Opinion · Court of Appeals of Kentucky
Sibert v. Garrett
197 Ky. 17
- Type
- Opinion
- Court
- Court of Appeals of Kentucky
- Jurisdiction
- Kentucky
- Date
- 1922-12-15
- Topic
- litigation
no express grant of power in Kentucky Constitution authorizing General Assembly to itself appoint or elect inferior officers | "There is some authority holding that the legislative body may reserve unto itself the power to appoint [footnote omitted]. However, we think better reasoning avoids such a holding." | no state constitution "more emphatically separates" the branches of government than Kentucky's | “Perhaps no state forming a part of the national government of the United States has a Constitution whose language more emphatically separates and perpetuates what might be termed the American tripod form of government than does our Constitution....” | "Perhaps no state forming a part of the national government of the United States has a Constitution whose language more emphatically separates and perpetuates what might be termed the American tripod form of government than does our Constitution...." | “Perhaps no state forming a part of the national government of the United States has a Constitution whose language more emphatically separates and perpetuates what might be termed the -10- American tripod form of government than does our Constitution[.]” | "The purpose was to have each of them to so operate in their respective spheres as to create checks to the operations of the others and to prevent the formation by one department of an oligarchy through the absorption of powers belonging to the others." | “The purpose was to have each of them to so operate in their respective spheres. as to create checks to the operations of the others and to prevent the formation by one department of an oligarchy through the absorption of powers belonging to the others.”
Citator
- Cited by
- 31 opinions
Opini-ON op the Court by
Judge ThomasAffirming.
This action involves the constitutionality of an act attempted to he passed .at the 1922 session of the General Assembly of Kentucky, commonly known as the “Simmons Road Bill,” and which is printed beginning on page 459 in the published Acts of that session as an “Appendix.” It i-s entitled “An act to amend -an act relating to roads and bridges,” etc., and it repeals in part and amends chapter 17 of the Acts -of 1920, page 76. The latter act created a commission composed of four members to be known as the “State Highway Commission” and it, by t-he terms of the act, was authorized to administer and perform all -the duties belonging to the Department -of Public Roads in mid for the Commonwealth. The members of the -commission in that act were appointed by the Governor, and its dnties and the tenure of office of the members are set out in the act and which are not necessary to repeat here. The 1922 act,.
The constitutionality of the 1922 act is assailed on a number of urged grounds, but only three of which do we consider of sufficient materiality ,to deserve our consideration, and they are: (1), that the legislature possessed no constitutional right to name in the hill the first members of the commission, or to elect their .successors thereafter; (2), because the act carried with it an appropriation of money for the payment- of the designated salaries of the members of the commission and it received -but nineteen votes in the Senate whereas an appropriation bill, under the provisions of section 46 of the Constitution, must receive a majority "of all the-members elected to each house,” and the nineteen votes which the act received in the Senate was not a majority of that body, and (3), that the Lieutenant-G-overnor did not .sign or affix his signature to the enrolled bill within the contemplation of 'section 56 of the Constitution. This action to test the validity of the act was filed by some of the designated members in it against others who declined to join as plaintiffs, and against the members of the commission under the 1920 -act. Defendants set up in their answer the variou-s -grounds relied on as rendering the act unconstitutional, to which a demurrer was filed which was overruled and plaintiffs declining to plead further the act was adjudged unconstitutional, and the petition was dismissed, whereupon plaintiffs prosecute this appeal.
Ground (1) urged against the validity‘of the statute, it is claimed by defendants, finds support in the provisions of sections 27 and 28 of our Constitution, the first of which says: ‘ ‘ The powers of the government of the Commonwealth of Kentucky shall be divided into three distinct departments, and each of them be confined to a separate body nf magistracy, to-wit: Those which are legislative, to one; those which are executive, to another; and those which are judicial, to another;” while the language of the next one is: "No person, or collection of persons, being of one of those departments, shall exercise any power properly belonging to either of the others, except in the instances hereinafter expressly directed or
Able briefs are filed by counsel for both sides' exhibiting a most exhaustive research of the decisions involving the question and of the statements by law writers upon the subject, many of which are cited and relied on by respective counsel as supporting their divergent views; and in some instances counsel rely upon the same case or cases or upon the same text book authority, because of different constructions each of them places thereon. Counsel for appellants include the following* as supporting their contention, viz.: Little v. Willimon, 103 S. C. 50; Hovey v. State, 119 Ind. 395; Fox v. McDonald, 151 Ala. 51, 46 Am. St. Rep. 98, 21 L. R. A. 529; Richardson v. Young, 122 Tenn. 471; Cox v. State, 72 Ark. 94, 105 Am. St. Rep. 17; Biggs v. McBride, 17 Ore. 640, L. R. A. 115; State v. George, 22 Ore. 142, 29 Am. St. Rep. 586, 15 L. R. A. 737; People v. Freeman, 80 Cal. 233, 13 Am. St. Rep. 122; Dunbar v. Cronin (Arizona), 164 Pac. Rep. 447; 12 Corpus Juris 836, 22 R. C. L. 426; McArthur v. Nelson, 81 Ky. 67; Sinking Fund Commissioners v. George, 104 Ky. 260; and the three closely following cases of Purnell v. Mann, 105 Ky. 87; Poyntz v. Shackelford, 107 Ky. 546, and Sweeney v. Coulter, 109 Ky. 295; while appellees’ counsel rely upon the cases of State v. Washburn, 167 Mo. 691, 90 Am. St. Rep. 430; State, ex rel. v. St. Louis, 216 Mo. 94; Same v. Gordon, 236 Mo. 166; State v. Denny, 118 Ind. 457; Same v. Hyde, 121 Ind. 20; Same v. Peele, idem 496; State v. Gorby, 122 Ind. 17; People v. Bledsoe, 68 N. C. 460; Stockman v. Leddy, 55 Col. 25; Norwalk St. Ry. Company’s appeal, 69 Conn. 576, 39 L. R. A. 794; State v. Barker, 116 Iowa 96, 93 Am. St. Rep. 223; State, ex rel. v. Kennon, 7 Ohio 546; Robey v. Prince George’s County,
To notice in detail all of the cases relied on by both sides, or to discuss the grounds upon- which the court in each of them rested its opinion and to point out the distinguishing features between many of them would, expand this opinion to the dimensions of an- ordinary sized law book, which we do not regard as necessary to a statement of our position and the reasons therefor, even if the crowded time of this court did not warn against -it.
Perhaps no state forming a part of the national government of the United States has a constitution whose language .more -emphatically separates and perpetuates what might be termed the American tripod form of government, than does our Constitution, which history tells us came from the pen of the great declaimer of American independence, Thomas Jefferson, when delegates from Kentucky, just after it was admitted to the Union, waited upon him and he penned for them the substance of what is now section 28, supra, of our Constitution, containing an affirmative prohibition against one department exercising powers properly-belonging to the others and which without it contained only the negative prohibition found in section 27 -of that instrument find which was the extent of the separation of the piowers found in the federal Constitution and in those of a number of the states composing the confederated union at that time. Following the adoption of our first Constitution, other incoming states, either in their first constitutions or in subsequent ones, copied, either literally or in substance, the two sections of our Constitution and the courts of some of -them have announced divergent views as to the proper construction of the two sections, and in nearly every instance the opinion was made to turn upon the existence of some fact or facts extraneous to their language, notably among which were other provisions of the Constitution containing them, and which were made to apply to the particular facts under consideration and thereby furnished the reason for the particular conclusion reached; while another instance was that the appointment to the particular office involved, in the manner then being tested, had been exercised in that ¡manner under a prior
It is insisted by counsel for appellants that the legislature under the constitutions of the respective states, unlike Congress under the Federal Constitution, has all the power not withheld from it by the Constitution of the state, which as'a general proposition is true as will be seen from 12 Corpus Juris 745, and which contains a repetition of what all other writers on the subject as well as the courts say. But a deeper probing into and investigation of the subject will reveal the truth that the rule so generally stated means, not that the legislature has "all powers” not withheld by the Constitution, but that it "may pass any acts that are not expressly or by necessary implication inhibited by their own constitutions or by the Federal Constitution. ’ ’ In other words, the legislature may perform all legislative acts not expressly or by necessary implication withheld from it, but it may not perform or undertake to perform executive or judicial acts, except in such instances as may be expressly or by necessary implication directed or permitted by the constitution of the particular state. To adopt the'lati
In an early day this court, in an opinion written by one of the greatest lawyers who ever occupied a seat on the Court of Appeals (Chief Justice Robertson), in the case of Taylor v. Commonwealth, 3 J. J. Mar. 401, said that “Appointment to office is intrinsically Executive/-’ but that even so, it might be performed by a judicial officer when the duties of the office appertain strictly to the court, which was a clerk in that case. To the same effect are the Washburn, State v. St. Louis, and State v. Gordon cases, supra, as well as the Denny, the Bledsoe, the Stockman, the Kennon, the Brill, the Curtis cases, and perhaps others relied on by counsel for appellees, including the text in 22 R. C. L. 424, wherein it is said: “The appointment of officers is intrinsically an administrative or executive act, but this does not imply that no appointment can be made by any department of government other than the executive, for all the authorities agree that the courts and the legislature may appoint those public officers which are necessary to the exercise of their own functions(Italics ours.)
■Some of the cases cited and relied on by learned counsel for appellants, contain statements indicating a contrary view, but a critical examination of them will show that the peculiar facts of those cases, some of which we have hereinbefore recited, entered into the shaping of the courts’ opinions. But, however that may be, we do not regard an exact, or correct classification of the act of appointment to office as essential to the decision of the question in this case for reasons hereinafter to be noticed.
It can not fail to be observed that the reasons underlying the separation of our republican form of government into the three branches was to prevent one of the departments from absorbing and appropriating unto itself the functions of .either of the others. The purpose was to have each of them to so operate in their respective spheres as to create cheeks to the operations of the others and to prevent the formation by one department of an oligarchy through the absorption of powers belonging to the others; the evil effects from such concentration of power were outstanding in the pages of past history
To begin with, the latest utterance of this court in the Pratt-Breckinridge case, supra, holds that under -no provisions of :our present Constitution is it competent for the legislature to- itself elect, designate or appoint officers whose duties are of the nature and character attempted to be conferred on appellants in this case. But it is said that the opinion in that case was what might be térmed a political one, and which in a sense may be accepted as true, and that its reasoning should not be followed on that account but rather should the doctrine of Sinking Fund Commissioners v. George, supra, and the other named cases immediately following it, be -apiplied in this case. Answering that.contention it might be conceded that there would be much force in it if the George opinion and those folio-wing it were supported by reasoning as sound or sounder than is found in the Pratt-Breckinridge opinion, which, however, we are not prepared to admit. Without incorporating excerpts from the latter opinion we are convinced, beyond doubt, that its reasoning is far more convincing than that contained in its short lived predecessors and, according to our view, is ¡practically unanswerable. Besides, the doctrine of stare decisis has not lost its -place in the law, and as said, in substance, in the case of Kentland Coal
Primarily, the power of selecting public officers rests with the people they serve, but they may confide it in the Constitution they adopt, either expressly or by necessary implication, to whatever department of the government they see proper, and the question at last becomes one of the correct interpretation of the particular Constitution involved. Without naming them, and for the sake of brevity, it is sufficient to -say that our Constitution creates certain named state officers, and certain designated district and county officers and provides how they shall be filled by election, or by appointment in case of a vacancy, and in the latter part Of section 93 relating to legislatively created state officers it is said: “In
The Missouri Supreme Court in the case of State, ex rel. v. St. Louis, supra, on this point said: “But it is one thing to define an office and the duties pertaining thereto and provide for the filling of the same, and quite another thing under our Constitution (which contains the same language as does ours), for the legislature to undertake itself to appoint the officers;” and in the prior case of State v. Washburn, supra, the same court in referring to the similar section of' the Missouri constitution said: “That section expressly authorizes the general assembly, acting within its legislative capacity, to pass a law prescribing the manner in which an appointment shall be made, but it does not authorize the general assembly to make the appointment itself, nor authorize any one unconnected with the government to do so. To provide by law the manner in which an appointment shall be made is one thing, to make the appointment is another; the one is in its nature legislative, the other is essentially executive.”
Mr. Cooley, in his excellent work on Constitutional Limitations, 7th Ed., page 127, states the rule to be that, “Every positive direction (in the Constitution) contains an implication against anything contrary to it, or which would frustrate or disappoint the purpose of that provision,” and on page 99 of the same work he says: “When the Constitution defines the circumstances under which a right may be exercised . . . the specification is an implied prohibition against legislative interference to add to the condition.” Those principles, applicable to interpretation of constitutions, are everywhere recognized, and when sections 93 and 107 conferred the power upon the legislature to provide for the “filling of inferior state offices in such manner as may be prescribed
It may be true that numerically a greater number of courts take a contrary view, though it is untrue that -only two state courts adopt the conclusions herein expressed as erroneously stated by the Arizona court in the Dunbar •case, supra. But, whatever the number, we are convinced that they by doing so are inviting destruction of the constitutional barriers separating the departments of government and that our interpretation is much the sounder one and is essential to the future preservation of our constitutional form of government as originally intended by the forefathers who conceived it. Moreover, foreign opinions are no precedents to be followed by this court and are looked to only for their persuasive effect, and if they fail to “persuade” by the use of sound and logical reasoning, they should not be followed, howsoever great their number, since false reasoning may not be looked to for the establishment of truth whatever its quantity, and its dangerous tendencies are increased in proportion to the extent it is employed.
Besides the cited cases- -supporting the contention of appellees as to the limitations of the authority of the legislature under sections 93 and 107 of the Constitution, were we to adopt the opposite construction, insisted on by appellants, it would lead to a virtual overthrow of its sections 27 and 28 separating the functions of the state governments into three grand departments. It will be observed that only in section 107 is the power of the legislature to “prescribe” and “provide” limited to any one of .the three departments. It .is broad enough in section 93 to -confer the power on the legislature, if appellants’ contention be true, to appoint all inferior state officers and under -section 107 to appoint all district and county ministerial and executive officers, not provided for in the Constitution, whether their functions be
We are further fortified, as we believe, in our interpretation of the involved portion of section 93 and of section 107 by reference to other sections of the Constitution wherein the power and authority are expressly conferred or enjoined on the legislature to “prescribe”-
What we have said applies to the selection of officers strictly; it is not intended to apply, as the question is not here, to temporary agencies for the construction of public buildings, as was held in the case of McArthur v. Nelson 81 Ky. 67; or to a water committee, as was held in the case of Davis v. Portland Water Committee, 14 Ore. 98; or to one or a collection of persons designated to perform a single and temporary act and in no sense performing a continuous public trust. 'See notes to State v. Hocker,
Contention (2), against the constitutionality of the act would ibe well ‘taken if there was no prior appropriation of funds for the payment of salaries and expenses of the 'State Road Department, since we are convinced that the creation of an office and providing for the payment of an attached salary with funds then appropriated for the purpose is an appropriation of money, In this case, however, it appears that the 1920 act appropriated $250,000.00 for the payment of salaries and expenses of the State Road Department, and i’t is our conclusion that the 1922 act in allotting a part of that already appropriated fund to the payment of salaries of the members of the 'Commission created by the latter act was not an .original appropriation of money but only the distribution, in the manner indicated, of an appropriation already made for the purpose. But we will not elaborate this point because of the conclusion hereinbefore reached.
Neither do we think contention (3), is meritorious in view of our conclusion .a,s to contention (2), above. If the act did not carry with it an appropriation a majority of a quorum of each house, provided it was as many as two-fifths of the elected members thereto, was all that was required to pass the act and the nineteen .votes which it received in the Senate met that requirement. It, then, no.t being an act appropriating money and, therefore, not requiring the votes of a majority of each house, the presiding officer of the Senate could not defeat the effect of his signature to the bill by á written statement above it that the act according to his interpretation was one carrying an appropriation. Indeed, we doulbt if the presiding officer of either house may withhold his signature to a bill because of any grounds growing out of his construction of the act. - Be this, however, as it may, we have concluded also not to elaborate the point for the reasons stated.
Because, however, of the conclusions expressed with reference to the legislative appointment of the commissioners created by the act, about which we have no doubt but which was reluctantly reached, we are forced to hold