Opinion · Massachusetts Supreme Judicial Court
Commonwealth v. Britt
465 Mass. 87
- Type
- Opinion
- Court
- Massachusetts Supreme Judicial Court
- Jurisdiction
- Massachusetts
- Date
- 2013-05-10
- Topic
- general
explaining the requirement of knowledge of a weapon applies “where the conviction is for felony-murder and the underlying felony has as one of its elements the use or possession of a weapon” | referring to such knowledge as "an element of the Commonwealth's proof" | discussing joint venture liability where participant knows joint venturer has weapon | no substantial likelihood of miscarriage of justice where “jury could have inferred” same fact from properly admitted evidence | where element of offense is that perpetrator is armed, Commonwealth must prove that defendant knew that at least one joint venturer was armed | prosecutor properly argued from evidence of location of car that defendant parked it to make "an easy getaway" | Frye standard requires "theory and methodology in question to be generally accepted by a relevant scientific community" | "The decision not to raise cumulative evidence merely for quantity's sake does not constitute ineffective assistance of counsel" | "Trial judges serve a gatekeeper function with respect to expert opinion testimony based on specialized knowledge" | to convict defendant as joint venturer rather than principal of crime involving use or possession of dangerous weapon, Commonwealth must prove defendant knew his coventurer was armed with dangerous weapon | counsel not ineffective for failing to present cumulative evidence about parking options available to defendant where counsel pointed out lack of options during view and reminded jury during closing argument | intent to kill established where defendant brought gun to scene and fired at victim | "Arguments relegated to a footnote do not rise to the level of appellate argument" | when offense "has use or possession of a weapon as an element," Commonwealth must show "that a joint venturer had knowledge that a member of the joint venture had a weapon" | "in cases tried hereafter, juries should not be instructed that the Commonwealth must prove that a joint venturer knew that the principal was armed to return a conviction of murder based on deliberate premeditation" | omission of instruction on knowledge of dangerous weapon did not create substantial likelihood of miscarriage of justice where jury, by convicting defendant of other counts, necessarily found that she herself possessed a firearm | trial counsel had actual conflict of interest once it became apparent trial counsel ought to be called to testify at trial to dispute key detail in police account of defendant's counseled police interview | omission of instruction on knowledge of dangerous weapon did not create substantial likelihood of miscarriage of justice where jury, by convicting defendant of other counts, necessarily found that she herself possessed a firearm | failure of judge to define "felony" as portion of charge on felony-murder, although not objected to at trial, was of "sufficient magnitude" to require, along with other instructional errors, reversal of defendant's convictions of murder in first degree | failure of judge to define “felony” as portion of charge on felony-murder, although not objected to at trial, was of “sufficient magnitude” to require, along with other instructional errors, reversal of defendant’s convictions of murder in first degree | judge did not err in denying defendant’s new trial motion where record was devoid of any evidence suggesting that police officers who had pleaded guilty to criminal wrongdoing in other cases had engaged in any such wrongdoing in investigation of defendant | where conviction is based on joint venture theory of crime that has as element use or possession of weapon. Commonwealth bears “the burden of proving that [the defendant] had knowledge that a member of the joint venture had a weapon” | “The Commonwealth should bear the burden of proving only that a joint venturer had knowledge that a member of the joint venture had a weapon where the conviction on a joint venture theory is for a crime that has use or possession of a w
Citator
- Cited by
- 27 opinions
The defendant was convicted of the murder of Jessie Calhoun with deliberate premeditation and the murder of Robert Turner with deliberate premeditation and extreme atrocity or cruelty. She also was convicted of armed assault with intent to murder Antoine Phillips and unlawful possession of a firearm.1 While her appeal was pending in this court she filed a motion for a new trial that we remanded to the Superior Court. That motion was denied without a hearing. Her appeal from the denial of the motion for a new trial has been consolidated with her direct appeal. The defendant asserts error in the denial of her motion for a new trial on the grounds that the judge erred in admitting a hearsay statement of a deceased victim; the prosecutor misstated the evidence in his closing argument; and her trial counsel failed effectively to develop an innocent explanation why the defendant parked her motor vehicle where she did and, thus, provided ineffective assistance of counsel. She also challenges the judge’s jury instruction on the excessive use of force in self-defense, and refusal to instruct the jury that the Commonwealth had to prove that the defendant knew that her codefendant was armed with the murder weapon to convict her of the deliberately premeditated murder of Calhoun on a theory of joint venture. We affirm the convictions and the denial of the defendant’s motion for a new trial, and decline to exercise our power under G. L. c. 278, § 33E.
1. Background. The facts of this case were set forth in detail in Commonwealth v. Bolling, 462 Mass. 440, 442-445 (2012) {Bolling). Therefore, we recount only a few key facts as the jury could have found them, and reserve additional facts for discussion of particular issues.
The defendant and Calhoun, who previously had been in a
Approximately thirty seconds after Calhoun’s car arrived, the defendant got out of her car and walked toward Calhoun. There was no yelling, screaming, or physical contact. Bolling then walked up to the group, and shot and killed Calhoun with a single gunshot to the head. Next, both the defendant and Bolling shot and killed Turner: the defendant shot Turner in the head and back, and Bolling shot Turner in the torso and arm. The defendant then shot Phillips several times. Phillips survived. Thereafter, the defendant and Bolling drove away.2 The entire incident transpired in approximately eighty seconds. At trial, the defendants claimed self-defense and defense of another, based on the defendant’s history of past violence with Calhoun. Their theory of the case was that they did not expect Calhoun that night, and that they only shot the victims out of fear that the victims otherwise would have shot them first.
2. Motion for a new trial. Although the defendant frames her arguments in terms of whether the Commonwealth met its burden
a. Admission of a victim’s statement. The defendant argues that it was error to admit a hearsay statement of Calhoun because the statement not only showed Calhoun’s intent to meet the defendant on the night of the shooting, but also impermissibly implicated her mutual intent to meet Calhoun. It is the defendant’s position that the statement impermissibly invited the jury to conclude that she went to a preplanned meeting with premeditated murderous intent. The challenged statement was elicited in question-and-answer form. The prosecutor asked Phillips, who testified for the prosecution: “Did . . . Calhoun tell you where he was going to meet [the defendant] to get his money?” (emphasis supplied). Phillips responded, “Yes.” The prosecutor then asked, “Where did . . . Calhoun say he was going to meet [the defendant] to get his money?” (emphasis supplied). Phillips replied, “On Williams Street.”4 Trial counsel objected to these questions, but was overruled. At a later sidebar conference, trial counsel explained that he objected to the leading nature of the prosecutor’s questions, and specifically
“Statements, not too remote in time, which indicate an intention to engage in particular conduct, are admissible to prove that the conduct was, in fact, put in effect.” Commonwealth v. Ortiz, 463 Mass. 402, 409 (2012), quoting Commonwealth v. Avila, 454 Mass. 744, 767 (2009). See Mass. G. Evid. § 803(3)(B)(ii) (2012). The judge did not abuse his discretion in determining that Calhoun’s statement was “admissible to prove that Calhoun had an intention to meet [the defendant] on Williams Street to collect his money and that his intention was, in fact, carried out.” See Commonwealth v. Ortiz, supra at 405, 409-410 (deceased victim’s out-of-court statement falls into “present intent to act” hearsay exception). As the judge properly noted, Calhoun’s intent was material to show that the confrontation on Williams Street was no chance encounter. The evidence was not admitted in error.
Moreover, as we said in Bolling, supra at 455 n.10, that Calhoun intended to meet with Britt does not necessarily mean that Britt previously agreed to a meeting. See Commonwealth v. Fernandes, 427 Mass. 90, 95 (1998) (declarant’s state of mind not imputed to defendant). Calhoun could have used the word “meet” in the sense that he intended to see or to find the defendant at her apartment. See Commonwealth v. Ortiz, supra at 409 (victim’s statement that she would “pick up” defendant did not implicate defendant’s intent). People speaking colloquially do not use words only in accordance with their dictionary definitions.
To the extent the statement may have communicated information about the defendant’s state of mind, it was cumulative of other evidence that the defendant and Calhoun did, in fact, have
b. Misstated evidence. The defendant argues that the prosecutor misstated the evidence in his closing argument by insinuating to the jury that, on the night of the shootings, the defendant bypassed legal and available parking spaces closer to her apartment building in favor of parking across the street. It is the defendant’s view that such alleged misstatements prejudicially steered the jury into believing that she could have lawfully parked elsewhere, but that she chose to park across the street to facilitate a quick getaway after committing deliberately premeditated murder.
The portion of the prosecutor’s closing argument to which the defendant objects is as follows:
“What else do you notice about this picture? That gray Jetta parks across the street. Now defense counsel wants you to believe that [the space in front of the defendant’s apartment] wasn’t a parking spot. Defense counsel wants you to believe that this white Pontiac was blocking that entire driveway. But again, ladies and gentlemen, look at the evidence. . . . Exhibit Number 85 shows more than a full parking space, right in front of [the defendant’s apartment]. That silver Jetta doesn’t go in the parking lot. That silver Jetta doesn’t park in the closest space to [the defendant’s apartment]. ... It parks across the street and, I would suggest, ladies and gentlemen, across the street where there are no cars in front of it, across the street so that’s an easy getaway.”
c. Ineffective assistance of counsel. The defendant next claims that her trial counsel was ineffective for failing to present better evidence of the unavailability of other parking options to counter the prosecutor’s suggestion that the defendant parked in the space best suited to make a quick getaway after committing premeditated murder. We review claims of ineffective assistance of counsel raised in a motion for a new trial and coupled with a direct appeal under G. L. c. 278, § 33E, to determine whether counsel’s conduct or omission “was likely to have influenced the jury’s conclusion.” Commonwealth v. Wright, 411 Mass. 678, 682 (1992). We agree with the judge that this claim of ineffective assistance of counsel lacks merit. See Commonwealth v. DeVincent, 421 Mass. 64, 69 (1995) (trial judge’s favorable evaluation of counsel’s performance accorded substantial
The defendant also claims that, although there was evidence that the defendant was driving a borrowed car on the night of the shooting, trial counsel erred in failing to present evidence that the borrowed car did not have a resident parking sticker and that, therefore, the defendant could not park in the lot adjacent to her apartment building.7 Although the judge did not address this contention in his order denying the defendant’s motion for a new trial, we nevertheless conclude that this omission
Not only was there no error concerning any of the defendant’s claims, but, as we stated in Bolling, supra, there was sufficient evidence to support the jury’s finding of deliberately premeditated murder. See, e.g., Commonwealth v. Kirwan, 448 Mass. 304, 308 (2007). The defendants carried loaded firearms, see Commonwealth v. Ruci, 409 Mass. 94, 96-97 (1991), arrived just seconds before the victims, and approached the victims directly. See Bolling, supra. The defendants commenced shooting almost immediately, hitting at least one victim less than sixty seconds after Calhoun’s car arrived. Moreover, the character of the execution-style shootings reveals deliberate premeditation: the defendant shot Turner and Phillips repeatedly, at point blank range, and with remarkable accuracy. Id. at 443. The fact that the defendant shot Turner twice, including once in the head, is sufficient evidence of deliberate premeditation.8 See Commonwealth v. Bourgeois, 404 Mass. 61, 63-64 (1989). See also Commonwealth v. Johnson, 435 Mass. 113, 119 (2001).
For these additional reasons, there was no error or abuse of discretion in the denial of the defendant’s motion for a new trial. See Commonwealth v. Leng, 463 Mass. 779, 789 (2012).
3. Instruction on excessive use of force. The defendant argues that the judge’s instruction on the excessive use of force in self-defense, to which she did not object at trial, gave the jury the erroneous impression that they still could convict the defendant of murder even if the Commonwealth proved excessive force in self-defense. In relevant part, the judge instructed the jury that “[t]he law does not permit retaliation or revenge. The proper
“If the Commonwealth fails to prove beyond a reasonable doubt the absence of self-defense or defense of another, your verdict must not be guilty with respect to the crimes of murder or voluntary manslaughter. If, however, the Commonwealth does prove excessive force in an effort to defend one’s self or another, you would be justified in finding the defendant guilty of voluntary manslaughter” (emphasis supplied).
Specifically, the defendant challenges the use of the phrase “would be justified,” instead of the word “must.” See Model Jury Instructions on Homicide 30 (1999). She argues that the use of such language is akin to the error we identified in Commonwealth v. Santos, 454 Mass. 770, 774-775 (2009) (Santos), where the judge first gave the erroneous impression that excessive force completely negates the defense of self-defense, and then instructed the jury that “if the means used were unreasonable and clearly excessive in light of the existing circumstances . . . then the defendant may be found guilty of murder” (emphases supplied). As we explained in Bolling, supra at 448-449, the instruction in the present case is unlike the instruction in Santos. The gravamen of the error in Santos, supra at 776, was that the jury was “given the option of considering that a murder ha[d] been committed.” Here, the substance of the judge’s instruction, considered as a whole, left no doubt that murder was not a possible verdict if the defendant used excessive force in defending herself. See Bolling, supra. Considering the instruction in its entirety, there was no error. See Commonwealth v. Oliveira, 445 Mass. 837, 844 (2006); Commonwealth v. Torres, 420 Mass. 479, 484-485 (1995).
4. Failure to instruct on knowledge of a weapon. Although she did not request it, the defendant now claims that the judge erred in failing to instruct the jury that the Commonwealth had to prove she knew Bolling was armed in order to convict her of the murder of Calhoun with deliberate premeditation. Of relevance to this claim are the undisputed facts that Bolling
We have stated that “[ujnder a theory of joint venture premeditated murder during which another person carried and used [the murder weapon], the Commonwealth must ‘establish beyond a reasonable doubt that the defendant knew [the other person] had [the murder weapon] with him.’ ” Commonwealth v. Green, 420 Mass. 771, 779 (1995), quoting Commonwealth v. Lydon, 413 Mass. 309, 312 n.2 (1992). Accord Commonwealth v. Phillips, 452 Mass. 617, 631-632 (2008). See Commonwealth v. Zanetti, supra. The applicable legal principle is broader than the quoted sentence suggests.
In Commonwealth v. Green, supra at 779-780, there were only two actors in the alleged joint venture. Therefore, we said, if the defendant was not the shooter, he had to know the other actor, sometimes referred to as the “principal,” had a gun at the time the victim was shot. See id. at 779. In Commonwealth v. Phillips, supra at 619-620, 621, there were three actors, one of whom was unknown and remained at large. We said that, as to the crime of felony-murder on a theory of joint venture, the judge correctly instructed the jury when he said that “[t]he Commonwealth must prove beyond a reasonable doubt that the defendant knew that one or more of his joint venturers had a weapon’'1 (emphasis added). Id. at 631. We went on to say that
Applying this principle to the instant case, we conclude that the omission of an instruction on knowledge of a weapon as to deliberately premeditated murder on a joint venture theory did not create a substantial likelihood of a miscarriage of justice. The jury necessarily found that the defendant knew that someone participating in the joint venture had a weapon, even if that weapon was in the defendant’s own possession.9 See Commonwealth v. Phillips, supra at 631-632. The judge instructed the jury that, regarding the crimes of armed assault with intent to murder and unlawful possession of a firearm, the Commonwealth had to prove beyond a reasonable doubt that the defendant possessed a firearm. The jury convicted the defendant
Before leaving the subject of deliberately premeditated murder on a joint venture theory, we address a conflict in our case law that has come to our attention. We have acknowledged a line of cases that stands for the proposition that a conviction for deliberately premeditated murder on a theory of joint venture requires proof that the joint venturer had knowledge that at least one member of the joint venture possessed a weapon.11 This line of cases, cited above, beginning with Commonwealth v. Lydon, 413 Mass. 309 (1992), is based on a misapplication of the principle that knowledge of a weapon is an element of the Commonwealth’s proof when a defendant is prosecuted on a theory of joint venture where an element of the predicate offense is use or possession of a dangerous weapon. See Commonwealth v. Melendez, 427 Mass. 214, 215-216 (1998) (requiring jury instruction on element of joint venturer’s knowledge of weapon where principal’s crime involves use of weapon); Commonwealth v. Claudio, 418 Mass. 103, 111 (1994) (same). See also Commonwealth v. Patterson, 432 Mass. 767, 773 (2000), S.C., 445 Mass. 626 (2005) (sufficient evidence of joint venture for crime with possession as element requires knowledge that principal had weapon); Commonwealth v. Ellis, 432 Mass. 746,
The Commonwealth should bear the burden of proving only that a joint venturer had knowledge that a member of the joint venture had a weapon where the conviction on a joint venture theory is for a crime that has use or possession of a weapon as an element. See Commonwealth v. Patterson, supra; Commonwealth v. Ellis, supra. See also Commonwealth v. Melendez, supra; Commonwealth v. Claudio, supra. The proper, indeed the traditional, application of the requirement of knowledge of a weapon in the context of murder in the first degree on a joint venture theory applies only where the conviction is for felony-murder and the underlying felony has as one of its elements the use or possession of a weapon. See, e.g., Commonwealth v. Melendez, supra; Commonwealth v. Claudio, supra, and cases cited. See also Model Jury Instructions on Homicide 63 (1999) (felony-murder on a theory of joint venture and knowledge of a weapon). Neither possession nor use of a firearm is an element of murder in the first degree based on deliberate premeditation. Id. at 4, 7.12 Therefore, in cases tried hereafter, juries should not be instructed that the Commonwealth must prove that a joint venturer knew that the principal was armed to return a conviction of murder based on deliberate premeditation. See Commonwealth v. Pov Hour, supra; Commonwealth v. Colon-Cruz, 408 Mass. 533, 546-547, 555 (1990). It is enough that the Commonwealth, proceeding against a defendant on a joint venture theory, prove beyond a reasonable doubt that “the defendant knowingly participated in the commission of the crime charged, and that the
5. Relief under G. L. c. 278, § 33E. We reviewed the record in its entirety and discern no basis for reducing the degree of guilt or ordering a new trial.
Judgments affirmed.
Order denying motion for a new trial affirmed.
The defendant was tried with Alexander Bolling, who was convicted of murder in the first degree of Jessie Calhoun and murder in the second degree of Robert Turner. We considered Bolling’s appeal separately and affirmed his murder convictions. Commonwealth v. Bolling, 462 Mass. 440, 458 (2012) (Bolling). ■ -
A surveillance camera captured images of the crime scene at eight-second intervals. Of relevance to this appeal, see infra, the images established that the defendant parked across the street from her residence and that Calhoun parked in front of her apartment building.
The trial judge also considered the defendant’s motion for a new trial.
We focus on this language because it is the focus of the defendant’s argument to this court. We likewise consider the propriety of admitting Calhoun’s statement that he was “going to get [his] money from that fat bitch” because the motion judge gave it considerable review. Like the motion judge, we conclude that this statement was admissible pursuant to Mass. G. Evid. § 803(3)(B)(ii) (2012), for the same reasons we articulate herein.
The defendant also objects to the form of the prosecutor’s questions. This argument has no merit. In Bolling, supra at 454, we determined that the prosecutor’s questions were not improper because “there was an adequate basis in the record to support an inference that Calhoun intended to meet [the defendant] to get his money.” The judge did not abuse his discretion in overruling the objection to the form of the question. See Commonwealth v. Mitchell, 367 Mass. 419, 420 (1975).
In support of her motion for a new trial, the defendant presented additional material (photographs, affidavits, traffic regulations) to emphasize the parking prohibitions. She also submitted an affidavit in which she attested that the borrowed car she drove on the night of the shooting did not have a resident parking sticker.
Defense counsel did argue in closing that the defendant did not park in the parking lot adjacent to her apartment building because she was driving a borrowed car that did not have a resident parking sticker. However, the prosecution objected, and the judge sustained the objection and ordered that the statement be struck from the record, presumably because it was not supported by the evidence.
The defendant does not contest the sufficiency of the evidence that she murdered Turner with deliberate premeditation and extreme atrocity or cruelty.
The Model Jury Instructions on Homicide state that, “[w]here an element of an offense is that a person who committed the crime possessed, carried, or used a weapon, the Commonwealth must prove beyond a reasonable doubt either that the defendant himself possessed a weapon or that the defendant knew that a person with whom he participated in the commission of the crime was armed with a weapon,” to sustain its burden of liability on a theory of joint venture (emphasis supplied). Model Jury Instructions on Homicide 16 (2013), citing Commonwealth v. Phillips, 452 Mass. 617, 631 (2008).
In Bolling, supra at 452, we concluded that, because the judge failed to instruct the jury on knowledge of a weapon, Bolling’s conviction of armed assault with intent to murder Phillips on a theory of joint venture required reversal. We no longer follow this reasoning. Because the jury convicted Bolling of unlawful possession of a firearm, id. at 441, the omission of the instruction on knowledge of a weapon could not have created a substantial risk of a miscarriage of justice in his conviction of armed assault with intent to murder Phillips on a joint venture theory. Of course, our holding that Bolling have a new trial on that indictment is unaffected by our decision today.
See Commonwealth v. Zanetti, 454 Mass. 449, 455, 455 n.8 (2009), quoting Commonwealth v. Green, 420 Mass. 771, 779 (1995); Commonwealth v. Phillips, 452 Mass. 617, 631 (2008); Commonwealth v. Lydon, 413 Mass. 309, 312 n.2 (1992).
Nor is it an element of murder in the first degree based on extreme atrocity or cruelty. See Commonwealth v. Pov Hour, 446 Mass. 35, 42 (2006), and cases cited.