(4).
Further, MCL 763.3(1) allows a prosecutor, in effect, to preclude any
consideration of the lesser included offense of moving violation causing death.
MCL 763.3(1) states that, “In all criminal cases arising in the courts of this state the
defendant may, with the consent of the prosecutor and approval by the court, waive a
determination of the facts by a jury and elect to be tried before the court without a jury.”
Emphasis added. See, also, People v Kirby, 440 Mich 485, 487
;487 NW2d 404
(1992).
Therefore, a defendant may not elect a bench trial without the prosecutor and the court’s
consent. This grants the prosecutor a significant strategic advantage to preclude the
consideration of a charge that, as has been explained, is necessary to a defendant’s ability
to present his theory of his case.
“The right [to a jury trial] includes, of course, as its most important element, the
right to have the jury, rather than the judge, reach the requisite finding of ‘guilty.’ ”
Sullivan v Louisiana, 508 US 275, 277
;113 S Ct 2078
;124 L Ed 2d 182
(1993). “What the factfinder must determine to return a verdict of guilty is prescribed by the Due Process Clause. The prosecution bears the burden of proving all elements of the offense and must persuade the factfinder ‘beyond a reasonable doubt’ of the facts necessary to establish each of those elements.”Id. at 277-278
(citations omitted). The ultimate effect
of MCL 257.626(5) and MCL 763.3(1) is that a defendant may never be able to have the
lesser included offense of moving violation causing death considered in a criminal trial.
The result is a chilling effect on a defendant’s constitutional right to trial by jury. In my
10
view, MCL 257.626(5) violates a defendant’s right to jury trial and is, therefore,
unconstitutional.
III. CONCLUSION
Because I believe that jury instructions are procedural rather than substantive, and
because MCL 257.626(5) conflicts with MCR 2.512(B)(2), I believe that
MCL 257.626(5) is an unconstitutional violation of the separation-of-powers doctrine.
Further, because MCL 257.626(5) limits a defendant’s ability to present the theory of his
case to a jury and effectively punishes a defendant for exercising his Sixth Amendment
right to a trial by jury, MCL 257.626(5) is also unconstitutional under the Sixth
Amendment. Accordingly, I would affirm the Court of Appeals holding that the circuit
court properly granted defendant’s request that the jury be instructed on the lesser
included offense of moving violation causing death.
Michael F. Cavanagh
11