People v. Smith

No. 1-14-0039


                                     

2016 IL App (1st) 140039

                                                                            THIRD DIVISION
                                                                            May 18, 2016

                                             No. 1-14-0039



                                        IN THE
                             APPELLATE COURT OF ILLINOIS
                               FIRST JUDICIAL DISTRICT



THE PEOPLE OF THE STATE OF ILLINOIS,                )        Appeal from the
                                                    )        Circuit Court of
Plaintiff-Appellee,                                 )        Cook County.
                                                    )
v.                                                  )
                                                    )        10 CR 10937
BRUCE SMITH,                                        )
                                                    )
Defendant-Appellant.                                )        The Honorable
                                                    )        Clayton J. Crane
                                                    )        Judge, presiding.


       JUSTICE LAVIN delivered the judgment of the court, with opinion.
       Presiding Justice Mason and Justice Fitzgerald Smith concurred in the judgment and
       opinion.

                                             OPINION

¶1     Following a jury trial, defendant Dr. Bruce Smith, M.D. was found guilty of two counts

of criminal sexual assault. 720 ILCS 5/12-13(a)(2) (West 2002). Defendant was sentenced to

consecutive terms of 11 and 7 years imprisonment. On appeal, defendant contends that the

State's prosecution of him was barred by the applicable statute of limitations (720 ILCS 5/3-6(e)

(West 2002)) because he had a "professional" relationship with the victim. Defendant also

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contends that the trial court failed to properly address his posttrial allegations of ineffective

assistance of counsel. In addition, defendant contends that the trial court erred in imposing a

three-year mandatory supervised release (MSR) term because the statutory MSR for such cases

was only two years. See 730 ILCS 5/5-8-1(d)(2) (West 2002). We affirm the judgment, but

order the mittimus to be corrected.

¶2                                     BACKGROUND

¶3     We recite only those facts necessary to understand the issues raised on appeal. On August

2, 2002, defendant allegedly raped his patient T.T. during a gynecological examination.

Approximately eight years later, on June 10, 2010, the State charged defendant with two counts

of criminal sexual assault. 720 ILCS 5/12-13(a)(2) (West 2002). Prior to trial, defendant filed a

motion contending that the State was barred from prosecuting because defendant had a

professional relationship with the victim, and under the applicable statute of limitations,

prosecution "may be commenced within one year after the discovery of the offense by the

victim." 720 ILCS 5/3-6(e) (West 2002). The State, however, contended that the applicable

statute of limitations was established in subsection (i) and allowed for a 10 year period from

which to prosecute "if the victim reported the offense to law enforcement authorities within 2

years after the commission of the offense." 720 ILCS 5/3-6(i) (West 2002). Following a hearing,

the trial court denied defendant's motion to dismiss and determined the 10 year statute applied.

¶4     At trial, T.T. testified that at 8-months pregnant she scheduled an appointment with

defendant because she had concerns about her baby. In the examination room, defendant

directed T.T. to remove her underwear and place her legs in the stirrups on the examining table.

She was not given a gown or a sheet and defendant did not leave the room while she changed.

Defendant was paged out of the room several times and explained that a woman thought she was



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going into labor. Defendant began the examination by placing one hand on T.T.'s belly and the

other inside her vagina, putting pressure on her. Defendant then began to rub T.T.'s clitoris in a

circular motion, while moving his hand in and out of her vagina. T.T. recognized that this was

unlike any internal examination she had ever received and was in disbelief. She next felt

defendant's hands around her knees and felt him rocking back and forth against her with his

penis inserted inside her vagina. She, however, did not see his penis because she always closed

her eyes during gynecological examinations. When she began to comprehend what was

happening, she made the "worst face ever" and defendant abruptly stopped. Defendant then

walked to his desk, looked at T.T.’s file and told T.T. that he was concerned about her blood

pressure and would see her next week, acting "as if nothing [had] happened."

¶5     After defendant left the room, T.T. wiped herself off, got dressed and immediately left

the building without making a follow-up appointment. She then called her sister, Tonya, and

friend, Erica Foster. Upon returning home, T.T. told the women what had happened with

defendant and they encouraged her to call the police. Tonya insisted that T.T. speak with an

advocate at the rape hotline who encouraged T.T. to go to the hospital to make sure her "baby

was ok" and she "didn’t have any diseases." At the University of Chicago Medical Center (UC

Medical Center), T.T. explained what had transpired to a nurse and doctor and underwent a rape

kit. She spoke with a female Chicago Police Department (CPD) officer, but did not file a formal

complaint because T.T. first wanted to inform her mother and boyfriend. Approximately 15 days

after the incident, T.T. filed a formal complaint. In addition, she filed a civil complaint which

she later voluntarily dismissed.

¶6     Numerous medical professionals and law enforcement officials testified at trial. Sandra

Day, a UC Medical Center emergency room nurse, collected a blood sample from T.T. along



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with swabs from the sexual assault evidence collection kit. Illinois State Police (ISP) Forensic

Biologist Karen Abbinanti then analyzed T.T.'s sexual assault kit and found semen on the

vaginal swabs, which were preserved for further DNA testing. In addition, CPD Detective

Constance Besteda obtained a search warrant to get a buccal swab from defendant and CPD

Detective Dachae Blaton executed the search warrant along with defendant's buccal swab.

Thereafter, ISP Forensic Biochemist Pauline Gordon confirmed that T.T.'s vaginal swab matched

defendant's buccal swab. The State rested.

¶7     Defendant testified that after he delivered T.T.'s child in 1998 she became his patient. On

the day of the incident, defendant first gave T.T. an external examination and then performed an

internal examination. When defendant began to remove his hands from inside T.T.'s vagina, she

placed her hand on top of his hand and guided it in and out of her vagina several times.

Defendant believed this action was an "overture" and removed his pants. He then attempted to

put his penis into her vagina, but was unable to do so, due to her position on the table.

Consequently, T.T. slid down the table and defendant held her up as she guided her body onto

his penis. No words were exchanged and T.T. did not tell defendant to stop. Defendant admitted

that when he first spoke with the police and prosecutor about T.T.'s allegations he lied and said

that his penis never entered T.T.'s vagina. Defendant also lied when testifying about the matter

at an Illinois Department of Financial and Professional Regulation hearing because he was

worried about losing his license. On cross-examination, defendant remembered being paged out

of the room only once and believed the examination had concluded before the sexual relations

began. He never saw or spoke to T.T. after the incident.

¶8     After closing arguments, the jury found defendant guilty of two counts of criminal sexual

assault (720 ILCS 5/12-13(a)(2) (West 2002)). On April 23, 2013, defendant filed a pro se



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motion for judgment notwithstanding the verdict or in the alternative a motion for a new trial

alleging ineffective counsel. In response, the trial court appointed Assistant Public Defender

(APD) and supervisor Lori Roper to represent defendant. At a subsequent hearing, APD Roper

concluded that after reviewing defendant's pro se motion in detail she did not find defendant's

counsel ineffective. Defendant, however, alleged that APD Roper was operating under a conflict

of interest, and thus, requested "conflict-free" counsel. The trial court found no basis for any of

defendant's allegations and denied his pro se motion. Shortly thereafter, APD Roper filed a

motion for a new trial on defendant's behalf raising a speedy trial issue, which the trial court

denied. Following a sentencing hearing, the trial court sentenced defendant to an aggregate total

of 18 years' imprisonment: 11 years' imprisonment on count I for penis to vagina contact and 7

years' imprisonment on count II for hand to vagina contact, sentences to run consecutively.

Defendant then filed this timely appeal.

¶9                                     ANALYSIS

¶ 10   On appeal, defendant contends that the prosecution of this case was barred by the

applicable statute of limitations, and therefore, defendant's conviction should be reversed. When

an appeal involves the trial court's application of the law to uncontested facts, the standard of

review is de novo. People v. Chapman, 

194 Ill. 2d 186, 208

 (2000). The primary objective of the

court in construing the meaning of the statute is to ascertain and give effect to the intention of the

Illinois legislature. People v Botruff, 

212 Ill. 2d 166, 175

 (2004). Therefore, an analysis of a

statute must always begin with the plain language of the provision. People v. Jones, 

214 Ill. 2d 187, 193

 (2005). "Words and phrases should not be construed in isolation, but must be

interpreted in light of other relevant provisions of the statute." People v. O'Brien, 

197 Ill. 2d 88

,

91 (2001).   In construing a statute, a court may also consider the reason and necessity for the



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No. 1-14-0039


laws, the evils to be remedied, and the objectives and purposes to be obtained. People v. Woods,

193 Ill. 2d 483, 487

 (2000).

¶ 11   The State charged defendant with 2 counts of criminal sexual assault, under which the

defendant "commits an act of sexual penetration" knowing that the victim "[i]s unable to give

knowing consent." 720 ILCS 5/12-13(a)(2) (West 2002). Further, under section 5/3-6(i), the

period within which a prosecution must be commenced is extended under the following

condition:

       "(i) *** a prosecution for criminal sexual assault, aggravated criminal sexual assault, or

       aggravated criminal sexual abuse may be commenced within 10 years of the commission

       of the offense if the victim reported the offense to law enforcement authorities within 2

       years after the commission of the offense." 720 ILCS 5/3-6 (i) (West 2002)

       In addition,

       "a prosecution for any offense involving sexual conduct or sexual penetration *** where

       the defendant was within a professional or fiduciary relationship or a purported

       professional or fiduciary relationship with the victim at the time of the commission of the

       offense may be commenced within one year after the discovery of the offense by the

       victim." 720 ILCS 5/3-6(e) (West 2002).

¶ 12   Here, both parties agree that T.T. reported her sexual assault to police a few weeks after

the incident. As such, the State's prosecution of defendant meets the statutory guidelines under

section 5/3-6 (i) because criminal sexual assaults must be reported to "authorities within two

years after the commission of the offense" and the prosecution "commenced within 10 years of

the commission of the offense." 720 ILCS 5/3-6(i) (West 2002). Although the State's decision

to wait eight years to charge defendant is surely baffling, the legislature's enactment of a ten year



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window provides a proper, legal basis for that decision. In addition, while defendant contends

that since he was in a professional relationship with the victim the statute of limitations under

section 5/3-6(e) (720 ILCS 5/3-6(e) (West 2002)) applies, the Illinois legislature has given

prosecutors options in exercising their broad discretion to decide which charges to file and how

to prosecute. See People v. Peterson, 

397 Ill. App. 3d 1048, 1055

 (2010) ("[a] prosecutor has

broad discretion in deciding whether to file charges and which charges to file"); People v. Hall,

311 Ill. App. 3d 905, 911

 (2000) ("[a] prosecutor's discretion to charge is broad, and in some

circumstances the prosecutor may file additional and harsher charges against a defendant").

Further, the plain language of section 5/3-6(e) reads "may be commenced," and thus, on its face

the statute does not read as a blanket provision under which to charge all medical professionals.

(720 ILCS 5/3-6(e) (West 2002)). And we agree with the State's view that the legislature clearly

did not intend to provide extra protection for doctors who commit sexual assaults against their

patients.

¶ 13    Furthermore, defendant was charged with two counts of criminal sexual assault, which

did not require the State to prove a professional relationship between defendant and T.T.

Although the jury instructions mentioned that defendant was a medical professional, the

instructions were given to establish whether the alleged assault was in fact part of the medical

examination or whether T.T.'s consent to the examination was vitiated such that defendant's

conduct was a sexual assault. In other words, to prosecute a physician under the sexual assault

statute, the State has the burden of establishing "what the reasonable medical standards were,

that the physician intentionally transgressed those standards, and that the patient did not consent

to the transgressions." People v. Burpo, 

164 Ill. 2d 261, 264-65

 (1995). In this case, the jury

determined that defendant's conduct was a sexual assault for which T.T. did not give knowing



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consent as opposed to a routine medical examination. Accordingly, the State was within its

discretion to proceed under section 5/3-6(i) (720 ILCS 5/3-6(i) (West 2002)) and the trial court

properly construed the applicable statute of limitations.

¶ 14   Defendant also contends that the trial court failed to adequately conduct a Krankel

inquiry into defendant's posttrial claims of ineffective assistance of counsel. When faced with a

pro se post-trial motion alleging ineffective assistance of trial counsel, a trial court makes a

Krankel inquiry (People v. Krankel, 

102 Ill. 2d 181

 (1984)), which examines the factual basis of

the claim to determine whether an appointment of counsel is warranted. People v. Moore, 

207 Ill. 2d 68, 78

 (2003). If a defendant's claims, however, "indicate that trial counsel neglected the

defendant's case," the trial court must appoint new counsel. People v. Ramey, 

152 Ill. 2d 41, 52

(1992). A trial court may base its decision in a Krankel inquiry on: (1) trial counsel's answers

and explanations; (2) a brief discussion between the trial court and the defendant; or (3) its

knowledge of trial counsel's performance at trial and the insufficiency of the defendant's

allegations on their face. People v. McLaurin, 

2012 IL App (1st) 102943, ¶ 40

. The issue of

whether the circuit court properly conducted an initial Krankel inquiry presents a legal question

that we review de novo. People v. Jolly, 

2014 IL 117142

, ¶ 28. But if the trial court has reached

a determination on the merits of a defendant's ineffective assistance of counsel claim in a

Krankel inquiry, we will reverse only if the trial court's action was manifestly erroneous. People

v. McCarter, 

385 Ill. App. 3d 919, 941

 (2008). Manifest error is error which is "clearly, evident,

plain and indisputable." People v. Ruiz, 

177 Ill. 2d 368, 384-85

 (1997).

¶ 15 In the case sub judice, after receiving defendant's pro se motion of ineffective assistance of

counsel, the trial court immediately determined that the circumstances warranted an appointment

of counsel and APD Roper was appointed from the Public Defender's Office. Thus, the trial



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court did comply with the first stage of the Krankel inquiry by appointing defendant counsel.

See People v. Robinson, 

2015 IL App (1st) 130837, ¶ 71

 (the purpose of a nonadversarial

preliminary Krankel inquiry is to determine whether to appoint counsel on defendant's pro se

claims).

¶ 16   We now look to determine whether defendant was "functionally unrepresented" by APD

Roper and whether the trial court's denial of defendant's pro se motion was manifestly erroneous.

APD Roper appeared at the May hearing on defendant's pro se motion, requesting a continuance

to review the transcripts and filings. APD Roper then appeared on defendant's behalf at the

September hearing and relayed to the court that she had thoroughly reviewed the pro se motion

and underlying case, spoken to the necessary parties, and "according to [her] office policy and

the policy according to case law," she did not find any ineffective assistance. Thereafter,

defendant amended his pro se motion and filed a subsequent motion seeking conflict-free

counsel, alleging that APD Roper was unwilling to represent him because as an APD supervisor

there was a conflict of interest given her relationship with defendant's trial counsel. The trial

court, however, determined there was no conflict of interest. The court noted that "[a]lthough

the outside perception from somebody who doesn't do this all the time may be that [APDs] back

each[other] up. I have to tell you if you came and looked at my post-conviction call . . . and the

degree with which members of the Public Defender's Office represent their clients, I don't find a

conflict." Therefore, the trial court did not find it necessary to appoint an independent third

party, but allowed defendant leave to hire new counsel. In addition, APD Roper filed a motion

for a new trial based on defendant's right to a speedy trial. Thus, we agree with the trial court

that the record suggests no conflict of interest existed and cannot say counsel's refusal to pursue

unmeritorious claims establishes incompetent or unwilling representation. See People v. Wilson,



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164 Ill. 2d 436, 454

 (1994) (counsel's failure to file a motion does not establish incompetent

representation, especially when that motion would be futile).

¶ 17   Moreover, based on the record before us the trial court's denial of defendant's pros se

motion was not manifestly erroneous. The trial court noted it reviewed all necessary documents,

presided over the trial, heard witness testimony, and observed "the strategies used by various

attorneys as they tried the case." And thus, the trial court "found nothing to indicate" any error

on defense counsel's part based on allegations contained in defendant's pro se motions,

allegations that were "outside the purview of the jury" and would not have changed "the results

of the trial." See McLaurin, 

2012 IL App (1st) 102943, ¶ 40

 (trial court may base its decision in

a Krankel inquiry on its knowledge of trial counsel's performance at trial). Therefore, the record

demonstrates no clear error and the trial court properly denied defendant's pro se motion.

¶ 18    Finally, defendant maintains that the mandatory supervised released ("MSR") term for a

Class 1 felony, such as criminal sexual assault, is 2 years; however, the trial court imposed a

three-year term. Defendant's entitlement to a correction of his mittimus is a legal issue that is

reviewed de novo. People v. Roberson, 

212 Ill. 2d 430, 437

 (2004).

¶ 19   A review of the applicable sentencing statute in effect at the time when the crimes were

committed supports defendant's assertion. See 730 ILCS 5/5-8-1 (d)(2) (West 2002). The State

concedes, and this court agrees, that the proper MSR term for this case is two years. Remand is

not necessary because under Supreme Court Rule 615, this court may correct the mittimus

without remanding the cause to the trial court. See Ill. S. Ct. R. 615(b)(1); People v. Mitchell,

234 Ill. App. 3d 912, 921

 (2009). Thus, pursuant to Supreme Court Rule 615(b)(1), this court

directs the circuit court to amend the mittimus to reflect the MSR term of two years.

¶ 20                                  CONCLUSION



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No. 1-14-0039


¶ 21   Based on the foregoing, we affirm the judgment of the circuit court of Cook County and

order that the mittimus be corrected.

¶ 22   Affirmed; mittimus corrected.




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